CATERPILLAR INC  [  NYSE ]  [ CAT ]


510 LAKE COOK ROAD
SUITE 100
DEERFIELD,  IL,
  USA
2245514000
Filing DateCurrent and former namesChanged on date
1995-09-19
CATERPILLAR TRACTOR CO
1986-06-23
1995-09-19
CATERPILLAR INC
Central Index Key (CIK)
0000018230
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
3531 CONSTRUCTION MACHINERY & EQUIP

Ownership (Form 3,4,5)# Filings
Adams Kent M (0001312218) 6
Ayotte Kelly (0001702559) 6
BAHAJ ALI M (0001172565) 38
BANWART SIDNEY C (0001171787) 24
BARTON GLEN A (0001145439) 7
BAUMGARTNER VITO H (0001171792) 1
BAUNTON MICHAEL J (0001171805) 4
BEARD JAMES S (0001171764) 11
BEELER RODNEY C (0001287965) 7
BELL MARY H (0001273773) 8
BENSON RICHARD A (0001171769) 11
BLOUNT W FRANK (0001057580) 9
BRAZIL JOHN R (0001171802) 16
BUDA JAMES B (0001171771) 123
BURRITT DAVID B (0001204586) 39
BUSSELL RODNEY L (0001171776) 19
Bozeman David P (0001575959) 39
CALHOUN DAVID L (0001233152) 67
COLGAN KEVIN E (0001171789) 9
Charter Robert B (0001628074) 7
Copeland Jananne A (0001415606) 94
Curfman Christopher C (0001307211) 5
DICKINSON DANIEL M (0001264714) 121
DILLON JOHN T (0001171804) 34
De Lange Bob (0001694342) 5
FELLIN PAOLO (0001287964) 6
FIFE EUGENE V (0001029606) 27
FOSLER GAIL D (0001161659) 7
Fisher Steven L (0001342891) 2
GALES THOMAS A (0001171773) 13
GALLARDO JUAN (0001173956) 181
GOODE DAVID R (0001171794) 147
GOSSELIN STEPHEN A (0001172564) 23
GREENE JESSE J JR (0001111353) 11
HAEFELI HANS A (0001273770) 7
HELLER JOHN S (0001287966) 10
Halverson Bradley M (0001307061) 95
Huntsman Jon M Jr (0001541785) 6
INGS DONALD M (0001172568) 4
Johnson Cheryl H (0001552649) 3
Johnson Denise C (0001608229) 38
LAVIN RICHARD P (0001171774) 107
LEVENICK STUART L (0001171796) 53
Long Suzette M (0001698572) 6
MACIER ROBERT R (0001171779) 18
MAGOWAN PETER A (0001171799) 163
MCPHEETERS F LYNN (0001171766) 18
MURPHY DANIEL M (0001171791) 17
Mayo William D (0001342651) 2
Muilenburg Dennis A (0001471763) 10
OBERHELMAN DOUGLAS R (0001171770) 157
OSBORN WILLIAM A (0001171797) 29
OWENS JAMES W (0001171767) 53
PALMER GERALD (0001171803) 23
PARKER GORDON R (0001171793) 5
PARKER JAMES J (0001173559) 44
PFLEDERER MARK R (0001273772) 7
POWELL CHARLES D (0001172570) 143
Pellette Thomas A (0001628013) 15
RAPP EDWARD J (0001171780) 67
REED DEBRA L (0001225947) 16
RUST EDWARD B JR (0001196159) 165
Rohner William J (0001307210) 17
SCHENA CHRISTIANO V (0001204588) 11
SCHWAB SUSAN C (0001202958) 87
SHAHEEN GERALD L (0001159203) 16
SMITH JOSHUA T (0001173565) 10
SPRINGER WILLIAM F (0001172566) 15
STROUP GARY A (0001171795) 15
Smith Joshua I (0001173565) 8
THOMPSON RICHARD L (0001122800) 8
Umpleby III Donald J (0001566320) 19
VITTECOQ GERARD R (0001171778) 28
WEST SHERRIL K (0001171798) 6
WESTERN DONALD G (0001171772) 27
WHITE MILES D (0001239129) 63
WILKINS RAYFORD JR (0001184395) 3
WUNNING STEVEN H (0001171788) 86
Waters James D Jr (0001342893) 1
Williams Robert T (0001307209) 4
All related persons/companies# Filings
AFFINITO LILYAN H (0001171800) 4
ASV INC /MN/ (0000926763) 12
Adams Kent M (0001312218) 6
Ayotte Kelly (0001702559) 6
BAHAJ ALI M (0001172565) 39
BANWART SIDNEY C (0001171787) 26
BARTON GLEN A (0001145439) 10
BAUMGARTNER VITO H (0001171792) 2
BAUNTON MICHAEL J (0001171805) 5
BEARD JAMES S (0001171764) 13
BEELER RODNEY C (0001287965) 7
BELL MARY H (0001273773) 8
BENSON RICHARD A (0001171769) 13
BLOUNT W FRANK (0001057580) 10
BRAZIL JOHN R (0001171802) 17
BUDA JAMES B (0001171771) 125
BURRITT DAVID B (0001204586) 41
BUSSELL RODNEY L (0001171776) 20
BlackRock Inc. (0001364742) 11
Bozeman David P (0001575959) 39
CALHOUN DAVID L (0001233152) 67
CAPITAL GROUP COMPANIES INC 5
CAPITAL GROUP COMPANIES INC ET AL (0000732812) 5
CAPITAL GROUP INC 5
CAPITAL RESEARCH & MANAGEMENT CO (0000017283) 8
CATERPILLAR TRACTOR CO 3,984
COLGAN KEVIN E (0001171789) 10
Capital World Investors (0001422849) 2
Charter Robert B (0001628074) 7
Copeland Jananne A. (0001415606) 94
CtW Investment Group (0001377739) 5
Curfman Christopher C (0001307211) 5
DICKINSON DANIEL M (0001264714) 121
DILLON JOHN T (0001171804) 35
De Lange Bob (0001694342) 5
ERA Mining Machinery Ltd (0001545709) 10
FELLIN PAOLO (0001287964) 6
FIFE EUGENE V (0001029606) 28
FMR CORP (0000315066) 6
FOSLER GAIL D (0001161659) 9
Fisher Steven L (0001342891) 2
GALES THOMAS A (0001171773) 14
GALLARDO JUAN (0001173956) 188
GOODE DAVID R (0001171794) 155
GOSSELIN STEPHEN A (0001172564) 24
GREENE JESSE J JR (0001111353) 11
HAEFELI HANS A (0001273770) 7
HELLER JOHN S (0001287966) 10
Halverson Bradley M (0001307061) 95
Huntsman Jon M Jr (0001541785) 6
INGS DONALD M (0001172568) 6
Johnson Cheryl H (0001552649) 3
Johnson Denise C (0001608229) 38
LAVIN RICHARD P (0001171774) 110
LEVENICK STUART L (0001171796) 55
Long Suzette M (0001698572) 6
MACIER ROBERT R (0001171779) 19
MAGOWAN PETER A (0001171799) 170
MCKIE DAVID A (0001171777) 2
MCPHEETERS F LYNN (0001171766) 22
MERRILL LYNCH PIERCE FENNER & SMITH INC (0000728612) 2
MURPHY DANIEL M (0001171791) 20
Mayo William D (0001342651) 2
Muilenburg Dennis A (0001471763) 10
NEW YORK STOCK EXCHANGE INC (0000876661) 2
NEW YORK STOCK EXCHANGE LLC (0000876661) 1
New BlackRock, Inc. 11
OBERHELMAN DOUGLAS R (0001171770) 159
OPPENHEIMER CAPITAL (0000846669) 4
OSBORN WILLIAM A (0001171797) 30
OWENS JAMES W (0001171767) 55
PALMER GERALD (0001171803) 26
PARKER GORDON R (0001171793) 6
PARKER JAMES J (0001173559) 49
PFLEDERER MARK R (0001273772) 7
POWELL CHARLES D (0001172570) 150
Pellette Thomas A (0001628013) 15
RAPP EDWARD J (0001171780) 68
RASSI ALAN J (0001171775) 2
REED DEBRA L (0001225947) 16
RUST EDWARD B JR (0001196159) 166
Rohner William J (0001307210) 17
SCHENA CHRISTIANO V (0001204588) 12
SCHWAB SUSAN C (0001202958) 87
SHAHEEN GERALD L (0001159203) 18
SMITH JOSHUA T (0001173565) 20
SPRINGER WILLIAM F (0001172566) 18
STATE STREET BOSTON FINANCIAL CORP 13
STATE STREET CORP (0000093751) 9
STATE STREET Corp (0000093751) 4
STROUP GARY A (0001171795) 16
Smith Joshua I (0001173565) 8
THOMPSON RICHARD L (0001122800) 10
Umpleby III Donald J (0001566320) 19
VANGUARD GROUP INC (0000102909) 6
VITTECOQ GERARD R (0001171778) 29
WEST SHERRIL K (0001171798) 7
WESTERN DONALD G (0001171772) 28
WHITE MILES D (0001239129) 63
WILKINS RAYFORD JR (0001184395) 3
WUNNING STEVEN H (0001171788) 93
Waters James D Jr (0001342893) 1
Williams Robert T (0001307209) 4
YEUTTER CLAYTON K (0001172569) 3
ZIKA KENNETH J (0001171765) 3
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