BANK OF AMERICA CORP /DE/  [  NYSE ]  [ BACA ]


BANK OF AMERICA CORPORATE CENTER
100 N TRYON ST
CHARLOTTE,  NC,
  USA
7043868486
Filing DateCurrent and former namesChanged on date
2003-05-06
NCNB CORP
1992-01-07
2002-02-08
BANKAMERICA CORP/DE/
1998-10-22
1999-05-14
BANK OF AMERICA CORP /DE/
1998-10-02
NATIONSBANK CORP
Central Index Key (CIK)
0000070858
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
6021 NATIONAL COMMERCIAL BANKS

Ownership (Form 3,4,5)# Filings
Abegail L Moore Trust (0001298654) 1
Alexander S Moore Trust (0001298666) 1
Allen Sharon L (0001557147) 9
Ambani Mukesh D (0001516732) 4
Arnoult J Tim (0001293472) 3
Athanasia Dean C (0001618705) 13
BANC OF AMERICA SECURITIES LLC (0001185371) 6
BANC OF AMERICA STRATEGIC SOLUTIONS INC (0001211674) 15
BANK OF AMERICA NA (0001102113) 502
BANK OF AMERICA VENTURES (0001134392) 10
BANKAMERICA INVESTMENT CORP (0001261870) 15
BANKS KEITH T (0001216601) 3
BARNET WILLIAM III (0001195056) 40
BELK JOHN R (0001189863) 1
BOARDMAN WILLIAM P (0001197879) 6
BOVENDER JACK O JR (0001216829) 9
BRAMBLE FRANK P (0001166100) 21
BRINKLEY AMY WOODS (0001055386) 29
BROWN III EDWARD J (0001189866) 12
Banc of America Preferred Funding Corp (0001565450) 59
Banc of America Strategic Investments CORP (0001380888) 3
BancBoston Ventures Inc (0001297872) 1
Bessant Catherine P (0001649626) 14
Bies Susan S (0001465983) 13
Bless Rudolf A (0001636078) 9
Blue Ridge Investments LLC (0001453700) 470
CIVC PARTNERS FUND LLC (0001250328) 1
CIVC PARTNERS FUND LP (0001253364) 1
COKER CHARLES W (0001189911) 34
COLBERT VIRGIS (0001189309) 7
COLLINS JOHN T (0001195060) 12
COUNTRYMAN GARY L (0001166518) 10
CURL GREGORY L (0001257186) 2
DEMARTINI RICHARD M (0001189874) 2
DEMOLINA ALVARO G (0001286112) 9
DESOER BARBARA J (0001189881) 60
DONALD ARNOLD W (0001083206) 9
DONOFRIO PAUL (0001035197) 1
DOWD IV FRANK (0001189884) 1
Darnell David C (0001469995) 62
Dominick Paula Ann (0001525266) 1
Donofrio Paul M (0001649927) 11
FELDSTEIN KATHLEEN F (0001162744) 1
FIRST REPUBLIC INVESTMENT MANAGEMENT INC (0001418204) 1
FULTON PAUL (0001017068) 6
Fleet National Bank (0001292806) 15
Franks Tommy General Ret (0001325006) 8
GIFFORD CHARLES K (0001195062) 31
GUINN DONALD E (0001181730) 28
Greener Geoffrey S (0001607226) 14
HAMMONDS BRUCE L (0001234552) 2
HANCE JAMES H JR (0001189890) 18
HOLLIDAY CHARLES O JR (0001127289) 9
HUDSON LINDA P (0001222196) 9
JONES D PAUL JR (0001183692) 5
Jones W Steven (0001324204) 16
KRAWCHECK SALLIE (0001226642) 12
LAUGHLIN TERRENCE P (0001195066) 25
LEWIS KENNETH D (0001189892) 31
LOZANO MONICA C (0001179864) 19
LYNCH GARY G (0001340571) 10
Leitch David G (0001323205) 4
MASSEY WALTER E (0001179811) 8
MAY THOMAS J (0001101384) 47
MCGEE LIAM E (0001283707) 34
MCMILLAN CHARLES S (0001110756) 2
MCQUADE EUGENE M (0001195069) 3
MERRILL LYNCH INTERNATIONAL (0001062577) 1
MERRILL LYNCH PIERCE FENNER & SMITH INC (0000728612) 695
MITCHELL PATRICIA E (0001189897) 6
MOYNIHAN BRIAN T (0001195071) 156
Merrill Lynch PCG Inc (0001412246) 3
Montag Thomas K (0001442039) 87
NB HOLDINGS CORP (0001014768) 6
NEIL COTTY (0001286393) 37
NOSKI CHARLES H (0001039894) 7
NOWELL LIONEL L III (0001180436) 9
Nguyen Thong M (0001618734) 15
O'Keefe Edward P (0001481698) 17
OKEN MARC D (0001189900) 10
PRUEHER JOSEPH W (0001182338) 4
Powell Donald E (0001429883) 18
Price Joe L (0001384216) 38
ROMERO EDWARD L (0001256579) 5
ROSE CLAYTON STUART (0001243542) 3
ROSSOTTI CHARLES O (0001237642) 10
RYAN THOMAS M (0001194416) 16
Rosato Craig R (0001449390) 4
SARLES H JAY (0001195078) 10
SCULLY ROBERT W (0001352881) 7
SLOAN JR O TEMPLE (0001189908) 19
SPANGLER MEREDITH R (0001196478) 31
STRUTHERS RICHARD K (0001234559) 4
Smith Andrea B (0001649634) 15
Sturzenegger Ron D (0001528428) 1
TAYLOR R EUGENE (0001189895) 23
THAIN JOHN A (0001090355) 3
TILLMAN ROBERT L (0001219938) 15
TOWNSEND RONALD (0001039038) 2
Thompson Bruce R (0001481697) 40
WARD JACKIE M (0001086247) 48
WARNER BRADFORD H (0001195086) 2
WHITE MICHAEL D (0001219007) 5
WILLIAMS VIRGIL R (0001039480) 1
Woods Thomas D (0001672532) 5
YNOFACE Holdings Inc (0001584209) 1
YOST R DAVID (0001191501) 12
Zuber Maria T (0001688454) 3
de Weck Pierre JP (0001582787) 8
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AAR CORP (0000001750) 2
ABM INDUSTRIES INC 20
ABM INDUSTRIES INC /DE/ (0000771497) 20
ABRAMS INDUSTRIES INC (0000001923) 3
ACA Capital Holdings Inc (0001304623) 1
ACCELR8 TECHNOLOGY CORP (0000727207) 2
ACME PACKET INC (0001130258) 5
ACORN FUND INC 2
ACORN INVESTMENT TRUST 2
ACTUANT CORP (0000006955) 2
ACUSPHERE INC (0001115143) 9
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND (0001219120) 17
AECOM TECHNOLOGY CORP (0000868857) 5
AES CORPORATION (0000874761) 3
AEW CAPITAL MANAGEMENT INC (0001042008) 5
AFFILIATED MANAGERS GROUP INC (0001004434) 2
AGCO CORP /DE (0000880266) 3
AGIC Convertible & Income Fund (0001214935) 1
AGIC Convertible & Income Fund II (0001227857) 1
AGRIBRANDS INTERNATIONAL INC (0001047598) 1
AIR METHODS CORP (0000816159) 4
AIRNET SYSTEMS INC (0001011696) 2
ALABAMA POWER CO (0000003153) 4
ALAMOSA HOLDINGS INC (0001120102) 1
ALLEGIS CORP 5
ALLEN AIRCRAFT RADIO INC 2
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (0001162028) 8
ALLIANCE DATA SYSTEMS CORP (0001101215) 7
ALLIANCE NATIONAL MUNICIPAL INCOME FUND 12
ALLIANCE NEW YORK MUNICIPAL INCOME FUND (0001162030) 8
ALLIANCEBERNSTEIN L.P. (0001109448) 5
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (0001162027) 12
ALLSTATE MUNICIPAL PREIMIUM INCOME TRUST/MA 3
ALLSTATE MUNICIPAL PREMIUM INCOME TRUST II 3
ALPINE GEOPHYSICAL ASSOCIATES INC 2
ALPINE GEOPHYSICAL CORP 2
ALPINE GROUP INC /DE/ (0000004164) 2
ALST Casino Holdco, LLC (0001527705) 3
AMALGAMATED BANK OF NEW YORK LONGVIEW COLLECTIVE INVESTMENT (0001137604) 1
AMBAC FINANCIAL GROUP INC (0000874501) 2
AMBAC INC /DE/ 2
AMBI INC 1
AMERICAN BODY ARMOR & EQUIPMENT INC 2
AMERICAN BUILDING MAINTENANCE INDUSTRIES INC 20
AMERICAN CAPITAL MANAGEMENT INC (0001320168) 4
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC 2
AMERICAN EXPRESS CERTIFICATE CO 2
AMERICAN MEDICAL RESEARCH INC 3
AMERICAN MUNICIPAL INCOME PORTFOLIO INC (0000902750) 14
AMERICAN RIVERS OIL CO /DE/ (0001093367) 2
AMERICAN STOCK EXCHANGE LLC (0001143313) 42
AMERICAS CARMART INC (0000799850) 2
AMERIPRISE CERTIFICATE CO (0000052428) 2
ANALYSTS INTERNATIONAL CORP (0000006292) 7
ANAREN MICROWAVE INC (0000006314) 2
ANCHOR CAPITAL ADVISORS LLC (0000813933) 9
ANIXTER INTERNATIONAL INC (0000052795) 2
APPLETON PARTNERS INC/MA (0001055290) 9
APPLIED MICROBIOLOGY INC 1
APPLIED NEUROSOLUTIONS INC (0000872947) 2
APPLIED POWER INC 2
APPLIED POWER INDUSTRIES INC 2
ARACRUZ CELULOSE S A /ADR/ (0000884573) 2
ARMOR HOLDINGS INC (0000845752) 2
ASHFIELD & CO INC /CA/ (0000769910) 6
ASSOCIATED SPRING CORP 17
ASTROPOWER INC (0000885672) 2
ATHEROGENICS INC (0001107601) 2
ATLANTA CAPITAL MANAGEMENT CO L L C (0001027817) 9
ATLAS ACCEPTANCE CORP 1
Abegail L. Moore Trust (0001298654) 1
Advent Claymore Convertible Securities & Income Fund II (0001391461) 2
Advent/Claymore Global Convertible Securities & Income Fund (0001391461) 14
AerCap Holdings N.V. (0001378789) 5
Alexander S Moore Trust (0001298666) 1
Allen Sharon L. (0001557147) 9
Allianz Global Investors Managed Accounts LLC (0001290765) 9
Alpha Natural Resources, Inc. (0001310243) 6
Alpha Natural Resources, Inc./Old (0001310243) 4
Ambani Mukesh D. (0001516732) 4
Arjuna Capital (0001703208) 1
Arlington Tankers Ltd. (0001305507) 3
Arnoult J Tim (0001293472) 3
Artisan Partners Limited Partnership (0001466153) 9
Athanasia Dean C (0001618705) 13
BA MASTER CREDIT CARD TRUST / (0001013109) 1
BA MERCHANT SERVICES INC (0001024674) 3
BAC CAPITAL TRUST I (0001160400) 7
BAC CAPITAL TRUST II (0001160402) 6
BAC CAPITAL TRUST III (0001160403) 7
BAC CAPITAL TRUST IV (0001160404) 11
BAC CAPITAL TRUST IX (0001320660) 3
BAC CAPITAL TRUST V (0001224521) 9
BAC CAPITAL TRUST VI (0001224522) 14
BAC CAPITAL TRUST VII (0001224524) 17
BAC CAPITAL TRUST X (0001320661) 8
BAC CAPITAL TRUST XI (0001322198) 14
BAC CAPITAL TRUST XII (0001322199) 8
BAC Caiptal Trust XIV (0001359870) 17
BAC Capital Trust VIII (0001320659) 12
BAC Capital Trust XIII (0001359869) 17
BAC Capital Trust XIV (0001359870) 13
BAC Capital Trust XIX (0001359875) 7
BAC Capital Trust XV (0001359871) 13
BAC Capital Trust XVI (0001359872) 7
BAC Capital Trust XVII (0001359873) 7
BAC Capital Trust XVIII (0001359874) 7
BAC Capital Trust XX (0001361782) 7
BANC OF AMERICA CAPITAL MANAGEMENT LLC 2
BANC OF AMERICA CAPITAL MANAGEMENT SBIC LLC 2
BANC OF AMERICA SECURITIES LLC (0001185371) 6
BANC OF AMERICA STRATEGIC SOLUTIONS INC (0001211674) 15
BANK OF AMERICA MASTER CREDIT CARD TRUSTS 1
BANK OF AMERICA NA (0001102113) 524
BANK OF AMERICA TRUST CO OF DELAWARE NATIONAL ASSOCIATION 20
BANK OF AMERICA VENTURES (0001134392) 10
BANK OF SOUTH CAROLINA CORP (0001007273) 3
BANKAMERICA CORP/DE/ (0000070858) 11,489
BANKAMERICA INVESTMENT CORP (0001261870) 15
BANKS KEITH T (0001216601) 3
BARCLAYS BANK LTD 1
BARCLAYS BANK PLC 1
BARCLAYS GLOBAL INVESTORS NA /CA/ (0000913414) 4
BARCLAYS PLC (0000312069) 1
BARNES GROUP INC (0000009984) 17
BARNET WILLIAM III (0001195056) 40
BARNETT AUTO TRUST 1997-A (0001060875) 1
BEACH INVESTMENT COUNSEL INC/PA (0001058800) 9
BELK JOHN R (0001189863) 3
BELL MICROPRODUCTS INC (0000900708) 4
BELLWETHER EXPLORATION CO 1
BENCHMARK ELECTRONICS INC (0000863436) 3
BENIHANA INC (0000935226) 4
BERKSHIRE HATHAWAY INC (0001067983) 2
BINDVIEW CORP 2
BINDVIEW DEVELOPMENT CORP (0001061646) 2
BLACK & DECKER CORP (0000012355) 4
BLACK & DECKER MANUFACTURING CO 4
BLACKROCK CALIFORNIA INSURED MUNICIPAL INCOME TRUST (0001181027) 1
BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902722) 4
BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (0001159038) 18
BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST (0001169027) 5
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (0001137391) 12
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II (0001176196) 6
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST III 1
BLACKROCK CREDIT ALLOCATION INCOME TRUST I (0001229876) 3
BLACKROCK CREDIT ALLOCATION INCOME TRUST II (0001215664) 8
BLACKROCK CREDIT ALLOCATION INCOME TRUST III (0001213169) 3
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV (0001379384) 7
BLACKROCK FLOATING RATE INCOME TRUST (0001287480) 4
BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUST 1
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (0001181249) 19
BLACKROCK FLORIDA MUNICIPAL 2022 TERM TRUST 19
BLACKROCK FLORIDA MUNICIPAL BOND TRUST 7
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST 8
BLACKROCK GLOBAL FLOATING RATE INCOME TRUST 4
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BLACKROCK MUNICIPAL 2020 TERM TRUST (0001181250) 58
BLACKROCK MUNICIPAL 2022 TERM TRUST 58
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (0001169028) 7
BLACKROCK MUNICIPAL BOND TRUST (0001167467) 11
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BLACKROCK MUNIYIELD FLORIDA INSURED FUND 9
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BLACKROCK MUNIYIELD INSURED PENNSYLVANIA FUND (0000891038) 7
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BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST (0001137440) 8
BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST (0001181024) 7
BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST (0001159039) 15
BLACKROCK NEW YORK MUNICIPAL BOND TRUST (0001167470) 7
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (0001181024) 3
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (0001137390) 10
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BLACKROCK NEW YORK MUNICIPAL INCOME TRUST III 7
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BLACKROCK STRATEGIC MUNICIPAL TRUST (0001089094) 10
BLACKROCK TAX FREE INCOME TRUST 11
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BlackRock Preferred & Equity Trust 11
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CARDINAL REALTY SERVICES INC 1
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CARILLON FUND INC 1
CATO CORP (0000018255) 3
CATO STORES INC 3
CELL TECHNOLOGY INC /DE/ 4
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CENTERPOINT PROPERTIES CORP 1
CENTERPOINT PROPERTIES TRUST (0000912893) 1
CHAMPIONSHIP AUTO RACING TEAMS INC (0001051825) 3
CHARTER BANCSHARES INC (0000718607) 2
CHARTER MUNICIPAL MORTGAGE ACCEPTANCE CO 4
CHARTERMAC 4
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CHECKFREE CORP \GA\ (0000949341) 12
CHECKFREE HOLDINGS CORP \GA\ 12
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CIRCUS CIRCUS ENTERPRISES INC 6
CIRRUS LOGIC INC (0000772406) 2
CITIZENS COMMUNICATIONS CO (0000020520) 2
CITIZENS UTILITIES CO 2
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CIVC PARTNERS FUND LP (0001253364) 1
CLARUS CORP (0000913277) 1
CLEVELAND CLIFFS INC (0000764065) 5
CLIFFS NATURAL RESOURCES INC. (0000764065) 3
CMG INFORMATION SERVICES INC 11
CMGI INC (0000914712) 11
COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC (0001116937) 2
COHEN & STEERS GLOBAL INCOME REALTY FUND, INC. 2
COHEN & STEERS INCOME REALTY FUND INC 4
COHEN & STEERS INFRASTRUCTURE FUND INC (0001275617) 3
COHEN & STEERS PREMIUM INCOME REALTY FUND INC (0001170895) 2
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COUNTRYWIDE FINANCIAL CORP (0000025191) 8
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Cardinal Capital Management (0001434845) 9
Cardlytics, Inc. (0001666071) 2
Care Investment Trust Inc. 7
CastlePoint Holdings, Ltd. (0001360537) 2
Celanese CORP (0001306830) 6
China Hydroelectric Corp (0001477156) 4
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Columbia Seligman Premium Technology Growth Fund, Inc. (0001471420) 2
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DiamondRock Hospitality Co (0001298946) 3
Dominick Paula Ann (0001525266) 1
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Dorman Products, Inc. (0000868780) 4
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EXCELSIOR LOW VOLATILITY HEDGE FUND OF FUNDS LLC 1
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EXCELSIOR PRIVATE EQUITY FUND II INC (0001036052) 1
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EXULT INC (0001108341) 6
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Eagle Ford Shale Oil & Gas Corp 2
Eaton Vance Enhanced Equity Income Fund II (0001308335) 1
Eaton Vance Floating-Rate Income Trust (0001288992) 7
Eddie Bauer Holdings, Inc. (0001345968) 2
Enhanced S&P 500 Covered Call Fund Inc. (0001331948) 1
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Epoch Investment Partners, Inc. (0001305841) 9
Excelsior Global Private Markets Fund II (Master), LLC (0001501376) 1
Excelsior Global Private Markets Fund II (TE), LLC (0001501378) 1
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FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC (0001036960) 2
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FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC (0001183829) 5
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FOOT LOCKER INC (0000850209) 2
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FRANKLIN RESOURCES INC (0000038777) 9
FREEPORT MCMORAN COPPER & GOLD INC (0000831259) 4
FREEPORT MCMORAN COPPER COMPANY INC 4
FRESH AMERICA CORP (0000921614) 2
FRESH CHOICE INC (0000893741) 6
FRIENDLY ICE CREAM CORP (0000039135) 5
FRM CORP 2
FSC SEMICONDUCTOR CORP 2
FULTON PAUL (0001017068) 7
Finger Interests Number One, Ltd. (0001459131) 8
Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC (0000882071) 3
Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC (0001174164) 2
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Franks Tommy General (Ret) (0001325006) 8
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GABELLI EQUITY TRUST INC (0000794685) 7
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GARDNER RUSSO & GARDNER LLC (0000860643) 5
GENERAL MOTORS CORP (0000040730) 3
GENTIVA HEALTH SERVICES INC (0001096142) 2
GERBER SCIENTIFIC INC (0000041133) 3
GERBER SCIENTIFIC INSTRUMENT CO 3
GHL Acquisition Corp. (0001418819) 2
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GOLDMAN SACHS & CO (0000769993) 9
GOLF TRUST OF AMERICA INC (0001024126) 1
GREAT ATLANTIC & PACIFIC TEA CO INC (0000043300) 4
GREAT LAKES ADVISORS INC (0000880058) 9
GREENBRIER COMPANIES INC (0000923120) 3
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GREIF INC (0000043920) 3
GROUP MAINTENANCE AMERICA CORP (0001039690) 1
GRUPO TMM SA (0001163560) 2
GUINN DONALD E (0001181730) 37
GULFMARK OFFSHORE INC (0001030749) 3
GenMark Diagnostics, Inc. (0001487371) 2
Global Currency & Income Fund Inc. (0001334510) 1
Global Currency Strategy Income Fund Inc. 1
Global Income & Currency Fund Inc. (0001334510) 1
Gol Intelligent Airlines Inc. (0001291733) 2
GoodHaven Capital Management, LLC (0001542300) 8
Grail Advisors ETF Trust 2
Grail Advisors' Alpha ETF Trust 2
Green Street Investors, LLC (0001391974) 9
Greener Geoffrey S (0001607226) 14
Guaranty Financial Group Inc. (0001406081) 2
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HANCE JAMES H JR (0001189890) 18
HANCE JR JAMES H (0001189890) 3
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HARBOUR CAPITAL CORP (0000897082) 2
HARDING LOEVNER LP (0000928196) 9
HARRIS CORP /DE/ (0000202058) 4
HARRIS SEYBOLD CO 4
HAVERTY FURNITURE COMPANIES INC (0000216085) 8
HCA Holdings, Inc. (0000860730) 27
HCA INC/TN (0000860730) 29
HCA THE HEALTHCARE CO 29
HEADWATERS INC (0001003344) 2
HEALTHEXTRAS INC (0001090403) 3
HELP AT HOME INC (0001001109) 1
HEMOXYMED INC 2
HENLEY PROPERTIES INC 1
HERBALIFE LTD. (0001180262) 1
HERCULES OFFSHORE, INC. (0001330849) 3
HERTZ GLOBAL HOLDINGS INC (0001364479) 61
HI TECH PHARMACAL CO INC (0000887497) 4
HI/FN INC (0001065246) 3
HILLENBRAND INDUSTRIES INC (0000047518) 2
HOLLIDAY CHARLES O JR (0001127289) 9
HOLLYWOOD ENTERTAINMENT CORP (0000905895) 2
HOLMAN C RAY (0001012782) 4
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HOT TOPIC INC /CA/ (0001017712) 1
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HUGOTON ROYALTY TRUST (0000862022) 2
HYDRO SEEK INC 2
Hammer Asset Management 1
Health Insurance Innovations, Inc. (0001561387) 2
Hercules Offshore, L.L.C. 3
Hill-Rom Holdings, Inc. (0000047518) 1
Houston Wire & Cable CO (0001356949) 2
Hughes Communications, Inc. (0001345840) 2
ICT GROUP INC (0001013149) 2
IDS CERTIFICATE CO /MN/ 2
IHV CORP 1
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INSTEEL INDUSTRIES INC (0000764401) 2
INTEGRAL SYSTEMS INC /MD/ (0000718130) 4
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INTERMUNE INC (0001087432) 2
INTERMUNE PHARMACEUTICALS INC 2
INTERNATIONAL FAST FOOD CORP (0000885549) 4
INTERSTATE UNIFORM SERVICES CORP/MA 7
INVACARE CORP (0000742112) 4
INVESTORS SYNDICATE OF AMERICA INC 2
IP FACTORY INC 4
IPC The Hospitalist Company, Inc. (0001410471) 8
IQ Investment Adviser LLC (0001312673) 2
IQ Investment Advisors LLC (0001312673) 1
IQIA Global Currency Income Fund Inc. 1
IRT REALTY SERVICES INC 2
ITEL CORP 2
IXYS CORP /DE/ (0000945699) 3
Invesco Advisers, Inc. (0000020430) 9
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Invesco California Municipal Income Trust (0000894146) 2
Invesco California Quality Municipal Securities (0000898618) 7
Invesco Insured Municipal Bond Trust (0000861185) 5
Invesco Insured Municipal Income Trust (0000885601) 5
Invesco Insured Municipal Trust (0000880161) 7
Invesco Municipal Income Opportunities Trust (0000835333) 2
Invesco Municipal Premium Income Trust (0000842891) 5
Invesco New York Quality Municipal Securities (0000898659) 8
Invesco Quality Municipal Income Trust (0000885125) 5
Invesco Quality Municipal Investment Trust (0000876982) 6
Invesco Quality Municipal Securities (0000898496) 7
Invesco Senior Income Trust (0001059386) 1
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Invesco Value Municipal Income Trust (0000885601) 3
Invesco Value Municipal Trust (0000880161) 5
Invesco Van Kampen Advantage Municipal Income Trust II (0000908993) 18
Invesco Van Kampen California Value Municipal Income Trust (0000895531) 9
Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 5
Invesco Van Kampen Municipal Opportunity Trust (0000884152) 19
Invesco Van Kampen Municipal Trust (0000877463) 13
Invesco Van Kampen Ohio Quality Municipal Trust (0000877649) 6
Invesco Van Kampen Pennsylvania Value Municipal Income Trust (0000895528) 10
Invesco Van Kampen Select Sector Municipal Trust (0000912022) 12
Invesco Van Kampen Senior Income Trust (0001059386) 3
Invesco Van Kampen Trust for Insured Municipals (0000880893) 5
Invesco Van Kampen Trust for Investment Grade Municipals (0000880892) 18
Invesco Van Kampen Trust for Investment Grade New Jerset Municipals 5
Invesco Van Kampen Trust for Investment Grade New Jersey Municipals (0000883269) 5
Invesco Van Kampen Trust for Investment Grade New York Municipals (0000883265) 9
Invesco Van Kampen Trust for Value Municipals (0000880893) 3
Iridium Communications Inc. (0001418819) 1
JACOBS JAY INC (0000812127) 1
JAMES RIVER BANKSHARES INC (0000935037) 2
JANUS CAPITAL MANAGEMENT LLC (0000812295) 9
JEFFERSON BANCSHARES INC (0001222915) 8
JEFFERSON PILOT CORP (0000053347) 1
JENNISON ASSOCIATES LLC (0000053417) 9
JETBLUE AIRWAYS CORP (0001158463) 4
JONES D PAUL JR (0001183692) 5
JPMORGAN CHASE & CO (0000019617) 9
Jade Mountain CORP (0001394220) 3
Jones W Steven (0001324204) 16
K TRON INTERNATIONAL INC (0000000020) 2
KALMAR INVESTMENTS INC /DE/ (0000928749) 9
KANSAS CITY SOUTHERN (0000054480) 3
KANSAS CITY SOUTHERN INDUSTRIES INC 3
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC (0001021223) 9
KECALP INC (0000924107) 2
KEELEY ASSET MANAGEMENT CORP (0001056504) 9
KEITHLEY INSTRUMENTS INC (0000054991) 7
KEY TECHNOLOGY INC (0000906193) 9
KFORCE INC (0001318262) 4
KING LUTHER CAPITAL MANAGEMENT CORP (0000310051) 9
KLINGENSTEIN FIELDS & CO LLC (0000859872) 9
KOLL REAL ESTATE GROUP INC 1
KR CAPITAL ADVISORS INC (0000740918) 9
KRAWCHECK SALLIE (0001226642) 12
KULICKE & SOFFA INDUSTRIES INC (0000056978) 2
KV PHARMACEUTICAL CO /DE/ (0000057055) 2
Kayne Anderson MLP Investment CO (0001293613) 18
Kayne Anderson Midstream Investment CO 18
Kforce Inc (0001318262) 4
L-3 COMMUNICATIONS TITAN CORP (0000032258) 1
LADISH CO INC (0000814250) 5
LAMAR ADVERTISING CO/NEW (0001090425) 2
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LANCE INC (0000057528) 4
LANDRYS RESTAURANTS INC (0000908652) 2
LANDRYS RESTAURANTS INC (0000908652) 2
LANDRYS SEAFOOD RESTAURANTS INC 2
LANGER INC (0000725460) 4
LAUGHLIN TERRENCE P (0001195066) 25
LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE (0001013701) 1
LAZARD ASSET MANAGEMENT LLC (0001207017) 9
LCC INTERNATIONAL INC (0001016229) 5
LECG CORP (0001192305) 3
LECROY CORP (0000943580) 2
LENNAR CORP (0000058696) 2
LENNAR CORP /NEW/ (0000920760) 3
LEWIS KENNETH D (0001189892) 34
LEXFORD INC (0000903324) 1
LIBBEY INC (0000902274) 5
LIBERTY ACORN TRUST 2
LIBERTY ASSET MANAGEMENT INC 2
LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST 2
LIBERTY WANGER ASSET MANAGEMENT LP 4
LIFE TIME FITNESS INC (0001076195) 2
LIFECORE BIOMEDICAL INC (0000028626) 3
LIFEPOINT HOSPITALS, INC. (0001301611) 3
LIFETIME BRANDS, INC (0000874396) 5
LIFETIME HOAN CORP 5
LIQUIDMETAL TECHNOLOGIES 2
LIQUIDMETAL TECHNOLOGIES INC (0001141240) 2
LMI AEROSPACE INC (0001059562) 2
LOEWS CORP (0000060086) 3
LONDON CO OF VIRGINIA (0001259887) 9
LORD, ABBETT & CO. LLC (0000728100) 5
LORILLARD, INC. (0001424847) 3
LOUISIANA PACIFIC CORP (0000060519) 3
LOUISIANA-PACIFIC CORP (0000060519) 3
LOZANO MONICA C (0001179864) 19
LSI INDUSTRIES INC (0000763532) 7
LSI LIGHTING SYSTEMS INC 7
LSV ASSET MANAGEMENT (0001050470) 4
Lakers Holding Corp. 3
Leidos Holdings, Inc. (0001336920) 2
Leitch David G (0001323205) 4
Lynch Gary G (0001340571) 10
LyondellBasell Industries N.V. (0001489393) 2
MACDERMID INC (0000061138) 4
MACKAY SHIELDS LLC (0000061227) 9
MACQUARIE GROUP LTD (0001418333) 9
MADISON INVESTMENT HOLDINGS INC (0001138060) 9
MAINE & MARITIMES CORP (0001222497) 2
MANAGED ACCOUNT ADVISORS LLC (0001418660) 19
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (0001235511) 6
MANAGED MUNICIPALS PORTFOLIO INC 1
MANDALAY RESORT GROUP (0000725549) 6
MANHATTAN ASSOCIATES INC (0001056696) 4
MARKETAXESS HOLDING INC 3
MARKETAXESS HOLDINGS INC (0001278021) 3
MARKS BAER INC 8
MARTEK BIOSCIENCES CORP (0000892025) 4
MARVEL ENTERPRISES INC (0000933730) 2
MASCO INDUSTRIES INC 2
MASCOTECH INC 2
MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST (0000901824) 4
MASSEY WALTER E (0001179811) 9
MASTERCARD INC (0001141391) 3
MATRIX BANCORP INC (0000944725) 4
MATRIX CAPITAL CORP /CO/ 4
MAXCOM TELECOMMUNICATIONS INC (0001113306) 2
MAY THOMAS J (0001101384) 47
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND (0001235511) 13
MBIA CAPITAL CLAYMORE MANAGED DURATION NATIONAL MUNICIPAL TR 13
MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND (0001235511) 11
MBIA INC (0000814585) 7
MBNA CORP (0000870517) 4
MCGEE LIAM E (0001283707) 34
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (0000915287) 9
MCMILLAN CHARLES S (0001110756) 3
MCN CORP 2
MCN ENERGY GROUP INC (0000837579) 2
MCQUADE EUGENE M (0001195069) 3
MDC HOLDINGS INC (0000773141) 2
MEDIWARE INFORMATION SYSTEMS INC (0000874733) 5
MEDPARTNERS INC 2
MEDPARTNERS INC /DE/ 2
MEDPARTNERS MULLIKIN INC 2
MENTAL HEALTH MANAGEMENT INC /VA/ 1
MENTOR GRAPHICS CORP (0000701811) 2
MERCER INTERNATIONAL INC. (0001333274) 2
MERCER INTERNATIONAL REGCO INC. 2
MERCHANTS BANCSHARES INC (0000726517) 3
MERRILL LYNCH & CO INC (0000065100) 6
MERRILL LYNCH CANADA INC (0001143718) 20
MERRILL LYNCH GROUP, INC. (0001377846) 11
MERRILL LYNCH INTERNATIONAL (0001062577) 21
MERRILL LYNCH PIERCE FENNER & SMITH INC (0000728612) 695
MERRILL LYNCH PREFERRED CAPITAL TRUST III (0001051829) 6
MERRILL LYNCH PREFERRED CAPITAL TRUST IV (0001051830) 6
MERRILL LYNCH PREFERRED CAPITAL TRUST V (0001052636) 6
MERRILL LYNCH PREFERRED FUNDING III LP (0001051827) 6
MERRILL LYNCH PREFERRED FUNDING IV LP (0001051828) 6
MERRILL LYNCH PREFERRED FUNDING V LP (0001052635) 6
MERRILL LYNCH PROFESSIONAL CLEARING CORP (0001346817) 11
MERRILL LYNCH VENTURES LLC (0001223419) 2
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. (0000728612) 24
METALDYNE CORP (0000745448) 2
METROCALL HOLDINGS INC (0000906525) 2
METROCALL INC 2
MF Global Holdings Ltd. (0001401106) 2
MF Global Ltd. 2
MFS Investment Management CO (LUX) S.A.R.L. (0001442898) 9
MGP INGREDIENTS INC (0000835011) 2
MHM SERVICES INC (0000910408) 1
MICHIGAN MUNIYIELD FUND INC 2
MICREL INC (0000932111) 2
MICRONETICS INC 2
MIDWEST GRAIN PRODUCTS INC 2
MILLER HOWARD INVESTMENTS INC /NY (0000903947) 1
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC (0000902748) 10
MIRANT CORP (0001010775) 3
MISSION RESOURCES CORP (0000319459) 1
MISSISSIPPI POWER & LIGHT CO 2
MITCHELL PATRICIA E (0001189897) 7
MITCHELL SINKLER & STARR/PA (0001048921) 9
MK RAIL CORP 1
MONOLITHIC POWER SYSTEMS INC (0001280452) 3
MONRO MUFFLER BRAKE INC (0000876427) 2
MONSTER WORLDWIDE, INC. (0001020416) 3
MORGAN STANLEY INSURED MUNICIPAL INCOME TRUST (0001333179) 7
MORGAN STANLEY CA INSURED MUNICIPAL INCOME TRUST 9
MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCO (0000894146) 9
MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCOME TRUST (0000894146) 9
MORGAN STANLEY CALIFORNIA QUALITY MUNICIPAL SECU (0000898618) 10
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MORGAN STANLEY DEAN WITTER MUNICIPAL PREMIUM INCOME TRUST 8
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MORGAN STANLEY DEAN WITTER QUALITY MUNICIPAL INCOME TRUST 8
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MORGAN STANLEY INSURED MUNICIPAL BOND TRUST (0000861185) 8
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MORGAN STANLEY INSURED MUNICIPAL TRUST (0000880161) 10
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MORGAN STANLEY QUALITY MUNICIPAL INCOME TRUST (0000885125) 8
MORGAN STANLEY QUALITY MUNICIPAL INVESTMENT TRUS (0000876982) 9
MORGAN STANLEY QUALITY MUNICIPAL INVESTMENT TRUST (0000876982) 9
MORGAN STANLEY QUALITY MUNICIPAL SECURITIES (0000898496) 11
MOTIVEPOWER INDUSTRIES INC (0000919563) 1
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MPW INDUSTRIAL SERVICES GROUP INC (0001047098) 3
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MUNDER CAPITAL MANAGEMENT (0000806260) 7
MUNI INTERMEDIATE DURATION FUND INC 11
MUNI NEW YORK INTERMEDIATE DURATION FUND INC 9
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MUNIHOLDINGS CALIFORNIA INSURED FUND II INC/ 8
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MUNIHOLDINGS FUND II INC 8
MUNIHOLDINGS FUND II INC /NJ/ 8
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MUNIHOLDINGS INSURED FUND II INC 13
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MUNIVEST FUND II INC 13
MUNIVEST FUND INC 16
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MUNIYIELD ARIZONA FUND INC /NJ/ 9
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MUNIYIELD MICHIGAN FUND INC 8
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MUNIYIELD NEW YORK INSURED FUND INC 9
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MUNIYIELD QUALITY FUND INC 15
MYLAN INC. (0000069499) 2
MYLAN LABORATORIES INC 2
Marvel Entertainment, Inc. (0000933730) 1
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Merrill Lynch Capital Trust II (0001397113) 6
Merrill Lynch Capital Trust III (0001409447) 7
Merrill Lynch PCG, Inc. (0001412246) 3
Merrill Lynch Portfolio Managers LTD (0001416159) 3
Mondrian Investment Partners LTD (0001317724) 9
Montag Thomas K. (0001442039) 87
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. (0001388141) 1
Morgans Hotel Group Co. (0001342126) 4
Motif Bio plc (0001674657) 1
NASHUA CORP (0000069680) 5
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NATIONSCREDIT GRANTOR TRUST 1997-1 (0001038708) 1
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NAVISTAR INTERNATIONAL CORP (0000808450) 5
NAVISTAR INTERNATIONAL CORP /DE/NEW 5
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NB CAPITAL TRUST IV (0001029393) 8
NB CAPITAL TRUST V (0001029394) 2
NB HOLDINGS CORP (0001014768) 6
NBG CO (0000070848) 1
NBH INC 2
NCI BUILDING SYSTEMS INC (0000883902) 3
NCI, Inc. (0001334478) 3
NCNB CORP 13,160
NCO GROUP INC (0001022608) 2
NEIGHBORHOOD ECONOMIC DEVELOPMENT ADVOCACY PROJECT (0001573567) 1
NEIL COTTY (0001286393) 37
NET GENESIS CORP (0001004874) 1
NET2PHONE INC (0001086472) 3
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC (0001178840) 10
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC (0001178839) 12
NEUBERGER BERMAN LLC /ADV (0000733553) 9
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC (0001178841) 10
NEUBERGER BERMAN REAL ESTATE INCOME FUND INC 7
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 9
NEW AMERICA HIGH INCOME FUND INC (0000825345) 13
NEW AMSTERDAM PARTNERS LLC/NY (0001010232) 9
NEW DECEMBER INC 3
NEW RALCORP HOLDINGS INC 2
NEW YORK MUNIYIELD FUND INC 9
NEW YORK STOCK EXCHANGE INC (0000876661) 26
NEW YORK STOCK EXCHANGE LLC (0000876661) 22
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NEWCORP INC 2
NEWGEN RESULTS CORP (0001022397) 1
NEWMARKET CORP (0001282637) 5
NEXSTAR BROADCASTING GROUP INC (0001142417) 7
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NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II 1
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NOBEL EDUCATION DYNAMICS INC 2
NOBEL LEARNING COMMUNITIES INC (0000721237) 2
NORTHFIELD LABORATORIES INC /DE/ (0000920947) 3
NORTHRIM BANCORP INC (0001163370) 3
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NORTHWEST PIPE CO (0001001385) 7
NORWEST CORP 2
NOSKI CHARLES H (0001039894) 7
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NOVAMED INC (0001086939) 2
NOWELL LIONEL L III (0001180436) 9
NQ Mobile Inc. (0001509986) 2
NRG ENERGY, INC. (0001013871) 3
NUI CORP (0000070668) 2
NUTRITION 21 INC 1
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NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC (0000862313) 5
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NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC (0000879826) 5
NUVEEN CALIFORNIA SELECT QUALITY INCOME MUNICIPAL FUND INC 6
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC (0000874142) 6
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NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN (0000897422) 10
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC (0000885711) 5
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NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND (0001196366) 2
NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC (0000878242) 12
NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (0000885712) 7
NUVEEN INSURED QUALITY MUNICIPAL FUND INC (0000869405) 8
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND (0001195737) 12
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (0000862716) 16
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090119) 4
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NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND (0000897424) 13
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 4
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (0000897419) 9
NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC (0000890897) 13
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC (0000878198) 10
NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND (0000899782) 11
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND (0000899782) 2
NUVEEN MUNICIPAL ADVANTAGE FUND INC (0000857361) 5
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (0001266585) 18
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (0000860188) 5
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087786) 11
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161070) 5
NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (0000870778) 8
NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (0000890898) 7
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (0001074769) 13
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131063) 9
NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (0000868449) 6
NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (0000856226) 5
NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC 7
NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (0000879819) 12
NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (0000874143) 5
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090121) 1
NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (0000899761) 13
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087788) 8
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001145728) 6
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001165383) 7
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND (0000878200) 3
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (0000878200) 14
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND (0000878200) 1
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087787) 4
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC (0000870780) 5
NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2 (0000897427) 5
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (0000849998) 10
NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC (0000880843) 7
NUVEEN PREMIER MUNICIPAL INCOME FUND INC (0000880845) 8
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (0000885734) 12
NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC (0000896061) 5
NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (0000833251) 16
NUVEEN QUALITY INCOME MUNICIPAL FUND INC (0000874506) 14
NUVEEN SELECT QUALITY MUNICIPAL FUND INC (0000872064) 10
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (0000878201) 8
NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND (0000878201) 2
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NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND (0000897421) 12
NWQ INVESTMENT MANAGEMENT CO /CA/ 2
NWQ INVESTMENT MANAGEMENT CO LLC (0000763848) 3
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (0000763848) 5
NXXI Inc. (0000744962) 1
NYMAGIC INC (0000847431) 3
NYSE ARCA, INC. (0001143362) 20
NYSE Alternext US LLC (0001143313) 40
NYSE Amex (0001143313) 39
Navios Maritime Midstream Partners LP (0001617049) 2
NetQin Mobile Inc. 2
NeuroMetrix, Inc. (0001289850) 4
New BlackRock, Inc. 97
New RMR Asia Pacific Real Estate Fund 1
New York City Comptroller's Office on behalf of the New York City Pension Funds (0001517047) 1
New-Co Chemical, Inc. 2
Nguyen Thong M (0001618734) 15
NiSource Energy Partners, L.P. 1
Nuveen AMT-Free Quality Municipal Income Fund (0001195737) 1
Nuveen Asset Management Inc. (0001311016) 2
Nuveen Global Value Opportunities Fund (0001363421) 1
Nuveen HydePark Group, LLC (0001426787) 2
Nuveen Intermediate Duration Municipal Term Fund (0001557915) 6
Nuveen Intermediate Duration Quality Municipal Term Fund (0001564584) 7
Nuveen Investment Solutions, Inc. (0001456515) 2
Nuveen Investments Advisers Inc. (0001463373) 2
Nuveen Investments Institutional Services Group LLC (0001463372) 2
Nuveen Investments, LLC (0001423264) 2
Nuveen Minnesota Municipal Income Fund (0001607997) 5
Nuveen Municipal 2021 Target Term Fund (0001655544) 4
Nuveen Municipal High Income Opportunity Fund 2 (0001412495) 3
Nuveen Municipal High Income Strategy Fund 3
Nuveen Quality Municipal Income Fund (0001083839) 4
O CHARLEYS INC (0000864233) 4
O'Keefe Edward P. (0001481698) 17
O'SHAUGHNESSY ASSET MANAGEMENT, LLC (0001423442) 5
OAKHURST CAPITAL INC 3
OAKHURST CO INC 3
OCCUPATIONAL HEALTH & REHABILITATION INC (0000887757) 1
OCHARLEYS FINANCE CO INC (0001270880) 2
OKEN MARC D (0001189900) 17
OLSTEN HEALTH SERVICES HOLDING CORP 2
ON SEMICONDUCTOR CORP (0001097864) 2
ONEIDA COMMUNITY LTD 17
ONEIDA LTD (0000074585) 17
OPHIDIAN PHARMACEUTICALS INC 2
OPPENHEIMER INDUSTRIES INC (0000074664) 1
ORTEL CORP/DE/ (0000928878) 1
Och-Ziff Capital Management Group LLC (0001403256) 2
Omega Navigation Enterprises, Inc. (0001324915) 3
PACCAR INC (0000075362) 11
PACER INTERNATIONAL INC (0001091735) 2
PACIFIC CAR & FOUNDRY CO 11
PACIFIC EXCHANGE INC 20
PACIFIC GREYSTONE CORP /DE/ 3
PACIFIC INCOME ADVISERS INC (0001008870) 2
PACKAGED ICE INC (0000917731) 2
PACKAGING CORP OF AMERICA (0000075677) 2
PAFM NICHOLAS APPLEGATE NFJ CONVERTIBLE & INCOME FUND 1
PARADIGM TECHNOLOGY INC /DE/ 3
PARAMETRIC PORTFOLIO ASSOCIATES LLC (0000932859) 9
PARTY CITY CORP (0001005972) 2
PATHOGENESIS CORP (0001001186) 1
PAYLESS CASHWAYS INC (0000076744) 1
PC GROUP, INC. (0000725460) 1
PEMCO AVIATION GROUP INC (0000771729) 1
PENN ENGINEERING & MANUFACTURING CORP (0000077106) 3
PENN TREATY AMERICAN CORP (0000814181) 2
PENNANTPARK INVESTMENT CORP (0001383414) 2
PERCEPTRON INC/MI (0000887226) 1
PEREZ COMPANC SA /FI (0000900442) 1
PERFORMANCE TECHNOLOGIES INC \DE\ (0001003950) 8
PERSONNEL GROUP OF AMERICA INC 2
PETRIE CORP 2
PHILADELPHIA INTERNATIONAL ADVISORS LP (0001218555) 5
PIER 1 IMPORTS INC/DE (0000278130) 2
PIER 1 IMPORTS INC/GA 2
PIER 1 INC 2
PILLOWTEX CORP (0000896265) 1
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (0001170300) 5
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (0001190935) 1
PIMCO CORPORATE & INCOME STRATEGY FUND (0001160990) 2
PIMCO CORPORATE ADVANTAGE FUND 18
PIMCO CORPORATE INCOME FUND (0001160990) 8
PIMCO CORPORATE OPPORTUNITY FUND (0001190935) 18
PIMCO FLOATING RATE INCOME FUND (0001244183) 12
PIMCO Floating Rate Strategy Fund (0001296250) 12
PIMCO HIGH INCOME FUND (0001219360) 4
PIMCO INCOME STRATEGY FUND (0001244183) 10
PIMCO Income Strategy Fund II (0001296250) 9
PIMCO MUNICIPAL ADVANTAGE FUND INC (0000897951) 3
PIMCO NEW YORK MUNICIPAL INCOME FUND (0001140410) 4
PIMCO NEW YORK MUNICIPAL INCOME FUND II (0001170311) 5
PIMCO NEW YORK MUNICIPAL INCOME FUND III (0001181505) 6
PIONEER HIGH INCOME TRUST (0001166258) 20
PIONEER MUNICIPAL ADVANTAGE TRUST 11
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST (0001258943) 11
PIONEER MUNICIPAL HIGH INCOME TRUST (0001223026) 6
PITTENGER & ANDERSON INC (0001034886) 1
PLATO LEARNING INC (0000893965) 5
POLYMEDICA CORP (0000878748) 2
POLYMEDICA INDUSTRIES INC 2
PR INK INC 1
PRECISION STANDARD INC 1
PREFERRED & CORPORATE INCOME STRATEGIES FUND INC 4
PREFERRED INCOME FUND INC 9
PREFERRED INCOME MANAGEMENT FUND INC 10
PREFERRED INCOME OPPORTUNITY FUND INC 3
PREFERRED INCOME STRATEGIES FUND II INC 4
PREFERRED INCOME STRATEGIES FUND INC 9
PRICE T ROWE ASSOCIATES INC /MD/ (0000080255) 9
PRIMARY NETWORKS INC 5
PRIMUS GUARANTY LTD (0001170593) 3
PRINCIPAL GLOBAL INVESTORS (0000769734) 9
PRINCIPAL REAL ESTATE INVESTORS LLC (0001218333) 2
PRIORITY HEALTHCARE CORP (0001037975) 2
PROMOTORA DE INFORMACIONES SA /FI (0001159513) 4
PROVIDENCE SERVICE CORP (0001220754) 5
PRUEHER JOSEPH W (0001182338) 4
PURCHASE POINT MEDIA CORP 1
PUTNAM MANAGED MUNICIPAL INCOME TRUST (0000844790) 9
PUTNAM MUNICIPAL OPPORTUNITIES TRUST (0000900422) 14
Peninsula Private Capital CORP 2
Pennant Investment CORP 2
PharmaNet Development Group Inc (0001089542) 2
Pioneer Floating Rate Trust (0001305767) 11
Powell Donald E (0001429883) 18
Power Sports Factory, Inc (0001001065) 1
Price Joe L (0001384216) 38
Pzena Investment Management, Inc. (0001399249) 2
QUEST DIAGNOSTICS INC (0001022079) 3
R & B INC (0000868780) 7
RALCORP HOLDINGS INC /MO (0001029506) 2
RALSTON PURINA CO (0000081870) 2
RAM Holdings Ltd. (0001352713) 6
REAL ESTATEFOR LEASE COM INC 10
REAVES UTILITY INCOME FUND (0001263994) 8
RECKSON ASSOCIATES REALTY CORP (0000930548) 2
RECORDING INDUSTRIES CORP (0000082534) 4
REINHART MAHONEY CAPITAL MANAGEMENT INC (0001080298) 1
REINHART PARTNERS, INC. (0001080298) 8
RES CARE INC /KY/ (0000776325) 11
RESPONSIBLE WEALTH (A PROJECT OF THE 501C3 UNITED FOR A FAIR ECONOMY) (0001576039) 1
RESTRAC INC 1
RF MICRO DEVICES INC (0000911160) 1
RIMAGE CORP (0000892482) 3
RINO International CORP (0001394220) 2
RITA MEDICAL SYSTEMS INC (0001056421) 2
RIVERBRIDGE PARTNERS LLC (0001112325) 9
RIVERSIDE CAPITAL INC 7
RIVERSOURCE INVESTMENTS LLC 2
RIVERSOURCE RETIREMENT SERIES TRUST 2
RIVERSOURCE SERIES TRUST 2
RMR Asia Pacific Real Estate Fund 1
RMR Real Estate Income Fund (0001452477) 1
ROCKING HORSE CHILD CARE CENTERS OF AMERICA INC /DE/ 2
ROCKY SHOES & BOOTS INC (0000895456) 2
ROGERS CORP (0000084748) 3
ROGUE WAVE SOFTWARE INC /OR/ (0001023184) 2
ROMAC INTERNATIONAL INC 4
ROMERO EDWARD L (0001256579) 5
ROSE CLAYTON STUART (0001243542) 3
ROSSOTTI CHARLES O (0001237642) 10
ROSZEL ADVISORS LLC (0001173862) 2
RSC Holdings Inc. (0001389305) 4
RYAN THOMAS M (0001194416) 16
RYDER SYSTEM INC (0000085961) 2
RYERSON INC. (0000790528) 2
RYERSON TULL INC /DE/ 2
Republic Companies Group, Inc. (0001320092) 1
RiverSource Variable Series Trust 2
Rosato Craig R (0001449390) 4
S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TRUST 1
SAIC, Inc. 2
SALIX HOLDINGS LTD 2
SALIX PHARMACEUTICALS LTD (0001009356) 2
SALLIE MAE 2
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC 6
SANTA BARBARA ASSET MANAGEMENT (0001109426) 2
SARLES H JAY (0001195078) 10
SAROFIM FAYEZ (0000315027) 9
SCG HOLDING CORP 2
SCHNITZER STEEL INDUSTRIES INC (0000912603) 5
SCUDDER RREEF REAL ESTATE FUND II INC 4
SCUDDER RREEF REAL ESTATE FUND INC 4
SCUDDER RREEF REIT FUND INC 4
SCULLY ROBERT W (0001352881) 7
SEATTLE GENETICS INC /WA (0001060736) 3
SEGUE SOFTWARE INC (0000894572) 2
SEI HOLDINGS INC 3
SELECTICA INC (0001090908) 5
SELIGMAN J & W & CO INC /NY/ (0000350440) 5
SELMER INDUSTRIES INC 5
SENOMYX INC (0001123979) 7
SFBC INTERNATIONAL INC 2
SIMPSON MANUFACTURING CO INC /CA/ (0000920371) 3
SINCLAIR BROADCAST GROUP INC (0000912752) 2
SIRIOS CAPITAL MANAGEMENT L P (0001104883) 2
SKYLINK AMERICA INC 2
SLM CORP (0001032033) 3
SLM HOLDING CORP 5
SLOAN JR O TEMPLE (0001189908) 20
SOURCE CO 1
SOURCE INFORMATION MANAGEMENT CO (0000943605) 1
SOUTHERN ENERGY INC 3
SPANGLER MEREDITH R (0001196478) 36
SPECTRUM GROUP INTERNATIONAL, INC. (0000895516) 1
SPEECE THORSON CAPITAL GROUP INC (0000900169) 9
SPEECHWORKS INTERNATIONAL INC (0001111345) 2
SQL FINANCIALS INTERNATIONAL INC /DE/ 1
SSI COMPUTER 2
SSI COMPUTER CORP 2
STAAR SURGICAL CO (0000718937) 4
STAAR SURGICAL COMPANY 4
STARTEK INC (0001031029) 4
STEINROE MUNICIPAL TRUST 2
STEINROE VARIABLE INVESTMENT FUND 2
STEINROE VARIABLE INVESTMENT TRUST 2
STEINWAY MUSICAL INSTRUMENTS INC (0000911583) 5
STERLING CHEMICALS INC (0001014669) 4
STERLING CONSTRUCTION CO INC (0000874238) 3
STEWART ENTERPRISES INC (0000878522) 3
STRUTHERS RICHARD K (0001234559) 4
STX CHEMICALS CORP 4
SUIZA FOODS CORP 3
SUMMIT MUTUAL FUNDS, INC. 1
SUN SPORTSWEAR INC 2
SYMANTEC CORP (0000849399) 2
SYMPHONY ASSET MANAGEMENT LLC (0001030815) 2
Seligman Premium Technology Growth Fund, Inc. 2
Shengkai Innovations, Inc. (0001327364) 2
SkyTerra Holdings, Inc. 2
Smith Andrea B (0001649634) 15
Somaxon Pharmaceuticals, Inc. (0001339455) 2
Southern Sauce Company, Inc. (0001327364) 3
Spectrum Asset Management, Inc. (0001318293) 9
Sports Properties Acquisition Corp. (0001412203) 1
Stanley, Inc. (0001360555) 3
Stone Harbor Investment Partners LP (0001508123) 9
Sturzenegger Ron D. (0001528428) 1
TAYLOR CAPITAL GROUP INC (0001025536) 4
TAYLOR R EUGENE (0001189895) 30
TB WOODS CORP (0001000227) 3
TCW ASSET MANAGEMENT CO (0000096616) 9
TECHNITROL INC (0000096763) 3
TECHNITROL, INC. (0000096763) 1
TEEKAY TANKERS LTD. (0001419945) 3
TEFRON LTD (0001044863) 2
TELETOUCH COMMUNICATIONS INC (0000928659) 3
TELOR OPHTHALMIC PHARMACEUTICALS INC 1
THAIN JOHN A (0001090355) 3
THESTREET COM (0001080056) 4
THIRD WAVE TECHNOLOGIES INC /WI (0001120438) 5
THOMASTON COTTON MILLS 1
THOMASTON MILLS INC (0000097931) 1
THOMPSON SIEGEL & WALMSLEY LLC (0001008322) 9
THORNBURG INVESTMENT MANAGEMENT INC (0001145020) 9
TIFFANY & CO (0000098246) 5
TILLMAN ROBERT L (0001219938) 15
TIPTREE FINANCIAL INC. (0001393726) 7
TIPTREE INC. (0001393726) 2
TITAN CORP (0000032258) 3
TMM GROUP 1
TMP WORLDWIDE INC 3
TONGJITANG CHINESE MEDICINES CO (0001386608) 2
TORTOISE CAPITAL ADVISORS, L.L.C. (0001280965) 9
TORTOISE ENERGY CAPITAL CORP (0001319869) 12
TORTOISE ENERGY INFRASTRUCTURE CORP (0001268533) 2
TOTAL ENTERTAINMENT RESTAURANT CORP (0001035374) 4
TOWNSEND RONALD (0001039038) 3
TOY BIZ INC 2
TRADICO MISSOURI INC 1
TRANSWITCH CORP /DE (0000944739) 2
TRI CONTINENTAL CORP 2
TRI-CONTINENTAL CORP (0000099614) 2
TRICO MARINE SERVICES INC (0000921549) 2
TRILLIUM ASSET MANAGEMENT CORP (0000884541) 1
TRIUMPH GROUP INC (0001021162) 1
TRIUMPH GROUP INC / (0001021162) 2
TRO LEARNING INC 5
TRONOX INC (0001328910) 2
TRW AUTOMOTIVE HOLDINGS CORP (0001267097) 2
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (0001280226) 7
TTI TEAM TELECOM INTERNATIONAL LTD (0001026266) 2
TURNER INVESTMENTS, L.P. (0000877035) 7
Tennenbaum Opportunities Partners V, LP (0001383812) 4
Thompson Bruce R. (0001481697) 40
TimesSquare Capital Management, LLC (0001313816) 9
Tortoise MLP Investment CORP 12
Tradewinds Global Investors, LLC (0001383221) 11
Tradewinds NWQ Global Investors, LLC 2
Tropicana Las Vegas Hotel & Casino, Inc. (0001479046) 3
U S PHYSICAL THERAPY INC /NV (0000885978) 8
U S RESTAURANT PROPERTIES INC (0001032462) 2
U.S. TRUST Co OF DELAWARE (0001185372) 20
UAL CORP /DE/ (0000100517) 5
UAL INC 5
UBS FINANCIAL SERVICES INC (0001161787) 7
UBS FINANCIAL SERVICES INC. (0001161787) 2
ULH CORP (0000354199) 1
ULTRA CLEAN HOLDINGS INC (0001275014) 2
UNIFIRST CORP (0000717954) 7
UNIHOLDING CORP (0000354199) 3
UNITED AMERICA INDEMNITY, LTD (0001263813) 5
UNITED FASHIONS INC 3
UNITED HEALTHCARE CORP 1
UNITED HEALTHCARE CORP/ 1
UNITED NATIONAL FILM CORP 7
UNITED NATIONAL GROUP LTD 5
UNITED RENTALS INC /DE (0001067701) 3
UNITED WESTERN BANCORP INC (0000944725) 1
UNITEDHEALTH GROUP INC (0000731766) 1
US TRUST HEDGE FUND MANAGEMENT INC (0001272263) 2
USA EDUCATION INC (0001032033) 5
USLIFE INCOME FUND INC 7
UST Global Private Markets Fund, LLC (0001399793) 1
UST INC (0000811669) 2
UTILITY INCOME TRUST 8
Uni-Pixel (0001171012) 10
VALIDUS HOLDINGS LTD (0001348259) 21
VALLEY FASHIONS CORP 2
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II (0000908993) 26
VAN KAMPEN AMERICAN CAPITAL ADVANTAGE MUNICIPAL INCOME TR II 26
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VAN KAMPEN AMERICAN CAPITAL MUNICIPAL TRUST 20
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VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW JERSEY MUN 9
VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW YORK MUNIC 4
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VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST (0000890515) 12
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VAN KAMPEN MERRITT ADVANTAGE MUNICIPAL INCOME TRUST II 26
VAN KAMPEN MERRITT CALIFORNIA VALUE MUNICIPAL INCOME TRUST 11
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 12
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VAN KAMPEN MERRITT MUNICIPAL TRUST 20
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VAN KAMPEN MERRITT QUALITY MUNICIPAL TRUST 7
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VAN KAMPEN MERRITT TRUST FOR INSURED MUNICIPALS 9
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS 6
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE NEW YORK MUNIC 14
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VAN KAMPEN MUNICIPAL TRUST (0000877463) 20
VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST (0000877649) 12
VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST (0000895528) 15
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VAN KAMPEN TRUST FOR INSURED MUNICIPALS (0000880893) 12
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VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS (0000883269) 9
VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (0000883265) 14
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VANGUARD GROUP INC (0000102909) 4
VARIAN INC (0001079028) 2
VAXGEN INC (0001036968) 2
VELOCITYHSI INC (0001113129) 3
VENATOR GROUP INC 2
VENTURI PARTNERS INC 2
VISIONCHINA MEDIA INC. (0001415911) 2
VOYAGEUR COLORADO INSURED MUNICIPAL INCOME FUND INC 1
Verigy Ltd. (0001352341) 2
Verigy Pte. Ltd. 2
Veritable, L.P. (0001300311) 9
W ACQUISITION CORP /DE/ 2
WALDEN ASSET MANAGEMENT (0001517194) 9
WANGER ADVISORS TRUST (0000929521) 2
WANGER ASSET MANAGEMENT LP 4
WARD JACKIE M (0001086247) 55
WARNACO GROUP INC /DE/ (0000801351) 2
WARNER BRADFORD H (0001195086) 2
WARWICK VALLEY TELEPHONE CO (0000104777) 4
WASATCH ADVISORS INC (0000814133) 9
WEBHIRE INC (0001013322) 1
WEI ACQUISITION CO 1
WELLMAN INC (0000812708) 1
WELLS FARGO & CO/MN (0000072971) 2
WELLS FARGO & COMPANY/MN (0000072971) 9
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND (0001210123) 2
WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND (0001227073) 1
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WELLS FARGO INSTITUTIONAL TRUST CO 4
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WESTERN ASSET MANAGED MUNICIPALS FUND INC. (0000886043) 1
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WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (0000894351) 6
WESTERN ASSET PREMIER BOND FUND (0001163792) 7
WESTPOINT STEVENS INC (0000852952) 2
WETERN ASSET MUNICIPAL PARTNERS FUND INC. 6
WH HOLDINGS CAYMAN ISLANDS LTD 1
WHEREHOUSE ENTERTAINMENT INC /NEW/ (0001031754) 1
WHITE MICHAEL D (0001219007) 5
WHOLESALE CELLULAR USA INC 2
WILEY JOHN & SONS, INC. (0000107140) 2
WILLIAMS INDUSTRIES INC (0000107294) 2
WILLIAMS VIRGIL R (0001039480) 2
WILLOW GROVE BANCORP INC (0001070543) 1
WILLOW GROVE BANCORP INC/NEW (0001163428) 2
WILSHIRE ENTERPRISES INC (0000107454) 1
WILSHIRE OIL CO OF TEXAS 1
WINSLOW CAPITAL MANAGEMENT INC /MN (0000900973) 2
WOOLWORTH CORPORATION 2
WPS INVESTORS LP (0000920576) 1
WUHAN GENERAL GROUP (CHINA), INC (0000842694) 7
WYNN RESORTS LTD (0001174922) 1
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Wesco Holdings Inc 4
Winslow Capital Management, LLC (0000900973) 3
Woods Thomas D (0001672532) 5
XOMA CORP /DE/ 2
XOMA Corp (0000791908) 2
XOMA LTD /DE/ 2
YNOFACE Holdings Inc (0001584209) 1
YODLEE INC (0001161315) 2
YOST R DAVID (0001191501) 12
Z TEL TECHNOLOGIES INC (0001096509) 1
ZALE CORP (0000109156) 2
ZALE JEWELRY CO INC 2
ZIMMERMAN SIGN CO (0001027138) 2
Zuber Maria T (0001688454) 3
de Weck Pierre J.P. (0001582787) 8
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