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Latest filing received: 3 minutes ago     Real-time updates on

Today's real-time filings:

3 minutes ago ...
Issuer
Kimbell Royalty Partners, LP KRP
Reporting Owner
ADAMS WILLIAM H III [ Director, ]
Signed By
Matthew S Daly Attorney-in-Fact
Preview. View filing ...
4
0001104659-17-041564.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common units representing limited partner interests
[P : Open market or private purchase] 3,572 shares x $15.86/sh Total owned: 5,072
Common units representing limited partner interests
[P : Open market or private purchase] 1,200 shares x $15.88/sh Total owned: 6,272
3 minutes ago ...
Issuer
BROADVISION INC BVSN
Reporting Owner
DIXON JAMES D [ Director, ]
Signed By
Peter Werner as Attorney-in-Fact for James Dixon
Preview. View filing ...
4
0000920448-17-000057.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[A : Grant / award] 5,882 shares x $0/sh Total owned: 28,348
5 minutes ago ...
Issuer
BROADVISION INC BVSN
Reporting Owner
LEE ROBERT [ Director, ]
Signed By
Peter Werner as Attorney-in-Fact for Robert Lee
Preview. View filing ...
4
0000920448-17-000055.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[A : Grant / award] 4,705 shares x $0/sh Total owned: 22,336
Common Stock
Total owned: 41 [ By Trust ]
6 minutes ago ...
Issuer
FISERV INC FISV
Reporting Owner
YABUKI JEFFERY W [ Director, Officer, President and CEO, ]
Signed By
Lynn S McCreary attorney-in-fact
Preview. View filing ...
4
0001209191-17-041862.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Common Stock
[S : Open market or private sale] 17,000 shares x $125.06/sh Total owned: 303,151
Common Stock
Total owned: 60,214 [ By Trust ]
7 minutes ago ...
Issuer
BROADVISION INC BVSN
Reporting Owner
Stieger Francois [ Director, ]
Signed By
Peter Werner as Attorney-in-Fact for Francois Stieger
Preview. View filing ...
4
0000920448-17-000053.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[A : Grant / award] 4,705 shares x $0/sh Total owned: 21,376
7 minutes ago ...
Issuer
HP INC HPQ
Reporting Owner
WHITMAN MARGARET C [ Director, ]
Signed By
Katie Colendich as Attorney-in-Fact for Margaret C Whitman
Preview. View filing ...
4
0001562180-17-002313.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 26, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 147,968.00 shares x $6.40/sh Total owned: 618,857.00
Common Stock
[S : Open market or private sale] 147,968.00 shares x $18.00/sh Total owned: 470,889.00
Common Stock
Total owned: 66.00 [ By Living Trust ]
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 147,968.00 shares x $0.00/sh Total owned: 1,176,736.00 [ Underlying Securities: Common Stock ] 147,968 shares
8 minutes ago ...
Issuer
HCA Healthcare, Inc. HCA
Reporting Owner
Perlin Jonathan B [ Officer, Pres-Clinical Services & CMO, ]
Signed By
Natalie Harrison Cline Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-041861.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 26,854 shares x $5.7847/sh Total owned: 41,765.6115
Common Stock
[M : Exer. or conv. of deriv. security exempted] 19,209 shares x $8.5394/sh Total owned: 60,974.6115
Common Stock
[M : Exer. or conv. of deriv. security exempted] 25,000 shares x $13.5339/sh Total owned: 85,974.6115
Common Stock
[S : Open market or private sale] 71,063 shares x $86.00/sh Total owned: 14,911.6115
Common Stock
Total owned: 913 [ By 2011 GRAT, Reporting Person Trustee ]
Common Stock
Total owned: 3,846 [ By 2012 GRAT, Reporting Person Trustee ]
Non-Qualified Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 26,854 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Common Stock ] 26,854 shares
Non-Qualified Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 19,209 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Common Stock ] 19,209 shares
Non-Qualified Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 25,000 shares x $0.00/sh Total owned: 13,418 [ Underlying Securities: Common Stock ] 25,000 shares
Preview. View filing ...
4
0000899243-17-017250.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Series A Convertible Preferred Stock
[P : Open market or private purchase] 372 shares x $1,000.00/sh Total owned: 500 [ Underlying Securities: Common Stock, $0.001 par value ] 373,907 shares
Series A Convertible Preferred Stock
[P : Open market or private purchase] 128 shares x $1,000.00/sh Total owned: 500 [ Underlying Securities: Common Stock, $0.001 par value ] 128,656 shares
12 minutes ago ...
Filer
STEPHENS INC
Preview. View filing ...
40-206A/A
9999999997-17-007280.nc
Application for exemption
14 minutes ago ...
Issuer
SYNNEX CORP SNX
Reporting Owner
BREIDENBACH FRED A [ Director, ]
Signed By
Simon Y Leung Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-022175.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Common Stock
[S : Open market or private sale] 318 shares x $125.00/sh Total owned: 19,408
15 minutes ago ...
Issuer
CIGNA CORP CI
Reporting Owner
Palmer Eric P [ Officer, EVP, Chief Financial Officer, ]
Signed By
By: Jill M Stadelman attorney-in-fact
Preview. View filing ...
3
0001225208-17-011594.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 16, 2017
Common Stock, $.25 Par Value
Total owned: 5,000.0000
Common Stock, $.25 Par Value
Total owned: 232.5874 [ By 401(k) ]
Common Stock, $.25 Par Value
Total owned: 39.0680 [ By Spouse's 401(k) ]
Employee Stock Option (Right to Buy)
[ Underlying Securities: Common Stock, $.25 Par Value ] 7,967 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Common Stock, $.25 Par Value ] 6,417 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Common Stock, $.25 Par Value ] 6,701 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Common Stock, $.25 Par Value ] 6,073 shares
16 minutes ago ...
Issuer
Summit Materials, Inc. SUM
Reporting Owner
Hill Thomas W. [ Director, Officer, President and CEO, ]
Signed By
Anne Lee Benedict as Attorney-in-Fact
Preview. View filing ...
4
0001104659-17-041563.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Class A Common Stock
[S : Open market or private sale] 6,300 shares x $27.53/sh Total owned: 44,060 [ See Footnote ]
Class A Common Stock
[S : Open market or private sale] 6,200 shares x $28.02/sh Total owned: 37,860 [ See Footnote ]
Class A Common Stock
Total owned: 20,610
18 minutes ago ...
Issuer
FS Investment CORP FSIC
Reporting Owner
Forman Michael C. [ Director, Officer, Chief Executive Officer, ]
Signed By
Stephen S Sypherd Attorney-in-Fact
Preview. View filing ...
4
0001387131-17-003447.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Common Stock
[P : Open market or private purchase] 600 shares x $8.9333/sh Total owned: 57,417 [ By Trust ]
Common Stock
[P : Open market or private purchase] 600 shares x $8.9333/sh Total owned: 914,560 [ By Franklin Square Holdings, L.P. ]
Common Stock
Total owned: 12,034.016 [ By Spouse ]
Common Stock
Total owned: 3,025.041 [ By Trust FBO Minor Children ]
Common Stock
Total owned: 10,676.315 [ In 401(k) account ]
Common Stock
Total owned: 7,312.509 [ In IRA account ]
20 minutes ago ...
Issuer
FS Investment CORP FSIC
Reporting Owner
Adelman David J. [ Director, ]
Signed By
Stephen S Sypherd Attorney-in-Fact
Preview. View filing ...
4
0001387131-17-003445.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Common Stock
[P : Open market or private purchase] 600 shares x $8.9333/sh Total owned: 914,560 [ By Franklin Square Holdings, L.P. ]
Common Stock
Total owned: 34,063
Common Stock
Total owned: 150,000 [ By Darco Capital, LP ]
Common Stock
Total owned: 22,228 [ By Darco Investments, LLC ]
Preview. View filing ...
4
0000899243-17-017248.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[S : Open market or private sale] 3,020 shares x $96.498/sh Total owned: 36,891 [ See Footnotes ]
Common Stock
[S : Open market or private sale] 4,750 shares x $96.498/sh Total owned: 57,765 [ See Footnotes ]
Common Stock
Total owned: 7,625 [ See Footnotes ]
Common Stock
Total owned: 115,410 [ See Footnotes ]
Common Stock
Total owned: 69,506 [ See Footnotes ]
Common Stock
Total owned: 16,404 [ See Footnotes ]
Common Stock
Total owned: 2,863,871 [ See Footnotes ]
24 minutes ago ...
Issuer
READING INTERNATIONAL INC RDI
Reporting Owner
Cotter James J JR [ 10% owner, Director, Officer, See Remarks, ]
Signed By
James J Cotter Jr
Preview. View filing ...
4
0001683168-17-001660.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Class A Nonvoting Common Stock
[S : Open market or private sale] 5,112 shares x $15.5116/sh Total owned: 284,278 [ See footnote ]
25 minutes ago ...
Issuer
QUICKLOGIC CORPORATION QUIK
Reporting Owner
TAUSS GARY H [ Director, ]
Signed By
Ravi Pokuri by Power of Attorney
Preview. View filing ...
4
0001179110-17-009606.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[S : Open market or private sale] 2,000 shares x $1.23/sh Total owned: 43,202
30 minutes ago ...
Issuer
SOUTH DAKOTA SOYBEAN PROCESSORS LLC N.A.
Reporting Owner
Brown Mark Allen [ Director, ]
Signed By
Mark Allen Brown
Preview. View filing ...
3
0001163609-17-000023.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 20, 2017
Class A Capital Units
Total owned: 12,500
30 minutes ago ...
Issuer
VASCO DATA SECURITY INTERNATIONAL INC VDSI
Reporting Owner
HUNT T KENDALL [ 10% owner, Director, Officer, Chief Executive Officer, ]
Signed By
Mark S Hoyt Attorney-in-Fact
Preview. View filing ...
4
0000899243-17-017246.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Common Stock, $0.001 par value
[S : Open market or private sale] 2,878 shares x $13.95/sh Total owned: 7,619,432
Common Stock, $0.001 par value
[S : Open market or private sale] 2,880 shares x $14.70/sh Total owned: 7,616,552
Common Stock, $0.001 par value
Total owned: 100,000 [ By the Charitable Remainder Trust ]
Common Stock, $0.001 par value
Total owned: 1,011,300 [ By the Barbara J. Hunt Marital Trust ]
Common Stock, $0.001 par value
Total owned: 200,000 [ By Spouse ]
41 minutes ago ...
Issuer
Perma-Pipe International Holdings, Inc. PPIH
Reporting Owner
Bosch Wayne [ Officer, VP & Chief HR Officer, ]
Signed By
Wayne Bosch
Preview. View filing ...
4
0000914122-17-000032.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Restricted stock
[A : Grant / award] 8,875 shares x $0/sh Total owned: 20,629 [ Underlying Securities: Common stock ] 8,875 shares
41 minutes ago ...
Issuer
ACADIA PHARMACEUTICALS INC ACAD
Reporting Owner
Baity Glenn [ Officer, EVP AND GC, ]
Signed By
Elizabeth Carter Attorney-in-Fact
Preview. View filing ...
4
0001415889-17-001046.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,903 shares x $1.62/sh Total owned: 83,059
Common Stock
[S : Open market or private sale] 1,903 shares x $30.0004/sh Total owned: 81,156
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 1,903 shares x $0/sh Total owned: 56,097 [ Underlying Securities: Common Stock ] 1,903 shares
44 minutes ago ...
Issuer
NEOGENOMICS INC NEO
Reporting Owner
BALLIET JENNIFER [ Officer, VP and Chief Culture Officer, ]
Signed By
Jennifer Balliet
Preview. View filing ...
4
0001209191-17-041859.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Common Stock
[S : Open market or private sale] 10,723 shares x $8.49/sh Total owned: 0
Stock Option (Right to Buy)
Total owned: 7,500 [ Underlying Securities: Common Stock ] 7,500 shares
Stock Option (Right to Buy)
Total owned: 15,000 [ Underlying Securities: Common Stock ] 15,000 shares
Stock Option (Right to Buy)
Total owned: 120,000 [ Underlying Securities: Common Stock ] 120,000 shares
Stock Option (Right to Buy)
Total owned: 50,000 [ Underlying Securities: Common Stock ] 50,000 shares
Stock Option (Right to Buy)
Total owned: 60,000 [ Underlying Securities: Common Stock ] 60,000 shares
Restricted Stock
Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
44 minutes ago ...
Filer
Marina Biotech, Inc.
Preview. View filing ...
S-1
0001493152-17-007172.nc
General form of registration statement for all companies including face-amount certificate companies. Including: IPO, Going public, offering securities, prospectus ( Small Businesses )
45 minutes ago ...
Filer
Armour Residential REIT, Inc.
Preview. View filing ...
424B5
0001428205-17-000131.nc
Prospectus filed : Rule 424
46 minutes ago ...
Issuer
American Homes 4 Rent AMH
Reporting Owner
HEIM STEPHANIE G [ Officer, Executive Vice President, ]
Signed By
Stephanie Heim
Preview. View filing ...
4
0001225208-17-011593.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Series A Participating Preferred Shares
[S : Open market or private sale] 1,500.0000 shares x $28.4200/sh Total owned: 0.0000 [ By IRA ]
Series B Participating Preferred Shares
[S : Open market or private sale] 1,500.0000 shares x $28.4000/sh Total owned: 0.0000 [ By IRA ]
Series B Participating Preferred Shares
[S : Open market or private sale] 1,000.0000 shares x $28.4000/sh Total owned: 0.0000 [ By Spouse's IRA ]
46 minutes ago ...
Filed By
Citibank,N.A./ADR
Subject Company
China Overseas Grand Oceans Group Limited/ADR
Preview. View filing ...
F-6EF
0001193805-17-001179.nc
Auto effective registration statement for American Depositary Receipts representing securities of foreign private issuers ( International ADR )
46 minutes ago ...
Filed By
BAKER HUGHES INC
Subject Company
BAKER HUGHES INC
Preview. View filing ...
425
0000950103-17-006065.nc
Filing under Securities Act Rule 425 of prospectuses and communications in connection with business combination transactions
47 minutes ago ...
Filed By
BAKER HUGHES INC
Subject Company
BAKER HUGHES INC
Preview. View filing ...
425
0000950103-17-006064.nc
Filing under Securities Act Rule 425 of prospectuses and communications in connection with business combination transactions
47 minutes ago ...
Issuer
DAVEY TREE EXPERT CO
Reporting Owner
COVEY PATRICK M [ Director, Officer, President & COO, ]
Signed By
Patrick M CoveyChristopher J Bast by Power of Attorney
Preview. View filing ...
4
0001363607-17-000006.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Non-Qualified Stock Option (Right to Buy)
[A : Grant / award] 5,000 shares x $0/sh Total owned: 5,000 [ Underlying Securities: Common Stock ] 5,000 shares
47 minutes ago ...
Filed By
BAKER HUGHES INC
Subject Company
BAKER HUGHES INC
Preview. View filing ...
425
0000950103-17-006063.nc
Filing under Securities Act Rule 425 of prospectuses and communications in connection with business combination transactions
47 minutes ago ...
Filer
Peerless Energy Partners, Inc.
Form D persons
Scott Cox
Signed By
Scott Cox
Preview. View filing ...
D
0001709511-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Peerless Energy Partners, Inc. [ Corporation ] Jurisdiction: TEXAS
Related Persons
Scott Cox [ Executive Officer ] [ Director ]
Industry
Oil and Gas
Offering Data
Revenue range: Decline to Disclose
Date of first sale: Yet to occur
[ Mineral property ]
Total offer
$ 200,000
Total sold
$ 0
Total remaining
$ 200,000
# investors
0 investors have already invested in this offering
47 minutes ago ...
Filer
WisdomTree Trust
Preview. View filing ...
8-A12B
0001193125-17-213475.nc
Form for the registration / listing of a class of securities on a national securities exchange : section 12
48 minutes ago ...
Issuer
Tonix Pharmaceuticals Holding Corp. TNXP
Reporting Owner
LEDERMAN SETH [ Director, Officer, Chief Executive Officer, ]
Signed By
Jessica Morris Attorney-in-Fact
Preview. View filing ...
4
0001615774-17-003376.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 26, 2017
Common Stock, $0.001 par value
[P : Open market or private purchase] 5,000 shares x $4.3999/sh Total owned: 25,000 [ By IRA account ]
Common Stock, $0.001 par value
Total owned: 13,300 [ By 401(k) plan ]
Common Stock, $0.001 par value
Total owned: 7,912
Common Stock, $0.001 par value
Total owned: 3,100 [ By spouse ]
Common Stock, $0.001 par value
Total owned: 2.917 [ By Leder Laboratories, Inc ]
Common Stock, $0.001 par value
Total owned: 2.917 [ By Starling Pharmaceuticals, Inc ]
Common Stock, $0.001 par value
Total owned: 18,463 [ By Lederman & Co., LLC ]
Common Stock, $0.001 par value
Total owned: 3,246 [ By L&L Technologies, LLC ]
Common Stock, $0.001 par value
Total owned: 5,898 [ By Targent Pharmaceuticals, LLC ]
48 minutes ago ...
Filer
VANGUARD TRUSTEES' EQUITY FUND
Preview. View filing ...
N-CSRS
0000932471-17-004458.nc
Certified semi-annual shareholder report of registered management investment companies
Period ending
April 30, 2017
48 minutes ago ...
Filed By
BAKER HUGHES INC
Subject Company
BAKER HUGHES INC
Preview. View filing ...
425
0000950103-17-006062.nc
Filing under Securities Act Rule 425 of prospectuses and communications in connection with business combination transactions
48 minutes ago ...
Filer
Banco Santander, S.A.
Preview. View filing ...
6-K
0001193125-17-213473.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
June 26, 2017
48 minutes ago ...
Filer
ASHLAND GLOBAL HOLDINGS INC
Preview. View filing ...
11-K
0001674862-17-000053.nc
Annual Reports of Employee Stock Purchase, Savings, and Similar Plans
Period ending
Dec. 31, 2016
48 minutes ago ...
Filed By
Citibank,N.A./ADR
Subject Company
Luks Group (Vietnam Holdings) Co Limited/ADR
Preview. View filing ...
F-6EF
0001193805-17-001178.nc
Auto effective registration statement for American Depositary Receipts representing securities of foreign private issuers ( International ADR )
48 minutes ago ...
Filer
Colorado Farm Sciences LLC
Form D persons
Sam Palumbo
Signed By
Sam Palumbo
Preview. View filing ...
D
0001707380-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Colorado Farm Sciences LLC [ Limited Liability Company ] Jurisdiction: COLORADO
Related Persons
Sam Palumbo [ Executive Officer ] [ Managing Member of the Manager ]
Industry
Agriculture
Offering Data
Revenue range: No Revenues
Date of first sale: 2017-06-05
[ Equity ]
Total offer
$ 600,000
Total sold
$ 300,000
Total remaining
$ 300,000
# investors
1 investors have already invested in this offering
49 minutes ago ...
Filer
Titan Computer Services Inc.
Preview. View filing ...
10-Q/A
0001185185-17-001450.nc
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Period ending
March 31, 2017
49 minutes ago ...
Filer
VANGUARD MUNICIPAL BOND FUNDS
Preview. View filing ...
N-CSRS
0000932471-17-004457.nc
Certified semi-annual shareholder report of registered management investment companies
Period ending
April 30, 2017
49 minutes ago ...
Filed By
BAKER HUGHES INC
Subject Company
BAKER HUGHES INC
Preview. View filing ...
425
0000950103-17-006061.nc
Filing under Securities Act Rule 425 of prospectuses and communications in connection with business combination transactions
49 minutes ago ...
Filer
CREDIT SUISSE AG
Preview. View filing ...
424B2
0000950103-17-006060.nc
Prospectus filed: Rule 424
49 minutes ago ...
Filer
TIMKEN CO
Preview. View filing ...
11-K
0000098362-17-000084.nc
Annual Reports of Employee Stock Purchase, Savings, and Similar Plans
Period ending
Dec. 31, 2016
49 minutes ago ...
Issuer
PROTEON THERAPEUTICS INC PRTO
Reporting Owner
Freund John Gordon [ Director, ]
Signed By
George A Eldridge as attorney-in-fact for John Freund
Preview. View filing ...
4
0001171843-17-003831.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Series A Convertible Preferred Stock
[P : Open market or private purchase] 1,054 shares x $1,000/sh Total owned: 1,054 [ By Skyline Venture Partners ] [ Underlying Securities: Common Stock, $0.001 par value ] 1,059,403 shares
49 minutes ago ...
Filed By
Lewkowicz Leon
Subject Company
Microbot Medical Inc.
Preview. View filing ...
SC 13G/A
0001213900-17-006847.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
49 minutes ago ...
Filer
VISTA GOLD CORP
Preview. View filing ...
S-3
0001144204-17-034097.nc
Registration statement for specified transactions by issuers
50 minutes ago ...
Issuer
DAVEY TREE EXPERT CO
Reporting Owner
Joy Dan A [ Officer, VP/GM Comm'l Landscape Srvs, ]
Signed By
Dan A JoyChristopher J Bast By Power of Attorney
Preview. View filing ...
4
0001572890-17-000008.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 23, 2017
Non-Qualified Stock Option (Right to Buy)
[A : Grant / award] 2,000 shares x $0/sh Total owned: 2,000 [ Underlying Securities: Common Stock ] 2,000 shares
50 minutes ago ...
Issuer
Perma-Pipe International Holdings, Inc. PPIH
Reporting Owner
SCHMIDT KARL J [ Officer, VP and CFO, ]
Signed By
Karl J Schmidt
Preview. View filing ...
4
0000914122-17-000031.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Restricted stock
[A : Grant / award] 32,925 shares x $0/sh Total owned: 76,942 [ Underlying Securities: Common stock ] 32,925 shares
50 minutes ago ...
Issuer
United Community Bancorp UCBA
Reporting Owner
Hacker Jerry W [ Director, ]
Signed By
Edward G Olifer Power of Attorney
Preview. View filing ...
4
0001225208-17-011592.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,953.0000 shares x $11.3300/sh Total owned: 19,829.0000
Common Stock
[F : Pmt of exercise price or tax liab] 2,945.0000 shares x $19.0500/sh Total owned: 16,884.0000
Common Stock
Total owned: 5,565.0000 [ By IRA ]
Common Stock
Total owned: 3,943.0000 [ By Spouse's IRA ]
Common Stock
Total owned: 1,164.0000 [ Restricted Stock ]
Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 4,953.0000 shares x $0.0000/sh Total owned: 3,300.0000 [ Underlying Securities: Common Stock ] 4,953 shares
Stock Option (Right to Buy)
Total owned: 8,178.0000 [ Underlying Securities: Common Stock ] 8,178 shares
50 minutes ago ...
Issuer
LA-Z-BOY INC LZB
Reporting Owner
Edwards Darrell Dewain [ Officer, Senior Vice President, ]
Signed By
James P Klarr Attorney in fact
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4
0001310524-17-000014.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Shares
[M : Exer. or conv. of deriv. security exempted] 7,203 shares x $11.97/sh Total owned: 33,746
Common Shares
[D : Disp to issuer] 7,203 shares x $31.60/sh Total owned: 26,543
Common Shares
[M : Exer. or conv. of deriv. security exempted] 11,994 shares x $19.06/sh Total owned: 38,537
Common Shares
[D : Disp to issuer] 11,994 shares x $31.60/sh Total owned: 26,543
Common Shares
Total owned: 219 [ by 401(k) ]
Stock Appreciation Rights
[M : Exer. or conv. of deriv. security exempted] 7,203 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Shares ] 7,203 shares
Stock Appreciation Rights
[M : Exer. or conv. of deriv. security exempted] 11,994 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Shares ] 11,994 shares
51 minutes ago ...
Filer
RAYONIER ADVANCED MATERIALS INC.
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11-K
0001597672-17-000039.nc
Annual Reports of Employee Stock Purchase, Savings, and Similar Plans
Period ending
Dec. 31, 2016
51 minutes ago ...
Filer
FelCor Lodging Trust Inc
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8-K
0001104659-17-041555.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
June 23, 2017
51 minutes ago ...
Filed By
Citibank,N.A./ADR
Subject Company
China Oriental Group Co Ltd
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F-6EF
0001193805-17-001177.nc
Auto effective registration statement for American Depositary Receipts representing securities of foreign private issuers ( International ADR )
51 minutes ago ...
Filer
BANK OF THE OZARKS INC
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25
0001193125-17-213467.nc
Notification of the removal from listing and registration of matured, redeemed or retired securities ( SRO Self Regulatory Organizations )
51 minutes ago ...
Filer
BARCLAYS BANK PLC
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424B2
0000950103-17-006059.nc
Prospectus filed: Rule 424
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D
0001709437-17-000002.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.1 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(1)
Primary Issuer
Landed Funds, LLC Peninsula Educator Housing Series [ Other SERIES OF LANDED FUNDS, A DELAWARE SERIES LIMITED LIABILITY COMPANY] Jurisdiction: DELAWARE
Related Persons
N/A LANDED MANAGEMENT COMPANY, LLC [ Director ] [ MANAGER OF ISSUER. ]
JONATHAN ROGER ASMIS [ Executive Officer ] [ MANAGING DIRECTOR OF THE MANAGER OF THE ISSUER. ]
JESSE CLAYTON VAUGHAN [ Executive Officer ] [ MANAGING DIRECTOR OF THE MANAGER OF THE ISSUER. ]
ALEXANDER ADONIS LOFTON [ Executive Officer ] [ MANAGING DIRECTOR OF THE MANAGER OF THE ISSUER. ]
Industry
Pooled Investment Fund Private Equity Fund
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-06-12
[ Pooled investment fund ]
Total offer
$ 5,000,000
Total sold
$ 5,000,000
Total remaining
$ 0
# investors
0 investors have already invested in this offering
51 minutes ago ...
Issuer
CHICOS FAS INC CHS
Reporting Owner
MAHONEY JOHN [ Director, ]
Signed By
Todd E Vogensen
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4
0000897429-17-000114.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
June 22, 2017
Common Stock
[A : Grant / award] 16,560 shares x $0/sh Total owned: 112,413
52 minutes ago ...
Filer
ASHLAND GLOBAL HOLDINGS INC
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11-K
0001674862-17-000051.nc
Annual Reports of Employee Stock Purchase, Savings, and Similar Plans
Period ending
Dec. 31, 2016
52 minutes ago ...
Filer
TPG Pace Holdings Corp.
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CERTNYS
9999999997-17-007278.nc
Certification by the New York Stock Exchange approving securities for listing
Ltst filing
spro