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Latest filing received: an hour ago     Real-time updates on

Today's real-time filings:

Preview. View filing ...
3
0000899243-17-004892.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 10, 2017
Common Stock
Total owned: 10,969
Common Stock
Total owned: 1,950,000 [ By Bristol Investment Fund, Ltd. ]
an hour ago ...
Issuer
True Nature Holding, Inc. TNTY
Reporting Owner
Balencic Jordan Paul [ Director, ]
Signed By
Jordan P Balencic
Preview. View filing ...
4
0001696942-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 30, 2016
Common Stock
[A : Grant / award] 100,000 shares x $0.19/sh Total owned: 200,000
Common Stock
[A : Grant / award] 25,000 shares x $0.1/sh Total owned: 225,000
an hour ago ...
Issuer
STAR GAS PARTNERS LP SGU
Reporting Owner
Yorktown VI Associates LLC [ 10% owner, ]
Signed By
Bryan H Lawrence Manager
Preview. View filing ...
4
0000899243-17-004890.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Units
[J : Other acqui. or dispo.] 3,000,000 shares x $0.00/sh Total owned: 7,546,567 [ See Footnote ]
an hour ago ...
Issuer
STAR GAS PARTNERS LP SGU
Reporting Owner
LAWRENCE BRYAN H [ Director, ]
Signed By
Bryan H Lawrence
Preview. View filing ...
4
0000899243-17-004888.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Units
[J : Other acqui. or dispo.] 10,546,567 shares x $0.00/sh Total owned: 10,546,567 [ See footnote ]
Common Units
[J : Other acqui. or dispo.] 3,000,000 shares x $0.00/sh Total owned: 7,546,567 [ See footnote ]
Common Units
[J : Other acqui. or dispo.] 213,150 shares x $0.00/sh Total owned: 588,358
an hour ago ...
Issuer
Highlands REIT, Inc.
Reporting Owner
Lange Robert J. [ Officer, See Remarks, ]
Signed By
Robert J Lange
Preview. View filing ...
4
0000899243-17-004886.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 1,285,714 shares x $0.00/sh Total owned: 2,402,335
an hour ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
Washington Robin L [ Officer, EVP, CFO, ]
Signed By
Marissa Song by Power of Attorney for Robin L Washington
Preview. View filing ...
4
0001127602-17-007566.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 21,519
Common Stock
[A : Grant / award] 4,516 shares x $0/sh Total owned: 26,035
Common Stock
[A : Grant / award] 3,185 shares x $0/sh Total owned: 29,220
Common Stock
[F : Pmt of exercise price or tax liab] 7,814 shares x $70.31/sh Total owned: 21,406
an hour ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
Laber Larry [ Officer, EVP, North America Sales, ]
Signed By
By Rajesh Madan as power of attorney for Larry Laber
Preview. View filing ...
4
0001437749-17-002916.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
COMMON
[S : Open market or private sale] 1,500 shares x $21.97/sh Total owned: 72,665
Preview. View filing ...
4
0000899243-17-004885.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Units
[J : Other acqui. or dispo.] 3,000,000 shares x $0.00/sh Total owned: 7,546,567
an hour ago ...
Issuer
Highlands REIT, Inc.
Reporting Owner
Vance Richard [ Director, Officer, See Remarks, ]
Signed By
Richard Vance
Preview. View filing ...
4
0000899243-17-004883.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 3,571,429 shares x $0.00/sh Total owned: 5,064,663
an hour ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
MILLIGAN JOHN F [ Director, Officer, President and CEO, ]
Signed By
Marissa Song by Power of Attorney for John F Milligan
Preview. View filing ...
4
0001127602-17-007564.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 1,059,278
Common Stock
[A : Grant / award] 11,606 shares x $0/sh Total owned: 1,070,884
Common Stock
[A : Grant / award] 3,429 shares x $0/sh Total owned: 1,074,313
Common Stock
[F : Pmt of exercise price or tax liab] 8,389 shares x $70.31/sh Total owned: 1,065,924
an hour ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
Pardos Miguel [ Officer, EVP, International Sales, ]
Signed By
Rajesh Madan as Power of Attorney for Miguel Pardos
Preview. View filing ...
4
0001437749-17-002915.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $9.97/sh Total owned: 43,112
COMMON
[S : Open market or private sale] 10,000 shares x $20.66/sh Total owned: 33,112
COMMON
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $9.97/sh Total owned: 43,112
COMMON
[S : Open market or private sale] 5,000 shares x $21.50/sh Total owned: 38,112
COMMON
[S : Open market or private sale] 5,000 shares x $22/sh Total owned: 33,112
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $0/sh Total owned: 60,000 [ Underlying Securities: Commmon Stock ] 70,000 shares
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $0/sh Total owned: 50,000 [ Underlying Securities: Commmon Stock ] 70,000 shares
an hour ago ...
Issuer
STAR GAS PARTNERS LP SGU
Reporting Owner
Yorktown VI Associates LLC [ 10% owner, ]
Signed By
Bryan H Lawrence Manager
Preview. View filing ...
3
0000899243-17-004881.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Units
Total owned: 10,546,567 [ See footnote ]
Preview. View filing ...
3
0000899243-17-004880.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Units
Total owned: 10,546,567
an hour ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Boylan Jo Ann [ Officer, EVP, Chief Info/Ops Officer, ]
Signed By
Andrea L Stangl Attorney-in-fact for Jo Ann Boylan
Preview. View filing ...
4
0001127602-17-007562.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Phantom Stock Under NQ Retirement Plan
[A : Grant / award] 1 shares x $24.58/sh Total owned: 4 [ Underlying Securities: Common Stock ] 1 shares
an hour ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
GOLLNICK DAVID A [ Director, ]
Signed By
By Rajesh Madan as power of attorney for Dave Gollnick
Preview. View filing ...
4
0001437749-17-002914.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 3,000 shares x $20.5226/sh Total owned: 9,892 [ Shares held in Reporting Person's son's trust ]
Common Stock
Total owned: 98,340
an hour ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
GOLLNICK DAVID A [ Director, ]
Signed By
By Rajesh Madan as power of attorney for Dave Gollnick
Preview. View filing ...
4
0001437749-17-002913.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 3,000 shares x $20.5226/sh Total owned: 9,892 [ Shares held in Reporting Person's son's trust ]
Common Stock
Total owned: 98,340
an hour ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Hoskins Michelle Y [ Officer, EVP, Chief HR Officer, ]
Signed By
Andrea L Stangl Attorney-in-fact for Michelle Y Hoskins
Preview. View filing ...
4
0001127602-17-007561.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Phantom Stock Under NQ Retirement Plan
[A : Grant / award] 5 shares x $24.58/sh Total owned: 1,313 [ Underlying Securities: Common Stock ] 5 shares
an hour ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
Meyers James R [ Officer, EVP Worldwide Commercial Ops, ]
Signed By
Marissa Song by Power of Attorney for James R Meyers
Preview. View filing ...
4
0001127602-17-007560.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 213 shares x $59.33/sh Total owned: 6,939
Common Stock
[A : Grant / award] 1,161 shares x $0/sh Total owned: 8,100
Common Stock
[A : Grant / award] 1,022 shares x $0/sh Total owned: 9,122
Common Stock
[F : Pmt of exercise price or tax liab] 2,053 shares x $70.31/sh Total owned: 7,069
Common Stock
[G : Gift] 4,354 shares x $0/sh Total owned: 2,715
Common Stock
[G : Gift] 4,354 shares x $0/sh Total owned: 125,505 [ By Trust ]
an hour ago ...
Issuer
Highlands REIT, Inc.
Reporting Owner
Giannini Joseph M. [ Officer, See Remarks, ]
Signed By
Joseph M Giannini
Preview. View filing ...
4
0000899243-17-004877.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 714,286 shares x $0.00/sh Total owned: 714,286
an hour ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Chulos Nicholas J [ Officer, EVP, Gen. Counsel, Corp. Sec'y, ]
Signed By
Andrea L Stangl Attorney-in-fact for Nicholas J Chulos
Preview. View filing ...
4
0001127602-17-007558.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,140 shares x $24.54/sh Total owned: 30,890
Common Stock
[F : Pmt of exercise price or tax liab] 1,816 shares x $24.54/sh Total owned: 29,074
Common Stock
Total owned: 4,819 [ By Profit Sharing Plan Trust ]
an hour ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
MARTIN JOHN C [ Director, Officer, Executive Chairman, ]
Signed By
Marissa Song by Power of Attorney for John C Martin
Preview. View filing ...
4
0001127602-17-007557.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 3,131,411
Common Stock
[A : Grant / award] 11,924 shares x $0/sh Total owned: 3,143,335
Common Stock
[A : Grant / award] 8,572 shares x $0/sh Total owned: 3,151,907
Common Stock
[F : Pmt of exercise price or tax liab] 25,271 shares x $70.31/sh Total owned: 3,126,636
Non-qualified Stock Option (Right to Buy)
[A : Grant / award] 123,210 shares x $0/sh Total owned: 123,210 [ Underlying Securities: Common Stock ] 123,210 shares
an hour ago ...
Issuer
Guidance Software, Inc. GUID
Reporting Owner
McConnell Michael J [ Director, ]
Signed By
Michael McConnell
Preview. View filing ...
4
0001179110-17-002858.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 18,575 shares x $7.35/sh Total owned: 50,837
Common Stock
[S : Open market or private sale] 5,425 shares x $7.41/sh Total owned: 45,412
Common Stock
[S : Open market or private sale] 6,000 shares x $7.55/sh Total owned: 39,412
an hour ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Clemens Paul F [ Officer, EVP, Chief Financial Officer, ]
Signed By
Andrea L Stangl Attorney-in-fact for Paul F Clemens
Preview. View filing ...
4
0001127602-17-007556.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,717 shares x $24.54/sh Total owned: 81,538
Common Stock
[F : Pmt of exercise price or tax liab] 2,245 shares x $24.54/sh Total owned: 79,293
Common Stock
Total owned: 2,003 [ By IRA ]
Common Stock
Total owned: 1,139 [ By Profit Sharing Plan Trust ]
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Diedrich Robert P [ Officer, EVP, Wealth Management, ]
Signed By
Andrea L Stangl Attorney-in-fact for Robert P Diedrich
Preview. View filing ...
4
0001127602-17-007554.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 1,441 shares x $24.54/sh Total owned: 49,582
Common Stock
[F : Pmt of exercise price or tax liab] 1,085 shares x $24.54/sh Total owned: 48,497
Common Stock
Total owned: 7,792 [ By Profit Sharing Plan Trust ]
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Hotchkiss James P [ Officer, EVP and Treasurer, ]
Signed By
Andrea L Stangl Attorney-in-fact for James P Hotchkiss
Preview. View filing ...
4
0001127602-17-007553.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,040 shares x $24.54/sh Total owned: 60,249
Common Stock
[F : Pmt of exercise price or tax liab] 1,662 shares x $24.54/sh Total owned: 58,587
Common Stock
Total owned: 2,113 [ By Profit Sharing Plan Trust ]
2 hours ago ...
Issuer
True Nature Holding, Inc. TNTY
Reporting Owner
Balencic Jordan Paul [ Director, ]
Signed By
Jordan P Balencic
Preview. View filing ...
3
0001696942-17-000001.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Sept. 26, 2016
Common Stock
Total owned: 100,000
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Prame Thomas M [ Officer, EVP, Strat Plng/Consumer Bkng, ]
Signed By
Andrea L Stangl Attorney-in-fact for Thomas M Prame
Preview. View filing ...
4
0001127602-17-007552.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,253 shares x $24.54/sh Total owned: 29,487
Common Stock
[F : Pmt of exercise price or tax liab] 1,854 shares x $2,454.00/sh Total owned: 27,633
Common Stock
Total owned: 9,025 [ By IRA ]
Common Stock
Total owned: 82 [ By Profit Sharing Plan Trust ]
2 hours ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
BISCHOFBERGER NORBERT W [ Officer, EVP, R&D and CSO, ]
Signed By
Marissa Song by Power of Attorney for Norbert W Bischofberger
Preview. View filing ...
4
0001127602-17-007551.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 22,287
Common Stock
[A : Grant / award] 5,773 shares x $0/sh Total owned: 28,060
Common Stock
[A : Grant / award] 3,021 shares x $0/sh Total owned: 31,081
Common Stock
[F : Pmt of exercise price or tax liab] 7,070 shares x $70.31/sh Total owned: 24,011
Common Stock
[G : Gift] 11,558 shares x $0/sh Total owned: 12,453
Common Stock
[G : Gift] 11,558 shares x $0/sh Total owned: 2,318,407 [ By Trust ]
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Putnam Angela L [ Officer, SVP, Bank CAO, ]
Signed By
Andrea L Stangl Attorney-in-fact for Angela L Putnam
Preview. View filing ...
4
0001127602-17-007550.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 533 shares x $24.54/sh Total owned: 5,100
Common Stock
[F : Pmt of exercise price or tax liab] 277 shares x $24.54/sh Total owned: 4,823
2 hours ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
Alton Gregg H [ Officer, EVP Comm&Acs ALA, Corp&Med Aff, ]
Signed By
Marissa Song by Power of Attorney for Gregg H Alton
Preview. View filing ...
4
0001127602-17-007548.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 123,279
Common Stock
[A : Grant / award] 4,940 shares x $0/sh Total owned: 128,219
Common Stock
[A : Grant / award] 2,776 shares x $0/sh Total owned: 130,995
Common Stock
[F : Pmt of exercise price or tax liab] 6,577 shares x $70.31/sh Total owned: 124,418
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Sander Mark G [ Director, Officer, Senior Executive VP & COO, ]
Signed By
Andrea L Stangl Attorney-in-fact for Mark G Sander
Preview. View filing ...
4
0001127602-17-007547.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 6,300 shares x $24.54/sh Total owned: 165,147
Common Stock
[F : Pmt of exercise price or tax liab] 5,229 shares x $24.54/sh Total owned: 159,918
Common Stock
Total owned: 358 [ Profit Sharing Plan Trust ]
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
SCUDDER MICHAEL L [ Director, Officer, President & CEO, ]
Signed By
Andrea L Stangl Attorney-in-fact for Michael L Scudder
Preview. View filing ...
4
0001127602-17-007546.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 8,845 shares x $24.54/sh Total owned: 292,126
Common Stock
[F : Pmt of exercise price or tax liab] 6,662 shares x $24.54/sh Total owned: 285,464
Common Stock
Total owned: 770 [ By IRA ]
Common Stock
Total owned: 9,608 [ By NQ Stock Option Gain Deferral Plan ]
Common Stock
Total owned: 8,427 [ By Profit Sharing Plan Trust ]
Common Stock
Total owned: 1,150 [ By Spouse as Custodian for Daughter ]
2 hours ago ...
Issuer
FIRST MIDWEST BANCORP INC FMBI
Reporting Owner
Spitler Michael C [ Officer, Bank EVP, Chief Credit Officer, ]
Signed By
Andrea L Stangl Attorney-in-fact for Michael C Spitler
Preview. View filing ...
4
0001127602-17-007544.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 1,740 shares x $24.54/sh Total owned: 25,825
Common Stock
[F : Pmt of exercise price or tax liab] 1,408 shares x $24.54/sh Total owned: 24,417
2 hours ago ...
Issuer
Guidance Software, Inc. GUID
Reporting Owner
PLAGA BARRY J [ Officer, CFO and COO, ]
Signed By
Barry J Plaga
Preview. View filing ...
4
0001179110-17-002857.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 4,345 shares x $7.38/sh Total owned: 644,973
Common Stock
[S : Open market or private sale] 4,435 shares x $7.33/sh Total owned: 640,538
Common Stock
[S : Open market or private sale] 4,428 shares x $7.34/sh Total owned: 636,110
2 hours ago ...
Issuer
GILEAD SCIENCES INC GILD
Reporting Owner
YOUNG KEVIN [ Officer, Chief Operating Officer, ]
Signed By
Marissa Song by Power of Attorney for Kevin Young
Preview. View filing ...
4
0001127602-17-007543.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 15, 2017
Common Stock
[A : Grant / award] 315 shares x $59.33/sh Total owned: 2,881
2 hours ago ...
Issuer
Guidance Software, Inc. GUID
Reporting Owner
Dennis Patrick [ Director, Officer, CEO and President, ]
Signed By
Patrick Dennis
Preview. View filing ...
4
0001179110-17-002856.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 10,345 shares x $7.38/sh Total owned: 963,790
Common Stock
[S : Open market or private sale] 10,060 shares x $7.33/sh Total owned: 953,730
Common Stock
[S : Open market or private sale] 10,044 shares x $7.34/sh Total owned: 943,686
2 hours ago ...
Issuer
ILLUMINA INC ILMN
Reporting Owner
BRADBURY DANIEL [ Director, ]
Signed By
By: Scott M Davies for Daniel M Bradbury
Preview. View filing ...
4
0001127602-17-007541.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 600 shares x $71.09/sh Total owned: 17,065
Common Stock
[S : Open market or private sale] 600 shares x $162.795/sh Total owned: 16,465
Non-qualified Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 600 shares x $0/sh Total owned: 3,400 [ Underlying Securities: Common Stock ] 600 shares
2 hours ago ...
Issuer
CONE Midstream Partners LP CNNX
Reporting Owner
FINK JOSEPH M [ Officer, SEE REMARKS, ]
Signed By
Kirk A Moore Attorney-in-Fact for Joseph M Fink
Preview. View filing ...
4
0000899243-17-004871.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON UNITS (LIMITED PARTNER INTERESTS)
[M : Exer. or conv. of deriv. security exempted] 3,815 shares Total owned: 7,228
COMMON UNITS (LIMITED PARTNER INTERESTS)
[F : Pmt of exercise price or tax liab] 1,199 shares x $24.33/sh Total owned: 6,029
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[A : Grant / award] 7,298 shares x $0.00/sh Total owned: 20,671 [ Underlying Securities: Common Units representing limited partner interests ] 7,298 shares
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[M : Exer. or conv. of deriv. security exempted] 3,815 shares x $0.00/sh Total owned: 16,856 [ Underlying Securities: Common Units representing limited partner interests ] 3,815 shares
2 hours ago ...
Issuer
CENTRAL GARDEN & PET CO CENT
Reporting Owner
BALOUSEK JOHN [ Director, ]
Signed By
JoAnn Jonte as Attorney-in-Fact for John Balousek
Preview. View filing ...
4
0001209191-17-013001.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[S : Open market or private sale] 12,000 shares x $35.5024/sh Total owned: 18,160 [ By Limited Partnership ]
Class A Common Stock
Total owned: 630
Class A Common Stock
Total owned: 1,455 [ By Limited Partnership ]
2 hours ago ...
Issuer
CONE Midstream Partners LP CNNX
Reporting Owner
CHANDLER JOHN D [ Officer, SEE REMARKS, ]
Signed By
Kirk A Moore Attorney-in-Fact for John D Chandler
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4
0000899243-17-004870.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON UNITS (LIMITED PARTNER INTERESTS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares Total owned: 17,391
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[A : Grant / award] 3,337 shares x $0.00/sh Total owned: 12,495 [ Underlying Securities: Common Units representing limited partner interests ] 3,337 shares
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares x $0.00/sh Total owned: 3,337 [ Underlying Securities: Common Units representing limited partner interests ] 9,158 shares
2 hours ago ...
Issuer
CONE Midstream Partners LP CNNX
Reporting Owner
JACKSON JOHN EARL [ Director, ]
Signed By
Kirk A Moore Attorney-in-Fact for John Earl Jackson
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4
0000899243-17-004869.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON UNITS (LIMITED PARTNER INTERESTS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares Total owned: 17,390
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[A : Grant / award] 3,337 shares x $0.00/sh Total owned: 12,495 [ Underlying Securities: Common Units representing limited partner interests ] 3,337 shares
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares x $0.00/sh Total owned: 3,337 [ Underlying Securities: Common Units representing limited partner interests ] 9,158 shares
2 hours ago ...
Issuer
CONE Midstream Partners LP CNNX
Reporting Owner
RICH BRIAN ROBERT [ Officer, SEE REMARKS, ]
Signed By
Kirk A Moore Attorney-in-Fact for Brian Robert Rich
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4
0000899243-17-004868.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON UNITS (LIMITED PARTNER INTERESTS)
[M : Exer. or conv. of deriv. security exempted] 1,029 shares Total owned: 1,029
COMMON UNITS (LIMITED PARTNER INTERESTS)
[F : Pmt of exercise price or tax liab] 378 shares x $24.33/sh Total owned: 651
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[A : Grant / award] 1,443 shares x $0.00/sh Total owned: 4,535 [ Underlying Securities: Common Units representing limited partner interests ] 1,443 shares
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[M : Exer. or conv. of deriv. security exempted] 1,029 shares x $0.00/sh Total owned: 3,506 [ Underlying Securities: Common Units representing limited partner interests ] 1,029 shares
2 hours ago ...
Issuer
VECTOR GROUP LTD VGR
Reporting Owner
LEBOW BENNETT S [ Director, ]
Signed By
J Bryant Kirkland III Attorney-in-fact
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4
0000899243-17-004867.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Common Stock
[S : Open market or private sale] 100,000 shares x $22.73/sh Total owned: 5,797,753 [ By LeBow Gamma Limited Partnership ]
Common Stock
Total owned: 1,719,102
Common Stock
Total owned: 422,128 [ By LeBow Alpha LLLP ]
Common Stock
Total owned: 175,598 [ By LeBow Epsilon 2001 Limited Partnership ]
2 hours ago ...
Issuer
CONE Midstream Partners LP CNNX
Reporting Owner
Minas Angela A [ Director, ]
Signed By
Kirk A Moore Attorney-in-Fact for Angela A Minas
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4
0000899243-17-004866.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
COMMON UNITS (LIMITED PARTNER INTERESTS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares Total owned: 31,891
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[A : Grant / award] 3,337 shares x $0.00/sh Total owned: 12,495 [ Underlying Securities: Common Units representing limited partner interests ] 3,337 shares
PHANTOM UNITS (RIGHTS TO COMMON UNITS)
[M : Exer. or conv. of deriv. security exempted] 9,158 shares x $0.00/sh Total owned: 3,337 [ Underlying Securities: Common Units representing limited partner interests ] 9,158 shares
2 hours ago ...
Issuer
Guidance Software, Inc. GUID
Reporting Owner
van der Colff Rasmus [ Officer, CAO/VP of Finance, ]
Signed By
sRasmus van der Colff
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4
0001179110-17-002855.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 672 shares x $7.38/sh Total owned: 180,437
Common Stock
[S : Open market or private sale] 684 shares x $7.33/sh Total owned: 179,753
Common Stock
[S : Open market or private sale] 684 shares x $7.34/sh Total owned: 179,069
2 hours ago ...
Issuer
Nimble Storage Inc NMBL
Reporting Owner
SINGH ANUP V [ Officer, Chief Financial Officer, ]
Signed By
Aparna Bawa by power of attorney for Anup V Singh
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4
0001140361-17-008443.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 4,300 shares x $0/sh Total owned: 252,208
Common Stock
[A : Grant / award] 49,000 shares x $0/sh Total owned: 301,208
Common Stock
Total owned: 353,110 [ See Footnote ]
Common Stock
Total owned: 41,689 [ See Footnote ]
Common Stock
Total owned: 41,689 [ See Footnote ]
2 hours ago ...
Issuer
Nimble Storage Inc NMBL
Reporting Owner
Murphy Denis [ Officer, VP of Worldwide Sales, ]
Signed By
Aparna Bawa by power of attorney for Denis Murphy
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4
0001140361-17-008441.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 1,720 shares x $0/sh Total owned: 254,997
Common Stock
[A : Grant / award] 19,600 shares x $0/sh Total owned: 270,622
2 hours ago ...
Issuer
ALASKA AIR GROUP, INC. ALK
Reporting Owner
Savitt Katherine J [ Director, ]
Signed By
JEANNE E GAMMON ATTORNEY IN FACT FOR KATHERINE J SAVITT
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4
0001246360-17-000894.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
COMMON STOCK
[S : Open market or private sale] 1,831 shares x $96.11/sh Total owned: 1,372
2 hours ago ...
Issuer
ALASKA AIR GROUP, INC. ALK
Reporting Owner
SPRAGUE JOSEPH A [ Officer, SR VP/COMM & EXT RELATIONS, ]
Signed By
JEANNE E GAMMON ATTORNEY-IN-FACT FOR JOSEPH A SPRAGUE
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4
0001246360-17-000893.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
COMMON STOCK
[S : Open market or private sale] 3,000 shares x $96.12/sh Total owned: 16,439
COMMON STOCK
[S : Open market or private sale] 2,101 shares x $96.11/sh Total owned: 14,338
COMMON STOCK 401(K)
Total owned: 7,049 [ ESOP TRUST ]
2 hours ago ...
Issuer
Nimble Storage Inc NMBL
Reporting Owner
MEHTA VARUN [ Director, Officer, Chief Strategy Officer, ]
Signed By
Aparna Bawa by power of attorney for Varun Mehta
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4
0001140361-17-008439.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 1,720 shares x $0/sh Total owned: 379,656
Common Stock
[A : Grant / award] 19,600 shares x $0/sh Total owned: 399,256
Common Stock
Total owned: 4,062,804 [ See Footnote ]
Common Stock
Total owned: 600,000 [ See Footnote ]
Common Stock
Total owned: 650,000 [ See Footnote ]
Common Stock
Total owned: 600,000 [ See Footnote ]
Common Stock
Total owned: 650,000 [ See Footnote ]
2 hours ago ...
Issuer
Nimble Storage Inc NMBL
Reporting Owner
Vasudevan Suresh [ Director, Officer, Chief Executive Officer, ]
Signed By
Aparna Bawa by power of attorney for Suresh Vasudevan
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4
0001140361-17-008437.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 7,525 shares x $0/sh Total owned: 1,081,562
Common Stock
[A : Grant / award] 85,750 shares x $0/sh Total owned: 1,167,312
2 hours ago ...
Issuer
FLEETCOR TECHNOLOGIES INC FLT
Reporting Owner
Blazye Andrew [ Officer, CEO, Europe, ]
Signed By
Crystal Williams under power of attorney
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4/A
0001209191-17-013000.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[A : Grant / award] 3,334 shares x $0.00/sh Total owned: 23,784
Common Stock
[S : Open market or private sale] 1,460 shares x $167.4172/sh Total owned: 22,324
2 hours ago ...
Issuer
IRON MOUNTAIN INC IRM
Reporting Owner
Evens Deirdre [ Officer, Exec VP, Chief People Officer, ]
Signed By
Elizabeth Tammaro under Power of Attorney dated May 26 2016 from Deirdre Evens
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4
0001104659-17-010649.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Employee Stock Option (Right to Buy)
[A : Grant / award] 29,639 shares x $0/sh Total owned: 29,639 [ Underlying Securities: Common Stock ] 29,639 shares
Restricted Stock Units
[A : Grant / award] 5,270 shares x $0/sh Total owned: 5,270 [ Underlying Securities: Common Stock ] 5,270 shares
2 hours ago ...
Issuer
Guidance Software, Inc. GUID
Reporting Owner
Gomez Alfredo [ Officer, SVP, General Counsel, ]
Signed By
Alfredo Gomez
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4
0001179110-17-002854.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[S : Open market or private sale] 932 shares x $7.38/sh Total owned: 130,407
Common Stock
[S : Open market or private sale] 950 shares x $7.33/sh Total owned: 129,457
Common Stock
[S : Open market or private sale] 948 shares x $7.34/sh Total owned: 128,509
2 hours ago ...
Issuer
EarthLink Holdings Corp. ELNK
Reporting Owner
Thurston R Michael [ Officer, Principal Accounting Officer, ]
Signed By
R Michael Thurston
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4
0001102541-17-000011.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,250 shares Total owned: 3,250
Common Stock
[F : Pmt of exercise price or tax liab] 1,241 shares Total owned: 2,009
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,687 shares Total owned: 6,696
Common Stock
[F : Pmt of exercise price or tax liab] 1,520 shares Total owned: 5,176
Common Stock
[M : Exer. or conv. of deriv. security exempted] 18,757 shares Total owned: 23,933
Common Stock
[F : Pmt of exercise price or tax liab] 6,182 shares Total owned: 17,751
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,250 shares Total owned: 58,443 [ Underlying Securities: Common Stock ] 3,250 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 4,687 shares Total owned: 53,756 [ Underlying Securities: Common Stock ] 4,687 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 18,757 shares Total owned: 34,999 [ Underlying Securities: Common Stock ] 18,757 shares
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4
0001104659-17-010648.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Employee Stock Option (Right to Buy)
[A : Grant / award] 34,199 shares x $0/sh Total owned: 34,199 [ Underlying Securities: Common Stock ] 34,199 shares
Restricted Stock Units
[A : Grant / award] 6,081 shares x $0/sh Total owned: 6,081 [ Underlying Securities: Common Stock ] 6,081 shares
2 hours ago ...
Issuer
Aon plc AON
Reporting Owner
BRUNO JOHN G [ Officer, Executive Vice President, CIO, ]
Signed By
Molly Johnson - Molly Johnson pursuant to a power of attorney from John Bruno
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4
0001179110-17-002853.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Class A Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 873 shares Total owned: 13,762
Class A Ordinary Shares
[F : Pmt of exercise price or tax liab] 326 shares x $117.530/sh Total owned: 13,436
Class A Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 1,048 shares Total owned: 14,484
Class A Ordinary Shares
[F : Pmt of exercise price or tax liab] 401 shares x $117.530/sh Total owned: 14,083
Restricted Share Unit (Right to Receive)
[A : Grant / award] 2,537 shares x $0/sh Total owned: 2,537 [ Underlying Securities: Class A Ordinary Shares ] 2,537 shares
Restricted Shares Unit (Right to Receive)
[M : Exer. or conv. of deriv. security exempted] 873 shares x $0/sh Total owned: 873 [ Underlying Securities: Class A Ordinary Shares ] 873 shares
Restricted Share Unit (Right to Receive)
[M : Exer. or conv. of deriv. security exempted] 1,048 shares x $0/sh Total owned: 2,098 [ Underlying Securities: Class A Ordinary Shares ] 1,048 shares
2 hours ago ...
Issuer
TELLURIAN INC. /DE/ TELL
Reporting Owner
Sharafeldin Khaled [ Officer, Chief Accounting Officer, ]
Signed By
Daniel Belhumeur under Power of Attorney by Khaled Sharafeldin
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3
0000899243-17-004854.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 10, 2017
Common Stock
Total owned: 585,000
2 hours ago ...
Issuer
IRON MOUNTAIN INC IRM
Reporting Owner
Keddy Patrick J [ Officer, Exec VP&GM, No.Amer & W. Europ, ]
Signed By
Elizabeth Tammaro under Power of Attorney dated May 26 2016 from Patrick Keddy
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4
0001104659-17-010647.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Employee Stock Option (Right to Buy)
[A : Grant / award] 36,479 shares x $0/sh Total owned: 36,479 [ Underlying Securities: Common Stock ] 36,479 shares
Restricted Stock Units
[A : Grant / award] 6,486 shares x $0/sh Total owned: 6,486 [ Underlying Securities: Common Stock ] 6,486 shares
2 hours ago ...
Issuer
Aon plc AON
Reporting Owner
Goland Anthony R [ Officer, EVP and CHRO, ]
Signed By
Michele D Welsh- Michele D Welsh pursuant to a power of attorney from Anthony R Goland
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4
0001179110-17-002852.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Class A Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 431 shares Total owned: 1,202
Class A Ordinary Shares
[F : Pmt of exercise price or tax liab] 124 shares x $117.530/sh Total owned: 1,078
Restricted Share Unit (Right to Receive)
[A : Grant / award] 2,387 shares x $0/sh Total owned: 2,387 [ Underlying Securities: Class A Ordinary Shares ] 2,387 shares
Restricted Share Unit (Right to Receive)
[M : Exer. or conv. of deriv. security exempted] 431 shares x $0/sh Total owned: 864 [ Underlying Securities: Class A Ordinary Shares ] 431 shares
Ltst filing
spro