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Latest filing received: a minute ago     Real-time updates on

Today's real-time filings:

Preview. View filing ...
4
0000899243-17-005018.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares, no par value
[S : Open market or private sale] 437,550 shares x $210.06/sh Total owned: 2,131,140 [ Held through SLP Argo I Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 8,496 shares x $210.06/sh Total owned: 41,381 [ Held through SLP Argo II Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 126,195 shares x $211.57/sh Total owned: 2,004,945 [ Held through SLP Argo I Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 398,612 shares x $212.43/sh Total owned: 1,606,333 [ Held through SLP Argo I Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 18,596 shares x $213.24/sh Total owned: 1,587,737 [ Held through SLP Argo I Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 2,450 shares x $211.57/sh Total owned: 38,931 [ Held through SLP Argo II Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 7,740 shares x $212.43/sh Total owned: 31,191 [ Held through SLP Argo II Ltd. ]
Ordinary Shares, no par value
[S : Open market or private sale] 361 shares x $213.24/sh Total owned: 30,830 [ Held through SLP Argo II Ltd. ]
Ordinary Shares, no par value
Total owned: 66,753 [ See footnote ]
Ordinary Shares, no par value
Total owned: 18 [ See footnote ]
an hour ago ...
Issuer
CROWN CASTLE INTERNATIONAL CORP CCI
Reporting Owner
Kelley Philip M [ Officer, Senior VP, Corp Dev & Strategy, ]
Signed By
Philip M Kelley
Preview. View filing ...
4
0001051470-17-000071.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 19, 2017
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 6,026 shares x $0/sh Total owned: 101,036
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 1,205 shares x $0/sh Total owned: 102,241
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 1,262 shares x $0/sh Total owned: 103,503
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 1,669 shares x $0/sh Total owned: 105,172
Common Stock, $0.01 Par Value
[F : Pmt of exercise price or tax liab] 2,813 shares x $89.23/sh Total owned: 102,359
Common Stock, $0.01 Par Value
Total owned: 657 [ by 401(K) Plan ]
Performance RSUs
[M : Exer. or conv. of deriv. security exempted] 6,026 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 6,026 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 1,205 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 1,205 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 1,262 shares x $0/sh Total owned: 1,262 [ Underlying Securities: Common Stock ] 1,262 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 1,669 shares x $0/sh Total owned: 3,339 [ Underlying Securities: Common Stock ] 1,669 shares
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Fiedorek Robert Mark [ Officer, President SET West, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007858.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 6,700 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 6,700 shares
an hour ago ...
Issuer
PACIFIC PREMIER BANCORP INC PPBI
Reporting Owner
GARRETT JOSEPH L [ Director, ]
Signed By
Joseph L Garrett
Preview. View filing ...
4
0001028918-17-000059.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 22, 2017
PPBI Common Stock
[P : Open market or private purchase] 500 shares x $40.55/sh Total owned: 68,098
Options on PPBI Common Stock
Total owned: 2,500 [ Underlying Securities: PPBI Common Stock ] 2,500 shares
Options on PPBI Common Stock
Total owned: 7,500 [ Underlying Securities: PPBI Common Stock ] 7,500 shares
Options on PPBI Common Stock
Total owned: 7,500 [ Underlying Securities: PPBI Common Stock ] 7,500 shares
Options on PPBI Common Stock
Total owned: 7,500 [ Underlying Securities: PPBI Common Stock ] 7,500 shares
an hour ago ...
Issuer
SCANDIUM INTERNATIONAL MINING CORP. scy
Reporting Owner
Davies Barry T. [ Director, ]
Signed By
Barry Davies
Preview. View filing ...
4
0001251278-17-000006.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Options to Purchase Common Shares
[A : Grant / award] 400,000 shares x $0.37/sh Total owned: 2,500,000 [ Underlying Securities: Common Stock ] 400,000 shares
an hour ago ...
Issuer
CROWN CASTLE INTERNATIONAL CORP CCI
Reporting Owner
Young James D [ Officer, SVP & Chief Operating Officer, ]
Signed By
James D Young
Preview. View filing ...
4
0001051470-17-000070.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 19, 2017
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 15,930 shares x $0/sh Total owned: 164,859
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 3,186 shares x $0/sh Total owned: 168,045
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 3,116 shares x $0/sh Total owned: 171,161
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 3,800 shares x $0/sh Total owned: 174,961
Common Stock, $0.01 Par Value
[F : Pmt of exercise price or tax liab] 10,309 shares x $89.23/sh Total owned: 164,652
Common Stock, $0.01 Par Value
Total owned: 408 [ by 401(K) Plan ]
Performance RSUs
[M : Exer. or conv. of deriv. security exempted] 15,930 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 15,930 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 3,186 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 3,186 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 3,116 shares x $0/sh Total owned: 3,116 [ Underlying Securities: Common Stock ] 3,116 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 3,800 shares x $0/sh Total owned: 7,600 [ Underlying Securities: Common Stock ] 3,800 shares
an hour ago ...
Issuer
HUMANA INC HUM
Reporting Owner
Christopher M Todoroff [ Officer, Sr. VP and General Counsel, ]
Signed By
Christopher M Todoroff
Preview. View filing ...
4
0000049071-17-000037.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Humana Common
[M : Exer. or conv. of deriv. security exempted] 10,651 shares x $0/sh Total owned: 23,675
Humana Common
[F : Pmt of exercise price or tax liab] 4,644 shares x $205.325/sh Total owned: 19,031
Humana Common
[M : Exer. or conv. of deriv. security exempted] 15,086 shares x $102.155/sh Total owned: 34,117
Humana Common
[M : Exer. or conv. of deriv. security exempted] 4,861 shares x $72.84/sh Total owned: 38,978
Humana Common
[F : Pmt of exercise price or tax liab] 487 shares x $205.24/sh Total owned: 38,491
Humana Common
[S : Open market or private sale] 24,140 shares x $205.3252/sh Total owned: 14,351
Options
[M : Exer. or conv. of deriv. security exempted] 4,861 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 4,681 shares
Options
[M : Exer. or conv. of deriv. security exempted] 15,086 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 15,086 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,304 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 3,304 shares
Options
Total owned: 21,014 [ Underlying Securities: Humana Common ] 21,014 shares
Options
Total owned: 20,804 [ Underlying Securities: Humana Common ] 20,804 shares
Restricted Stock Units
Total owned: 3,079 [ Underlying Securities: Humana Common ] 3,079 shares
an hour ago ...
Issuer
LAM RESEARCH CORP LRCX
Reporting Owner
Gottscho Richard A [ Officer, Executive Vice President, ]
Signed By
Leign Cramer by Power of Attorney
Preview. View filing ...
4
0000707549-17-000024.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,821 shares x $114.90/sh Total owned: 66,546
Common Stock
[M : Exer. or conv. of deriv. security exempted] 36,223 shares x $114.90/sh Total owned: 102,769
Market-based Performance Restricted Stock Unit
[M : Exer. or conv. of deriv. security exempted] 24,149 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 24,149 shares
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
EBEL GREGORY L [ Director, Officer, President and CEO, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007853.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 57,100 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 57,100 shares
an hour ago ...
Issuer
CROWN CASTLE INTERNATIONAL CORP CCI
Reporting Owner
Brown Jay A. [ Director, Officer, President and CEO, ]
Signed By
Jay A Brown
Preview. View filing ...
4
0001051470-17-000069.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 19, 2017
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 16,011 shares x $0/sh Total owned: 155,043
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 3,202 shares x $0/sh Total owned: 158,245
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 3,131 shares x $0/sh Total owned: 161,376
Common Stock, $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 5,399 shares x $0/sh Total owned: 166,775
Common Stock, $0.01 Par Value
[F : Pmt of exercise price or tax liab] 10,007 shares x $89.23/sh Total owned: 156,768
Common Stock, $0.01 Par Value
Total owned: 2,000 [ by Spouse ]
Common Stock, $0.01 Par Value
Total owned: 8,756 [ by 401(K) Plan ]
Performance RSUs
[M : Exer. or conv. of deriv. security exempted] 16,011 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 16,011 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 3,202 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 3,202 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 3,131 shares x $0/sh Total owned: 3,132 [ Underlying Securities: Common Stock ] 3,131 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 5,399 shares x $0/sh Total owned: 10,801 [ Underlying Securities: Common Stock ] 5,399 shares
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Dill Julie [ Officer, Chief Communications Officer, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007849.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 6,300 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 6,300 shares
an hour ago ...
Issuer
Bank of Commerce Holdings BOCH
Reporting Owner
Jimenez Samuel D [ Officer, EVP & COO, ]
Signed By
Amanda Hastings Attorney-in-fact
Preview. View filing ...
4
0001437749-17-003005.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[D : Disp to issuer] 10,000 shares x $10.7698/sh Total owned: 22,654
Common Stock
[D : Disp to issuer] 2,700 shares x $10.2076/sh Total owned: 19,954
Common Stock
[M : Exer. or conv. of deriv. security exempted] 16,000 shares x $4.05/sh Total owned: 35,954
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,500 shares x $6.50/sh Total owned: 39,454
Common Stock
[D : Disp to issuer] 6,300 shares x $10/sh Total owned: 33,154
Common Stock
Total owned: 35,351 [ By 401(k) Plan ]
Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 16,000 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 16,000 shares
Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 3,500 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 3,500 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Znavor Vicki [ Officer, Chief Human Resources Officer, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007847.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 6,323 shares x $0/sh Total owned: 17,706
an hour ago ...
Issuer
Lumentum Holdings Inc. LITE
Reporting Owner
Retort Vincent [ Officer, EVP and COO, ]
Signed By
Judy G Hamel as Attorney-in-Fact
Preview. View filing ...
4
0001633978-17-000033.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,295 shares x $0/sh Total owned: 66,444
Common Stock
[F : Pmt of exercise price or tax liab] 486 shares x $51.10/sh Total owned: 65,958
Common Stock
[S : Open market or private sale] 809 shares x $52.10/sh Total owned: 65,149
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,295 shares x $0/sh Total owned: 2,591 [ Underlying Securities: Common Stock ] 1,295 shares
an hour ago ...
Issuer
HUMANA INC HUM
Reporting Owner
BILNEY JODY L [ Officer, SVP & Chief Consumer Officer, ]
Signed By
Jody L Bilney
Preview. View filing ...
4
0000049071-17-000036.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Humana Common
[M : Exer. or conv. of deriv. security exempted] 10,651 shares x $0/sh Total owned: 28,577
Humana Common
[F : Pmt of exercise price or tax liab] 4,564 shares x $205.325/sh Total owned: 24,013
Humana Common
[S : Open market or private sale] 6,087 shares x $204.7212/sh Total owned: 17,926
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,304 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 3,304 shares
Options
Total owned: 15,086 [ Underlying Securities: Humana Common ] 15,086 shares
Options
Total owned: 21,014 [ Underlying Securities: Humana Common ] 21,014 shares
Options
Total owned: 20,804 [ Underlying Securities: Humana Common ] 20,804 shares
Restricted Stock Units
Total owned: 3,079 [ Underlying Securities: Humana Common ] 3,079 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Van Solkema Kevin [ Officer, Chief Risk Officer, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007846.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 8,671 shares x $0/sh Total owned: 84,410
an hour ago ...
Filer
Brightleaf Advisory Group, LLP
Subject Company
PARAGON OFFSHORE PLC
Preview. View filing ...
SC 14N
0001698708-17-000002.nc
Information filed by certain nominating shareholders : Section 240 14n-1
an hour ago ...
Issuer
CROWN CASTLE INTERNATIONAL CORP CCI
Reporting Owner
MORELAND W BENJAMIN [ Director, Officer, Executive Vice Chairman, ]
Signed By
W Benjamin Moreland
Preview. View filing ...
4
0001051470-17-000068.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 19, 2017
Common Stock $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 41,994 shares x $0/sh Total owned: 575,966
Common Stock $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 8,398 shares x $0/sh Total owned: 584,364
Common Stock $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 8,591 shares x $0/sh Total owned: 592,955
Common Stock $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 9,014 shares x $0/sh Total owned: 601,969
Common Stock $0.01 Par Value
[F : Pmt of exercise price or tax liab] 26,914 shares x $89.23/sh Total owned: 575,055
Common Stock $0.01 Par Value
Total owned: 421 [ by 401(k) Plan ]
Performance RSUs
[M : Exer. or conv. of deriv. security exempted] 41,994 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 41,994 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 8,398 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 8,398 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 8,591 shares x $0/sh Total owned: 8,591 [ Underlying Securities: Common Stock ] 8,591 shares
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 9,014 shares x $0/sh Total owned: 18,028 [ Underlying Securities: Common Stock ] 9,014 shares
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Capps Allen C [ Officer, Vice President and Controller, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007845.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 2,500 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 2,500 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Hague Bruce R. [ Officer, Pres. of Natl. Com. Banking, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007843.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 10,208 shares x $0/sh Total owned: 149,673.07
Common Stock
Total owned: 1,300 [ Held By Spouse ]
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Buckley Guy G. [ Officer, Chief Development Officer, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007842.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 5,600 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 5,600 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Lubin Bruce S. [ Officer, Pres. of IL Commercial Banking, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007841.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 11,525 shares x $0/sh Total owned: 152,790
an hour ago ...
Issuer
Lumentum Holdings Inc. LITE
Reporting Owner
LOWE ALAN S [ Officer, CEO and President, ]
Signed By
Judy G Hamel as Attorney-in-Fact
Preview. View filing ...
4
0001633978-17-000031.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,286 shares x $0/sh Total owned: 142,942
Common Stock
[F : Pmt of exercise price or tax liab] 1,192 shares x $51.10/sh Total owned: 141,750
Common Stock
[S : Open market or private sale] 1,094 shares x $52.10/sh Total owned: 140,656
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,286 shares x $0/sh Total owned: 4,571 [ Underlying Securities: Common Stock ] 2,286 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Killips Kevin M [ Officer, Chief Financial Officer, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007839.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 12,293 shares x $0/sh Total owned: 170,504
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Baker Stephen W [ Officer, President, Union Gas, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007838.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 6,000 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 6,000 shares
an hour ago ...
Issuer
HUMANA INC HUM
Reporting Owner
LeClaire Brian P. [ Officer, SVP & Chief Information Off., ]
Signed By
Brian P LeClaire
Preview. View filing ...
4
0000049071-17-000035.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Humana Common
[M : Exer. or conv. of deriv. security exempted] 7,889 shares x $0/sh Total owned: 25,734
Humana Common
[F : Pmt of exercise price or tax liab] 3,202 shares x $205.325/sh Total owned: 22,532
Humana Common
[M : Exer. or conv. of deriv. security exempted] 2,254 shares x $72.84/sh Total owned: 24,786
Humana Common
[M : Exer. or conv. of deriv. security exempted] 7,450 shares x $102.155/sh Total owned: 32,236
Humana Common
[M : Exer. or conv. of deriv. security exempted] 4,921 shares x $167.805/sh Total owned: 37,157
Humana Common
[F : Pmt of exercise price or tax liab] 974 shares x $204.66/sh Total owned: 36,183
Humana Common
[S : Open market or private sale] 26,894 shares x $205.236/sh Total owned: 9,289
Humana Common
Total owned: 134 [ (See Footnote) ]
Options
[M : Exer. or conv. of deriv. security exempted] 2,254 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 2,254 shares
Options
[M : Exer. or conv. of deriv. security exempted] 7,450 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 7,450 shares
Options
[M : Exer. or conv. of deriv. security exempted] 4,921 shares x $0/sh Total owned: 9,843 [ Underlying Securities: Humana Common ] 4,921 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,447 shares x $0/sh Total owned: 0 [ Underlying Securities: Humana Common ] 2,447 shares
Options
Total owned: 14,913 [ Underlying Securities: Humana Common ] 14,913 shares
Restricted Stock Units
Total owned: 2,186 [ Underlying Securities: Humana Common ] 2,186 shares
Phantom Stock Units
Total owned: 61 [ See Footnote ] [ Underlying Securities: Humana Common ] 61 shares
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Evans Jennifer [ Officer, General Counsel & Corp. Sec., ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007836.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 10,160 shares x $0/sh Total owned: 83,117
an hour ago ...
Issuer
PENN NATIONAL GAMING INC PENN
Reporting Owner
Fair William J [ Officer, EVP, CFO & Treasurer, ]
Signed By
Christopher Rogers as attorney-in-fact for William J Fair
Preview. View filing ...
4
0001179110-17-003002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 4,189 shares x $0/sh Total owned: 8,189
an hour ago ...
Issuer
PENN NATIONAL GAMING INC PENN
Reporting Owner
WILMOTT TIMOTHY J [ Director, Officer, President & CEO, ]
Signed By
Christopher Rogers as attorney-in-fact for Timothy J Wilmott
Preview. View filing ...
4
0001179110-17-003001.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 22,244 shares x $0/sh Total owned: 455,700
an hour ago ...
Issuer
Spectra Energy Corp. SE
Reporting Owner
Ables Dorothy M [ Officer, Chief Administrative Officer, ]
Signed By
Annachiara Jones attorney-in-fact
Preview. View filing ...
4
0001127602-17-007835.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
LTIP Phantom Stock Grant Feb 2014
[M : Exer. or conv. of deriv. security exempted] 6,900 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 6,900 shares
an hour ago ...
Issuer
PENN NATIONAL GAMING INC PENN
Reporting Owner
Snowden Jay A [ Officer, EVP-Chief Operating Officer, ]
Signed By
Christopher Rogers as attorney-in-fact for Jay A Snowden
Preview. View filing ...
4
0001179110-17-003000.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 10,010 shares x $0/sh Total owned: 36,952
an hour ago ...
Issuer
CROWN CASTLE INTERNATIONAL CORP CCI
Reporting Owner
Simon Kenneth Jay [ Officer, SVP and General Counsel, ]
Signed By
Kenneth Jay Simon
Preview. View filing ...
4
0001051470-17-000067.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 19, 2017
Common Stock $0.01 Par Value
[M : Exer. or conv. of deriv. security exempted] 2,712 shares x $0/sh Total owned: 8,264
Common Stock $0.01 Par Value
[F : Pmt of exercise price or tax liab] 764 shares x $89.23/sh Total owned: 7,500
Common Stock $0.01 Par Value
Total owned: 113 [ By Spouse (by IRA) ]
Common Stock, $0.01 Par Value
Total owned: 55 [ By Daughter ]
Time RSUs
[M : Exer. or conv. of deriv. security exempted] 2,712 shares x $0/sh Total owned: 5,425 [ Underlying Securities: Common Stock ] 2,712 shares
an hour ago ...
Issuer
PENN NATIONAL GAMING INC PENN
Reporting Owner
Sottosanti Carl [ Officer, EVP,Gen Counsel & Secretary, ]
Signed By
Christopher Rogers as attorney-in-fact for Carl Sottosanti
Preview. View filing ...
4
0001179110-17-002999.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 3,893 shares x $0/sh Total owned: 26,292
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Case Karen B. [ Officer, President of CRE Banking, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007833.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 10,186 shares x $0/sh Total owned: 107,932
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Carey Paul E [ Officer, Principal Accounting Officer, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007831.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 2,889 shares x $0/sh Total owned: 19,205
Common Stock
Total owned: 554.06 [ By 401(k) ]
an hour ago ...
Issuer
LTC PROPERTIES INC LTC
Reporting Owner
Malin Clint B [ Officer, EVP & CIO, ]
Signed By
Clint B Malin
Preview. View filing ...
4
0001179110-17-002998.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,192 shares x $46.89/sh Total owned: 76,002
an hour ago ...
Issuer
LTC PROPERTIES INC LTC
Reporting Owner
SIMPSON WENDY [ Director, Officer, Chairman CEO & President, ]
Signed By
Wendy L Simpson
Preview. View filing ...
4
0001179110-17-002997.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 4,162 shares x $46.89/sh Total owned: 337,778
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Ahrens C. Brant [ Officer, President, Personal Client Ser, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007830.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 9,001 shares x $0/sh Total owned: 87,778
an hour ago ...
Issuer
PRIVATEBANCORP, INC PVTB
Reporting Owner
Richman Larry D. [ Director, Officer, President and CEO, ]
Signed By
Zack Christensen Attorney-in-Fact
Preview. View filing ...
4
0001127602-17-007829.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 56,419 shares x $0/sh Total owned: 582,238.43
an hour ago ...
Issuer
WEYERHAEUSER CO WY
Reporting Owner
Hunter Rhonda D [ Officer, Sr. Vice President, ]
Signed By
Jacqueline W Hawn Attorney-in-fact
Preview. View filing ...
4
0001225208-17-004192.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Common
[M : Exer. or conv. of deriv. security exempted] 14,099.0000 shares x $24.1600/sh Total owned: 88,510.2917
Common
[S : Open market or private sale] 14,099.0000 shares x $34.0000/sh Total owned: 74,411.2917
Common
Total owned: 649.0000 [ By 401(k) ]
Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 14,099.0000 shares x $0.0000/sh Total owned: 0.0000 [ Underlying Securities: Common ] 14,099 shares
an hour ago ...
Issuer
LITHIA MOTORS INC LAD
Reporting Owner
Cain Susan O [ Director, ]
Signed By
By: Larissa McAlister Attorney-in-Fact
Preview. View filing ...
4
0001023128-17-000041.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Class A Common Stock
[S : Open market or private sale] 1,182 shares x $101.8229/sh Total owned: 12,824
Class A Common Stock
Total owned: 2,000 [ by Trust ]
Preview. View filing ...
4
0001638599-17-000213.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 491,338 shares Total owned: 3,851,178 [ See Footnote ]
Common Stock
[A : Grant / award] 502,779 shares Total owned: 4,353,957 [ See Footnote ]
Common Stock
[A : Grant / award] 4,487,412 shares Total owned: 24,245,586 [ See Footnote ]
Common Stock
[A : Grant / award] 4,896,067 shares Total owned: 29,141,653 [ See Footnote ]
Common Stock
[A : Grant / award] 111,514 shares Total owned: 645,423 [ See Footnote ]
Common Stock
[A : Grant / award] 121,672 shares Total owned: 767,095 [ See Footnote ]
Common Stock
Total owned: 58,632
Common Stock
Total owned: 61,049
Common Stock
Total owned: 33,410 [ See Footnote ]
0.375% Convertible Senior Note due 2018
[D : Disp to issuer] 25,000,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 491,338 shares
1.25% Convertible Senior Note due 2020
[D : Disp to issuer] 25,000,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 502,779 shares
0.375% Convertible Senior Note due 2018
[D : Disp to issuer] 228,326,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 4,487,412 shares
1.25% Convertible Senior Note due 2020
[D : Disp to issuer] 243,450,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 4,896,067 shares
0.375% Convertible Senior Note due 2018
[D : Disp to issuer] 5,674,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 111,514 shares
1.25% Convertible Senior Note due 2020
[D : Disp to issuer] 6,050,000 shares Total owned: 0 [ See Footnote ] [ Underlying Securities: Common Stock ] 121,672 shares
Preview. View filing ...
4
0001562180-17-000865.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Dec. 31, 2016
Common Stock
[A : Grant / award] 14,917.00 shares x $0.00/sh Total owned: 70,817.00
an hour ago ...
Issuer
ELECTRONIC ARTS INC. EA
Reporting Owner
Schatz Jacob J. [ Officer, SVP and General Counsel, ]
Signed By
By: Deborah Berenjfoorosh Attorney-in-Fact For: Jacob J Schatz
Preview. View filing ...
4
0001454387-17-000046.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Common Stock
[S : Open market or private sale] 2,200 shares x $87.399/sh Total owned: 22,780
an hour ago ...
Issuer
PROOFPOINT INC PFPT
Reporting Owner
Newell Tracey [ Officer, EVP, Worldwide Sales, ]
Signed By
Tracey Newell by Michael Yang Attorney-in-Fact
Preview. View filing ...
4
0001140361-17-008711.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,645 shares x $29.44/sh Total owned: 37,513
Common Stock
[S : Open market or private sale] 3,245 shares x $81.13/sh Total owned: 34,268
Common Stock
[S : Open market or private sale] 400 shares x $81.68/sh Total owned: 33,868
Non-qualified Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 3,645 shares x $0/sh Total owned: 21,883 [ Underlying Securities: Common Stock ] 3,645 shares
an hour ago ...
Filer
SEPULVEDA DISTRIBUTORS LLC
Preview. View filing ...
X-17A-5
0001565380-17-000001.nc XML (1)
Annual audited report: Required of Brokers and Dealers - Sec 17 and Rule 17a-5 ( Broker-Dealers SRO Self Regulatory Organizations )
Period starting
Feb. 2, 2017
Period ending
Dec. 31, 2016
an hour ago ...
Issuer
LAM RESEARCH CORP LRCX
Reporting Owner
Bettinger Douglas R [ Officer, EVP, Chief Financial Officer, ]
Signed By
Leign Cramer by Power of Attorney
Preview. View filing ...
4
0000707549-17-000023.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,699 shares x $114.90/sh Total owned: 41,400
Common Stock
[M : Exer. or conv. of deriv. security exempted] 36,223 shares x $114.90/sh Total owned: 77,623
Common Stock
[S : Open market or private sale] 3,741 shares x $114.90/sh Total owned: 73,882
Market-based Performance Restricted Stock Unit
[M : Exer. or conv. of deriv. security exempted] 24,149 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 24,149 shares
an hour ago ...
Issuer
RPX Corp RPXC
Reporting Owner
Yen Mallun [ Officer, Executive Vice President, ]
Signed By
Emily Gavin Attorney-in-Fact for Mallun Yen
Preview. View filing ...
4
0001509432-17-000012.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 9,376 shares x $0/sh Total owned: 110,947
Common Stock
[F : Pmt of exercise price or tax liab] 3,525 shares x $11.49/sh Total owned: 107,422
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 4,688 shares x $0/sh Total owned: 18,750 [ Underlying Securities: Common Stock ] 4,688 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,125 shares x $0/sh Total owned: 25,000 [ Underlying Securities: Common Stock ] 3,125 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,563 shares x $0/sh Total owned: 18,750 [ Underlying Securities: Common Stock ] 1,563 shares
an hour ago ...
Issuer
LAM RESEARCH CORP LRCX
Reporting Owner
Anstice Martin B [ Officer, President and CEO, ]
Signed By
Leign Cramer by Power of Attorney
Preview. View filing ...
4
0000707549-17-000022.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 8,737 shares x $114.90/sh Total owned: 119,984
Common Stock
[M : Exer. or conv. of deriv. security exempted] 94,183 shares x $114.90/sh Total owned: 214,167
Common Stock
[S : Open market or private sale] 500 shares x $115.58/sh Total owned: 213,667
Common Stock
[S : Open market or private sale] 3,928 shares x $116.70/sh Total owned: 209,739
Common Stock
[S : Open market or private sale] 11,572 shares x $117.48/sh Total owned: 198,167
Market-based Performance Restricted Stock Unit
[M : Exer. or conv. of deriv. security exempted] 62,789 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 62,789 shares
an hour ago ...
Issuer
RPX Corp RPXC
Reporting Owner
SWANK STEVEN S [ Officer, Senior Vice President, ]
Signed By
Emily Gavin Attorney-in-Fact for Steven S Swank
Preview. View filing ...
4
0001509432-17-000011.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 10,314 shares x $0/sh Total owned: 16,554
Common Stock
[F : Pmt of exercise price or tax liab] 3,847 shares x $11.49/sh Total owned: 12,707
Common Stock
[S : Open market or private sale] 4,127 shares x $11.3778/sh Total owned: 8,580
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 4,063 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 4,063 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,563 shares x $0/sh Total owned: 6,250 [ Underlying Securities: Common Stock ] 1,563 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,188 shares x $0/sh Total owned: 17,500 [ Underlying Securities: Common Stock ] 2,188 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,500 shares x $0/sh Total owned: 30,000 [ Underlying Securities: Common Stock ] 2,500 shares
an hour ago ...
Issuer
RPX Corp RPXC
Reporting Owner
ROBERTS MARTIN E [ Officer, CEO & General Counsel, ]
Signed By
Emily Gavin Attorney-in-Fact for Martin E Roberts
Preview. View filing ...
4
0001509432-17-000010.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 19,688 shares x $0/sh Total owned: 134,962
Common Stock
[F : Pmt of exercise price or tax liab] 7,387 shares x $11.49/sh Total owned: 127,575
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 4,688 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 4,688 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 15,000 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 15,000 shares
an hour ago ...
Issuer
BARRETT BUSINESS SERVICES INC BBSI
Reporting Owner
HICKS JAMES B [ Director, ]
Signed By
James B Hicks
Preview. View filing ...
4/A
0001144204-17-010460.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
July 1, 2016
Common Stock
[M : Exer. or conv. of deriv. security exempted] 321 shares x $0/sh Total owned: 12,707.135
Common Stock
[M : Exer. or conv. of deriv. security exempted] 255 shares x $0/sh Total owned: 12,962.135
Common Stock
[M : Exer. or conv. of deriv. security exempted] 249 shares x $0/sh Total owned: 13,211.135
Common Stock
[M : Exer. or conv. of deriv. security exempted] 625 shares x $0/sh Total owned: 13,836.135
Restricted Stock Units
[A : Grant / award] 1,256 shares x $0/sh Total owned: 1,256 [ Underlying Securities: Common Stock ] 1,256 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 321 shares x $0/sh Total owned: 964 [ Underlying Securities: Common Stock ] 321 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 255 shares x $0/sh Total owned: 511 [ Underlying Securities: Common Stock ] 255 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 249 shares x $0/sh Total owned: 248 [ Underlying Securities: Common Stock ] 249 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 625 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 625 shares
an hour ago ...
Issuer
RPX Corp RPXC
Reporting Owner
HEATH ROBERT H [ Officer, Chief Financial Officer, SVP, ]
Signed By
Emily Gavin Attorney-in-Fact for Robert H Heath
Preview. View filing ...
4
0001509432-17-000009.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 19,376 shares x $0/sh Total owned: 96,619
Common Stock
[F : Pmt of exercise price or tax liab] 7,284 shares x $11.49/sh Total owned: 89,335
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 9,376 shares x $0/sh Total owned: 0 [ Underlying Securities: Common Stock ] 9,376 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,500 shares x $0/sh Total owned: 10,000 [ Underlying Securities: Common Stock ] 2,500 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,750 shares x $0/sh Total owned: 30,000 [ Underlying Securities: Common Stock ] 3,750 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,750 shares x $0/sh Total owned: 45,000 [ Underlying Securities: Common Stock ] 3,750 shares
an hour ago ...
Issuer
RPX Corp RPXC
Reporting Owner
Campion Trevor [ Officer, CEO, Inventus, ]
Signed By
Emily Gavin Attorney-in-Fact for Trevor Campion
Preview. View filing ...
4
0001509432-17-000008.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 20, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 87,500 shares x $0/sh Total owned: 87,500
Common Stock
[F : Pmt of exercise price or tax liab] 32,673 shares x $11.49/sh Total owned: 54,827
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 87,500 shares x $0/sh Total owned: 262,500 [ Underlying Securities: Common Stock ] 87,500 shares
an hour ago ...
Issuer
SCANDIUM INTERNATIONAL MINING CORP. scy
Reporting Owner
DICKINSON EDWARD H [ Officer, Chief Financial Officer, ]
Signed By
Edward Dickinson
Preview. View filing ...
4
0001251278-17-000005.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Options to Purchase Common Stock
[A : Grant / award] 300,000 shares x $0.37/sh Total owned: 1,800,000 [ Underlying Securities: Common Stock ] 300,000 shares
an hour ago ...
Issuer
Zoe's Kitchen, Inc. ZOES
Reporting Owner
Miles Kevin [ Director, Officer, Director, President and CEO, ]
Signed By
Michael Todd as Attorney-in-Fact for Kevin Miles
Preview. View filing ...
4
0001594879-17-000024.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,951 shares Total owned: 67,589
Common Stock
[F : Pmt of exercise price or tax liab] 1,224 shares x $22.83/sh Total owned: 66,365
Employee Stock Option (right to buy)
[A : Grant / award] 77,982 shares x $0/sh Total owned: 77,982 [ Underlying Securities: Common Stock ] 77,982 shares
Restricted Stock Units
[A : Grant / award] 9,136 shares x $0/sh Total owned: 9,136 [ Underlying Securities: Common Stock ] 9,136 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,951 shares x $0/sh Total owned: 7,902 [ Underlying Securities: Common Stock ] 3,951 shares
an hour ago ...
Issuer
Zoe's Kitchen, Inc. ZOES
Reporting Owner
Todd Michael C [ Officer, General Counsel and Secretary, ]
Signed By
Michael Todd
Preview. View filing ...
4
0001594879-17-000023.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 607 shares Total owned: 607
Common Stock
[F : Pmt of exercise price or tax liab] 203 shares x $22.83/sh Total owned: 404
Employee Stock Option (right to buy)
[A : Grant / award] 13,761 shares x $0/sh Total owned: 13,761 [ Underlying Securities: Common Stock ] 13,761 shares
Restricted Stock Units
[A : Grant / award] 1,612 shares x $0/sh Total owned: 1,612 [ Underlying Securities: Common Stock ] 1,612 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 607 shares x $0/sh Total owned: 1,216 [ Underlying Securities: Common Stock ] 607 shares
an hour ago ...
Issuer
Zoe's Kitchen, Inc. ZOES
Reporting Owner
Doshi Sunil M [ Officer, Chief Financial Officer, ]
Signed By
Michael Todd as Attorney-in-Fact for Sunil M Doshi
Preview. View filing ...
4
0001594879-17-000022.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,823 shares Total owned: 1,823
Employee Stock Option (right to buy)
[A : Grant / award] 36,697 shares x $0/sh Total owned: 36,697 [ Underlying Securities: Common Stock ] 36,697 shares
Restricted Stock Units
[A : Grant / award] 4,299 shares x $0/sh Total owned: 4,299 [ Underlying Securities: Common Stock ] 4,299 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,823 shares x $0/sh Total owned: 3,647 [ Underlying Securities: Common Stock ] 1,823 shares
an hour ago ...
Issuer
Zoe's Kitchen, Inc. ZOES
Reporting Owner
Hartley Jeremy [ Officer, Chief Operating Officer, ]
Signed By
Michael Todd as Attorney-in-Fact for Jeremy Hartley
Preview. View filing ...
4
0001594879-17-000021.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,519 shares Total owned: 1,519
Common Stock
[F : Pmt of exercise price or tax liab] 506 shares x $22.83/sh Total owned: 1,013
Employee Stock Option (right to buy)
[A : Grant / award] 18,349 shares x $0/sh Total owned: 18,349 [ Underlying Securities: Common Stock ] 18,349 shares
Restricted Stock Units
[A : Grant / award] 2,150 shares x $0/sh Total owned: 2,150 [ Underlying Securities: Common Stock ] 2,150 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,519 shares x $0/sh Total owned: 3,040 [ Underlying Securities: Common Stock ] 1,519 shares
an hour ago ...
Issuer
ADESTO TECHNOLOGIES Corp IOTS
Reporting Owner
SPADE THOMAS D [ Officer, VP, Worldwide Sales, ]
Signed By
Thomas D Spade by Ron Shelton Attorney-in-Fact
Preview. View filing ...
4
0001140361-17-008710.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[S : Open market or private sale] 4,064 shares x $4.3215/sh Total owned: 32,345
Ltst filing
spro