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Latest filing received: 5 minutes ago     Real-time updates on

Today's real-time filings:

5 minutes ago ...
Issuer
QUIDEL CORP /DE/ QDEL
Reporting Owner
BORKAR RATAN S [ Officer, SVP, Intl Comm Operations, ]
Signed By
Robert J Bujarski attorney-in-fact for Ratan S Borkar
Preview. View filing ...
4
0001209191-17-057394.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Non-Qualified Stock Option
[A : Grant / award] 8,902 shares x $0.00/sh Total owned: 8,902 [ Underlying Securities: Common Stock ] 8,902 shares
Restricted Stock Units (Equity Grant)
[A : Grant / award] 3,626 shares x $0.00/sh Total owned: 3,626 [ Underlying Securities: Common Stock ] 3,626 shares
8 minutes ago ...
Issuer
QUIDEL CORP /DE/ QDEL
Reporting Owner
BORKAR RATAN S [ Officer, SVP, Intl Comm Operations, ]
Signed By
Robert J Bujarski attorney-in-fact for Ratan S Borkar
Preview. View filing ...
3
0001209191-17-057392.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
Total owned: 15,607
15 minutes ago ...
Issuer
Aimmune Therapeutics, Inc. AIMT
Reporting Owner
DILLY STEPHEN GEORGE [ Director, Officer, President and CEO, ]
Signed By
Eric Bjerkholt as Attorney in Fact for Stephen G Dilly
Preview. View filing ...
4
0000899243-17-024448.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock, $0.0001 par value
[S : Open market or private sale] 1,154 shares x $26.238/sh Total owned: 415,308
Common Stock, $0.0001 par value
Total owned: 41,075 [ By Child's Trust 1 ]
Common Stock, $0.0001 par value
Total owned: 20,656 [ By Family Trust ]
Common Stock, $0.0001 par value
Total owned: 41,075 [ By Child's Trust 2 ]
Common Stock, $0.0001 par value
Total owned: 14,447 [ By GRAT 2 ]
Common Stock, $0.0001 par value
Total owned: 14,447 [ By Wife's GRAT 2 ]
18 minutes ago ...
Issuer
Criteo S.A. CRTO
Reporting Owner
Fouilland Benoit [ Officer, Chief Financial Officer, ]
Signed By
Benoit Fouilland
Preview. View filing ...
4
0001209191-17-057390.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Ordinary Shares
[S : Open market or private sale] 6,250 shares x $46.0163/sh Total owned: 144,226
20 minutes ago ...
Issuer
Criteo S.A. CRTO
Reporting Owner
WARNER JAMES [ Director, ]
Signed By
Benoit Fouilland as attorney-in-fact for James Warner
Preview. View filing ...
4
0001209191-17-057389.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 1,250 shares x $0.83/sh Total owned: 1,250
Ordinary Shares
[S : Open market or private sale] 1,250 shares x $45.97/sh Total owned: 0
Non-employee Warrant (right to buy)
[M : Exer. or conv. of deriv. security exempted] 1,250 shares x $0.00/sh Total owned: 7,250 [ Underlying Securities: Ordinary Shares ] 1,250 shares
29 minutes ago ...
Issuer
Inogen Inc INGN
Reporting Owner
Huggenberger Raymond [ Director, ]
Signed By
Alison Bauerlein as Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-057388.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,000 shares x $8.37/sh Total owned: 7,808
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,400 shares x $16.62/sh Total owned: 11,208
Common Stock
[M : Exer. or conv. of deriv. security exempted] 6,200 shares x $38.54/sh Total owned: 17,408
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,400 shares x $44.19/sh Total owned: 20,808
Common Stock
[S : Open market or private sale] 13,575 shares x $94.0585/sh Total owned: 7,233
Common Stock
[S : Open market or private sale] 425 shares x $94.4924/sh Total owned: 6,808
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 1,000 shares x $0.00/sh Total owned: 7,037 [ Underlying Securities: Common Stock ] 1,000 shares
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 3,400 shares x $0.00/sh Total owned: 50,356 [ Underlying Securities: Common Stock ] 3,400 shares
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 6,200 shares x $0.00/sh Total owned: 69,000 [ Underlying Securities: Common Stock ] 6,200 shares
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 3,400 shares x $0.00/sh Total owned: 93,000 [ Underlying Securities: Common Stock ] 3,400 shares
45 minutes ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
CRANNA REBECCA [ Officer, Chief Financial Officer, ]
Signed By
Ben Davidson as attorney-in-fact for Rebecca J Cranna
Preview. View filing ...
4
0001599947-17-000142.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 1, 2017
Class A Common Stock
[U : Disp. in a change of control trans.] 31,136 shares x $9.52/sh Total owned: 52,197
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 24,893 shares x $0/sh Total owned: 77,090
Class A Common Stock
[F : Pmt of exercise price or tax liab] 11,874 shares x $9.62/sh Total owned: 65,216
Restricted Stock Units (Class A common stock)
[D : Disp to issuer] 226 shares x $0/sh Total owned: 39,742 [ Underlying Securities: Class A Common Stock ] 226 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 14,849 shares x $9.52/sh Total owned: 24,893 [ Underlying Securities: Class A Common Stock ] 14,849 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 24,893 shares x $0/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 24,893 shares
45 minutes ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
OShea Timothy J [ Director, ]
Signed By
Timothy O"Shea
Preview. View filing ...
4
0001437749-17-017268.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[S : Open market or private sale] 4,000 shares x $39.21/sh Total owned: 40,213
47 minutes ago ...
Issuer
CUTERA INC CUTR
Reporting Owner
Laber Larry [ Officer, EVP, North America Sales, ]
Signed By
Larry Laber
Preview. View filing ...
4
0001437749-17-017267.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
COMMON
[S : Open market or private sale] 500 shares x $40.50/sh Total owned: 73,382
48 minutes ago ...
Issuer
CarGurus, Inc. CARG
Reporting Owner
Steinert Langley [ 10% owner, Director, Officer, CEO, President and Chairman, ]
Signed By
Kathleen Patton as attorney-in-fact
Preview. View filing ...
4
0001104659-17-062796.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[C : Deriv security conv] 3,317,659 shares Total owned: 12,429,285
Class A Common Stock
[S : Open market or private sale] 3,378,084 shares x $14.88/sh Total owned: 9,051,201
Class A Common Stock
[S : Open market or private sale] 3,110 shares x $14.88/sh Total owned: 7,258 [ See Footnote ]
Class A Common Stock
[S : Open market or private sale] 3,110 shares x $14.88/sh Total owned: 7,258 [ See Footnote ]
Class A Common Stock
[S : Open market or private sale] 3,110 shares x $14.88/sh Total owned: 7,258 [ See Footnote ]
Class A Common Stock
[S : Open market or private sale] 3,110 shares x $14.88/sh Total owned: 7,258 [ See Footnote ]
Series A Convertible Preferred Stock
[C : Deriv security conv] 380,914 shares x $0/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 2,285,485 shares
Series B Convertible Preferred Stock
[C : Deriv security conv] 128,058 shares x $0/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 768,348 shares
Series C Convertible Preferred Stock
[C : Deriv security conv] 43,971 shares x $0/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 263,826 shares
50 minutes ago ...
Issuer
STARBUCKS CORP SBUX
Reporting Owner
BREWER ROSALIND G [ Director, Officer, group president and coo, ]
Signed By
Robert L Villasenor attorney-in-fact for Rosalind G Brewer
Preview. View filing ...
4
0001127602-17-030024.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Non-qualified Stock Option (Right to Buy)
[A : Grant / award] 367,376 shares x $0/sh Total owned: 367,376 [ Underlying Securities: Common Stock ] 367,376 shares
53 minutes ago ...
Issuer
ENTELLUS MEDICAL INC ENTL
Reporting Owner
MENSINK KEVIN L [ Officer, VP Marketing, ]
Signed By
Brent Moen attorney-in-fact
Preview. View filing ...
4
0001235802-17-000160.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock, $0.001 par value
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $1.24/sh Total owned: 17,500
Common Stock, $0.001 par value
[S : Open market or private sale] 10,000 shares x $18.2903/sh Total owned: 7,500
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $1.24/sh Total owned: 61,400 [ Underlying Securities: Common Stock ] 10,000 shares
54 minutes ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
WILMINGTON PHILIP W [ Officer, co-President, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057386.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 2,640 shares x $107.2993/sh Total owned: 261,419
Class A Common Stock
[S : Open market or private sale] 637 shares x $108.1055/sh Total owned: 260,782
Class A Common Stock
[S : Open market or private sale] 1,883 shares x $107.05/sh Total owned: 258,899
55 minutes ago ...
Issuer
Gold Torrent, Inc. GTOR
Reporting Owner
Hart Ryan Eric [ Director, Officer, President, ]
Signed By
Ryan Hart
Preview. View filing ...
4
0001493152-17-011793.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Restricted Stock
[S : Open market or private sale] 314,125 shares x $0.5/sh Total owned: 700,000
57 minutes ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
Stankey Michael A. [ Director, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057384.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 6,987 shares x $107.3442/sh Total owned: 181,393
Class A Common Stock
[S : Open market or private sale] 1,849 shares x $108.0719/sh Total owned: 179,544
Stock Option (right to buy)
Total owned: 99,987 [ Underlying Securities: Class A Common Stock ] 99,987 shares
59 minutes ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
Sisco Robynne [ Officer, Chief Financial Officer, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057382.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 2,467 shares x $107.4329/sh Total owned: 102,480
Class A Common Stock
[S : Open market or private sale] 700 shares x $108.1871/sh Total owned: 101,780
Class A Common Stock
[S : Open market or private sale] 2,100 shares x $106.992/sh Total owned: 99,680
Stock Option (right to buy)
Total owned: 78,750 [ Underlying Securities: Class A Common Stock ] 78,750 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
BOTHA ROELOF [ 10% owner, Director, ]
Signed By
Jung Yeon Son by power of attorney for Roelof F Botha
Preview. View filing ...
3
0000899243-17-024441.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Series C Redeemable Convertible Preferred Stock
[ See Footnote ] [ Underlying Securities: Class B Common Stock ] 3,126,235 shares
Series D Redeemable Convertible Preferred Stock
[ See Footnotes ] [ Underlying Securities: Class B Common Stock ] 2,823,608 shares
Series E Redeemable Convertible Preferred Stock
[ See Footnote ] [ Underlying Securities: Class B Common Stock ] 658,011 shares
Series F Redeemable Convertible Preferred Stock
[ See Footnote ] [ Underlying Securities: Class B Common Stock ] 298,968 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Deschler Sebastian [ Officer, SVP, General Counsel & Sec., ]
Signed By
Sebastian Deschler
Preview. View filing ...
4
0001599947-17-000140.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[U : Disp. in a change of control trans.] 79,311 shares x $9.52/sh Total owned: 62,548
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 22,448 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 22,448 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
SC US (TTGP), LTD. [ 10% owner, ]
SC U.S. VENTURE 2010 MANAGEMENT, L.P. [ 10% owner, ]
SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. [ 10% owner, ]
Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. [ 10% owner, ]
Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. [ 10% owner, ]
SCGF IV MANAGEMENT LP [ 10% owner, ]
SEQUOIA CAPITAL US GROWTH FUND IV LP [ 10% owner, ]
SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP [ 10% owner, ]
Signed By
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SC US Venture 2010 Management LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SC US Venture 2010 Management LP the general partner of Sequoia Capital US Venture 2010 Fund LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SC US Venture 2010 Management LP the general partner of Sequoia Capital US Venture 2010 Partners Fund Q LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SC US Venture 2010 Management LP the general partner of Sequoia Capital US Venture 2010 Partners Fund LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SCGF IV Management LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SCGF IV Management LP the general partner of Sequoia Capital US Growth Fund IV LP
Jung Yeon Son by power of attorney for Roelof F Botha a Director of SC US TTGP Ltd the general partner of SCGF IV Management LP the general partner of Sequoia Capital USGF Principals Fund IV LP
Preview. View filing ...
3
0000899243-17-024440.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Series C Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Fund, LP ] [ Underlying Securities: Class B Common Stock ] 2,761,404 shares
Series C Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP ] [ Underlying Securities: Class B Common Stock ] 303,557 shares
Series C Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Partners Fund, LP ] [ Underlying Securities: Class B Common Stock ] 61,274 shares
Series D Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Fund, LP ] [ Underlying Securities: Class B Common Stock ] 215,681 shares
Series D Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP ] [ Underlying Securities: Class B Common Stock ] 23,601 shares
Series D Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Venture 2010 Partners Fund, LP ] [ Underlying Securities: Class B Common Stock ] 4,783 shares
Series D Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Growth Fund IV, LP ] [ Underlying Securities: Class B Common Stock ] 2,470,687 shares
Series D Redeemable Convertible Preferred Stock
[ By Sequoia Capital USGF Principals Fund IV, L.P. ] [ Underlying Securities: Class B Common Stock ] 108,856 shares
Series E Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Growth Fund IV, LP ] [ Underlying Securities: Class B Common Stock ] 630,243 shares
Series E Redeemable Convertible Preferred Stock
[ By Sequoia Capital USGF Principals Fund IV, L.P. ] [ Underlying Securities: Class B Common Stock ] 27,768 shares
Series F Redeemable Convertible Preferred Stock
[ By Sequoia Capital U.S. Growth Fund IV, LP ] [ Underlying Securities: Class B Common Stock ] 286,352 shares
Series F Redeemable Convertible Preferred Stock
[ By Sequoia Capital USGF Principals Fund IV, L.P. ] [ Underlying Securities: Class B Common Stock ] 12,616 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Dahya Hanif [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Hanif Dahya
Preview. View filing ...
4
0001599947-17-000138.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 13,091 shares x $0/sh Total owned: 13,091
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 13,091 shares x $0/sh Total owned: 7,809 [ Underlying Securities: Class A Common Stock ] 13,091 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,809 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 7,809 shares
an hour ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
PEEK MARK S [ Officer, co-President, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057380.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 7,588 shares x $107.3505/sh Total owned: 191,212
Class A Common Stock
[S : Open market or private sale] 1,928 shares x $108.0726/sh Total owned: 189,284
Class B Common Stock
Total owned: 354,543 [ Underlying Securities: Class A Common Stock ] 354,543 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
FLYBRIDGE CAPITAL PARTNERS III LP [ 10% owner, ]
Aronoff David B [ 10% owner, ]
Bussgang Jeffrey J. [ 10% owner, ]
Flybridge Capital Partners GP III, LLC [ 10% owner, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057379.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Series B Preferred Stock
[ Underlying Securities: Class B Common Stock ] 3,817,422 shares
Series C Preferred Stock
[ Underlying Securities: Class B Common Stock ] 459,454 shares
Series D Preferred Stock
[ Underlying Securities: Class B Common Stock ] 453,892 shares
Series E Preferred Stock
[ Underlying Securities: Class B Common Stock ] 3,572 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Stark Jack [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Jack Stark
Preview. View filing ...
4
0001599947-17-000136.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 12,778
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 7,622 [ Underlying Securities: Class A Common Stock ] 12,778 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,622 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 7,622 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Bull Thomas [ Officer, Principal Accounting Officer, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057377.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 41,250 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 12,500 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class A Common Stock ] 12,500 shares
an hour ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
DUFFIELD DAVID A [ 10% owner, Director, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057376.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 3,424 shares x $107.3859/sh Total owned: 117,403
Class A Common Stock
[S : Open market or private sale] 600 shares x $108.17/sh Total owned: 116,803
Class B Common
Total owned: 61,263,789 [ Underlying Securities: Class A Common ] 61,263,789 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
McMahon John Dennis [ Director, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057375.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 10,750 shares
Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 50,000 shares
Restricted Stock Unit
[ Underlying Securities: Class A Common Stock ] 25,000 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Pauker David I [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for David Pauker
Preview. View filing ...
4
0001599947-17-000134.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 7,328 shares x $0/sh Total owned: 7,328
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,328 shares x $0/sh Total owned: 4,372 [ Underlying Securities: Class A Common Stock ] 7,328 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 4,372 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 4,372 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Killalea Peter Thomas [ Director, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057374.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 42,687 shares
Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 50,000 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Hazard Charles M Jr [ 10% owner, Director, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057373.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Series B Preferred Stock
[ By Limited Partnership ] [ Underlying Securities: Class B Common Stock ] 3,817,422 shares
Series C Preferred Stock
[ By Limited Partnership ] [ Underlying Securities: Class B Common Stock ] 459,454 shares
Series D Preferred Stock
[ By Limited Partnership ] [ Underlying Securities: Class B Common Stock ] 453,892 shares
Series E Preferred Stock
[ By Limited Partnership ] [ Underlying Securities: Class B Common Stock ] 3,572 shares
an hour ago ...
Issuer
Alphabet Inc. GOOG
Reporting Owner
Pichai Sundar [ Director, Officer, CEO, Google Inc., ]
Signed By
Valentina Margulis as Attorney-in-Fact for Sundar Pichai
Preview. View filing ...
4
0001209191-17-057371.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
[S : Open market or private sale] 375 shares x $1,011.05/sh Total owned: 1,471
Class C Capital Stock
[S : Open market or private sale] 3,625 shares x $991.77/sh Total owned: 39,203
Class A Google Stock Units
Total owned: 24,003
Class C Google Stock Units
Total owned: 153,747
Class C Google Stock Units
Total owned: 24,003
Class C Google Stock Units
Total owned: 353,939
Option to Purchase Class C Capital Stock
Total owned: 2,436 [ Underlying Securities: Class C Capital Stock ] 2,436 shares
Option to Purchase Class A Common Stock
Total owned: 8,646 [ Underlying Securities: Class A Common Stock ] 8,646 shares
Option to Purchase Class A Common Stock
Total owned: 2,436 [ Underlying Securities: Class A Common Stock ] 2,436 shares
Option to Purchase Class A Common Stock
Total owned: 1,459 [ Underlying Securities: Class A Common Stock ] 1,459 shares
Option to Purchase Class C Capital Stock
Total owned: 8,646 [ Underlying Securities: Class C Capital Stock ] 8,646 shares
Option to Purchase Class C Capital Stock
Total owned: 1,459 [ Underlying Securities: Class C Capital Stock ] 1,459 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Cochran Hope F [ Director, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057370.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Stock Option (Right to Buy)
[ Underlying Securities: Class A Common Stock ] 50,000 shares
an hour ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
Bozzini James [ Officer, COO & Executive Vice President, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057369.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 5,375 shares x $107.3956/sh Total owned: 196,437
Class A Common Stock
[S : Open market or private sale] 800 shares x $108.16/sh Total owned: 195,637
Class A Common Stock
Total owned: 108,955 [ By Bozzini Revocable Trust dtd 5/10/2004 ]
Class A Common Stock
Total owned: 11,077 [ By The Bozzini Irrevocable Trust dtd 4/12/2012 ]
Class A Common Stock
Total owned: 11,077 [ By The Bozzini Irrevocable Trust dtd 4/12/2012 ]
Class A Common Stock
Total owned: 11,077 [ By The Bozzini Irrevocable Trust dtd 4/12/2012 ]
Stock Option (right to buy)
Total owned: 30,750 [ Underlying Securities: Class A Common Stock ] 30,750 shares
Stock Option (right to buy)
Total owned: 43,750 [ Underlying Securities: Class A Common Stock ] 43,750 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Rosenberg Marc [ Director, ]
Signed By
BenDavidson as attorney-in-fact for Marc S Rosenberg
Preview. View filing ...
4
0001599947-17-000131.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 7,078
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 4,222 [ Underlying Securities: Class A Common Stock ] 7,078 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 4,222 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 4,222 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
RYAN KEVIN P [ Director, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057368.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Series B Preferred Stock
[ Underlying Securities: Class B Common Stock ] 131,661 shares
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 1,866,994 shares
Class B Common Stock
[ By Trust ] [ Underlying Securities: Class A Common Stock ] 1,018,166 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Eisenberg Meagen [ Officer, Chief Marketing Officer, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057366.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 5,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 335,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 128,125 shares
an hour ago ...
Issuer
IPG PHOTONICS CORP IPGP
Reporting Owner
Shcherbakov Eugene A [ 10% owner, Director, Officer, SVP, MD IPG Laser GmbH, ]
Signed By
Angelo P Lopresti Attorney-in-fact
Preview. View filing ...
4
0001111928-17-000153.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,000 shares x $15.82/sh Total owned: 16,957
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,000 shares x $53.76/sh Total owned: 18,957
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,000 shares x $58.65/sh Total owned: 21,957
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,500 shares x $60.11/sh Total owned: 25,457
Common Stock
[S : Open market or private sale] 9,500 shares x $198.79/sh Total owned: 15,957
Employee Stock Options (right to buy)
[M : Exer. or conv. of deriv. security exempted] 1,000 shares x $0/sh Total owned: 2,000 [ Underlying Securities: Common Stock ] 1,000 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 2,000 shares x $0/sh Total owned: 6,000 [ Underlying Securities: Common Stock ] 2,000 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 3,000 shares x $0/sh Total owned: 4,000 [ Underlying Securities: Common Stock ] 3,000 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 3,500 shares x $0/sh Total owned: 6,000 [ Underlying Securities: Common Stock ] 3,500 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Hall, III Edward C [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Edward C Hall
Preview. View filing ...
4
0001599947-17-000128.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 7,078
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 4,222 [ Underlying Securities: Class A Common Stock ] 7,078 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 4,222 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 4,222 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Delatorre Carlos [ Officer, Chief Revenue Officer, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057365.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 95,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 315,891 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 200,000 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Gordon Michael Lawrence [ Officer, Chief Financial Officer, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057364.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 50,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 408,859 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 200,000 shares
Preview. View filing ...
4
0001599947-17-000126.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 12,778
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 7,622 [ Underlying Securities: Class A Common Stock ] 12,778 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,622 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 7,622 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Horowitz Eliot [ Director, Officer, Chief Technology Officer, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057362.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 1,511,324 shares
Class B Common Stock
[ By Trust ] [ Underlying Securities: Class A Common Stock ] 375,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 225,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 100,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 200,000 shares
an hour ago ...
Issuer
Workday, Inc. WDAY
Reporting Owner
BHUSRI ANEEL [ Director, Officer, Chief Executive Officer, ]
Signed By
Stacy Taylor attorney-in-fact
Preview. View filing ...
4
0001209191-17-057361.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[S : Open market or private sale] 8,806 shares x $107.3564/sh Total owned: 330,912
Class A Common Stock
[S : Open market or private sale] 2,357 shares x $108.0658/sh Total owned: 328,555
Non-Plan Stock Option (Right to Buy)
Total owned: 2,453,356 [ Underlying Securities: Class A Common Stock ] 2,453,356 shares
Class B Common Stock
Total owned: 8,126,443 [ Underlying Securities: Class A Common Stock ] 8,126,443 shares
Class B Common Stock
Total owned: 5,000 [ By Minor Child ] [ Underlying Securities: Class A Common Stock ] 5,000 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
BLACKMORE PETER [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Peter Blackmore
Preview. View filing ...
4
0001599947-17-000124.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 12,778
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 12,778 shares x $0/sh Total owned: 7,622 [ Underlying Securities: Class A Common Stock ] 12,778 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,622 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 7,622 shares
an hour ago ...
Issuer
MongoDB, Inc. MDB
Reporting Owner
Ittycheria Dev [ Director, Officer, President & CEO, ]
Signed By
Alison Haggerty Attorney-in-Fact
Preview. View filing ...
3
0001209191-17-057360.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class A Common Stock
Total owned: 0
Class B Common Stock
[ Underlying Securities: Class A Common Stock ] 15,964 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 63,855 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 1,720,181 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 200,000 shares
Employee Stock Option (Right to Buy)
[ Underlying Securities: Class B Common Stock ] 750,000 shares
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Fox Kerri L. [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Kerri L Fox
Preview. View filing ...
4
0001599947-17-000122.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 7,078
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 7,078 shares x $0/sh Total owned: 4,222 [ Underlying Securities: Class A Common Stock ] 7,078 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 4,222 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 4,222 shares
an hour ago ...
Issuer
Advanced Emissions Solutions, Inc. ADES
Reporting Owner
Sampson L Heath [ Director, Officer, President & CEO, ]
Signed By
L Heath Sampson
Preview. View filing ...
4
0001515156-17-000106.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 3,997 shares x $11.42/sh Total owned: 196,295
an hour ago ...
Issuer
TerraForm Power, Inc. TERP
Reporting Owner
Fong Christian S. [ Director, ]
Signed By
Ben Davidson as attorney-in-fact for Christian S Fong
Preview. View filing ...
4
0001599947-17-000120.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 8,017 shares x $0/sh Total owned: 8,017
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 8,017 shares x $0/sh Total owned: 4,783 [ Underlying Securities: Class A Common Stock ] 8,017 shares
Restricted Stock Units (Class A common stock)
[M : Exer. or conv. of deriv. security exempted] 4,783 shares x $9.52/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 4,783 shares
Preview. View filing ...
4
0001513965-17-000137.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Units (limited partner interests)
[A : Grant / award] 1,056 shares x $0/sh Total owned: 4,212
Common Units (limited partner interests)
Total owned: 23,282 [ By Family Trust ]
an hour ago ...
Issuer
SunCoke Energy Partners, L.P. SXCP
Reporting Owner
Sun Coal & Coke LLC [ 10% owner, ]
Signed By
Rita M Slager attorney-in-fact
Preview. View filing ...
4
0001127602-17-030022.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 17, 2017
Common Units
[P : Open market or private purchase] 8,800 shares x $17.7699/sh Total owned: 27,526,459
Common Units
[P : Open market or private purchase] 7,900 shares x $17.7828/sh Total owned: 27,534,359
an hour ago ...
Issuer
NETGEAR, INC NTGR
Reporting Owner
MERRILL MARK G [ Officer, Chief Technology Officer, ]
Signed By
Andrew W Kim Attorney in Fact
Preview. View filing ...
4
0001122904-17-000314.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,000 shares x $32.52/sh Total owned: 32,534
Common Stock
[S : Open market or private sale] 3,000 shares x $50.70/sh Total owned: 29,534
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 3,000 shares x $0/sh Total owned: 6,000 [ Underlying Securities: Common Stock ] 3,000 shares
Employee Stock Option (Right to Buy)
Total owned: 15,000 [ Underlying Securities: Common Stock ] 15,000 shares
Employee Stock Option (Right to Buy)
Total owned: 25,000 [ Underlying Securities: Common Stock ] 25,000 shares
Employee Stock Option (Right to Buy)
Total owned: 25,000 [ Underlying Securities: Common Stock ] 25,000 shares
Preview. View filing ...
4
0001513965-17-000135.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Units (limited partner interests)
[A : Grant / award] 968 shares x $0/sh Total owned: 30,254
Preview. View filing ...
4
0001513965-17-000133.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Units (limited partner interests)
[A : Grant / award] 933 shares x $0/sh Total owned: 49,611
an hour ago ...
Issuer
EVERBRIDGE, INC. EVBG
Reporting Owner
Goldman Kenneth S [ Officer, SVP, CFO and Treasurer, ]
Signed By
Elliot J Mark Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-057358.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Common Stock
[S : Open market or private sale] 10,326 shares x $26.8764/sh Total owned: 1,742
Common Stock
[S : Open market or private sale] 815 shares x $26.8764/sh Total owned: 1,742
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 10,326 shares x $0.00/sh Total owned: 61,957 [ Underlying Securities: Common Stock ] 10,326 shares
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 815 shares x $0.00/sh Total owned: 12,229 [ Underlying Securities: Common Stock ] 815 shares
an hour ago ...
Issuer
REPUBLIC SERVICES, INC. RSG
Reporting Owner
Volpe Sandra M [ Director, ]
Signed By
Eileen B Schuler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-057357.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Restricted Stock Units
[A : Grant / award] 23 shares x $62.76/sh Total owned: 4,213 [ Underlying Securities: Common Stock ] 23 shares
an hour ago ...
Issuer
Mosaic Acquisition Corp. MOSC
Reporting Owner
KOLARIK TYLER [ Director, ]
Signed By
Tyler S Kolarik
Preview. View filing ...
3
0000950142-17-001874.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
No securities beneficially owned.
Total owned: 0
an hour ago ...
Issuer
REPUBLIC SERVICES, INC. RSG
Reporting Owner
TRANI JOHN M [ Director, ]
Signed By
Eileen B Schuler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-057356.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Restricted Stock Units
[A : Grant / award] 548 shares x $62.76/sh Total owned: 100,046 [ Underlying Securities: Common Stock ] 548 shares
an hour ago ...
Issuer
Mosaic Acquisition Corp. MOSC
Reporting Owner
DAVIS EUGENE I [ Director, ]
Signed By
Eugene I Davis
Preview. View filing ...
3
0000950142-17-001873.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class F Ordinary Share, par value $0.0001 per share
[ Underlying Securities: Class A Ordinary Share, par value $0.0001 per share ] 30,000 shares
an hour ago ...
Issuer
Mosaic Acquisition Corp. MOSC
Reporting Owner
MITCHELL WILLIAM HAYWARD [ Officer, Chief Financial Officer, ]
Signed By
William H Mitchell
Preview. View filing ...
3
0000950142-17-001872.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
No securities beneficially owned.
Total owned: 0
an hour ago ...
Issuer
REPUBLIC SERVICES, INC. RSG
Reporting Owner
RODRIGUEZ RAMON A [ Director, ]
Signed By
Eileen B Schuler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-057355.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 16, 2017
Restricted Stock Units
[A : Grant / award] 312 shares x $62.76/sh Total owned: 56,931 [ LLLP ] [ Underlying Securities: Common Stock ] 312 shares
Restricted Stock Units
[A : Grant / award] 95 shares x $62.76/sh Total owned: 17,371 [ Underlying Securities: Common Stock ] 95 shares
an hour ago ...
Issuer
Mosaic Acquisition Corp. MOSC
Reporting Owner
Maura David M [ 10% owner, Director, Officer, President and CEO, ]
Mosaic Sponsor, LLC [ 10% owner, ]
Signed By
David M Maura
Mosaic Sponsor LLC
Preview. View filing ...
3
0000950142-17-001871.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Oct. 18, 2017
Class F Ordinary Share, par value $0.0001 per share
[ See Explanation of Responses ] [ Underlying Securities: Class A Ordinary Share, par value $0.0001 per share ] 4,297,500 shares
Ltst filing
spro