FRANKLIN RESOURCES INC  [  NYSE ]  [ BEN ]


ONE FRANKLIN PARKWAY
BUILDING 920
SAN MATEO,  CA,
  USA
650-312-2000
Filing DateCurrent and former namesChanged on date
1995-10-27
FRANKLIN RESOURCES INC
Central Index Key (CIK)
0000038777
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
0930
Std. Industrial Class.
6282 INVESTMENT ADVICE

Ownership (Form 3,4,5)# Filings
ALEXANDER PENELOPE S (0001241019) 38
ARMACOST SAMUEL H (0001194899) 34
Advani Vijay Chandur (0001338567) 52
BAIO JAMES R (0001039369) 22
BARKER PETER K (0001185061) 58
BOLT JENNIFER J (0001010270) 37
BURNS HARMON E (0001010269) 9
Byerwalter Mariann H (0001233561) 12
CROCKER CHARLES (0001061568) 212
FLANAGAN MARTIN L (0001010267) 6
FRANKLIN ADVISERS INC (0000898420) 1
FRANKLIN MANAGEMENT INC/CA (0001034647) 1
FRISBIE NORMAN RICKARD JR (0001338596) 30
GIBSON HOLLY E (0001241946) 39
GREEN BARBARA J (0001039353) 22
Gray Maria (0001487650) 6
HARDIMAN JOSEPH R (0001194021) 10
IKEDA DONNA S (0001010264) 53
JOFFE ROBERT D (0001241017) 82
JOHNSON CHARLES B (0000936567) 51
JOHNSON GREGORY E (0001010262) 64
JOHNSON JENNIFER M (0001010270) 24
JOHNSON RUPERT H JR (0001010261) 20
Johnson Charles Endler (0001579871) 6
KEAN THOMAS H (0001176475) 3
KRATTER LESLIE M (0001010259) 52
LEWIS KENNETH A (0001181596) 73
LIPPMAN WILLIAM J (0001010260) 1
LUSK JOHN M (0001278555) 62
MCCARTHY JAMES A (0001183866) 8
PIGOTT MARK C (0001191930) 69
RATNATHICAM SANCHAYAN (0001202811) 10
SACERDOTE PETER M (0001029642) 47
SIMPSON MURRAY (0001066021) 28
SIMS CHARLES R (0001184929) 11
STEIN LAURA (0001199099) 76
Sethi Alok (0001718985) 1
TATLOCK ANNE M (0001020567) 55
Tyle Craig Steven (0001338014) 37
WOODWORTH LOUIS E (0001010256) 148
Waugh Seth H (0001635962) 12
YANG GEOFFREY Y (0001201592) 85
Yun William Young (0001338848) 52
Form D Related Persons# Filings
Anne M Tatlock (0001020567) 1
Charles B Johnson (0000936567) 1
Charles Crocker (0001061568) 1
Chutta Ratnathicam 1
Craig S Tyle 1
Geoffrey Y Yang (0001201592) 1
Gregory E Johnson (0001010262) 1
Jennifer M Johnson (0001010270) 1
John M Lusk (0001278555) 1
Joseph R Hardiman (0001194021) 1
Kenneth A Lewis (0001181596) 1
Laura Stein (0001199099) 1
Mark C Pigott (0001191930) 1
Peter M Sacerdote (0001029642) 1
Rupert H Johnson Jr (0001010261) 1
Samuel H Armacost (0001194899) 1
Vijay C Advani 1
William Y Yun 1
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CHEMICAL FINANCIAL CORP (0000019612) 7
CHERRY CORP (0000019704) 3
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CLARK AUTOMOTIVE PRODUCTS CORP 2
CLARK OIL & REFINING CORP 2
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CLARUS CORP (0000913277) 4
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CMS ENERGY CORP (0000811156) 2
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CONECTIV (0001029590) 1
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CYTEC INDUSTRIES INC/DE/ (0000912513) 2
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DAYTON CORP 2
DAYTON HUDSON CORP 2
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DEPOTECH CORP (0000931686) 3
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DEX MEDIA INC (0001556739) 2
DEX MEDIA, INC. (0001556739) 3
DEX ONE Corp (0000030419) 30
DEXCOM INC (0001093557) 2
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DIAL CORP /NEW/ (0001016179) 5
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DICKS SPORTING GOODS INC (0001089063) 2
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DOLLAR THRIFTY AUTOMOTIVE GROUP INC (0001049108) 8
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DSM CAPITAL PARTNERS LLC (0001214639) 19
DT INDUSTRIES INC (0000918999) 4
DTE ENERGY CO (0000936340) 4
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DUN & BRADSTREET CORP 30
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DURIRON CO INC 5
DYNEGY INC. (0001379895) 129
DelMar Pharmaceuticals, Inc. (0001498382) 1
Demandware Inc (0001301031) 2
Digital Realty Trust, Inc. (0001297996) 3
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EAGLE ASSET MANAGEMENT INC (0000790502) 35
EAGLE GLOBAL ADVISORS LLC (0001130787) 19
EARNEST PARTNERS LLC (0001102578) 19
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ELCOR CORP (0000032017) 1
ELDER & JOHNSTON CO 1
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ENZON PHARMACEUTICALS INC (0000727510) 4
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EXTENSITY INC (0001096473) 3
EXTREME NETWORKS INC (0001078271) 2
Eagle Hospitality Properties Trust, Inc. (0001289169) 2
Edge Therapeutics, Inc. (0001472091) 3
Egalet Corp (0001586105) 2
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Energy Income Partners, LLC (0001388814) 19
Energy XXI Gulf Coast, Inc. (0001404973) 1
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Expedia, Inc. (0001324424) 2
Extra Space Storage Inc. (0001289490) 2
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FORWARD AIR CORP (0000912728) 6
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FRANKLIN MULTI INCOME TRUST (0000854856) 4
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FRANKLIN TEMPLETON INVESTMENTS ASIA LTD (0001200139) 18
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FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. (0001034647) 13
FRANKLIN UNIVERSAL TRUST (0000833040) 3
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FRISBIE NORMAN RICKARD JR (0001338596) 30
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FRM CORP 2
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FUTURE GERMANY FUND INC (0000860489) 2
FXCM Inc. (0001499912) 2
Fabrinet (0001408710) 2
FelCor Lodging Trust Inc (0000923603) 8
FirstEnergy Solutions Corp. (0001407703) 1
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Foamix Pharmaceuticals Ltd. (0001606645) 2
Franklin Templeton Institutional, LLC (0001368427) 18
Franklin Templeton Investments Australia LTD (0001349203) 18
Freshpet, Inc. (0001611647) 3
Fuel Systems Solutions, Inc. (0001340786) 2
GA FINANCIAL INC (0001005313) 1
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GAIAM, INC (0001089872) 4
GALLAGHER ARTHUR J & CO (0000354190) 2
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GREEN BARBARA J (0001039353) 22
GREY WOLF INC (0000320186) 5
GROUP 1 AUTOMOTIVE INC (0001031203) 8
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GSI LUMONICS INC (0001076930) 8
GTSI CORP (0000850483) 4
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GYMBOREE CORP (0000786110) 6
GZA GEOENVIRONMENTAL TECHNOLOGIES INC (0000852004) 6
GameStop Corp. (0001326380) 1
Genesis Biopharma, Inc 1
Gildan Activewear Inc. (0001061894) 5
Glencairn Gold CORP 1
Global Eagle Acquisition Corp. 2
Global Eagle Entertainment Inc. (0001512077) 2
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Good Harbor Financial, LLC (0001528086) 7
GoodHaven Capital Management, LLC (0001542300) 8
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Green Street Investors, LLC (0001391974) 9
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HAGGAR CORP (0000892533) 7
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HANSEN NATURAL CORP (0000865752) 3
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HE HOLDINGS INC 5
HEADWATERS INC (0001003344) 2
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HEALTH SYSTEMS INTERNATIONAL INC (0000916085) 3
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HEALTHSOURCE INC (0000855587) 2
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HEIDRICK & STRUGGLES INTERNATIONAL INC (0001066605) 5
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HELLMAN & FRIEDMAN INVESTORS INC (0001027300) 2
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HEXCEL CORP /DE/ (0000717605) 4
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HMS HOLDINGS CORP (0001196501) 2
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HNC SOFTWARE INC/DE (0000945093) 4
HOMA OIL & GAS CO 3
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HOMELAND HOLDING CORP (0000835582) 2
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HOOKER FURNITURE CORP (0001077688) 13
HORIZON ASSET MANAGEMENT LLC (0001056823) 6
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HORN SILVER MINES CO 2
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HOT TOPIC INC /CA/ (0001017712) 3
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HURCO COMPANIES INC (0000315374) 5
HURCO MANUFACTURING CO INC 5
HYPERION SOLUTIONS CORP (0001001113) 4
HYSEQ INC 2
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Haverford Trust Co (0000842941) 12
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INTEGRATED SYSTEMS INC (0000775163) 4
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INTEREP NATIONAL RADIO SALES INC (0000796735) 5
INTERLINK COMPUTER SCIENCES INC (0000745597) 2
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INTERNATIONAL SHOE CO 3
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INTERVOICE INC (0000764244) 2
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INVESTMENT MANAGEMENT OF VIRGINIA LLC (0001009022) 4
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Invesco Global Asset Management (N.A.), Inc. (0001113956) 4
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JACK IN THE BOX INC /NEW/ (0000807882) 4
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Jackson Square Partners, LLC (0001605911) 8
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KB Financial Group Inc. (0001445930) 7
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LIFE FINANCIAL CORP (0001028918) 2
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LING TEMCO ELECTRONICS INC 4
LING TEMCO VOUGHT INC 4
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LIONBRIDGE TECHNOLOGIES INC /DE/ (0001058299) 4
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LONG ISLAND LIGHTING CO (0000060251) 2
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LPATH, INC (0001251769) 2
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LYONDELL CHEMICAL CO (0000842635) 6
LYONDELL PETROCHEMICAL CO 6
Laffer Investments (0001307878) 6
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Lincoln Investment Advisors Corp (0001464867) 8
Lion Biotechnologies, Inc. (0001425205) 1
LivaNova PLC (0001639691) 2
M I HOMES INC (0000799292) 15
M I SCHOTTENSTEIN HOMES INC 15
MACERICH CO (0000912242) 6
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MAINE PUBLIC SERVICE CO (0000061611) 4
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MARK CENTERS TRUST (0000899629) 2
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MAXTOR CORP (0000711039) 3
MAYNARD OIL CO (0000063528) 3
MAYORS JEWELERS INC/DE (0000817946) 2
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MCCARTHY JAMES A (0001183866) 8
MCGRATH RENTCORP (0000752714) 4
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MCMORAN EXPLORATION CO 2
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MCMORAN OIL & GAS CO 2
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MEDIAGENIC 5
MEDICINES CO /DE (0001113481) 3
MEDICINES CO/ MA 3
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MENS WEARHOUSE INC (0000884217) 2
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MERCER INTERNATIONAL INC (0000075659) 2
MERCER INTERNATIONAL INC. (0000075659) 4
MERCER INTERNATIONAL REGCO INC. 4
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MERIDIAN INSURANCE GROUP INC (0000809801) 4
MERISTAR HOSPITALITY CORP (0001012967) 8
MERISTAR HOTELS & RESORTS INC (0001059341) 4
MERITAGE CORP (0000833079) 4
MERIX CORP (0000921365) 3
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METACREATIONS CORP (0000919794) 2
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METRONET COMMUNICATIONS CORP 1
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METTLER TOLEDO INTERNATIONAL INC/ (0001037646) 12
MEXICAN MARITIME TRANSPORTATION (0000886868) 3
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MFS Investment Management CO (LUX) S.A.R.L. (0001442898) 16
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MICROMUSE INC (0001036425) 5
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MICROPROBE CORP /DE/ 3
MICROSEMI CORP (0000310568) 8
MICROSEMICONDUCTOR CORP 8
MICROTUNE INC (0001108058) 6
MID ATLANTIC MEDICAL SERVICES INC (0000805037) 3
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MILLER HOWARD INVESTMENTS INC /NY (0000903947) 27
MINEFINDERS CORP LTD. (0000926479) 1
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MINERALS TECHNOLOGIES INC (0000891014) 3
MISSION RESOURCES CORP (0000319459) 3
MISSOURI PUBLIC SERVICE CO 1
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MOLECULAR DEVICES CORP (0001003113) 4
MOLINA HEALTHCARE INC (0001179929) 2
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MONARCH BANCORP (0000721670) 2
MONARCH CEMENT CO (0000067517) 1
MONARCH MACHINE TOOL CO (0000067532) 3
MONTAG & CALDWELL, LLC (0000067698) 6
MONTEREY HOMES CORP 4
MONTPELIER RE HOLDINGS LTD (0001165880) 2
MOORE PRODUCTS CO (0000067975) 2
MORGAN PRODUCTS LTD (0000739790) 3
MORGAN STANLEY DEAN WITTER DISCOVER & CO (0000895421) 1
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MOSAIC CO (0001285785) 1
MOTOR CARGO INDUSTRIES INC (0001047073) 2
MT INVESTORS INC 12
MUELLER INDUSTRIES INC (0000089439) 11
MUNDER CAPITAL MANAGEMENT (0000806260) 14
MUTUAL BEACON FUND INC (0000010580) 1
MUTUAL RISK MANAGEMENT LTD (0000826918) 5
MUTUAL SERIES FUND INC 1
MYERS INDUSTRIES INC (0000069488) 7
MYERS TIRE SUPPLY CO 7
MYLAN LABORATORIES INC (0000069499) 2
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NABISCO HOLDINGS CORP (0000932130) 4
NANOMETRICS INC (0000704532) 8
NASH CO 8
NASH FINCH CO (0000069671) 8
NASHUA CORP (0000069680) 9
NATIONAL HEALTH INVESTORS INC (0000877860) 7
NATIONAL INSTRUMENTS CORP /DE/ (0000935494) 2
NATIONAL MEDICAL ENTERPRISES INC /NV/ 7
NATIONAL SECURITY GROUP INC (0000865058) 3
NATIONAL TELEPHONE CO OF VENEZUELA (0001025862) 4
NATIONAL WESTERN LIFE INSURANCE CO (0000070684) 3
NATIONWIDE HEALTH PROPERTIES INC (0000780053) 3
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NATURAL GAS SERVICES GROUP INC (0001084991) 1
NATURAL MICROSYSTEMS CORP (0000915866) 2
NAVIDEC INC (0001023734) 2
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NAVISTAR INTERNATIONAL CORP (0000808450) 7
NAVISTAR INTERNATIONAL CORP /DE/NEW 7
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NEIGHBORHOOD CONNECTIONS INC 2
NETIQ CORP (0001084827) 4
NETLOGIC MICROSYSTEMS INC (0001135711) 3
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NEUROGEN CORP (0000849043) 3
NEVRO CORP (0001444380) 1
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NEW AMSTERDAM PARTNERS LLC/NY (0001010232) 33
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NEW DIAL CORP (0001016179) 1
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NEW GERMANY FUND INC (0000858706) 2
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NEW NEWELL CO 2
NEW RC INC 3
NEW TENNECO INC 2
NEW YORK STATE ELECTRIC & GAS CORP (0000071675) 2
NEWCORP INC 6
NEWDEX, INC. 3
NEWELL CO 2
NEWELL RUBBERMAID INC (0000814453) 2
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NGAM ADVISORS, L.P. (0001018331) 17
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NIKE INC (0000320187) 1
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NORTEL INVERSORA SA /ADR/ (0001039171) 5
NORTH CENTRAL BANCSHARES INC (0001005188) 3
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NORTHBANC CORP 2
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NORTHERN TRUST CORP (0000073124) 17
NORTHROAD CAPITAL MANAGEMENT LLC (0001219062) 4
NORTHWEST BIOTHERAPEUTICS INC (0001072379) 2
NORTHWEST PIPE CO (0001001385) 2
NORTHWESTERN CORP (0000073088) 4
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NUEVO ENERGY CO (0000861819) 8
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OHIO MATTRESS CO /DE/ 3
OIL DRI CORP OF AMERICA INC 2
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OIL STATES INTERNATIONAL INC (0001121484) 3
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OLD REPUBLIC INTERNATIONAL CORP (0000074260) 11
OLD SPAGHETTI WAREHOUSE INC 2
OLIN CORP (0000074303) 5
OLIN MATHIESON CHEMICAL CORP 5
OMEGA PROTEIN CORP (0001053650) 11
OMI CORP (0000732780) 3
OMNI EXPLORATION INC 1
OMTOOL LTD (0001020579) 2
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ONCOGENE SCIENCE INC 2
ONEOK INC /NEW/ (0001039684) 4
OPEN TEXT CORP (0001002638) 5
OPPENHEIMER FUNDS INC (0000728889) 2
OPTICAL DATA SYSTEMS INC (0000736012) 4
OPTIMA PETROLEUM CORP 1
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ORBITAL SCIENCES CORP /DE/ (0000820736) 5
ORBITAL SCIENCES CORP II 5
ORIENT EXPRESS HOTELS LTD (0001115836) 2
ORIENTAL FINANCIAL GROUP INC (0001030469) 2
ORIGEN FINANCIAL INC (0001268039) 3
ORIOLE HOMES CORP (0000074928) 2
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ORTHOLOGIC CORP (0000887151) 5
OSHKOSH TRUCK CORP (0000775158) 9
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OSTERWEIS CAPITAL MANAGEMENT INC (0001007524) 6
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OVERSEAS SHIPHOLDING GROUP INC (0000075208) 8
OWENS CORNING (0000075234) 6
OWENS CORNING FIBERGLAS CORP (0000075234) 7
OXFORD HEALTH PLANS INC (0000865084) 2
Oncothyreon Inc. (0001412067) 2
P T INDONESIAN SATELLITE CORP (0000929700) 2
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PACIFIC GATEWAY EXCHANGE INC (0001004967) 2
PACIFIC INCOME ADVISERS INC (0001008870) 2
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PALL CORP (0000075829) 2
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PEETS COFFEE & TEA INC (0000917968) 4
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PENTAIR INC (0000077360) 1
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PEP BOYS MANNY MOE & JACK (0000077449) 4
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PG&E Corp (0001004980) 5
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PHARMACEUTICAL PRODUCT DEVELOPMENT INC (0001003124) 8
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PHARMERICA INC (0000792932) 2
PHILADELPHIA INTERNATIONAL ADVISORS LP (0001218555) 5
PHILIPPINE LONG DISTANCE TELEPHONE CO (0000078150) 2
PHOENIX RE CORP 3
PHOENIX TECHNOLOGIES LTD (0000832767) 2
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PHOTRONICS INC (0000810136) 2
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PIER 1 INC 6
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PLAINS EXPLORATION & PRODUCTION CO (0000891456) 1
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POLYCOM INC (0001010552) 2
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POTBELLY CORP (0001195734) 2
POTOMAC ELECTRIC POWER CO (0000079732) 4
POWELL INDUSTRIES INC (0000080420) 5
POWER INTEGRATIONS INC (0000833640) 5
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PROCESS SYSTEMS INC 5
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PROFESSIONALS INSURANCE CO MANAGEMENT GROUP (0001011736) 4
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PROLIANCE INTERNATIONAL, INC. (0000948844) 3
PROTECTIVE LIFE CORP (0000355429) 2
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PUBLIC SERVICE ELECTRIC & GAS CO (0000081033) 1
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PUGET SOUND POWER & LIGHT CO /WA/ 2
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PURINA MILLS INC/ (0000909987) 2
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Pentair Ltd. (0001548223) 1
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Pfenex Inc. (0001478121) 4
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QUANTUM CORP /DE/ (0000709283) 3
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QUEBECOR WORLD INC (0001003470) 8
QUEST MEDICAL INC 2
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RC TRANSACTION CORP 5
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REGIS CORP (0000716643) 4
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RENAISSANCERE HOLDINGS LTD (0000913144) 3
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REPUBLIC AUTOMOTIVE PARTS INC (0000083194) 1
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REVENUE PROPERTIES CO LTD (0000083509) 2
REX ENERGY CORP (0001397516) 8
REXENE CORP (0000829218) 1
REYNOLDS & REYNOLDS CO (0000083588) 2
REYNOLDS METALS CO (0000083604) 4
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RIO HOTEL & CASINO INC (0000734380) 1
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RIVER OAKS FURNITURE INC (0000908309) 1
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RLI CORP (0000084246) 17
RNC CAPITAL MANAGEMENT LLC (0000051762) 14
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ROCHESTER & PITTSBURGH COAL CO (0000084548) 1
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ROCKSHOX INC (0001017047) 3
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ROUSE COMPANY (0000085388) 9
ROYAL SCOTSMAN INNS CORP 1
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RSA SECURITY INC/DE/ (0000932064) 6
RSI CORP 1
RTI INTERNATIONAL METALS INC (0001068717) 3
RUBY TUESDAY INC (0000068270) 2
RUDOLPH TECHNOLOGIES INC (0001094392) 3
RURAL CELLULAR CORP (0000869561) 8
RUSS BERRIE & CO INC (0000739878) 9
RUSSEL METALS INC (0000903657) 3
RUSSELL CORP (0000085812) 2
RUSSELL MILLS INC 2
RYAN JAMES P CO 3
RYLAND GROUP INC (0000085974) 3
Rackable Systems, Inc. (0001316625) 2
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RigNet, Inc. (0001162112) 2
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Robeco Investment Management, Inc. (0001386060) 1
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SACERDOTE PETER M (0001029642) 47
SAFETYTEK CORP 2
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SAIA INC (0001177702) 1
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SAPIENT CORP (0001008817) 2
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SC BANCORP (0000351617) 2
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SCHMEIDLER A R & CO INC (0000733020) 1
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SCHULER HOMES INC (0001126899) 6
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SCHULTZ SAV O STORES INC (0000087588) 3
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SCOUT INVESTMENTS, INC. (0001161927) 2
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SCRIPPS E W CO /DE (0000832428) 2
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SEA CONTAINERS LTD /NY/ (0000088095) 7
SEABOARD ALLIED MILLING CORP 2
SEABOARD CORP /DE/ (0000088121) 2
SEACOR HOLDINGS INC (0000859598) 2
SEACORE HOLDINGS INC 2
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SEALY CORP (0000748015) 3
SECURITY CAPITAL GROUP INC/ (0000923687) 4
SECURITY CAPITAL REALTY INC ET AL 4
SECURITY DYNAMICS TECHNOLOGIES INC /DE/ (0000932064) 7
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SEISMIC ENTERPRISES INC 1
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SELIGMAN J & W & CO INC /NY/ (0000350440) 5
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SEMTECH CORP (0000088941) 7
SENECA FOODS CORP (0000088948) 9
SENECA FOODS CORP /NY/ (0000088948) 14
SENECA GRAPE JUICE CORP 9
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SENSOR CONTROL CORP 2
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SENSYTECH INC 2
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SHARPER IMAGE CORP (0000811696) 7
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SHELTON CAPITAL MANAGEMENT (0001002784) 4
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SHUTTERFLY INC (0001125920) 3
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SIMS CHARLES R (0001184929) 11
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SMITHWAY MOTOR XPRESS CORP (0000941914) 3
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SOCIEDAD QUIMICA Y MINERA DE CHILE S A /FI (0000865477) 2
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SOFTWARE NET CORP 2
SONIC AUTOMOTIVE INC (0001043509) 2
SONIC JET PERFORMANCE INC 3
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SPIRE INC (0001126956) 1
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SPRINT NEXTEL CORP (0000101830) 2
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STAKE TECHNOLOGY LTD 5
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STANDARD COMMERCIAL CORP (0000093319) 4
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STANDARD MICROSYSTEMS CORP (0000093384) 4
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STATE STREET CORP (0000093751) 8
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STEINER LEISURE Ltd (0001018946) 6
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STEWART INFORMATION SERVICES CORP (0000094344) 5
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STOLT NIELSEN SEAWAY AS (0000867049) 1
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STORA ENSO CORP (0001120557) 1
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SUPERIOR UNIFORM GROUP INC (0000095574) 6
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TARGET CORP (0000027419) 2
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TARO VIT INDUSTRIES LTD /ISRAEL/ 88
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TCW ASSET MANAGEMENT CO (0000096616) 13
TCW ASSET MANAGEMENT CO LLC (0000096616) 3
TCW GROUP INC (0000850401) 5
TECNOMATIX TECHNOLOGIES LTD (0000895457) 2
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TECUMSEH PRODUCTS CO (0000096831) 9
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TEKTRONIX INC (0000096879) 8
TELECOM ARGENTINA STET FRANCE TELECOM SA (0000932470) 6
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TELEFONICA ARGENTINA SA (0000914242) 4
TELEFONICA DEL PERU SAA (0001014620) 3
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TELEPHONE & DATA SYSTEMS INC (0000096966) 9
TELEPHONE COMPANY OF CHILE 4
TELEPHONE SYSTEMS INC 9
TELEPHONE SYSTEMS INC STOCK OPTION PLANS 9
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TELIK INC (0001109196) 4
TEMPLETON ASSET MANAGEMENT LTD (0001039348) 18
TEMPLETON GLOBAL ADVISORS LTD (0001014885) 18
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TEMTEX INDUSTRIES INC (0000110740) 2
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TENNECO INC (0001024725) 2
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TEVA PHARMACEUTICAL INDUSTRIES LTD (0000818686) 3
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TRANSPORTADORA DE GAS DEL SUR S A /FI (0000930689) 3
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TRANZ RAIL HOLDINGS LTD (0001010418) 6
TREADCO INC (0000876948) 1
TREMISIS ENERGY ACQUISITION CORP 31
TRIAD INVESTMENT MANAGEMENT 7
TRICO MARINE SERVICES INC (0000921549) 6
TRIDENT MICROSYSTEMS INC (0000859475) 4
TRIMBLE NAVIGATION LTD /CA/ (0000864749) 4
TRIMERIS INC (0000911326) 5
TRINITY INDUSTRIES INC (0000099780) 7
TRINITY STEEL CO INC 7
TROPICAL SPORTSWEAR INTERNATIONAL CORP (0001044324) 4
TRUSTCO BANK CORP N Y (0000357301) 11
TRUSTED INFORMATION SYSTEMS INC (0001013355) 1
TSAI GERALD VAN (0001098552) 2
TSIC, Inc. (0000811696) 1
TUBOSCOPE CORP 7
TUBOSCOPE INC /DE/ (0000860097) 7
TUBOSCOPE VETCO INTERNATIONAL CORP 7
TUC HOLDING CO 2
TUESDAY MORNING CORP/DE (0000878726) 11
TURNER INVESTMENTS, L.P. (0000877035) 8
TUTOR PERINI Corp (0000077543) 2
TWI HOLDINGS INC 2
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Trillium Therapeutics Inc. (0001616212) 1
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Trinity Place Holdings Inc. (0000724742) 5
Tyco Flow Control International Ltd. 1
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U S HOME CORP /DE/ (0000101640) 4
U S LIQUIDS INC (0001041095) 8
UBIQUITEL INC (0001108487) 2
UBS ASSET MANAGEMENT AMERICAS INC (0000861177) 7
UBS FINANCIAL SERVICES INC (0001161787) 14
UBS FINANCIAL SERVICES INC. (0001161787) 2
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC (0000861177) 1
ULTRAK INC (0000318259) 3
ULTRAPETROL BAHAMAS LTD (0001062781) 8
UNI INVEST USA LTD 2
UNIHOLDING CORP (0000354199) 3
UNIPAC CORP 3
UNIQUE CASUAL RESTAURANTS INC (0001040328) 2
UNIT CORP (0000798949) 3
UNITED ASSET MANAGEMENT CORP (0000796370) 2
UNITED CENTRAL OIL CORP 6
UNITED DENTAL CARE INC /DE/ (0000948556) 1
UNITED FASHIONS INC 3
UNITED GERMANY FUND INC 2
UNITED MERIDIAN CORP (0000818885) 1
UNITED RETAIL GROUP INC/DE (0000881905) 7
UNITED STATES HOME & DEVELOPMENT CORP 4
UNITED STATES SATELLITE BROADCASTING CO INC (0001004314) 4
UNITED TELECOMMUNICATIONS INC 2
UNITED THERAPEUTICS CORP (0001082554) 2
UNITED UTILITIES INC 2
UNIVERSAL FOODS CORP 2
UNIVERSAL FOREST PRODUCTS INC (0000912767) 14
US ECOLOGY, INC. (0000742126) 2
USA MOBILE COMMUNICATIONS HOLDINGS INC /DE/ 10
USA TRUCK INC (0000883945) 3
USAIR GROUP INC (0000701345) 1
USAT HOLDINGS INC 1
UTILICORP UNITED INC 1
VAIL RESORTS INC (0000812011) 2
VALASSIS COMMUNICATIONS INC (0000883293) 2
VALCOM INC 1
VALEANT PHARMACEUTICALS INTERNATIONAL (0000930184) 1
VALERO ENERGY CORP (0000021271) 4
VALERO ENERGY CORP/TX (0001035002) 5
VALIDUS HOLDINGS LTD (0001348259) 1
VALUE PROPERTY TRUST (0000079259) 2
VANS INC (0000877273) 2
VANTIVE CORP (0000947549) 3
VARCO INTERNATIONAL INC (0000102993) 4
VARCO INTERNATIONAL INC /DE/ (0000860097) 5
VARIAN INC (0001079028) 8
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC (0001079023) 7
VASCO DATA SECURITY INTERNATIONAL INC (0001044777) 3
VCA ANTECH INC (0000817366) 4
VENCOR INC (0001060009) 3
VENTANA MEDICAL SYSTEMS INC (0000893160) 3
VENTAS INC (0000740260) 2
VENTURE STORES INC (0000864968) 1
VERISIGN INC/CA (0001014473) 2
VERITY INC \DE\ (0000949956) 9
VESTA INSURANCE GROUP INC (0000911576) 2
VETERINARY CENTERS OF AMERICA INC 4
VIAD CORP (0000884219) 7
VIASAT INC (0000797721) 7
VICORP RESTAURANTS INC (0000703799) 3
VICTORY CAPITAL MANAGEMENT INC (0001040188) 1
VIGORO CORP (0000873728) 1
VILLAGE SUPER MARKET INC (0000103595) 9
VIRGINIA COAL & IRON CO 2
VIROPHARMA INC (0000946840) 2
VISIBLE GENETICS INC (0001010819) 4
VISIONEER INC 2
VITALINK PHARMACY SERVICES INC (0000879970) 1
VOYA INVESTMENT MANAGEMENT CO (0000033670) 1
VOYA INVESTMENT MANAGEMENT LLC (0001068837) 1
Valeant Pharmaceuticals International, Inc. (0000885590) 1
Veritable, L.P. (0001300311) 16
W&T OFFSHORE INC (0001288403) 5
WABAN INC (0000850316) 5
WABASH NATIONAL CORP /DE (0000879526) 14
WADDELL & REED FINANCIAL INC (0001052100) 8
WAI INC 4
WALBRO CORP (0000104174) 5
WALDEN ASSET MANAGEMENT (0001517194) 13
WANG LABORATORIES INC (0000104519) 4
WARREN BANCORP INC (0000830750) 2
WASATCH ADVISORS INC (0000814133) 9
WASHINGTON HOMES INC (0000104834) 3
WASTE CONNECTIONS INC/DE (0001057058) 3
WATLEY A B GROUP INC (0001035632) 1
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WATTS INDUSTRIES INC (0000795403) 3
WCM INVESTMENT MANAGEMENT/CA (0001061186) 1
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WEDGEWOOD PARTNERS INC (0000859804) 1
WELLINGTON MANAGEMENT GROUP LLP (0000902219) 8
WELLS FARGO & COMPANY/MN (0000072971) 16
WELLS FARGO BANK N A (0000740906) 16
WELLSFORD REAL PROPERTIES INC (0001038222) 3
WEST CO INC (0000105770) 18
WEST MARINE INC (0000912833) 15
WEST PHARMACEUTICAL SERVICES INC (0000105770) 20
WESTERN ASSET MANAGEMENT CO (0001138897) 6
WESTERN BANCORP (0000721670) 1
WESTERN MINING CORPORATION HOLDINGS LTD 2
WESTERN PUBLISHING GROUP INC 2
WESTERN RESOURCES INC /KS (0000054507) 2
WESTERN WIRELESS CORP (0000930738) 6
WESTLAKE CHEMICAL CORP (0001262823) 4
WESTON ROY F INC (0000106473) 4
WHITEWAVE FOODS Co (0001555365) 2
WHV Investment Management, Inc. (0000105692) 1
WILEY JOHN & SONS, INC. (0000107140) 6
WILLIS GROUP HOLDINGS LTD (0001140536) 6
WILSON GREATBATCH TECHNOLOGIES INC (0001114483) 10
WIND RIVER SYSTEMS INC (0000833829) 4
WINDMERE CORP (0000217084) 3
WINDROSE MEDICAL PROPERTIES TRUST (0001173942) 4
WINNEBAGO INDUSTRIES INC (0000107687) 10
WINSTON HOTELS INC (0000920605) 6
WISKEMANN ELIZABETH S (0001260398) 5
WMC LTD 2
WOLOHAN LUMBER CO (0000108079) 6
WOLVERINE WORLD WIDE INC /DE/ (0000110471) 6
WOODWORTH LOUIS E (0001010256) 148
WORLD FUEL SERVICES CORP (0000789460) 1
WPL HOLDINGS INC 4
Waugh Seth H. (0001635962) 12
Wheaton Precious Metals Corp. (0001323404) 1
Windhaven Investment Management, Inc. (0001507640) 2
Winslow Capital Management, LLC (0000900973) 4
XANSER CORP (0000054441) 5
XCEL ENERGY INC (0000072903) 8
XCELLENET INC /GA/ (0000919746) 1
XICOR INC (0000319191) 4
XL CAPITAL LTD (0000875159) 8
XTRA CORP /DE/ (0000217591) 3
XYLAN CORP (0000914698) 1
YANG GEOFFREY Y (0001201592) 85
YANZHOU COAL MINING CO LTD (0001048098) 13
YOUNG BROADCASTING INC /DE/ (0000929144) 2
YPF SOCIEDAD ANONIMA (0000904851) 1
YPF SOCIEDAD ANONIMA /ADR/ (0000907464) 4
Yun William Young (0001338848) 52
ZAFGEN, INC. (0001374690) 2
ZALE CORP (0000109156) 5
ZALE JEWELRY CO INC 5
ZANART ENTERTAINMENT INC 4
ZEMEX CORP (0000075644) 5
ZEVIN ASSET MANAGEMENT LLC (0001394096) 1
ZILOG INC (0000319450) 4
ZONAGEN INC (0000897075) 8
ZURICH REINSURANCE CENTRE HOLDINGS INC (0000898612) 2
Zoe's Kitchen, Inc. (0001594879) 4
Zumiez Inc (0001318008) 4
optionsXpress Holdings, Inc. (0001299688) 3
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