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Latest filing received: a minute ago     Real-time updates on

Today's real-time filings:

a minute ago ...
Filer
MJ BIOTECH, INC.
Preview. View filing ...
8-K
0001543272-17-000043.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
Period ending
July 21, 2017
a minute ago ...
Issuer
AMERICAN NATIONAL BANKSHARES INC. amnb
Reporting Owner
Crist Frank C JR [ Director, ]
Signed By
Carolyn Compton
Preview. View filing ...
4
0001208397-17-000016.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 17, 2017
American National Bankshares Inc.
[J : Other acqui. or dispo.] 245 shares x $36.6/sh Total owned: 108,850.2044
American National Bankshares Inc.
Total owned: 1,027.7335 [ by daughter ]
a minute ago ...
Filed By
OPEN TEXT CORP
Subject Company
Guidance Software, Inc.
Group Member
GALILEO ACQUISITION SUB INC.
Preview. View filing ...
SC TO-T/A
0001193125-17-263503.nc
Third party tender offer statement
4 minutes ago ...
Filed By
BANK OF MONTREAL /CAN/
Subject Company
BANK OF MONTREAL /CAN/
Preview. View filing ...
FWP
0001214659-17-005220.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
4 minutes ago ...
Issuer
AMERICAN NATIONAL BANKSHARES INC. amnb
Reporting Owner
BLAIR FRED A [ Director, ]
Signed By
Carolyn Compton
Preview. View filing ...
4
0001208397-17-000015.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 17, 2017
American National Bankshares Inc.
[J : Other acqui. or dispo.] 270 shares x $36.6/sh Total owned: 18,974.461
American National Bankshares Inc.
Total owned: 212.9208 [ by son ]
5 minutes ago ...
Filer
Sino Fortune Holding Corp
Preview. View filing ...
10-Q SINOF 
0001615774-17-004590.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
8 minutes ago ...
Filer
DAIS ANALYTIC CORP
Preview. View filing ...
10-Q DLYT 
0001477932-17-004095.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
Financials (experimental)
In USD 3 mo ending 2016-06-30 6 mo ending 2017-06-30 6 mo ending 2016-06-30
Revenues  253,683  136,400  466,747
Net Income  -543,228  -1,425,610  -932,982
EPS Basic  0  -0.01  -0.01
8 minutes ago ...
Filed By
BANK OF MONTREAL /CAN/
Subject Company
BANK OF MONTREAL /CAN/
Preview. View filing ...
FWP
0001214659-17-005218.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
12 minutes ago ...
Filer
Heyu Leisure Holidays Corp
Preview. View filing ...
10-Q
0001213900-17-008980.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
12 minutes ago ...
Filed By
Meditor Group Ltd
Subject Company
Esperion Therapeutics, Inc.
Preview. View filing ...
SC 13G
0001382333-17-000004.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Preview. View filing ...
FWP
0000764764-17-000133.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
14 minutes ago ...
Filer
Youngevity International, Inc.
Preview. View filing ...
8-K
0001654954-17-007785.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
1.01 Business: Entry into a Material Definitive Agreement
2.03 Financial: Creation of Direct Financial Obligation or Obligation under Off-Balance Sheet Arrangement
3.02 Securities: Unregistered Sales of Equity Securities
9.01 Financial Statements and Exhibits
Period ending
Aug. 18, 2017
14 minutes ago ...
Filer
Mercer Funds
Preview. View filing ...
N-Q
0001193125-17-263488.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
June 30, 2017
Preview. View filing ...
497
0001193125-17-263484.nc
Definitive materials - Filing of investment company prospectuses
15 minutes ago ...
Filer
Stem Holdings, Inc.
Preview. View filing ...
10-Q STEMH 
0001493152-17-009642.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q3
Fiscal year ends
--09-30
Period ending
June 30, 2017
15 minutes ago ...
Filer
JPMorgan Trust I
Preview. View filing ...
497K
0001193125-17-263483.nc
Summary Prospectus for open-end management investment companies filed : Securities Act Rule 497
15 minutes ago ...
Filer
Appsoft Technologies, Inc.
Preview. View filing ...
10-Q ASFT 
0001144204-17-044325.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
Preview. View filing ...
497
0001193125-17-263481.nc
Definitive materials - Filing of investment company prospectuses
16 minutes ago ...
Filer
Penserra Capital Management LLC
Signed By
Anthony Castelli
Preview. View filing ...
13F-HR/A
0001593324-17-000004.nc XML (2)
Initial Quarterly Form 13F Holdings report filed by institutional managers
Period ending
June 30, 2017
Filing contains
583  rows of securities
Total Value
242.4 million
Preview. View filing ...
497
0001193125-17-263478.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
497
0001193125-17-263476.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
497
0001193125-17-263474.nc
Definitive materials - Filing of investment company prospectuses
19 minutes ago ...
Filer
KNOT Offshore Partners LP
Preview. View filing ...
F-3/A
0001193125-17-263468.nc
Registration statement for specified transactions by foreign private issuers ( International )
Preview. View filing ...
497
0001193125-17-263470.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
497
0001193125-17-263466.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
497
0001193125-17-263459.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
424B2
0000891092-17-005978.nc
Prospectus filed: Rule 424
Preview. View filing ...
497
0001193125-17-263458.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
424B2
0000891092-17-005977.nc
Prospectus filed: Rule 424
23 minutes ago ...
Filer
Omagine, Inc.
Preview. View filing ...
10-Q OMAG 
0001213900-17-008978.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
24 minutes ago ...
Filer
PCSB Financial Corp
Preview. View filing ...
8-K
0000943374-17-000394.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
Period ending
Aug. 16, 2017
24 minutes ago ...
Filer
NML VARIABLE ANNUITY ACCOUNT B
Preview. View filing ...
497
0001193125-17-263454.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
D
0001715141-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
DE COHO RUN, LLC [ Limited Liability Company ] Jurisdiction: DELAWARE
Related Persons
Thomas Persons [ Executive Officer ] [ As managing member of Springhill Piedmont Coho Manager, LLC ]
William Brown [ Executive Officer ] [ As managing member of Springhill Piedmont Coho Manager, LLC ]
Steven Weilbach [ Executive Officer ] [ As managing member of Springhill Piedmont Coho Manager, LLC ]
N/A Springhill Piedmont Coho Manager, LLC [ Director ] [ Manager ]
Industry
Other Real Estate
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-08-03
[ Equity ]
Total offer
$ 800,000
Total sold
$ 800,000
Total remaining
$ 0
# investors
7 investors have already invested in this offering
25 minutes ago ...
Filer
AUSCRETE Corp
Preview. View filing ...
10-Q ASCK 
0001492091-17-000030.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
25 minutes ago ...
Filer
NML VARIABLE ANNUITY ACCOUNT B
Preview. View filing ...
497
0001193125-17-263453.nc
Definitive materials - Filing of investment company prospectuses
Preview. View filing ...
D
0001714845-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.1 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(1)
Primary Issuer
Main & Ward LLC [ Limited Liability Company ] Jurisdiction: NEW JERSEY
Related Persons
Deborah H. Imperatore [ Executive Officer ] [ Director ] [ Promoter ] [ Manager of Manager of Member of Member of Managing Member of Issuer. ]
Main and Ward MM LLC [ Executive Officer ] [ Director ] [ Promoter ] [ Managing Member of Issuer. ]
Hampshire Sonehan Main and Ward MM LLC [ Director ] [ Promoter ] [ Member of Main and Ward MM LLC ]
Hampshire Destination Properties, LLC [ Director ] [ Promoter ] [ Member of Hampshire Sonehan Main and Ward MM LLC ]
CIMCO Fourteen, LLC [ Director ] [ Promoter ] [ Manager of Hampshire Destination Properties, LLC ]
Sonehan L.L.C. [ Director ] [ Promoter ] [ Managing Member of Main and Ward MM LLC. ]
Sonehan Manager LLC [ Director ] [ Promoter ] [ Manager of Sonehan L.L.C. ]
CP - 395 Main Street LLC [ Director ] [ Promoter ] [ Managing Member of Main and Ward MM LLC ]
Industry
Other Real Estate
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-08-09
[ Equity ]
Total offer
$ 6,619,000
Total sold
$ 2,826,000
Total remaining
$ 3,793,000
# investors
28 investors have already invested in this offering
26 minutes ago ...
Filer
WisdomTree Trust
Preview. View filing ...
497 WTT 
0001193125-17-263442.nc XBRL XML (6)
Definitive materials - Filing of investment company prospectuses
27 minutes ago ...
Filer
BARCLAYS BANK PLC
Preview. View filing ...
424B2
0001104659-17-052881.nc
Prospectus filed: Rule 424
27 minutes ago ...
Issuer
National Commerce Corp NCOM
Reporting Owner
Vandevelde Russell H IV [ Director, ]
Signed By
William E Matthews V by power of attorney
Preview. View filing ...
4
0001247524-17-000107.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 21, 2017
Common Stock
[P : Open market or private purchase] 100 shares x $38.75/sh Total owned: 98,333
Common Stock
[P : Open market or private purchase] 310 shares x $38.80/sh Total owned: 98,643
Common Stock
[P : Open market or private purchase] 390 shares x $38.85/sh Total owned: 99,033
Common Stock
[P : Open market or private purchase] 967 shares x $38.90/sh Total owned: 100,000
Common Stock
Total owned: 19,980 [ By IRA ]
Common Stock
Total owned: 1,250 [ By IRA for the benefit of the reporting person's spouse ]
Common Stock
Total owned: 800 [ By the reporting person as custodian for the reporting person's daughter ]
Common Stock
Total owned: 800 [ By the reporting person as custodian for the reporting person's daughter ]
Common Stock
Total owned: 800 [ By the reporting person as custodian for the reporting person's daughter ]
Common Stock
Total owned: 800 [ By the reporting person as custodian for the reporting person's daughter ]
27 minutes ago ...
Filer
NML VARIABLE ANNUITY ACCOUNT A
Preview. View filing ...
497
0001193125-17-263449.nc
Definitive materials - Filing of investment company prospectuses
28 minutes ago ...
Filer
NML VARIABLE ANNUITY ACCOUNT A
Preview. View filing ...
497
0001193125-17-263447.nc
Definitive materials - Filing of investment company prospectuses
29 minutes ago ...
Issuer
AdvanSource Biomaterials Corp asnb
Reporting Owner
Carroll Khristine L [ Officer, EVP Commercial Operations, ]
Signed By
Khristine L Carroll
Preview. View filing ...
4
0001556244-17-000028.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 17, 2017
Non-Qualified Equity Incentive Option
[A : Grant / award] 500,000 shares x $0.06/sh Total owned: 860,000 [ Underlying Securities: Common Stock ] 500,000 shares
Preview. View filing ...
424B2
0000950103-17-008035.nc
Prospectus filed: Rule 424
29 minutes ago ...
Issuer
PREFORMED LINE PRODUCTS CO PLPC
Reporting Owner
RUHLMAN ROBERT G [ 10% owner, Director, Officer, President - CEO, ]
Signed By
Michael A Weisbarth by power of attorney
Preview. View filing ...
4
0001209191-17-049689.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 16, 2017
Common shares, $2 par value
[D : Disp to issuer] 24,920 shares x $50.16/sh Total owned: 802,900 [ by trust ]
Common shares, $2 par value
Total owned: 34,656 [ by trust ]
Common shares, $2 par value
Total owned: 6,274 [ by 401(k) plan ]
Common shares, $2 par value
Total owned: 300 [ by spouse ]
Common shares, $2 par value
Total owned: 11,250 [ by trust ]
Common shares, $2 par value
Total owned: 156,648 [ by rabbi trust for Deferred Compensation Plan ]
Common shares, $2 par value
Total owned: 151,911 [ by trust ]
Common shares, $2 par value
Total owned: 350 [ by Roth IRA ]
29 minutes ago ...
Filer
Winding Creek Partners, LP
Form D persons
Richard Allen Scheich
Signed By
Richard A. Scheich
Preview. View filing ...
D/A
0001567962-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Winding Creek Partners, LP [ Limited Partnership ] Jurisdiction: OHIO
Related Persons
Richard Allen Scheich [ Executive Officer ]
Industry
Investing
Offering Data
Revenue range: $5,000,001 - $25,000,000
Date of first sale: 2013-03-13
[ Equity ]
Total offer
$ Indefinite
Total sold
$ 4,410,000
Total remaining
$ Indefinite
# investors
63 investors have already invested in this offering
30 minutes ago ...
Filer
NEXT GROUP HOLDINGS, INC.
Preview. View filing ...
10-Q NXGH 
0001213900-17-008976.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q2
Fiscal year ends
--12-31
Period ending
June 30, 2017
31 minutes ago ...
Filer
Advisers Investment Trust
Preview. View filing ...
DEFA14A
0001193125-17-263439.nc
Additional proxy soliciting materials - definitive - required under Section 14
Preview. View filing ...
D
0001605845-17-000002.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
ETHOS LENDING INC. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Adam Carmel [ Executive Officer ] [ Director ]
Mark Lefanowicz [ Executive Officer ] [ Director ]
Brett Carmel [ Director ]
Cantwell Muckenfuss III [ Director ]
Bill Sakkab [ Executive Officer ]
Erik Stern [ Executive Officer ]
Karen Gerli [ Executive Officer ]
Industry
Other Banking and Financial Services
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-05-22
[ Option, Warrant or Right ] [ Equity ] [ Other ] [ $22,655,000.31 of Series B-3 Preferred Stock, $4,000,000.13 in warrants to acquire Series B-3 Preferred Stock and $1,261.46 in warrants to acquire Common Stock. ]
Total offer
$ 26,656,261
Total sold
$ 18,656,261
Total remaining
$ 8,000,000
# investors
11 investors have already invested in this offering
33 minutes ago ...
Filed By
BANK OF MONTREAL /CAN/
Subject Company
BANK OF MONTREAL /CAN/
Preview. View filing ...
FWP
0001214659-17-005216.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
33 minutes ago ...
Filer
BARCLAYS BANK PLC
Preview. View filing ...
424B2
0001104659-17-052878.nc
Prospectus filed: Rule 424
35 minutes ago ...
Filer
SB FINANCIAL GROUP, INC.
Preview. View filing ...
S-8
0001213900-17-008975.nc
Initial registration statement for securities to be offered to employees : employee benefit plans
35 minutes ago ...
Filer
HSBC HOLDINGS PLC
Preview. View filing ...
6-K
0001654954-17-007783.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Aug. 21, 2017
35 minutes ago ...
Filer
423 TERRY PARTNERS, LLC
Form D persons
Bradley Padden
S David Sharkey
Signed By
Bradley Padden
Preview. View filing ...
D
0001649018-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
423 TERRY PARTNERS, LLC [ Limited Liability Company ] Jurisdiction: WASHINGTON
Related Persons
Bradley Padden [ Executive Officer ] [ Promoter ]
S David Sharkey [ Executive Officer ] [ Promoter ]
Industry
Other Real Estate
Offering Data
Revenue range: Decline to Disclose
Date of first sale: Yet to occur
[ Equity ]
Total offer
$ 2,500,000
Total sold
$ 0
Total remaining
$ 2,500,000
# investors
0 investors have already invested in this offering
37 minutes ago ...
Filer
CHINA FUND INC
Preview. View filing ...
8-K
0001398344-17-010596.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
7.01 Fair Disclosure: Regulation FD Disclosure
9.01 Financial Statements and Exhibits
Period ending
July 31, 2017
37 minutes ago ...
Filer
BARCLAYS BANK PLC
Preview. View filing ...
424B2
0001104659-17-052876.nc
Prospectus filed: Rule 424
37 minutes ago ...
Filer
WisdomTree Trust
Preview. View filing ...
485BPOS WTT 
0001193125-17-263430.nc XBRL XML (6)
Post-effective amendment filed : Securities Act Rule 485
38 minutes ago ...
Filer
GENUINE PARTS CO
Preview. View filing ...
8-K
0001299933-17-000854.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
Aug. 21, 2017
39 minutes ago ...
Issuer
SOUTHERN MISSOURI BANCORP, INC. SMBC
Reporting Owner
Roberts Christopher R. [ Officer, EVP, Regional President, ]
Signed By
Christopher R Roberts
Preview. View filing ...
3
0000927089-17-000280.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 7, 2017
39 minutes ago ...
Filer
Cardiome Pharma Corp
Preview. View filing ...
6-K
0001279569-17-001705.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Aug. 21, 2017
40 minutes ago ...
Issuer
PREFORMED LINE PRODUCTS CO PLPC
Reporting Owner
RUHLMAN RANDALL M [ 10% owner, ]
Signed By
Michael A Weisbarth by power of attorney
Preview. View filing ...
4
0001209191-17-049688.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Aug. 16, 2017
Common shares, $2 par value
[D : Disp to issuer] 24,920 shares x $50.16/sh Total owned: 802,900 [ by trust ]
Common shares, $2 par value
Total owned: 166,266
Common shares, $2 par value
Total owned: 46,656 [ by trust ]
Common shares, $2 par value
Total owned: 11,250 [ by trust ]
Ltst filing
spro