Research publicly listed Companies, their Owners & Officers, and Filings
  Real time instant "Full-text" search thru all filings: from 30 seconds ago to 21 years ago (including XBRL, pdfs, docs, spreadsheets, presentations etc..)
  Discover inter-connections between people and companies. View Crowdfunding Regulation-A filings
  View financial statements, fundings, insiders and their trades.. Real time search for Revenue, Net Income, Earnings per Share
  Site includes 100% of SEC filings for all companies from 1995 till date -> stored and processed on-site.
Contact us for feature requests, issues, questions or comments!

Search by entering one or more of the following:

Latest filing received: 2 minutes ago     Real-time updates on

Today's real-time filings:

35 seconds ago ...
Issuer
FULLER H B CO FUL
Reporting Owner
Cai Zhiwei [ Officer, VP, Engineering Adhesives, ]
Signed By
Timothy J Keenan Attorney-in-Fact
Preview. View filing ...
3/A
0001225208-17-001409.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 12, 2016
Employee Stock Option (Right-to-Buy)
[ Underlying Securities: Common Stock ] 2,806 shares
43 seconds ago ...
Filer
Smith Johnson Lowe & Associates Inc
Form D persons
Emory Leon Lowe
Signed By
Emory L Lowe
Preview. View filing ...
D/A
0001635308-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
04 Federal Exemptions and Exclusions: Rule 504(b)(1)
Primary Issuer
Smith Johnson Lowe & Associates Inc [ Corporation ] Jurisdiction: GEORGIA
Related Persons
Emory Leon Lowe [ Executive Officer ] [ Director ]
Industry
Investment Banking
Offering Data
Revenue range: $1 - $1,000,000
Date of first sale: 2010-06-10
[ Equity ]
Total offer
$ 50,000
Total sold
$ 50,000
Total remaining
$ 0
# investors
1 investors have already invested in this offering
a minute ago ...
Issuer
LIVE VENTURES Inc LIVE
Reporting Owner
Gao Dennis [ Director, ]
Signed By
Dennis Gao
Preview. View filing ...
4
0001683168-17-000128.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[P : Open market or private purchase] 21 shares x $19.85/sh Total owned: 21
Common Stock
[P : Open market or private purchase] 1,100 shares x $19.8139/sh Total owned: 1,121
Common Stock
[P : Open market or private purchase] 200 shares x $19.8039/sh Total owned: 1,321
Common Stock
[P : Open market or private purchase] 100 shares x $19.7789/sh Total owned: 1,421
Common Stock
[P : Open market or private purchase] 100 shares x $19.7639/sh Total owned: 1,521
Common Stock
[P : Open market or private purchase] 300 shares x $19.7939/sh Total owned: 1,821
Common Stock
[P : Open market or private purchase] 100 shares x $19.5857/sh Total owned: 1,921
Common Stock
[P : Open market or private purchase] 2,000 shares x $19.28/sh Total owned: 3,921
Common Stock
[P : Open market or private purchase] 2,000 shares x $19.3902/sh Total owned: 5,921
Common Stock
[P : Open market or private purchase] 100 shares x $19.4515/sh Total owned: 6,021
Common Stock
[P : Open market or private purchase] 100 shares x $19.4533/sh Total owned: 6,121
Common Stock
[P : Open market or private purchase] 100 shares x $19.4738/sh Total owned: 6,221
Common Stock
[P : Open market or private purchase] 100 shares x $19.49/sh Total owned: 6,321
Common Stock
[P : Open market or private purchase] 400 shares x $19.5421/sh Total owned: 6,721
Common Stock
[P : Open market or private purchase] 3,000 shares x $19.51/sh Total owned: 9,721
a minute ago ...
Filer
Capital Product Partners L.P.
Preview. View filing ...
6-K
0001193125-17-014025.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Jan. 20, 2017
2 minutes ago ...
Filer
Grana & Montero S.A.A.
Preview. View filing ...
6-K
0001157523-17-000105.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Jan. 20, 2017
Preview. View filing ...
D/A
0001526892-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.1 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(1)
Primary Issuer
Endurance Capital Fund, L.P. [ Limited Partnership ] Jurisdiction: DELAWARE
Related Persons
N/A Endurance Capital Partners, LLC [ Promoter ] [ General Partner of the Issuer ]
David Readerman [ Promoter ] [ Managing Member of the General Partner of the Issuer ]
Industry
Pooled Investment Fund Hedge Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2011-05-01
[ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 14,434,933
Total remaining
$ Indefinite
# investors
13 investors have already invested in this offering
3 minutes ago ...
Issuer
WHITING PETROLEUM CORP WLL
Reporting Owner
Kranker Steven [ Officer, Vice President, ]
Signed By
Bruce R DeBoer Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-002155.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 33,727 shares x $0/sh Total owned: 71,331
Preview. View filing ...
487
0001528621-17-000062.nc
Pre-effective pricing amendment filed : Securities Act Rule 487
4 minutes ago ...
Filer
DiMi Telematics International, Inc.
Preview. View filing ...
10-Q DIMI 
0001213900-17-000531.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q1
Fiscal year ends
--08-31
Period ending
Nov. 30, 2016
Financials (experimental)
In USD 3 mo ending 2016-11-30 3 mo ending 2015-11-30
Net Income  -42,501  -81,092
EPS Diluted  -0.01  -0.03
EPS Basic  -0.01  -0.03
Preview. View filing ...
424B3
0001416265-17-000042.nc
Prospectus filed : Rule 424
4 minutes ago ...
Issuer
WHITING PETROLEUM CORP WLL
Reporting Owner
SEERY DAVID M [ Officer, Vice President, ]
Signed By
Bruce R DeBoer Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-002154.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 30,565 shares x $0/sh Total owned: 119,367
2011 Stock Option - Right to Purchase
Total owned: 1,464 [ Underlying Securities: Common Stock ] 1,464 shares
Stock Option - Right to Purchase
Total owned: 2,572 [ Underlying Securities: Common Stock ] 2,572 shares
5 minutes ago ...
Issuer
QUAINT OAK BANCORP INC QNTO
Reporting Owner
STRONG ROBERT T [ Director, Officer, President and CEO, ]
Signed By
Robert T Strong
Preview. View filing ...
4
0000927089-17-000023.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 5,000 shares x $5.00/sh Total owned: 101,772
Common Stock
[S : Open market or private sale] 2,000 shares x $12.25/sh Total owned: 99,772
Common Stock
Total owned: 5,039.85 [ By 401(k) Plan ]
Common Stock
Total owned: 29,413.8433 [ By ESOP ]
Common Stock
Total owned: 22,242 [ By IRA ]
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 5,000 shares x $0/sh Total owned: 55,430 [ Underlying Securities: Common Stock ] 5,000 shares
Employee Stock Option (Right to Buy)
Total owned: 30,000 [ Underlying Securities: Common Stock ] 30,000 shares
6 minutes ago ...
Issuer
WHITING PETROLEUM CORP WLL
Reporting Owner
Jensen Brent P [ Officer, Treasurer, ]
Signed By
Bruce R DeBoer Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-002153.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 19,182 shares x $0/sh Total owned: 82,244
2011 Stock Option - Right to Purchase
Total owned: 1,464 [ Underlying Securities: Common Stock ] 1,464 shares
Stock Option - Right to Purchase
Total owned: 1,544 [ Underlying Securities: Common Stock ] 1,544 shares
Preview. View filing ...
424B3
0001416265-17-000041.nc
Prospectus filed : Rule 424
7 minutes ago ...
Issuer
WHITING PETROLEUM CORP WLL
Reporting Owner
Duncan Heather M [ Officer, Vice President, ]
Signed By
Bruce R DeBoer Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-002152.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 16,442 shares x $0/sh Total owned: 64,931
2011 Stock Option - Right to Purchase
Total owned: 1,464 [ Underlying Securities: Common Stock ] 1,464 shares
Stock Option - Right to Purchase
Total owned: 1,544 [ Underlying Securities: Common Stock ] 1,544 shares
8 minutes ago ...
Filer
Live Esq, LLC
Signed By
Andro Samuel
Preview. View filing ...
C
0001695333-17-000001.nc XML (1)
Regulation Crowdfunding Offering Statement
Offered thru
DreamFunded MarketPlace, LLC IARD/CRD : 6639970
Type of Security
Other
Offering Amount
$ 10,000.00
Maximum Offering Amt
$ 100,000.00
Over Subscription Accepted
Y
Over Subscription Alloc
Other
Deadline Date
05-31-2017
8 minutes ago ...
Filer
CENTRAL BANK & TRUST CO
Signed By
S GAYLE DOCKERY
Preview. View filing ...
13F-HR
0001175954-17-000002.nc XML (2)
Initial Quarterly Form 13F Holdings report filed by institutional managers
Period ending
Dec. 31, 2016
Filing contains
389  rows of securities
Total Value
374.2 million
Preview. View filing ...
D
0001541252-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Dwolla, Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Ben Milne [ Executive Officer ] [ Director ]
Albert Wenger [ Director ]
Craig Ibsen [ Director ]
Jonathon Triest [ Director ]
Industry
Other Technology
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2016-09-13
[ Equity ]
Total offer
$ 6,999,999
Total sold
$ 6,949,997
Total remaining
$ 50,002
# investors
10 investors have already invested in this offering
10 minutes ago ...
Filer
FEDERATED INCOME SECURITIES TRUST
Preview. View filing ...
497
0001623632-17-000077.nc
Definitive materials - Filing of investment company prospectuses
10 minutes ago ...
Filer
ROYAL BANK OF CANADA
Preview. View filing ...
424B2
0001140361-17-002381.nc
Prospectus filed: Rule 424
10 minutes ago ...
Filer
Smart Trust 291
Preview. View filing ...
497J
0000891092-17-000430.nc
Certification of no change in definitive materials
11 minutes ago ...
Filer
FIELDPOINT PETROLEUM CORP
Preview. View filing ...
8-K
0001011034-17-000006.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
1.01 Business: Entry into a Material Definitive Agreement
3.02 Securities: Unregistered Sales of Equity Securities
9.01 Financial Statements and Exhibits
Period ending
Jan. 9, 2017
Preview. View filing ...
D/A
0001487434-17-000002.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.1 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(1)
Primary Issuer
Total Return Fund LLC [ Limited Liability Company ] Jurisdiction: DELAWARE
Related Persons
n/a Adelante Capital Management LLC [ Executive Officer ] [ Manager ]
Michael Anthony Torres [ Executive Officer ] [ Manager of the Issuer's Manager ]
Industry
Pooled Investment Fund Other Investment Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2010-05-01
[ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 22,381,382
Total remaining
$ Indefinite
# investors
10 investors have already invested in this offering
Preview. View filing ...
D/A
0000919574-17-000670.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
LEE Fund LP [ Limited Partnership ] Jurisdiction: DELAWARE
Related Persons
-- LAE General Partners Limited [ Executive Officer ] [ Promoter ] [ General Partner ]
-- Lancaster Investment Management LLP [ Executive Officer ] [ Promoter ] [ Investment Manager ]
Industry
Pooled Investment Fund Hedge Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2012-10-01
[ Equity ] [ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 715,153,400
Total remaining
$ Indefinite
# investors
33 investors have already invested in this offering
13 minutes ago ...
Filer
Bridge Builder Trust
Preview. View filing ...
DEF 14C
0000894189-17-000233.nc
Definitive information statements
Period ending
Jan. 20, 2017
15 minutes ago ...
Filer
Bridge Builder Trust
Preview. View filing ...
DEF 14C
0000894189-17-000232.nc
Definitive information statements
Period ending
Jan. 20, 2017
15 minutes ago ...
Filer
BANCFIRST CORP /OK/
Preview. View filing ...
8-K
0001144204-17-003064.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
Jan. 20, 2017
16 minutes ago ...
Filer
ETF Managers Trust
Preview. View filing ...
485BXT
0000894189-17-000231.nc
Post-effective amendment filed : Securities Act Rule 485
Preview. View filing ...
4
0000919574-17-000668.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[S : Open market or private sale] 1,800 shares x $5.64/sh Total owned: 1,257,612 [ See Footnote ]
Preview. View filing ...
424B2
0000950103-17-000484.nc
Prospectus filed: Rule 424
17 minutes ago ...
Filer
NEXSTAR MEDIA GROUP, INC.
Preview. View filing ...
8-K
0001564590-17-000451.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
2.01 Financial: Completion of Acquisition or Disposition of Assets
9.01 Financial Statements and Exhibits
Period ending
Jan. 17, 2017
17 minutes ago ...
Issuer
LEGGETT & PLATT INC LEG
Reporting Owner
Iorio Russell J [ Officer, SVP - Corporate Development, ]
Signed By
S Scott Luton by POA
Preview. View filing ...
4
0001127602-17-002151.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 7,308 shares x $0/sh Total owned: 57,379.1228
Common Stock
[F : Pmt of exercise price or tax liab] 2,539 shares x $47.49/sh Total owned: 54,840.1228
18 minutes ago ...
Issuer
UNIVEST CORP OF PENNSYLVANIA UVSP
Reporting Owner
SCHLOSSER MARK A [ Director, ]
Signed By
Megan D Santana
Preview. View filing ...
5
0001331836-17-000002.nc XML (1)
Ownership: Annual statement of changes in beneficial ownership of securities. Insider trading. ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 31, 2016
Common
Total owned: 4,187.4254
Common
Total owned: 8,433 [ Quarta Trust ]
Common
Total owned: 1,621 [ Spouse ]
Common
Total owned: 3,000 [ Co-Trustee - Mark A. Schlosser Trust ]
19 minutes ago ...
Filer
NATIONWIDE VARIABLE ACCOUNT 4
Preview. View filing ...
497
0001193125-17-014010.nc
Definitive materials - Filing of investment company prospectuses
20 minutes ago ...
Filer
TWO RIVERS WATER & FARMING Co
Preview. View filing ...
8-K
0001302946-17-000003.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
7.01 Fair Disclosure: Regulation FD Disclosure
9.01 Financial Statements and Exhibits
Period ending
Jan. 20, 2017
20 minutes ago ...
Issuer
ARGOS THERAPEUTICS INC ARGS
Reporting Owner
Carey Robert [ Director, ]
Signed By
Lori R Harrelson attorney-in-fact
Preview. View filing ...
4
0001602064-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Stock Option (right to buy)
[A : Grant / award] 9,500 shares x $0/sh Total owned: 9,500 [ Underlying Securities: Common Stock ] 9,500 shares
20 minutes ago ...
Filer
Rich St Pete LLC
Form D persons
Bo Wu
Signed By
Bo Wu
Preview. View filing ...
D/A
0001648468-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06c Federal Exemptions and Exclusions: Rule 506(c)
Primary Issuer
Rich St Pete LLC [ Limited Liability Company ] Jurisdiction: FLORIDA
Related Persons
Bo Wu [ Executive Officer ]
Industry
Construction
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2015-12-02
[ Debt ] [ Equity ]
Total offer
$ 1,800,000
Total sold
$ 142,776
Total remaining
$ 1,657,224
# investors
4 investors have already invested in this offering
21 minutes ago ...
Filer
NATIONWIDE VARIABLE ACCOUNT 4
Preview. View filing ...
497
0001193125-17-014007.nc
Definitive materials - Filing of investment company prospectuses
21 minutes ago ...
Issuer
LEGGETT & PLATT INC LEG
Reporting Owner
GLASSMAN KARL G [ Director, Officer, President and CEO, ]
Signed By
S Scott Luton by POA
Preview. View filing ...
4
0001127602-17-002150.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 59,805 shares x $0/sh Total owned: 527,432.8069
Common Stock
[F : Pmt of exercise price or tax liab] 25,632 shares x $47.49/sh Total owned: 501,800.8069
Common Stock
Total owned: 20,188.606 [ Held In Trust Under Issuer's Retirement Plan ]
22 minutes ago ...
Filer
NATIONWIDE VARIABLE ACCOUNT 4
Preview. View filing ...
497
0001193125-17-014005.nc
Definitive materials - Filing of investment company prospectuses
24 minutes ago ...
Filer
DREYFUS MANAGER FUNDS I
Preview. View filing ...
24F-2NT
0001247088-17-000002.nc
Annual notice of securities sold investment companies
Period ending
Oct. 31, 2016
24 minutes ago ...
Issuer
LEGGETT & PLATT INC LEG
Reporting Owner
FLANIGAN MATTHEW C [ Director, Officer, Executive Vice President - CFO, ]
Signed By
S Scott Luton by POA
Preview. View filing ...
4
0001127602-17-002149.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 31,651 shares x $0/sh Total owned: 154,435.8323
Common Stock
[F : Pmt of exercise price or tax liab] 12,230 shares x $47.49/sh Total owned: 142,205.8323
Common Stock
Total owned: 92,403 [ by Matthew C. Flanigan Revocable Trust ]
Common Stock
Total owned: 73,391 [ by Spouse's Revocable Trust ]
Preview. View filing ...
D/A
0000919574-17-000666.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
Kane Street Long LP [ Limited Partnership ] Jurisdiction: DELAWARE
Related Persons
-- Kane Street Long GP LLC [ Executive Officer ] [ Promoter ] [ General Partner ]
-- Kane Street Capital Management LLC [ Executive Officer ] [ Promoter ] [ Investment Manager ]
Industry
Pooled Investment Fund Hedge Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2013-07-01
[ Equity ] [ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 38,338,061
Total remaining
$ Indefinite
# investors
13 investors have already invested in this offering
Preview. View filing ...
424B2
0000950103-17-000483.nc
Prospectus filed: Rule 424
25 minutes ago ...
Filer
Dominovas Energy Corp
Preview. View filing ...
10-Q/A DNRG 
0001165527-17-000009.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q1
Fiscal year ends
--08-31
Period ending
Nov. 30, 2016
Financials (experimental)
In USD 3 mo ending 2016-11-30 3 mo ending 2015-11-30
Net Income  -527,734  -813,679
EPS Diluted  0  0
EPS Basic  0  0
25 minutes ago ...
Filed By
OppenheimerFunds, Inc.
Subject Company
GLOBAL PARTNERS LP
Preview. View filing ...
SC 13G/A
0000728889-17-000035.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
25 minutes ago ...
Filer
Lixivia, Inc.
Form D persons
Michael Wyrsta
K Leonard Judson
Zachary Komon
Signed By
Michael Wyrsta
Preview. View filing ...
D
0001570565-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Lixivia, Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Michael Wyrsta [ Executive Officer ] [ Director ]
K. Leonard Judson [ Director ]
Zachary Komon [ Director ]
Industry
Other
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-01-12
[ Option, Warrant or Right ] [ Equity ] [ Security to be acquired ]
Total offer
$ 1,816,604
Total sold
$ 1,516,605
Total remaining
$ 299,999
# investors
4 investors have already invested in this offering
26 minutes ago ...
Filer
Repperio Inc.
Form D persons
June Terzi
Signed By
June Terzi
Preview. View filing ...
D
0001690233-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Repperio Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
June Terzi [ Executive Officer ] [ Director ]
Industry
Other Technology
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-01-06
[ Equity ]
Total offer
$ 800,000
Total sold
$ 601,231
Total remaining
$ 198,769
# investors
13 investors have already invested in this offering
26 minutes ago ...
Filer
Uni Line Corp.
Preview. View filing ...
10-Q ULNV 
0001104659-17-003280.nc XBRL XML (6)
Quarterly report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : Q3
Fiscal year ends
--02-28
Period ending
Nov. 30, 2016
Financials (experimental)
In USD 3 mo ending 2016-11-30 3 mo ending 2015-11-30 9 mo ending 2016-11-30 9 mo ending 2015-11-30
Net Income  -1,150    -7,400  
EPS Diluted  0  0  0  0
EPS Basic  0  0  0  0
Preview. View filing ...
D/A
0001371811-17-000003.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
Adelante Global Property Securities Fund LP [ Limited Partnership ] Jurisdiction: DELAWARE
Related Persons
n/a ACM Acquisition LLC [ Executive Officer ] [ General Partner ]
n/a Adelante Capital Management LLC [ Executive Officer ] [ Manager ]
Michael Anthony Torres [ Executive Officer ] [ Director ] [ Manager of the Issuer's General Partner ]
Industry
Pooled Investment Fund Other Investment Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2006-06-30
[ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 53,611,361
Total remaining
$ Indefinite
# investors
28 investors have already invested in this offering
27 minutes ago ...
Issuer
LEGGETT & PLATT INC LEG
Reporting Owner
Douglas Scott S [ Officer, SVP - General Counsel, ]
Signed By
S Scott Luton by POA
Preview. View filing ...
4
0001127602-17-002148.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2017
Common Stock
[A : Grant / award] 8,787 shares x $0/sh Total owned: 47,298.0937
Common Stock
[F : Pmt of exercise price or tax liab] 3,030 shares x $47.49/sh Total owned: 44,268.0937
Preview. View filing ...
D
0001500088-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
REACH Health, Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Stephen McGraw [ Executive Officer ] [ Director ]
Sarath Degala [ Director ]
Katie Gambill [ Director ]
Ronald Goldman [ Director ]
David Hess [ Director ]
Tom Wells [ Director ]
Hart Williford [ Director ]
Industry
Other Health Care
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-01-10
[ Equity ]
Total offer
$ 3,000,000
Total sold
$ 1,800,000
Total remaining
$ 1,200,000
# investors
7 investors have already invested in this offering
Total amount of the offering sold contains the conversion of convertible promissory notes.
28 minutes ago ...
Filer
OPPENHEIMER INTERNATIONAL GROWTH FUND
Preview. View filing ...
N-CSR
0001193125-17-013997.nc
Certified annual shareholder report of registered management investment companies
Period ending
Nov. 30, 2016
28 minutes ago ...
Filer
LendingClub Corp
Preview. View filing ...
424B3
0001409970-17-000089.nc
Prospectus filed : Rule 424
29 minutes ago ...
Filer
ADVISORS' INNER CIRCLE FUND
Preview. View filing ...
497K
0001135428-17-000048.nc
Summary Prospectus for open-end management investment companies filed : Securities Act Rule 497
Preview. View filing ...
D
0001694563-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Crystal Lake Florida Apartments DST [ Business Trust ] Jurisdiction: DELAWARE
Related Persons
David Fisher [ Executive Officer ]
Joshua Ungerecht [ Executive Officer ]
Warren Thomas [ Executive Officer ]
Industry
Commercial
Offering Data
Revenue range: $1,000,001 - $5,000,000
Date of first sale: Yet to occur
[ Equity ]
Total offer
$ 10,895,000
Total sold
$ 0
Total remaining
$ 10,895,000
# investors
0 investors have already invested in this offering
30 minutes ago ...
Filer
DREYFUS OPPORTUNITY FUNDS
Preview. View filing ...
24F-2NT
0001111178-17-000002.nc
Annual notice of securities sold investment companies
Period ending
Oct. 31, 2016
30 minutes ago ...
Filer
SunCoke Energy Partners, L.P.
Preview. View filing ...
8-K
0001193125-17-013995.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
Jan. 20, 2017
30 minutes ago ...
Filer
G WIZICON Technologies, Inc.
Signed By
Herbert Gibson
Preview. View filing ...
C/A
0001669191-17-000005.nc XML (1)
Regulation Crowdfunding Offering Statement
Nature of Amendment
Amendment is material Offering deadline extended
Offered thru
NetCapital Funding Portal Inc. IARD/CRD : 283596
Type of Security
Common Stock
Offering Amount
$ 19,999.92
Maximum Offering Amt
$ 99,999.60
Over Subscription Accepted
Y
Over Subscription Alloc
First-come, first-served basis
Deadline Date
04-10-2017
Preview. View filing ...
N-Q
0001193125-17-013993.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
Nov. 30, 2016
Ltst filing
spro