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Latest filing received: 44 seconds ago     Real-time updates on

Today's real-time filings:

19 minutes ago ...
Filer
DEUTSCHE INSTITUTIONAL FUNDS
Preview. View filing ...
N-Q
0000088053-17-000877.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
Preview. View filing ...
D
0001507943-17-000079.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
DCI High Yield Corporate Bond Fund, a fund of DCI Umbrella Fund plc [ Other a sub fund of DCI Umbrella Fund plc] Jurisdiction: IRELAND
Related Persons
N/A DCI LLC [ Promoter ] [ DISTRIBUTOR ]
Industry
Pooled Investment Fund Hedge Fund
Offering Data
Agg net asset value range: Decline to Disclose
Date of first sale: 2016-12-01
[ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 10,465,062
Total remaining
$ Indefinite
# investors
1 investors have already invested in this offering
20 minutes ago ...
Filer
DEUTSCHE INSTITUTIONAL FUNDS
Preview. View filing ...
N-Q
0000088053-17-000876.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
20 minutes ago ...
Filed By
ASURE SOFTWARE INC
Subject Company
ASURE SOFTWARE INC
Preview. View filing ...
FWP
0001104659-17-035483.nc
Filing under Securities Act Rules 163/433 of free writing prospectus
21 minutes ago ...
Filer
GuideStone Funds
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485BXT
0001193125-17-184592.nc
Post-effective amendment filed : Securities Act Rule 485
Preview. View filing ...
N-Q
0000088053-17-000875.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
Preview. View filing ...
SC 13D/A
0001193125-17-184589.nc
Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Preview. View filing ...
D/A
0001638047-17-000001.nc XML (1)
Notice of exempt offering of securities - made without registration ( Regulation D and Section 4 Small Businesses )
Item
06b Federal Exemptions and Exclusions: Rule 506(b)
3C Federal Exemptions and Exclusions: Investment Company Act Section 3(c)
3C.7 Federal Exemptions and Exclusions: Investment Company Act Section 3(c)(7)
Primary Issuer
Paragon Outcomes Onshore Fund LLC [ Limited Liability Company ] Jurisdiction: DELAWARE
Related Persons
n/a Shelanu Capital, LLC [ Promoter ] [ Managing Member of the Issuer ]
Frank Tripoli [ Executive Officer ]
Eric Wolf [ Executive Officer ]
Industry
Pooled Investment Fund Private Equity Fund
Offering Data
Revenue range: Decline to Disclose
Date of first sale: 2013-01-31
[ Pooled investment fund ]
Total offer
$ Indefinite
Total sold
$ 76,376,000
Total remaining
$ Indefinite
# investors
4 investors have already invested in this offering
22 minutes ago ...
Filer
DEUTSCHE EQUITY 500 INDEX PORTFOLIO
Preview. View filing ...
N-Q
0000088053-17-000874.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
23 minutes ago ...
Filer
AMERICAN WOODMARK CORP
Preview. View filing ...
8-K
0000794619-17-000034.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
5.03 Governance: Changes to Articles of Incorporation or Bylaws or Fiscal Year
9.01 Financial Statements and Exhibits
Period ending
May 26, 2017
23 minutes ago ...
Filer
CASH RESERVE FUND INC
Preview. View filing ...
N-Q
0000088053-17-000873.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
26 minutes ago ...
Filer
SAFEGUARD SCIENTIFICS INC
Preview. View filing ...
S-8 POS
0000086115-17-000063.nc
Post-effective amendment to a S-8 registration statement
27 minutes ago ...
Filer
FIDELITY ABERDEEN STREET TRUST
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485BXT
0000880195-17-000164.nc
Post-effective amendment filed : Securities Act Rule 485
28 minutes ago ...
Filer
GOVERNMENT CASH MANAGEMENT PORTFOLIO
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N-Q
0000088053-17-000872.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
29 minutes ago ...
Filer
ORION ENERGY SYSTEMS, INC.
Preview. View filing ...
8-K
0001193125-17-184587.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
9.01 Financial Statements and Exhibits
Period ending
May 25, 2017
30 minutes ago ...
Filer
JMU Ltd
Preview. View filing ...
20-F JMU 
0001144204-17-029685.nc XBRL XML (6)
Registration statement Annual and transition report of foreign private issuers
Focus Period
2016 : FY
Fiscal year ends
--12-31
Period ending
Dec. 31, 2016
Financials (experimental)
In USD 12 mo ending 2016-12-31 12 mo ending 2015-12-31 12 mo ending 2014-12-31
Revenues  73,201,160  11,477,552  0
Net Income  -25,293,144  -93,570,192  -43,856,348
EPS Diluted  -0.02  -0.09  -0.28
EPS Basic  -0.02  -0.09  -0.28
30 minutes ago ...
Filer
FIDELITY BROKERAGE SERVICES LLC
Preview. View filing ...
FOCUSN
9999999997-17-006562.nc
Financial and operational combined uniform single report of brokers and dealers
Period ending
Dec. 31, 2016
Preview. View filing ...
497K
0000932471-17-004251.nc
Summary Prospectus for open-end management investment companies filed : Securities Act Rule 497
31 minutes ago ...
Filer
GRAN TIERRA ENERGY INC.
Preview. View filing ...
8-K/A
0001144204-17-029684.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.07 Governance: Submission to a Vote of Security Holders
Period ending
May 3, 2017
31 minutes ago ...
Filer
John Bean Technologies CORP
Preview. View filing ...
S-8
0001193125-17-184586.nc
Initial registration statement for securities to be offered to employees : employee benefit plans
32 minutes ago ...
Filer
DBJPM 2016-C1 Mortgage Trust
Preview. View filing ...
10-D
0001056404-17-002178.nc
Asset-backed issuer periodic distribution report (Section 13 or 15(d) )
ABS class
Commercial mortgages .
Period ending
May 12, 2017
33 minutes ago ...
Filer
RBC FUNDS TRUST
Signed By
KATHY HEGNA
Preview. View filing ...
NSAR-B
0000940400-17-000316.nc
Annual report for management companies N-SAR ( Investment companies )
Period ending
March 31, 2017
34 minutes ago ...
Filer
Steris plc
Preview. View filing ...
10-K STE 
0001624899-17-000006.nc XBRL XML (6)
Annual report ( Financial statements and condition ) ( Risk ) ( Corporate Governance ) ( Executive compensation ) ( Management Discussion Analysis MDA MD&A )
Focus Period
2017 : FY
Fiscal year ends
--03-31
Period ending
March 31, 2017
36 minutes ago ...
Issuer
LCNB CORP LCNB
Reporting Owner
WILSON STEPHEN P [ Director, Other, Chairman, ]
Signed By
Stephen P Wilson by Robert C Haines II POA
Preview. View filing ...
4
0001074902-17-000028.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 24, 2017
LCNB Corp Common Stock
[S : Open market or private sale] 15,333 shares x $19.9019/sh Total owned: 65,093
37 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
SELBY NORMAN C [ Director, ]
Signed By
Norman C Selby
Preview. View filing ...
4
0000899243-17-014469.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Stock Option (right to buy)
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
Stock Option (right to buy)
[A : Grant / award] 10,000 shares x $0.00/sh Total owned: 10,000 [ Underlying Securities: Common Stock ] 10,000 shares
Stock Option (right to buy)
[A : Grant / award] 2,000 shares x $0.00/sh Total owned: 2,000 [ Underlying Securities: Common Stock ] 2,000 shares
38 minutes ago ...
Filer
Trillium Therapeutics Inc.
Preview. View filing ...
6-K
0001062993-17-002693.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
May 26, 2017
39 minutes ago ...
Filer
RBC FUNDS TRUST
Signed By
KATHY HEGNA
Preview. View filing ...
NSAR-A
0000940400-17-000315.nc
Semi-annual report for management companies N-SAR ( Investment companies )
Period ending
March 31, 2017
39 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
BLOCH LAWRENCE E [ Officer, President, ]
Signed By
Lawrence E Bloch
Preview. View filing ...
4
0000899243-17-014467.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Stock Option (right to buy)
[A : Grant / award] 250,000 shares x $0.00/sh Total owned: 250,000 [ Underlying Securities: Common Stock ] 250,000 shares
39 minutes ago ...
Filer
Spark Energy, Inc.
Preview. View filing ...
8-K
0001606268-17-000067.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.07 Governance: Submission to a Vote of Security Holders
Period ending
May 25, 2017
39 minutes ago ...
Filer
PACIFIC GLOBAL FUND INC
Preview. View filing ...
N-Q
0001104659-17-035476.nc
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
Period ending
March 31, 2017
40 minutes ago ...
Filer
PETROQUEST ENERGY INC
Preview. View filing ...
8-K
0000872248-17-000047.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
7.01 Fair Disclosure: Regulation FD Disclosure
9.01 Financial Statements and Exhibits
Period ending
May 26, 2017
40 minutes ago ...
Filer
THOMAS CAPITAL GROUP, INC.
Preview. View filing ...
X-17A-5
9999999997-17-006561.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
40 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
Berkowitz Jeffrey [ Director, ]
Signed By
Jeffrey Berkowitz
Preview. View filing ...
4
0000899243-17-014465.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Common Stock
[A : Grant / award] 5,747 shares x $1.74/sh Total owned: 36,131
Stock Option (right to buy)
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
43 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
EVNIN ANTHONY B [ Director, ]
Signed By
Seth A Tasker as Attorney-in-Fact for Anthony B Evnin
Preview. View filing ...
4
0000899243-17-014462.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Common Stock
[A : Grant / award] 11,494 shares x $1.74/sh Total owned: 118,585
Stock Option (right to buy)
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
Stock Option (right to buy)
[A : Grant / award] 2,000 shares x $0.00/sh Total owned: 2,000 [ Underlying Securities: Common Stock ] 2,000 shares
45 minutes ago ...
Filer
MERCANTILE BANK CORP
Preview. View filing ...
8-K
0001437749-17-010127.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
5.07 Governance: Submission to a Vote of Security Holders
9.01 Financial Statements and Exhibits
Period ending
May 25, 2017
45 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
SMITH IAN F [ Director, ]
Signed By
Ian F Smith
Preview. View filing ...
4
0000899243-17-014460.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Common Stock
[A : Grant / award] 22,988 shares x $1.74/sh Total owned: 22,988
Stock Option (right to buy)
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
Stock Option (right to buy)
[A : Grant / award] 4,000 shares x $0.00/sh Total owned: 4,000 [ Underlying Securities: Common Stock ] 4,000 shares
48 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
Kutok Jeffery [ Officer, Chief Scientific Officer, ]
Signed By
Jeffery Kutok
Preview. View filing ...
4
0000899243-17-014458.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Stock Option (right to buy)
[A : Grant / award] 125,000 shares x $0.00/sh Total owned: 125,000 [ Underlying Securities: Common Stock ] 125,000 shares
Preview. View filing ...
497K
0000932471-17-004249.nc
Summary Prospectus for open-end management investment companies filed : Securities Act Rule 497
49 minutes ago ...
Filer
G1 Therapeutics, Inc.
Preview. View filing ...
8-K
0001193125-17-184570.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
5.03 Governance: Changes to Articles of Incorporation or Bylaws or Fiscal Year
8.01 Other: Important event
9.01 Financial Statements and Exhibits
Period ending
May 22, 2017
50 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
VENUTI MICHAEL C [ Director, ]
Signed By
Michael C Venuti
Preview. View filing ...
4
0000899243-17-014456.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Stock Option (right to buy)
[A : Grant / award] 20,000 shares x $0.00/sh Total owned: 20,000 [ Underlying Securities: Common Stock ] 20,000 shares
Stock Option (right to buy)
[A : Grant / award] 4,000 shares x $0.00/sh Total owned: 4,000 [ Underlying Securities: Common Stock ] 4,000 shares
50 minutes ago ...
Filer
ENCLAVE CAPITAL LLC
Preview. View filing ...
X-17A-5
9999999997-17-006560.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
50 minutes ago ...
Filer
BANK BRADESCO
Preview. View filing ...
6-K
0001292814-17-001452.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
June 30, 2017
50 minutes ago ...
Filer
CNOOC LTD
Preview. View filing ...
6-K
0000950103-17-004936.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
May 26, 2017
51 minutes ago ...
Issuer
ASPEN INSURANCE HOLDINGS LTD AHL
Reporting Owner
Aman Timothy Paul [ Officer, Group Chief Risk Officer, ]
Signed By
Silvia Martinez as Attorney-in-fact for Timothy Paul Aman
Preview. View filing ...
3
0001520674-17-000005.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 18, 2017
Ordinary Shares
Total owned: 0
52 minutes ago ...
Filer
Petrolia Energy Corp
Preview. View filing ...
8-K/A
0001185185-17-001269.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.07 Governance: Submission to a Vote of Security Holders
Period ending
April 14, 2016
52 minutes ago ...
Issuer
INFINITY PHARMACEUTICALS, INC. INFI
Reporting Owner
Tasker Seth A [ Officer, General Counsel, ]
Signed By
Seth A Tasker
Preview. View filing ...
4
0000899243-17-014454.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Stock Option (right to buy)
[A : Grant / award] 150,000 shares x $0.00/sh Total owned: 150,000 [ Underlying Securities: Common Stock ] 150,000 shares
52 minutes ago ...
Filer
DICKS SPORTING GOODS INC
Preview. View filing ...
8-K
0001089063-17-000058.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
Period ending
May 24, 2017
53 minutes ago ...
Filer
PETROGROWTH ENERGY ADVISORS, L.L.C.
Preview. View filing ...
X-17A-5
9999999997-17-006559.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
55 minutes ago ...
Filer
SHASTA PARTNERS, LLC
Preview. View filing ...
X-17A-5
9999999997-17-006558.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
58 minutes ago ...
Issuer
ACNB CORP ACNB
Reporting Owner
Lott James J [ Director, ]
Signed By
Lynda L Glass as POA for James J Lott
Preview. View filing ...
4
0000715579-17-000027.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
ACNB Corporation Common
[P : Open market or private purchase] 1,000 shares x $28.7687/sh Total owned: 7,630.4955
an hour ago ...
Filer
Macro Bank Inc.
Preview. View filing ...
6-K
0001144204-17-029681.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
May 24, 2017
an hour ago ...
Filer
CRITO CAPITAL LLC
Preview. View filing ...
X-17A-5
9999999997-17-006557.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
an hour ago ...
Filer
TATA MOTORS LTD/FI
Preview. View filing ...
6-K
0000926042-17-000084.nc
Current report of foreign issuer / company : Rules 13a-16 and 15d-16 Amendments. Includes: Material Events ( International )
Period ending
May 26, 2017
an hour ago ...
Issuer
MANTECH INTERNATIONAL CORP MANT
Reporting Owner
Keefe Daniel J [ Officer, Business Group President, ]
Signed By
Michael R Putnam by Power of Attorney
Preview. View filing ...
4
0001209191-17-035678.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
May 25, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 9,989 shares x $29.15/sh Total owned: 9,989
Class A Common Stock
[S : Open market or private sale] 9,989 shares x $38.66/sh Total owned: 0
Class A Common Stock
Total owned: 150 [ By the ManTech Employee Stock Ownership Plan ]
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 9,989 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Class A Common Stock ] 9,989 shares
an hour ago ...
Filer
HEALTHSOUTH CORP
Preview. View filing ...
8-K
0000785161-17-000029.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
7.01 Fair Disclosure: Regulation FD Disclosure
9.01 Financial Statements and Exhibits
Period ending
May 26, 2017
an hour ago ...
Filer
E. BARNES & COMPANY
Preview. View filing ...
X-17A-5
9999999997-17-006556.nc
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
May 2, 2017
Period ending
March 31, 2017
an hour ago ...
Filer
NAVISTAR INTERNATIONAL CORP
Preview. View filing ...
SD
0001193125-17-184556.nc
Specialized Disclosure Report
an hour ago ...
Filer
MISONIX INC
Preview. View filing ...
SD
0001615774-17-002717.nc
Specialized Disclosure Report
an hour ago ...
Filer
ASTA FUNDING INC
Preview. View filing ...
8-K
0001437749-17-010122.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
2.02 Financial: Results of Operations and Financial Condition
9.01 Financial Statements and Exhibits
Period ending
May 26, 2017
an hour ago ...
Filer
INFINITY PHARMACEUTICALS, INC.
Preview. View filing ...
8-K
0001193125-17-184554.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
5.02 Governance: Departure/Appointment/Compensation Directors and Officers
5.07 Governance: Submission to a Vote of Security Holders
Period ending
May 25, 2017
Ltst filing
spro