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Latest filing received: 2 minutes ago     Real-time updates on

Today's real-time filings:

2 minutes ago ...
Filer
WESTPORT FUEL SYSTEMS INC.
Preview. View filing ...
6-K
0001171843-17-007653.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Dec. 13, 2017
2 minutes ago ...
Filer
Vertical Capital Income Fund
Preview. View filing ...
N-23C3A
0001580642-17-006597.nc
Notification of periodic repurchase offer Filed : Rule 23c-3 ( Investment companies )
Period ending
Dec. 13, 2017
2 minutes ago ...
Filer
NORTHLAND SECURITIES, INC.
Preview. View filing ...
MA/A
0001006938-17-000013.nc XML (1)
Municipal Advisor registration application
7 minutes ago ...
Filer
TEVA PHARMACEUTICAL INDUSTRIES LTD
Preview. View filing ...
6-K
0001309014-17-001036.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Dec. 13, 2017
8 minutes ago ...
Filer
Lloyds Banking Group plc
Preview. View filing ...
6-K
0001654954-17-011562.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Dec. 13, 2017
Preview. View filing ...
D
0001661585-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
M-KOPA, LLC [ Limited Liability Company ] Jurisdiction: DELAWARE
Related Persons
Jesse Moore [ Executive Officer ] [ Director ]
Nicholas Hughes [ Executive Officer ] [ Director ]
Chad Larson [ Executive Officer ] [ Director ]
Mugo Kibati [ Director ]
Susan Githuku [ Director ]
Jesse Zigmund [ Executive Officer ]
Yesse Oenga [ Executive Officer ]
Carl Thielk [ Executive Officer ]
Arun Gore [ Director ]
Elizabeth Littlefield [ Director ]
Oliver Karius [ Director ]
Colin le Duc [ Director ]
Pauline Vaughan [ Executive Officer ]
Samuel Gachwe Kariuki [ Executive Officer ]
David Easton [ Director ]
Industry
Other Energy
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-11-28
[ Equity ]
Total offer
$ 76,254,788
Total sold
$ 51,254,739
Total remaining
$ 25,000,049
# investors
6 investors have already invested in this offering
The issuer (a) sold units for approx. $15,000,000 in cash, none of which were to U.S. investors, and (b) issued units valued at approx. $36,255,000 upon conversion of outstanding units, $2,936,000 of which was a result of conversion by two U.S. investors.
Preview. View filing ...
D/A
0001720264-17-000002.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Kuleana Spirits, Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Steve Jefferson [ Executive Officer ] [ Director ]
Dave Lewis [ Executive Officer ]
Chris Schlarb [ Executive Officer ]
Charles Sander [ Director ]
David Perkins [ Director ]
Industry
Manufacturing
Offering Data
Revenue range: No Revenues
Date of first sale: 2017-10-13
[ Equity ]
Total offer
$ 4,497,666
Total sold
$ 4,497,666
Total remaining
$ 0
# investors
51 investors have already invested in this offering
11 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Goist Bradley J. [ Officer, President, NA Business Unit, ]
Signed By
Marni Morgan Poe Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-065367.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 877 shares x $17.44/sh Total owned: 12,445
11 minutes ago ...
Filer
MEXICO EQUITY & INCOME FUND INC
Preview. View filing ...
N-Q
0000894189-17-006552.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
Oct. 31, 2017
11 minutes ago ...
Issuer
JOHNSON OUTDOORS INC JOUT
Reporting Owner
Sheahan Richard Case [ Director, ]
Signed By
Eric P Hagemeier Esq pursuant to Power of Attorney
Preview. View filing ...
4
0001042167-17-000125.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 13, 2017
Class A Common Stock
[S : Open market or private sale] 1,434 shares x $61.7897/sh Total owned: 3,000
Class A Common Stock
[S : Open market or private sale] 1,374 shares x $61.7739/sh Total owned: 1,626
Class A Common Stock
[S : Open market or private sale] 1,626 shares x $61.43/sh Total owned: 0
11 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Baila Carlos [ Officer, Chief Procurement Officer, ]
Signed By
Marni Morgan Poe Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-065366.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 1,177 shares x $17.44/sh Total owned: 45,051
Preview. View filing ...
D
0001104659-17-073061.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Riverstone Gamma Holdings, LP [ Limited Partnership ] Jurisdiction: DELAWARE
Related Persons
Michael P. Balas [ Executive Officer ] [ Director ] [ Executive Officer of the Issuer and member of the board of directors of Riverstone Gamma Holdings GP, LLC, the general partner of the Issuer. ]
Pete T. Sanchez [ Executive Officer ]
J. Michael Blake [ Executive Officer ]
Baran Tekkora [ Director ] [ Member of the board of directors of Riverstone Gamma Holdings GP, LLC, the general partner of the Issuer. ]
N. John Lancaster [ Director ] [ Member of the board of directors of Riverstone Gamma Holdings GP, LLC, the general partner of the Issuer. ]
Brett S. Staffieri [ Director ] [ Member of the board of directors of Riverstone Gamma Holdings GP, LLC, the general partner of the Issuer. ]
Industry
Manufacturing
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-11-29
Merger Offering made in connection with Utex Industries, Inc.'s (a subsidiary of the Issuer) acquisition of Energy Products LLC.
[ Equity ]
Total offer
$ 13,292,620
Total sold
$ 13,292,620
Total remaining
$ 0
# investors
5 investors have already invested in this offering
Preview. View filing ...
D
0000850433-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
BIRMINGHAM OUTPATIENT SURGERY CENTER, LTD. [ Limited Partnership ] Jurisdiction: ALABAMA
Related Persons
N/A Birmingham Surgical Outpatient Center, LLC [ Executive Officer ] [ Director ] [ Issuer's General partner. ]
Richard L. Sharff, Jr. [ Executive Officer ]
Andrew P. Hayek [ Executive Officer ]
Cory Roberts [ Executive Officer ]
Industry
Other Health Care
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-12-07
[ Equity ]
Total offer
$ 135,658
Total sold
$ 45,219
Total remaining
$ 90,439
# investors
1 investors have already invested in this offering
12 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Erdman Steve [ Officer, SVP, Global Human Resources, ]
Signed By
Marni Morgan Poe Attorney-in-fact
Preview. View filing ...
4
0001209191-17-065365.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 430 shares x $17.44/sh Total owned: 3,431
Common Shares
[A : Grant / award] 2,357 shares x $0.00/sh Total owned: 5,788
Stock Option (right to buy)
[A : Grant / award] 12,837 shares x $0.00/sh Total owned: 12,837 [ Underlying Securities: Common Shares ] 12,837 shares
13 minutes ago ...
Filer
FT 7044
Preview. View filing ...
487
0001445546-17-005470.nc
Pre-effective pricing amendment filed : Securities Act Rule 487
Preview. View filing ...
424B2
0000891092-17-008872.nc
Prospectus filed: Rule 424
13 minutes ago ...
Filer
FT 7045
Preview. View filing ...
487
0001445546-17-005469.nc
Pre-effective pricing amendment filed : Securities Act Rule 487
13 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Ausher Jason R [ Officer, Chief Accounting Officer, ]
Signed By
Marni Morgan Poe Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-065364.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 454 shares x $17.44/sh Total owned: 20,316
Common Shares
[A : Grant / award] 1,928 shares x $0.00/sh Total owned: 22,244
Stock Option (right to buy)
[A : Grant / award] 10,503 shares x $0.00/sh Total owned: 10,503 [ Underlying Securities: Common Shares ] 10,503 shares
14 minutes ago ...
Filer
FT 7054
Preview. View filing ...
487
0001445546-17-005468.nc
Pre-effective pricing amendment filed : Securities Act Rule 487
14 minutes ago ...
Filer
FT 7078
Preview. View filing ...
487
0001445546-17-005467.nc
Pre-effective pricing amendment filed : Securities Act Rule 487
14 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Poe Marni Morgan [ Officer, VP, Gen Counsel & Secretary, ]
Signed By
Marni Morgan Poe
Preview. View filing ...
4
0001209191-17-065363.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 1,429 shares x $17.44/sh Total owned: 137,829
Common Shares
[A : Grant / award] 9,642 shares x $0.00/sh Total owned: 147,471
Stock Option (right to buy)
[A : Grant / award] 52,515 shares x $0.00/sh Total owned: 52,515 [ Underlying Securities: Common Shares ] 52,515 shares
15 minutes ago ...
Filer
Smart Trust 356
Preview. View filing ...
497J
0000891092-17-008871.nc
Certification of no change in definitive materials
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424B2
0000891092-17-008870.nc
Prospectus filed: Rule 424
15 minutes ago ...
Issuer
WILLIAM LYON HOMES WLH
Reporting Owner
GMT CAPITAL CORP [ 10% owner, ]
Signed By
Philip J Meyers
Preview. View filing ...
4
0001106191-17-000054.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 11, 2017
Common - Class A
[S : Open market or private sale] 19,607 shares x $28.85/sh Total owned: 3,731,610
Common - Class A
[S : Open market or private sale] 6,493 shares x $28.73/sh Total owned: 3,725,117
15 minutes ago ...
Issuer
U S PHYSICAL THERAPY INC /NV USPH
Reporting Owner
MCAFEE LAWRANCE W [ Director, Officer, Chief Financial Officer, ]
Signed By
Lawrance W McAfee
Preview. View filing ...
4
0001209191-17-065362.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 12, 2017
Common Stock
[S : Open market or private sale] 2,000 shares x $72.56/sh Total owned: 26,187
Preview. View filing ...
4
0001209191-17-065361.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 12, 2017
Class A Units
[P : Open market or private purchase] 11,800 shares x $2.17/sh Total owned: 9,979,460 [ By Shiraz Capital LLC ]
Class A Units
Total owned: 9,306
Class A Units
Total owned: 22,356 [ By The Ebrahimi Family Foundation ]
Class A Units
Total owned: 110,190 [ By FF Ebrahimi IRA ]
Class A Units
Total owned: 935,726 [ By Crescent River Agriculture LLC ]
Class A Units
Total owned: 6,068,101 [ By NUT 2013 GRAT ]
18 minutes ago ...
Filer
Rain Therapeutics Inc.
Form D persons
Avanish Vellanki
Signed By
Avanish Vellanki
Preview. View filing ...
D
0001724979-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
Rain Therapeutics Inc. [ Corporation ] Jurisdiction: DELAWARE
Related Persons
Avanish Vellanki [ Executive Officer ]
Industry
Pharmaceuticals
Offering Data
Revenue range: No Revenues
Date of first sale: 2017-11-27
[ Other ] [ Convertible Note ]
Total offer
$ 1,000,000
Total sold
$ 1,000,000
Total remaining
$ 0
# investors
24 investors have already invested in this offering
19 minutes ago ...
Filer
Nuo Therapeutics, Inc.
Preview. View filing ...
PRE 14A
0001437749-17-020627.nc
Preliminary proxy statement not related to a contested matter or merger/acquisition
Period ending
Dec. 12, 2017
19 minutes ago ...
Filer
North America Frac Sand, Inc.
Preview. View filing ...
8-K
0001380389-17-000096.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
8.01 Other: Important event
Period ending
Dec. 11, 2017
20 minutes ago ...
Filer
Pershing Gold Corp.
Preview. View filing ...
424B5
0001144204-17-063440.nc
Prospectus filed : Rule 424
20 minutes ago ...
Filer
Northeast Municipal Advisors LLC
Preview. View filing ...
MA/A
0001661012-17-000004.nc XML (1)
Municipal Advisor registration application
21 minutes ago ...
Filer
CREDIT SUISSE AG
Preview. View filing ...
424B2
0000950103-17-012401.nc
Prospectus filed: Rule 424
22 minutes ago ...
Filed By
VanEck Merk Gold Trust
Subject Company
VanEck Merk Gold Trust
Preview. View filing ...
FWP
0001213900-17-013167.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
Preview. View filing ...
D
0001716466-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.1 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(1)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
SSC PARTNERS I-A LP [ Limited Partnership ] Jurisdiction: CAYMAN ISLANDS
Related Persons
DAVID A. FREDSTON [ Executive Officer ] [ Promoter ]
DEWEY TURNER [ Executive Officer ] [ Promoter ]
SCOTT SUSSMAN [ Executive Officer ] [ Promoter ]
BRADFORD ROSSI [ Executive Officer ] [ Promoter ]
Industry
Pooled Investment Fund Private Equity Fund
Offering Data
Revenue range: Decline to Disclose
Date of first sale: Yet to occur
[ Equity ] [ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 0
Total remaining
$ Indefinite
# investors
0 investors have already invested in this offering
Preview. View filing ...
NSAR-B/A
0001193125-17-368033.nc
Annual report for management companies N-SAR ( Investment companies )
Invest Comp Family
INVESCOFDS
Period ending
Dec. 31, 2016
25 minutes ago ...
Filer
4SH SUBURBAN HEIGHTS, LLC
Form D persons
Lawrence Bates
Signed By
Charlene Standridge
Preview. View filing ...
D
0001725250-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
4SH SUBURBAN HEIGHTS, LLC [ Limited Liability Company ] Jurisdiction: MISSOURI
Related Persons
Lawrence Bates [ Executive Officer ]
Industry
Commercial
Offering Data
Revenue range: No Revenues
Date of first sale: Yet to occur
[ Equity ]
Total offer
$ 1,900,000
Total sold
$ 0
Total remaining
$ 1,900,000
# investors
0 investors have already invested in this offering
25 minutes ago ...
Filer
AIR PRODUCTS & CHEMICALS INC /DE/
Preview. View filing ...
DEFA14A
0001193125-17-368030.nc
Additional proxy soliciting materials - definitive - required under Section 14
Preview. View filing ...
NSAR-B/A
0001193125-17-368029.nc
Annual report for management companies N-SAR ( Investment companies )
Invest Comp Family
INVESCOFDS
Period ending
Dec. 31, 2015
26 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Wells Jay [ Officer, CFO, ]
Signed By
Marni Morgan Poe Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-065358.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 1,815 shares x $17.44/sh Total owned: 122,049
Common Shares
[A : Grant / award] 12,714 shares x $0.00/sh Total owned: 134,763
Stock Option (right to buy)
[A : Grant / award] 69,242 shares x $0.00/sh Total owned: 69,242 [ Underlying Securities: Common Shares ] 69,242 shares
26 minutes ago ...
Issuer
G1 Therapeutics, Inc. GTHX
Reporting Owner
MedImmune Ventures, Inc. [ 10% owner, ]
Signed By
Han Lee
Preview. View filing ...
4/A
0000899243-17-028595.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 17, 2017
Common Stock, $0.0001 par value per share
[P : Open market or private purchase] 75,000 shares x $15.00/sh Total owned: 3,409,536
Preview. View filing ...
NSAR-B/A
0001193125-17-368027.nc
Annual report for management companies N-SAR ( Investment companies )
Invest Comp Family
INVESCOFDS
Period ending
Dec. 31, 2014
27 minutes ago ...
Filer
BOS BETTER ONLINE SOLUTIONS LTD
Preview. View filing ...
6-K
0001213900-17-013166.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Dec. 13, 2017
27 minutes ago ...
Issuer
COTT CORP /CN/ COT
Reporting Owner
Harrington Thomas [ Officer, CEO - DS Services, ]
Signed By
Marni Morgan Poe Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-065357.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 6, 2017
Common Shares
[F : Pmt of exercise price or tax liab] 3,741 shares x $17.44/sh Total owned: 39,067
Common Shares
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 59,067
Common Shares
Total owned: 46,100 [ By TAH Capital LLC ]
Stock Option (right to buy)
[A : Grant / award] 108,921 shares x $0.00/sh Total owned: 108,921 [ Underlying Securities: Common Shares ] 108,921 shares
27 minutes ago ...
Issuer
JOHNSON OUTDOORS INC JOUT
Reporting Owner
FAHEY JOHN M JR [ Director, ]
Signed By
Eric P Hagemeier Esq pursuant to Power of Attorney
Preview. View filing ...
4
0001042167-17-000124.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 12, 2017
Class A Common Stock
[G : Gift] 2,059 shares x $0/sh Total owned: 23,055
28 minutes ago ...
Filer
AIR PRODUCTS & CHEMICALS INC /DE/
Preview. View filing ...
DEF 14A
0001193125-17-368026.nc
Definitive proxy statements. Related to: Annual proxy shareholder meeting, Executive officer and director compensation, Voting
Period ending
Jan. 25, 2018
28 minutes ago ...
Filer
Royal Dutch Shell plc
Preview. View filing ...
6-K
0001309014-17-001035.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
Dec. 13, 2017
Preview. View filing ...
NSAR-B/A
0001193125-17-368021.nc
Annual report for management companies N-SAR ( Investment companies )
Invest Comp Family
INVESCOFDS
Period ending
April 30, 2014
33 minutes ago ...
Issuer
Global Water Resources, Inc. GWRS
Reporting Owner
Corwin Jonathan C. [ Officer, Vice President, ]
Signed By
Jeff Risenmay attorney-in-fact
Preview. View filing ...
4
0001434728-17-000169.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 12, 2017
Common Stock
[P : Open market or private purchase] 100 shares x $9.30/sh Total owned: 2,600
Common Stock
[P : Open market or private purchase] 83 shares x $9.2784/sh Total owned: 2,683
33 minutes ago ...
Filed By
NEW YORK STOCK EXCHANGE LLC
Subject Company
Patriot National, Inc.
Preview. View filing ...
25-NSE
0000876661-17-000751.nc XML (1)
Notification of removal from listing and/or registration filed by national security exchange
Preview. View filing ...
8-K
0001144204-17-063439.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
Period ending
Dec. 13, 2017
34 minutes ago ...
Filer
TCP International Holdings Ltd.
Preview. View filing ...
8-K/A
0001545391-17-000047.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
1.01 Business: Entry into a Material Definitive Agreement
7.01 Fair Disclosure: Regulation FD Disclosure
9.01 Financial Statements and Exhibits
Period ending
Dec. 13, 2017
35 minutes ago ...
Filer
Guardian Variable Products Trust
Preview. View filing ...
40-17G
0001193125-17-368016.nc
Bond filed (Rule 17g1)
35 minutes ago ...
Issuer
CPS TECHNOLOGIES CORP/DE/ CPSH
Reporting Owner
BENNETT GRANT C [ 10% owner, Director, Officer, President & CEO, ]
Signed By
Grant C Bennett
Preview. View filing ...
4
0000814676-17-000047.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 12, 2017
Common Stock
[G : Gift] 12,000 shares x $1.52/sh Total owned: 1,490,054
Preview. View filing ...
F-6
0000919574-17-008563.nc
Registration statement for American Depositary Receipts representing securities of foreign private issuers ( International ADR )
36 minutes ago ...
Filer
Post Holdings, Inc.
Preview. View filing ...
8-K
0001530950-17-000266.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
Period ending
Dec. 13, 2017
37 minutes ago ...
Filer
Integral Transfer Agency USA, Inc.
Preview. View filing ...
TA-1/A
0001667731-17-000227.nc XML (1)
Application for registration as a transfer agent filed : the Securities Exchange Act of 1934
37 minutes ago ...
Filer
PixieStix Bakery, LLC
Form D persons
Jared Lovenduski
Indea Leo
Signed By
Jared Lovenduski
Preview. View filing ...
D
0001724724-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
PixieStix Bakery, LLC [ Limited Liability Company ] Jurisdiction: COLORADO
Related Persons
Jared Lovenduski [ Executive Officer ] [ Director ] [ Chief Executive Officer ]
Indea Leo [ Executive Officer ] [ Director ] [ Executive Vice President ]
Industry
Other
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2017-11-28
[ Equity ]
Total offer
$ 262,500
Total sold
$ 225,000
Total remaining
$ 37,500
# investors
7 investors have already invested in this offering
37 minutes ago ...
Filer
Meridian Waste Solutions, Inc.
Preview. View filing ...
8-K
0001213900-17-013164.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
7.01 Fair Disclosure: Regulation FD Disclosure
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
Dec. 13, 2017
39 minutes ago ...
Filer
INTER AMERICAN DEVELOPMENT BANK/
Preview. View filing ...
DSTRBRPT
9999999997-17-010520.nc
Distribution of primary obligations Development Bank report
39 minutes ago ...
Filer
YOT Investment Company, LLC
Form D persons
William Lane Pennington
Signed By
W. Lane Pennington
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D
0001645804-17-000002.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
Primary Issuer
YOT Investment Company, LLC [ Limited Liability Company ] Jurisdiction: OKLAHOMA
Related Persons
William Lane Pennington [ Executive Officer ]
Industry
Manufacturing
Offering Data
Revenue range: No Revenues
Date of first sale: 2017-12-01
[ Equity ]
Total offer
$ 1,500,000
Total sold
$ 1,050,000
Total remaining
$ 450,000
# investors
6 investors have already invested in this offering
Note that in response to Item 12, No sales compensation is being paid to anyone.
Ltst filing
spro