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Latest filing received: an hour ago     Real-time updates on

Today's real-time filings:

4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
Womack Marcus [ Officer, General Manager of Axon, ]
Signed By
Marcus WL Womack by Douglas E Klint Attorney-in-Fact
Preview. View filing ...
4
0001069183-17-000015.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 31, 2017
Common Stock
[A : Grant / award] 48,038 shares x $24.98/sh Total owned: 126,926
Preview. View filing ...
3
0000921895-17-000453.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 10, 2017
Common Stock, $0.0075 par value per share
Total owned: 694,961
Common Stock, $0.0075 par value per share
Total owned: 452,312
Common Stock, $0.0075 par value per share
Total owned: 123,649
Common Stock, $0.0075 par value per share
Total owned: 231,878 [ See footnote ]
Series X Convertible Preferred Stock
[ Underlying Securities: Common Stock, $0.0075 par value per share ] 2,313,000 shares
Series X Convertible Preferred Stock
[ Underlying Securities: Common Stock, $0.0075 par value per share ] 1,506,000 shares
Series X Convertible Preferred Stock
[ Underlying Securities: Common Stock, $0.0075 par value per share ] 412,000 shares
Series X Convertible Preferred Stock
[ See footnote ] [ Underlying Securities: Common Stock, $0.0075 par value per share ] 772,000 shares
4 hours ago ...
Issuer
KUBOTA PHARMACEUTICAL HOLDINGS CO LTD M??????
Reporting Owner
SCHEIBLER LUKAS [ Officer, EVP of Research & Development, ]
Signed By
John E Gebhart as attorney-in-fact for Lukas Scheibler
Preview. View filing ...
4
0001400482-17-000022.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,664 shares Total owned: 5,636
Common Stock
[S : Open market or private sale] 1,450 shares x $8.10/sh Total owned: 4,186
Share Acquisition Right (right to buy)
[M : Exer. or conv. of deriv. security exempted] 2,664 shares x $0/sh Total owned: 79,904 [ Underlying Securities: Common Stock ] 2,664 shares
4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
Larson Luke [ Officer, President, ]
Signed By
Luke S Larson by Douglas E Klint Attorney-in-Fact
Preview. View filing ...
4
0001069183-17-000013.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 31, 2017
Common Stock
[A : Grant / award] 68,054 shares x $24.98/sh Total owned: 114,638
4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
Isner Joshua [ Officer, EVP Global Sales, ]
Signed By
Joshua Isner by Douglas E Klint Attorney-in-Fact
Preview. View filing ...
4
0001069183-17-000011.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 31, 2017
Common Stock
[A : Grant / award] 36,029 shares x $24.98/sh Total owned: 44,692
4 hours ago ...
Issuer
CST BRANDS, INC. CST
Reporting Owner
Burton Roger G [ Director, ]
Signed By
Gerard J Sonnier as Attorney in Fact for Roger G Burton
Preview. View filing ...
4
0001573688-17-000004.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Restricted Stock Units
[A : Grant / award] 2,793 shares x $0/sh Total owned: 6,276 [ Underlying Securities: Common Stock ] 2,793 shares
4 hours ago ...
Issuer
Business Development Corp of America
Reporting Owner
HILLMAN LEE S [ Director, ]
Signed By
Lee S Hillman
Preview. View filing ...
3
0001144204-17-010242.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 1, 2017
4 hours ago ...
Issuer
NAVIENT CORP NAVI
Reporting Owner
HYNES TIMOTHY J IV [ Officer, EVP, Chief Risk&Compliance Off, ]
Signed By
Kurt T Slawson POA for Timothy J Hynes IV
Preview. View filing ...
4
0001127602-17-007530.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 1,524 shares x $15.45/sh Total owned: 215,888.5369
Common Stock
[F : Pmt of exercise price or tax liab] 898 shares x $15.45/sh Total owned: 214,990.5369
4 hours ago ...
Issuer
NAVIENT CORP NAVI
Reporting Owner
KANE JOHN M [ Officer, EVP & Group President, ]
Signed By
Kurt T Slawson POA for John M Kane
Preview. View filing ...
4
0001127602-17-007529.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 2,466 shares x $15.45/sh Total owned: 335,313.0365
Common Stock
[F : Pmt of exercise price or tax liab] 1,971 shares x $15.45/sh Total owned: 333,342.0365
Common Stock
Total owned: 8,279.3508 [ By 401(k) ]
4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
Behrendt Daniel Marc [ Officer, Chief Financial Officer, ]
Signed By
Daniel M Behrendt by Douglas E Klint Attorney-in-fact
Preview. View filing ...
4
0001069183-17-000009.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[A : Grant / award] 19,580 shares x $26.50/sh Total owned: 79,604
4 hours ago ...
Issuer
RAMBUS INC RMBS
Reporting Owner
Kim Jae [ Officer, SVP & GC, ]
Signed By
William Krause by power of attorney
Preview. View filing ...
4
0001209191-17-012937.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 495 shares x $7.31/sh Total owned: 120,898
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,432 shares x $5.46/sh Total owned: 123,330
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,459 shares x $5.46/sh Total owned: 124,789
Common Stock
[M : Exer. or conv. of deriv. security exempted] 242 shares x $5.63/sh Total owned: 125,031
Common Stock
[M : Exer. or conv. of deriv. security exempted] 110 shares x $5.63/sh Total owned: 125,141
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,335 shares x $8.76/sh Total owned: 129,476
Common Stock
[S : Open market or private sale] 9,845 shares x $12.6476/sh Total owned: 119,631
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 495 shares x $0.00/sh Total owned: 495 [ Underlying Securities: Common Stock ] 990 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 2,432 shares x $0.00/sh Total owned: 2,432 [ Underlying Securities: Common Stock ] 4,864 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 1,459 shares x $0.00/sh Total owned: 1,459 [ Underlying Securities: Common Stock ] 2,918 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 242 shares x $0.00/sh Total owned: 243 [ Underlying Securities: Common Stock ] 485 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 110 shares x $0.00/sh Total owned: 110 [ Underlying Securities: Common Stock ] 220 shares
Employee Stock Option (right to buy)
[M : Exer. or conv. of deriv. security exempted] 4,335 shares x $0.00/sh Total owned: 16,073 [ Underlying Securities: Common Stock ] 20,408 shares
4 hours ago ...
Issuer
NAVIENT CORP NAVI
Reporting Owner
CHIVAVIBUL SOMSAK [ Officer, EVP & Chief Financial Officer, ]
Signed By
Kurt T Slawson POA for Somsak Chivavibul
Preview. View filing ...
4
0001127602-17-007528.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 1,782 shares x $15.45/sh Total owned: 279,632.0625
Common Stock
[F : Pmt of exercise price or tax liab] 1,096 shares x $15.45/sh Total owned: 278,536.0625
Common Stock
Total owned: 47,440.6919 [ By 401(k) ]
Common Stock
Total owned: 2,098 [ By Spouse ]
4 hours ago ...
Issuer
NAVIENT CORP NAVI
Reporting Owner
REMONDI JOHN F [ Director, Officer, Chief Executive Officer, ]
Signed By
Kurt T Slawson POA for John F Remondi
Preview. View filing ...
4
0001127602-17-007527.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[F : Pmt of exercise price or tax liab] 6,127 shares x $15.45/sh Total owned: 1,470,240.9496
Common Stock
[F : Pmt of exercise price or tax liab] 5,835 shares x $15.45/sh Total owned: 1,464,405.9496
Common Stock
Total owned: 250 [ As custodian for child ]
4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
SMITH PATRICK W [ Director, Officer, Chief Executive Officer, ]
Signed By
Patrick W Smith by Douglas E Klint Attorney-in-fact
Preview. View filing ...
4
0001069183-17-000007.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[A : Grant / award] 32,917 shares x $26.50/sh Total owned: 658,884
4 hours ago ...
Issuer
CST BRANDS, INC. CST
Reporting Owner
Reece Joseph E [ Director, ]
Signed By
Gerard J Sonnier Attorney in Fact for Joseph E Reece
Preview. View filing ...
4
0001659413-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Restricted Stock Units
[A : Grant / award] 2,793 shares x $0/sh Total owned: 6,276 [ Underlying Securities: Common Stock ] 2,793 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
LEECH DOUGLAS J [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004831.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 47,819
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 46,282
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
TASER INTERNATIONAL INC TASR
Reporting Owner
KLINT DOUGLAS E [ Officer, General Counsel, ]
Signed By
Douglas E Klint
Preview. View filing ...
4
0001069183-17-000005.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[A : Grant / award] 19,580 shares x $26.50/sh Total owned: 81,491
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Lyons Dillon JoEllen [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004830.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 9,048
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 7,511
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
EarthLink Holdings Corp. ELNK
Reporting Owner
Alterman Louis M [ Officer, Chief Financial Officer, ]
Signed By
Louis M Alterman
Preview. View filing ...
4
0001102541-17-000003.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 19,960 shares Total owned: 107,854
Common Stock
[F : Pmt of exercise price or tax liab] 9,570 shares Total owned: 98,284
Common Stock
[M : Exer. or conv. of deriv. security exempted] 20,599 shares Total owned: 118,883
Common Stock
[F : Pmt of exercise price or tax liab] 9,877 shares Total owned: 109,006
Common Stock
[M : Exer. or conv. of deriv. security exempted] 35,257 shares Total owned: 144,263
Common Stock
[F : Pmt of exercise price or tax liab] 16,905 shares Total owned: 127,358
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 19,960 shares Total owned: 343,171 [ Underlying Securities: Common Stock ] 19,960 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 20,599 shares Total owned: 322,572 [ Underlying Securities: Common Stock ] 20,599 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 35,257 shares Total owned: 287,315 [ Underlying Securities: Common Stock ] 35,257 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Piatt Rodney L [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004829.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 39,960
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
MAROON JOSEPH C MD [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004827.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 25,603
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Campbell Paul [ Officer, See Remarks, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004826.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 541 shares x $0.00/sh Total owned: 10,164
Ordinary Shares
[F : Pmt of exercise price or tax liab] 210 shares x $42.05/sh Total owned: 9,954
Ordinary Shares
Total owned: 234 [ By Spouse ]
Ordinary Shares
Total owned: 318 [ By 401(k) Plan ]
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 541 shares x $0.00/sh Total owned: 1,080 [ Underlying Securities: Ordinary Shares ] 541 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Cindrich Robert J [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004825.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 16,951
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Mauro Anthony [ Officer, Chief Commercial Officer, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004823.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,531 shares x $0.00/sh Total owned: 150,397
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,152 shares x $42.05/sh Total owned: 149,245
Ordinary Shares
Total owned: 5,574 [ By 401(k) Plan ]
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,531 shares x $0.00/sh Total owned: 12,545 [ Underlying Securities: Ordinary Shares ] 3,531 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
DIMICK NEIL F [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004822.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 44,026
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 42,489
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
CAMERON WENDY [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004820.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 72,116
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 70,579
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
BRESCH HEATHER M [ Director, Officer, Chief Executive Officer, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004819.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 11,239 shares x $0.00/sh Total owned: 639,557
Ordinary Shares
[F : Pmt of exercise price or tax liab] 3,596 shares x $42.05/sh Total owned: 635,961
Ordinary Shares
Total owned: 1,157 [ By 401(k) Plan ]
Ordinary Shares
Total owned: 200,000 [ By Grantor Retained Annuity Trust ]
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 11,239 shares x $0.00/sh Total owned: 48,333 [ Underlying Securities: Ordinary Shares ] 11,239 shares
4 hours ago ...
Issuer
SunCoke Energy, Inc. SXC
Reporting Owner
West Fay [ Director, Officer, Senior Vice President & CFO, ]
Signed By
Rita M Slager attorney-in-fact
Preview. View filing ...
4
0001127602-17-007526.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,037 shares x $0/sh Total owned: 20,194
Common Stock
[F : Pmt of exercise price or tax liab] 1,106 shares x $9.99/sh Total owned: 19,088
RSU's (Feb 2015)
[M : Exer. or conv. of deriv. security exempted] 3,037 shares x $0/sh Total owned: 3,037 [ Underlying Securities: Common Stock ] 3,037 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
PARRISH MARK W [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004818.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 36,804
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 35,267
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Parks Kenneth Scott [ Officer, Chief Financial Officer, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004817.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 2,150 shares x $0.00/sh Total owned: 2,150
Ordinary Shares
[F : Pmt of exercise price or tax liab] 782 shares x $42.05/sh Total owned: 1,368
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,150 shares x $0.00/sh Total owned: 4,299 [ Underlying Securities: Ordinary Shares ] 2,150 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
Malik Rajiv [ Director, Officer, President, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004816.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 6,484 shares x $0.00/sh Total owned: 823,330
Ordinary Shares
[F : Pmt of exercise price or tax liab] 2,057 shares x $42.05/sh Total owned: 821,273
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 6,484 shares x $0.00/sh Total owned: 28,508 [ Underlying Securities: Ordinary Shares ] 6,484 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
VANDERVEEN RANDALL L [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004815.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 41,226
Ordinary Shares
[F : Pmt of exercise price or tax liab] 1,537 shares x $42.05/sh Total owned: 39,689
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
Mylan N.V. MYL
Reporting Owner
HIGGINS MELINA E [ Director, ]
Signed By
Bradley L Wideman by power of attorney
Preview. View filing ...
4
0000899243-17-004814.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Ordinary Shares
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 5,439
Ordinary Shares
Total owned: 74,000 [ By Husband ]
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,567 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Ordinary Shares ] 3,567 shares
4 hours ago ...
Issuer
NexPoint Residential Trust, Inc. NXRT
Reporting Owner
DONDERO JAMES D [ 10% owner, Director, Officer, President, ]
HIGHLAND CAPITAL MANAGEMENT LP [ 10% owner, ]
NexPoint Advisors, L.P. [ 10% owner, ]
Signed By
James D Dondero
James D Dondero President
Preview. View filing ...
4
0000899243-17-004812.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[J : Other acqui. or dispo.] 23,496.84 shares x $23.4074/sh Total owned: 1,989,503.54 [ By Highland Capital Management, L.P. ]
Common Stock
Total owned: 5,153.23
Common Stock
Total owned: 15,400 [ By NexPoint Advisors, L.P. ]
Common Stock
Total owned: 1,892,684.73 [ By trust ]
Common Stock
Total owned: 7,500 [ By limited liability company ]
Common Stock
Total owned: 19,530.66 [ By employee benefit plan ]
4 hours ago ...
Issuer
SunCoke Energy, Inc. SXC
Reporting Owner
Lausas Allison S [ Officer, Vice President & Controller, ]
Signed By
Rita M Slager attorney-in-fact
Preview. View filing ...
4
0001127602-17-007524.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,015 shares x $0/sh Total owned: 4,048
Common Stock
[F : Pmt of exercise price or tax liab] 370 shares x $9.99/sh Total owned: 3,678
RSU's (Feb 2015)
[M : Exer. or conv. of deriv. security exempted] 1,015 shares x $0/sh Total owned: 1,014 [ Underlying Securities: Common Stock ] 1,015 shares
Preview. View filing ...
3
0000313616-17-000073.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 21, 2017
4 hours ago ...
Issuer
ROCKWELL AUTOMATION INC ROK
Reporting Owner
NOSBUSCH KEITH D [ Director, ]
Signed By
Karen A Balistreri Attorney-in-Fact for Keith D Nosbusch
Preview. View filing ...
4
0001246360-17-000890.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $69.57/sh Total owned: 350,415
Common Stock
[M : Exer. or conv. of deriv. security exempted] 20,000 shares x $46.16/sh Total owned: 370,415
Common Stock
[M : Exer. or conv. of deriv. security exempted] 20,000 shares x $69.57/sh Total owned: 390,415
Common Stock
[S : Open market or private sale] 20,000 shares x $151.5874/sh Total owned: 370,415
Common Stock
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $46.16/sh Total owned: 380,415
Common Stock
Total owned: 77.6301 [ By Savings Plan ]
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $0/sh Total owned: 103,900 [ Underlying Securities: Common Stock ] 10,000 shares
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 20,000 shares x $0/sh Total owned: 30,871 [ Underlying Securities: Common Stock ] 20,000 shares
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 20,000 shares x $0/sh Total owned: 83,900 [ Underlying Securities: Common Stock ] 20,000 shares
Employee Stock Option (Right to Buy)
[M : Exer. or conv. of deriv. security exempted] 10,000 shares x $0/sh Total owned: 20,871 [ Underlying Securities: Common Stock ] 10,000 shares
4 hours ago ...
Issuer
SunCoke Energy, Inc. SXC
Reporting Owner
Yeaw Gary P [ Officer, Senior Vice President, ]
Signed By
Rita M Slager attorney-in-fact
Preview. View filing ...
4
0001127602-17-007522.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,469 shares x $0/sh Total owned: 28,520
RSU's (Feb 2015)
[M : Exer. or conv. of deriv. security exempted] 3,469 shares x $0/sh Total owned: 3,468 [ Underlying Securities: Common Stock ] 3,469 shares
4 hours ago ...
Issuer
REPUBLIC SERVICES, INC. RSG
Reporting Owner
SLAGER DONALD W [ Director, Officer, President and CEO, ]
Signed By
Eileen B Schuler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-012936.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 14,597 shares x $0.00/sh Total owned: 253,885
Common Stock
[F : Pmt of exercise price or tax liab] 6,868 shares x $60.75/sh Total owned: 247,017
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 14,597 shares x $0.00/sh Total owned: 43,791 [ Underlying Securities: Common Stock ] 14,597 shares
Restricted Stock Units
[A : Grant / award] 42,799 shares x $60.75/sh Total owned: 42,799 [ Underlying Securities: Common Stock ] 42,799 shares
4 hours ago ...
Issuer
OneMain Holdings, Inc. OMF
Reporting Owner
Hogan David P. [ Officer, EVP, Analytics and Marketing, ]
Signed By
Jack R Erkilla attorney-in-fact for David P Hogan
Preview. View filing ...
4
0001589129-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock, par value $0.01 per share
[F : Pmt of exercise price or tax liab] 1,188 shares x $27.87/sh Total owned: 109,967
Common Stock, par value $0.01 per share
[F : Pmt of exercise price or tax liab] 566 shares x $28.13/sh Total owned: 109,401
4 hours ago ...
Issuer
SunCoke Energy, Inc. SXC
Reporting Owner
Henderson Frederick A. [ Director, Officer, Chairman, CEO & President, ]
Signed By
Rita M Slager attorney-in-fact
Preview. View filing ...
4
0001127602-17-007520.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 18, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 14,423 shares x $0/sh Total owned: 256,933
Common Stock
[F : Pmt of exercise price or tax liab] 4,486 shares x $9.99/sh Total owned: 252,447
RSU's (Feb 2015)
[M : Exer. or conv. of deriv. security exempted] 14,423 shares x $0/sh Total owned: 14,423 [ Underlying Securities: Common Stock ] 14,423 shares
4 hours ago ...
Issuer
WESTERN DIGITAL CORP WDC
Reporting Owner
Sivaram Srinivasan [ Officer, EVP Memory Technology, ]
Signed By
By: Sandra Garcia Attorney-in-Fact For: Srinivasan Sivaram
Preview. View filing ...
4
0001266824-17-000052.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 132 shares x $0.0/sh Total owned: 106,017.498
Common Stock
[F : Pmt of exercise price or tax liab] 2,281 shares x $74.91/sh Total owned: 103,736.498
Common Stock
[M : Exer. or conv. of deriv. security exempted] 53 shares x $0.0/sh Total owned: 103,789.498
Common Stock
[F : Pmt of exercise price or tax liab] 1,072 shares x $74.91/sh Total owned: 102,717.498
Dividend Equivalent Rights
[M : Exer. or conv. of deriv. security exempted] 132.9589 shares x $0.0/sh Total owned: 2,190.822 [ Underlying Securities: Common Stock ] 133 shares
Dividend Equivalent Rights
[M : Exer. or conv. of deriv. security exempted] 53.1782 shares x $0.0/sh Total owned: 2,137.6438 [ Underlying Securities: Common Stock ] 53 shares
4 hours ago ...
Issuer
CST BRANDS, INC. CST
Reporting Owner
Schoenbaum Alan [ Director, ]
Signed By
Gerard J Sonnier as Attorney-in-Fact for Alan Schoenbaum
Preview. View filing ...
4
0001441432-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Restricted Stock Units
[A : Grant / award] 2,793 shares x $0/sh Total owned: 6,276 [ Underlying Securities: Common Stock ] 2,793 shares
4 hours ago ...
Issuer
WESTERN DIGITAL CORP WDC
Reporting Owner
BHATIA MANISH H [ Officer, EVP Silicon Operations, ]
Signed By
By: Sandra Garcia Attorney-in-Fact For: Manish Bhatia
Preview. View filing ...
4
0001266824-17-000051.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 113 shares x $0.0/sh Total owned: 82,929
Common Stock
[F : Pmt of exercise price or tax liab] 2,289 shares x $74.91/sh Total owned: 80,640
Common Stock
[M : Exer. or conv. of deriv. security exempted] 139 shares x $0.0/sh Total owned: 80,779
Common Stock
[F : Pmt of exercise price or tax liab] 2,814 shares x $74.91/sh Total owned: 77,965
Dividend Equivalent Rights
[M : Exer. or conv. of deriv. security exempted] 113.0071 shares x $0.0/sh Total owned: 1,777.7066 [ Underlying Securities: Common Stock ] 113 shares
Dividend Equivalent Rights
[M : Exer. or conv. of deriv. security exempted] 139.583 shares x $0.0/sh Total owned: 1,638.1236 [ Underlying Securities: Common Stock ] 140 shares
4 hours ago ...
Issuer
TESORO LOGISTICS LP TLLP
Reporting Owner
WILEY MICHAEL E [ Director, ]
Signed By
Elisa D Watts Attorney-in-Fact for Michael E Wiley
Preview. View filing ...
4
0001507615-17-000023.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[A : Grant / award] 1,400 shares Total owned: 1,400
4 hours ago ...
Issuer
FORUM ENERGY TECHNOLOGIES, INC. FET
Reporting Owner
Harris James Whelan [ Officer, EVP & CFO, ]
Signed By
James W Harris by John C Ivascu as Attorney-in- Fact
Preview. View filing ...
4
0001401257-17-000030.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 21,300 shares x $0/sh Total owned: 315,438
Common Stock
[M : Exer. or conv. of deriv. security exempted] 10,706 shares x $0/sh Total owned: 326,144
Common Stock
[M : Exer. or conv. of deriv. security exempted] 3,710 shares x $0/sh Total owned: 329,854
Common Stock
[F : Pmt of exercise price or tax liab] 14,504 shares x $20.85/sh Total owned: 315,350
Common Stock
[F : Pmt of exercise price or tax liab] 2,983 shares x $20.10/sh Total owned: 312,367
Common Stock
[A : Grant / award] 16,584 shares x $0/sh Total owned: 328,951
Common Stock
[F : Pmt of exercise price or tax liab] 1,500 shares x $20.10/sh Total owned: 327,451
Common Stock
[F : Pmt of exercise price or tax liab] 1,995 shares x $20.90/sh Total owned: 325,456
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 10,650 shares Total owned: 0 [ Underlying Securities: Common Stock ] 21,300 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 5,353 shares Total owned: 0 [ Underlying Securities: Common Stock ] 10,706 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 3,710 shares Total owned: 0 [ Underlying Securities: Common Stock ] 3,710 shares
Employee Stock Option (Right to Buy)
[A : Grant / award] 37,244 shares x $0/sh Total owned: 37,244 [ Underlying Securities: Common Stock ] 37,244 shares
Performance Shares
[A : Grant / award] 5,528 shares x $0/sh Total owned: 5,528 [ Underlying Securities: Common Stock ] 5,528 shares
Performance Shares
[A : Grant / award] 5,528 shares x $0/sh Total owned: 5,528 [ Underlying Securities: Common Stock ] 5,528 shares
Performance Shares
[A : Grant / award] 5,528 shares x $0/sh Total owned: 5,528 [ Underlying Securities: Common Stock ] 5,528 shares
4 hours ago ...
Issuer
FORUM ENERGY TECHNOLOGIES, INC. FET
Reporting Owner
MCCULLOCH JAMES L [ Officer, EVP, Gen Counsel and Secretary, ]
Signed By
James L McCulloch by John C Ivascu as Attorney-in- Fact
Preview. View filing ...
4
0001401257-17-000029.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 15,380 shares x $0/sh Total owned: 338,501
Common Stock
[M : Exer. or conv. of deriv. security exempted] 7,734 shares x $0/sh Total owned: 346,235
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,679 shares x $0/sh Total owned: 348,914
Common Stock
[F : Pmt of exercise price or tax liab] 7,054 shares x $20.85/sh Total owned: 341,860
Common Stock
[A : Grant / award] 12,438 shares x $0/sh Total owned: 354,298
Common Stock
[F : Pmt of exercise price or tax liab] 947 shares x $20.10/sh Total owned: 353,351
Common Stock
[F : Pmt of exercise price or tax liab] 1,081 shares x $20.90/sh Total owned: 352,270
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 7,690 shares Total owned: 0 [ Underlying Securities: Common Stock ] 15,380 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 3,867 shares Total owned: 0 [ Underlying Securities: Common Stock ] 7,734 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 2,679 shares Total owned: 0 [ Underlying Securities: Common Stock ] 2,679 shares
Employee Stock Option (Right to Buy)
[A : Grant / award] 27,933 shares x $0/sh Total owned: 27,933 [ Underlying Securities: Common Stock ] 27,933 shares
Performance Shares
[A : Grant / award] 4,146 shares x $0/sh Total owned: 4,146 [ Underlying Securities: Common Stock ] 4,146 shares
Performance Shares
[A : Grant / award] 4,146 shares x $0/sh Total owned: 4,146 [ Underlying Securities: Common Stock ] 4,146 shares
Performance Shares
[A : Grant / award] 4,146 shares x $0/sh Total owned: 4,146 [ Underlying Securities: Common Stock ] 4,146 shares
4 hours ago ...
Issuer
FORUM ENERGY TECHNOLOGIES, INC. FET
Reporting Owner
Iyyanki Prady [ Officer, President & COO, ]
Signed By
Prady Iyyanki by John C Ivascu as Attorney-in-Fact
Preview. View filing ...
4
0001401257-17-000028.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 28,400 shares x $0/sh Total owned: 155,124
Common Stock
[M : Exer. or conv. of deriv. security exempted] 14,274 shares x $0/sh Total owned: 169,398
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,946 shares x $0/sh Total owned: 174,344
Common Stock
[F : Pmt of exercise price or tax liab] 18,613 shares x $20.85/sh Total owned: 155,731
Common Stock
[F : Pmt of exercise price or tax liab] 2,913 shares x $20.10/sh Total owned: 152,818
Common Stock
[A : Grant / award] 24,876 shares x $0/sh Total owned: 177,694
Common Stock
[F : Pmt of exercise price or tax liab] 1,464 shares x $20.10/sh Total owned: 176,230
Common Stock
[F : Pmt of exercise price or tax liab] 1,014 shares x $20.90/sh Total owned: 175,216
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 14,200 shares Total owned: 0 [ Underlying Securities: Common Stock ] 28,400 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 7,137 shares Total owned: 0 [ Underlying Securities: Common Stock ] 14,274 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 4,946 shares Total owned: 0 [ Underlying Securities: Common Stock ] 4,946 shares
Employee Stock Option (Right to Buy)
[A : Grant / award] 55,866 shares x $0/sh Total owned: 55,866 [ Underlying Securities: Common Stock ] 55,866 shares
Performance Shares
[A : Grant / award] 8,292 shares x $0/sh Total owned: 8,292 [ Underlying Securities: Common Stock ] 8,292 shares
Performance Shares
[A : Grant / award] 8,292 shares x $0/sh Total owned: 8,292 [ Underlying Securities: Common Stock ] 8,292 shares
Performance Shares
[A : Grant / award] 8,292 shares x $0/sh Total owned: 8,292 [ Underlying Securities: Common Stock ] 8,292 shares
4 hours ago ...
Issuer
FORUM ENERGY TECHNOLOGIES, INC. FET
Reporting Owner
Danford Michael Dewayne [ Officer, SVP - Human Resources, ]
Signed By
Michael D Danford by John C Ivascu as Attorney-in- Fact
Preview. View filing ...
4
0001401257-17-000027.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 8,992 shares x $0/sh Total owned: 94,929
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,520 shares x $0/sh Total owned: 99,449
Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,567 shares x $0/sh Total owned: 101,016
Common Stock
[F : Pmt of exercise price or tax liab] 4,878 shares x $20.85/sh Total owned: 96,138
Common Stock
[F : Pmt of exercise price or tax liab] 1,270 shares x $20.10/sh Total owned: 94,868
Common Stock
[A : Grant / award] 7,960 shares x $0/sh Total owned: 102,828
Common Stock
[F : Pmt of exercise price or tax liab] 598 shares x $20.10/sh Total owned: 102,230
Common Stock
[F : Pmt of exercise price or tax liab] 733 shares x $20.90/sh Total owned: 101,497
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 4,496 shares Total owned: 0 [ Underlying Securities: Common Stock ] 8,992 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 2,260 shares Total owned: 0 [ Underlying Securities: Common Stock ] 4,520 shares
Performance Shares
[M : Exer. or conv. of deriv. security exempted] 1,567 shares Total owned: 0 [ Underlying Securities: Common Stock ] 1,567 shares
Employee Stock Option (Right to Buy)
[A : Grant / award] 17,877 shares x $0/sh Total owned: 17,877 [ Underlying Securities: Common Stock ] 17,877 shares
Performance Shares
[A : Grant / award] 2,653 shares x $0/sh Total owned: 2,653 [ Underlying Securities: Common Stock ] 2,653 shares
Performance Shares
[A : Grant / award] 2,653 shares x $0/sh Total owned: 2,653 [ Underlying Securities: Common Stock ] 2,653 shares
Performance Shares
[A : Grant / award] 2,654 shares x $0/sh Total owned: 2,654 [ Underlying Securities: Common Stock ] 2,654 shares
4 hours ago ...
Issuer
KELLY SERVICES INC KELYA
Reporting Owner
Armstrong Steven Shelby [ Officer, Senior Vice President, ]
Signed By
Deborah M Emerson attorney-in-fact for Mr Armstrong
Preview. View filing ...
4
0001127602-17-007518.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Class A Common Stock, Par Value $1
[F : Pmt of exercise price or tax liab] 392 shares x $21.99/sh Total owned: 39,832
4 hours ago ...
Issuer
FIELDPOINT PETROLEUM CORP FPP
Reporting Owner
Carnes Donald F. [ 10% owner, ]
Signed By
Donald F Carnes
Preview. View filing ...
4
0001610549-17-000019.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Stock
[S : Open market or private sale] 10,000 shares x $0.55/sh Total owned: 2,391,099 [ As administrator ]
Common Stock
[S : Open market or private sale] 5,000 shares x $0.561/sh Total owned: 2,386,099 [ As administrator ]
Common Stock
[S : Open market or private sale] 750 shares x $0.58/sh Total owned: 2,385,349 [ As administrator ]
Common Stock
[S : Open market or private sale] 4,250 shares x $0.553/sh Total owned: 2,381,099 [ As administrator ]
Common Stock
Total owned: 18,150 [ By Brady Energy Corporation ]
Warrants
[S : Open market or private sale] 10,000 shares x $0.028/sh Total owned: 129,415 [ As administrator ] [ Underlying Securities: Common Stock ] 10,000 shares
Warrants
[S : Open market or private sale] 10,000 shares x $0.027/sh Total owned: 119,415 [ As administrator ] [ Underlying Securities: Common Stock ] 10,000 shares
4 hours ago ...
Issuer
TESORO LOGISTICS LP TLLP
Reporting Owner
GOLDMAN ROBERT W [ Director, ]
Signed By
Elisa D Watts Attonrey-in-Fact for Robert W Goldman
Preview. View filing ...
4
0001507615-17-000021.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Units
[A : Grant / award] 1,400 shares Total owned: 5,500
4 hours ago ...
Issuer
CST BRANDS, INC. CST
Reporting Owner
Smith Stephen A. [ Director, ]
Signed By
Gerard J Sonnier as Attorney-in-Fact for Stephen A Smith
Preview. View filing ...
4
0001602288-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Restricted Stock Units
[A : Grant / award] 2,793 shares x $0/sh Total owned: 6,276 [ Underlying Securities: Common Stock ] 2,793 shares
4 hours ago ...
Issuer
DEAN FOODS CO DF
Reporting Owner
Wiseman Robert Tennant [ Director, ]
Signed By
Kay F Stockler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-012935.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 2,134 shares x $0.00/sh Total owned: 40,753
Common Stock
[F : Pmt of exercise price or tax liab] 641 shares x $18.80/sh Total owned: 40,112
Restricted Stock Unit (DU005841)
[M : Exer. or conv. of deriv. security exempted] 2,134 shares x $0.00/sh Total owned: 2,135 [ Underlying Securities: Common Stock ] 2,134 shares
4 hours ago ...
Issuer
TESORO LOGISTICS LP TLLP
Reporting Owner
Lamanna James H [ Director, ]
Signed By
Elisa D Watts Attorney-in-Fact for James H Lamanna
Preview. View filing ...
4
0001507615-17-000019.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Units
[A : Grant / award] 1,400 shares Total owned: 11,185
4 hours ago ...
Issuer
DEAN FOODS CO DF
Reporting Owner
WARMBIER KIMBERLY [ Officer, EVP, Chief HR Officer, ]
Signed By
Kay F Stockler Attorney-in-Fact
Preview. View filing ...
4
0001209191-17-012933.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[M : Exer. or conv. of deriv. security exempted] 4,669 shares x $0.00/sh Total owned: 49,958
Common Stock
[F : Pmt of exercise price or tax liab] 1,477 shares x $18.80/sh Total owned: 48,481
Restricted Stock Units (DU005820)
[M : Exer. or conv. of deriv. security exempted] 4,669 shares x $0.00/sh Total owned: 4,669 [ Underlying Securities: Common Stock ] 4,669 shares
4 hours ago ...
Issuer
CST BRANDS, INC. CST
Reporting Owner
ESCOBEDO RUBEN M [ Director, ]
Signed By
Gerard J Sonnier as Attorney-in-Fact for Ruben M Escobedo
Preview. View filing ...
4
0001015542-17-000002.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Restricted Stock Units
[A : Grant / award] 2,793 shares x $0/sh Total owned: 6,276 [ Underlying Securities: Common Stock ] 2,793 shares
4 hours ago ...
Issuer
tronc, Inc. TRNC
Reporting Owner
SOON-SHIONG PATRICK [ 10% owner, Director, ]
Signed By
Patrick Soon-Shiong
Preview. View filing ...
4
0000899243-17-004805.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 16, 2017
Common Stock
[P : Open market or private purchase] 6,920 shares x $13.92/sh Total owned: 1,086,402
Common Stock
[P : Open market or private purchase] 7,217 shares x $13.91/sh Total owned: 1,093,619
Common Stock
Total owned: 4,700,000 [ See Footnote ]
4 hours ago ...
Issuer
TESORO LOGISTICS LP TLLP
Reporting Owner
Bromark Raymond J [ Director, ]
Signed By
Elisa D Watts Attorney-in-Fact for Raymond Bromark
Preview. View filing ...
4
0001507615-17-000017.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Common Units
[A : Grant / award] 1,400 shares Total owned: 11,961
4 hours ago ...
Issuer
ZILLOW GROUP, INC. Z AND ZG
Reporting Owner
Levine Paul M. [ Officer, President of Trulia, ]
Signed By
Brad Owens Attorney-in-Fact
Preview. View filing ...
4
0001225208-17-004017.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 17, 2017
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 1,046.0000 shares x $0.0000/sh Total owned: 40,135.0000
Class A Common Stock
[M : Exer. or conv. of deriv. security exempted] 664.0000 shares x $0.0000/sh Total owned: 40,799.0000
Class C Capital Stock
[M : Exer. or conv. of deriv. security exempted] 2,092.0000 shares x $0.0000/sh Total owned: 76,966.0000
Class C Capital Stock
[M : Exer. or conv. of deriv. security exempted] 1,328.0000 shares x $0.0000/sh Total owned: 78,294.0000
Class A Common Stock
[S : Open market or private sale] 654.0000 shares x $34.6140/sh Total owned: 40,145.0000
Class C Capital Stock
[S : Open market or private sale] 1,314.0000 shares x $34.9443/sh Total owned: 76,980.0000
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,046.0000 shares x $0.0000/sh Total owned: 8,367.0000 [ Underlying Securities: Class A Common Stock ] 1,046 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 664.0000 shares x $0.0000/sh Total owned: 5,313.0000 [ Underlying Securities: Class A Common Stock ] 664 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 2,092.0000 shares x $0.0000/sh Total owned: 16,734.0000 [ Underlying Securities: Class C Capital Stock ] 2,092 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 1,328.0000 shares x $0.0000/sh Total owned: 10,626.0000 [ Underlying Securities: Class C Capital Stock ] 1,328 shares
Ltst filing
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