MERRILL LYNCH, PIERCE, FENNER & SMITH INC.


4 WORLD FINANCIAL CENTER
NORTH TOWER
NEW YORK,  NY,
  USA
212-670-2756
Filing DateCurrent and former namesChanged on date
2009-02-17
MERRILL LYNCH PIERCE FENNER & SMITH INC
1992-09-29
Central Index Key (CIK)
0000728612
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

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MUNIYIELD NEW JERSEY INSURED FUND INC 3
MUNIYIELD NEW YORK INSURED FUND INC 1
MUNIYIELD PENNSYLVANIA FUND 1
MUNIYIELD QUALITY FUND II INC 4
MUNIYIELD QUALITY FUND INC 6
Merrill Lynch GP, Inc. (0001380402) 133
Merrill Lynch Group, Inc. (0001377846) 170
Merrill Lynch PCG, Inc. (0001412246) 3
NATIONS ANNUITY TRUST 3
NATIONS FUNDS TRUST 3
NATIONS MASTER INVESTMENT TRUST 3
NATIONS SEPARATE ACCOUNT TRUST 3
NATIONSBANK CORP 4
NCNB CORP 698
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC (0001178840) 2
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC (0001178839) 5
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC (0001178841) 2
NEUBERGER BERMAN REAL ESTATE INCOME FUND INC 2
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 2
NEW AMERICA HIGH INCOME FUND INC (0000825345) 9
NEW YORK MUNIYIELD FUND INC 1
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND 1
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II 1
NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087783) 2
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161069) 1
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC (0000892992) 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001127706) 2
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137888) 2
NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC (0000868440) 1
NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC (0000862313) 1
NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC (0000856227) 4
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (0000905000) 1
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC 1
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC (0000879826) 1
NUVEEN CALIFORNIA SELECT QUALITY INCOME MUNICIPAL FUND INC 1
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC (0000874142) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090118) 2
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001166572) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177218) 1
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (0000899752) 3
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (0001255821) 1
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (0001083839) 2
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137887) 1
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND (0000870779) 1
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND INC 1
NUVEEN FLORIDA PREMIUM INCOME MUNICIPAL FUND 1
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND (0000878180) 1
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND INC 1
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001097668) 1
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (0000899758) 1
NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090117) 3
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN (0000897422) 2
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC (0000885711) 1
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090116) 1
NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND (0000890893) 1
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND (0001196366) 1
NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC (0000878242) 5
NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (0000885712) 2
NUVEEN INSURED QUALITY MUNICIPAL FUND INC (0000869405) 2
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND (0001195737) 4
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (0000862716) 4
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090119) 1
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001137885) 2
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177214) 3
NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND (0000897424) 3
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 1
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (0000897419) 2
NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC (0000890897) 6
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC (0000878198) 3
NUVEEN MUNICIPAL ADVANTAGE FUND INC (0000857361) 3
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (0001266585) 2
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (0000860188) 3
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087786) 4
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161070) 2
NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (0000870778) 3
NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (0000890898) 2
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (0001074769) 2
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131063) 3
NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (0000868449) 3
NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (0000856226) 2
NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC 2
NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (0000879819) 7
NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (0000874143) 2
NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (0000899761) 3
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087788) 1
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001145728) 3
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001165383) 1
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (0000878200) 4
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087787) 2
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC (0000870780) 2
NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2 (0000897427) 2
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (0000849998) 2
NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC (0000880843) 2
NUVEEN PREMIER MUNICIPAL INCOME FUND INC (0000880845) 2
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (0000885734) 5
NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC (0000896061) 2
NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (0000833251) 6
NUVEEN QUALITY INCOME MUNICIPAL FUND INC (0000874506) 4
NUVEEN SELECT QUALITY MUNICIPAL FUND INC (0000872064) 3
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (0000878201) 4
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158728) 3
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND (0000897421) 4
NWQ INVESTMENT MANAGEMENT CO /CA/ 4
NWQ INVESTMENT MANAGEMENT CO LLC (0000763848) 4
New BlackRock, Inc. 44
Nuveen Asset Management Inc. (0001311016) 4
Nuveen HydePark Group, LLC (0001426787) 4
Nuveen Investment Solutions, Inc. (0001456515) 4
Nuveen Investments Advisers Inc. (0001463373) 4
Nuveen Investments Institutional Services Group LLC (0001463372) 4
Nuveen Investments, LLC (0001423264) 4
PACCAR INC (0000075362) 2
PACIFIC CAR & FOUNDRY CO 2
PACIFIC TECHNOLOGY INC 1
PAFM NICHOLAS APPLEGATE NFJ CONVERTIBLE & INCOME FUND 1
PEAK INTERNATIONAL LTD (0001036081) 2
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (0001170300) 2
PIMCO CORPORATE ADVANTAGE FUND 14
PIMCO CORPORATE INCOME FUND (0001160990) 2
PIMCO CORPORATE OPPORTUNITY FUND (0001190935) 14
PIMCO FLOATING RATE INCOME FUND (0001244183) 5
PIMCO Floating Rate Strategy Fund (0001296250) 9
PIMCO HIGH INCOME FUND (0001219360) 2
PIMCO INCOME STRATEGY FUND (0001244183) 4
PIMCO Income Strategy Fund II (0001296250) 6
PIMCO MUNICIPAL ADVANTAGE FUND INC (0000897951) 1
PIMCO NEW YORK MUNICIPAL INCOME FUND (0001140410) 2
PIMCO NEW YORK MUNICIPAL INCOME FUND II (0001170311) 2
PIMCO NEW YORK MUNICIPAL INCOME FUND III (0001181505) 2
PIONEER HIGH INCOME TRUST (0001166258) 9
PIONEER MUNICIPAL ADVANTAGE TRUST 5
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST (0001258943) 5
PIONEER MUNICIPAL HIGH INCOME TRUST (0001223026) 1
PREFERRED & CORPORATE INCOME STRATEGIES FUND INC 2
PREFERRED INCOME FUND INC 3
PREFERRED INCOME MANAGEMENT FUND INC 3
PREFERRED INCOME OPPORTUNITY FUND INC 1
PREFERRED INCOME STRATEGIES FUND II INC 2
PREFERRED INCOME STRATEGIES FUND INC 3
PRINCETON ADMINISTRATORS LP (0000921325) 28
PUTNAM MANAGED MUNICIPAL INCOME TRUST (0000844790) 4
PUTNAM MUNICIPAL OPPORTUNITIES TRUST (0000900422) 8
Pioneer Floating Rate Trust (0001305767) 4
Princeton Services, Inc. (0001377809) 31
REAL ESTATEFOR LEASE COM INC 8
REAVES UTILITY INCOME FUND (0001263994) 4
RECORDING INDUSTRIES CORP (0000082534) 4
REED ELSEVIER NV (0000874243) 2
RIVERSOURCE INVESTMENTS LLC 3
RIVERSOURCE RETIREMENT SERIES TRUST 3
RIVERSOURCE SERIES TRUST 3
ROCKEFELLER & CO., INC. (0000315123) 4
ROSZEL ADVISORS LLC (0001173862) 4
RiverSource Variable Series Trust 3
Rosenbaum Jay D. (0001622820) 14
S&P 500 R PROTECTED EQUITY FUND INC (0001090431) 8
S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TRUST 1
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC 2
SANTA ANITA REALTY ENTERPRISES INC 1
SANTA BARBARA ASSET MANAGEMENT (0001109426) 4
SCS Capital Management LLC (0001303159) 4
SCUDDER RREEF REAL ESTATE FUND II INC 1
SCUDDER RREEF REAL ESTATE FUND INC 1
SCUDDER RREEF REIT FUND INC 1
SNYDER STRYPES TRUST (0001043385) 1
STEINROE MUNICIPAL TRUST 3
STEINROE VARIABLE INVESTMENT FUND 3
STEINROE VARIABLE INVESTMENT TRUST 3
STERLING CHEMICALS INC (0001014669) 1
STONEMOR PARTNERS LP (0001286131) 2
STX CHEMICALS CORP 1
SYMPHONY ASSET MANAGEMENT LLC (0001030815) 4
Seligman Premium Technology Growth Fund, Inc. 3
TEEKAY TANKERS LTD. (0001419945) 1
TIEDEMANN WEALTH MANAGEMENT, LLC (0001483232) 4
TITAN INTERNATIONAL INC (0000899751) 2
TITAN WHEEL INTERNATIONAL INC 2
TORTOISE ENERGY CAPITAL CORP (0001319869) 12
TRANS WORLD ENTERTAINMENT CORP (0000795212) 3
TRANS WORLD MUSIC CORP 3
TRI CONTINENTAL CORP 3
TRI-CONTINENTAL CORP (0000099614) 3
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (0001280226) 3
Tortoise MLP Investment CORP 12
Tradewinds Global Investors, LLC (0001383221) 4
Tradewinds NWQ Global Investors, LLC 4
Tropicana Las Vegas Hotel & Casino, Inc. (0001479046) 2
US TRUST HEDGE FUND MANAGEMENT INC (0001272263) 4
USLIFE INCOME FUND INC 1
UTILITY INCOME TRUST 4
Uni-Pixel (0001171012) 8
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II (0000908993) 13
VAN KAMPEN AMERICAN CAPITAL ADVANTAGE MUNICIPAL INCOME TR II 13
VAN KAMPEN AMERICAN CAPITAL CALIFORNIA VALUE MUNIC INC TRUST 2
VAN KAMPEN AMERICAN CAPITAL LIMITED TERM HIGH INCOME 1
VAN KAMPEN AMERICAN CAPITAL MASS VALUE MUNICIPAL INCOME TRUS 3
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPORTUNITY TRUST 11
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL TRUST 7
VAN KAMPEN AMERICAN CAPITAL OHIO QUALITY MUNICIPAL TRUST 2
VAN KAMPEN AMERICAN CAPITAL PENNSYLVANIA VALUE MUNIC INCO TR 1
VAN KAMPEN AMERICAN CAPITAL SELECT SECTOR MUNICIPAL TRUST 8
VAN KAMPEN AMERICAN CAPITAL SENIOR INCOME TRUST 3
VAN KAMPEN AMERICAN CAPITAL TR FOR INVSTMNT GRADE MUNICIPALS 6
VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW JERSEY MUN 2
VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW YORK MUNIC 1
VAN KAMPEN AMERICAN CAPITAL TRUST FOR INSURED MUNICIPALS 2
VAN KAMPEN AMERICAN CAPITAL TRUST FOR INVT GRADE NEW YORK MU 2
VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST (0000895531) 2
VAN KAMPEN HIGH INCOME TRUST II (0000846671) 1
VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST (0000890515) 3
VAN KAMPEN MERRITT ADVANTAGE MASSACHUSETTS MUNICIPAL INC TRU 2
VAN KAMPEN MERRITT ADVANTAGE MUNICIPAL INCOME TRUST II 13
VAN KAMPEN MERRITT CALIFORNIA VALUE MUNICIPAL INCOME TRUST 2
VAN KAMPEN MERRITT LIMITED TERM HIGH INCOME TRUST 1
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 3
VAN KAMPEN MERRITT MUNICIPAL OPPORTUNITY TRUST 11
VAN KAMPEN MERRITT MUNICIPAL TRUST 7
VAN KAMPEN MERRITT OHIO QUALITY MUNICIPAL TRUST 2
VAN KAMPEN MERRITT PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST 1
VAN KAMPEN MERRITT QUALITY MUNICIPAL TRUST 2
VAN KAMPEN MERRITT SELECT SECTOR MUNICIPAL TRUST 8
VAN KAMPEN MERRITT TRUST FOR INSURED MUNICIPALS 2
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS 1
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE NEW YORK MUNIC 2
VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST (0000884152) 11
VAN KAMPEN MUNICIPAL TRUST (0000877463) 7
VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST (0000877649) 2
VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST 1
VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST (0000912022) 8
VAN KAMPEN SENIOR INCOME TRUST (0001059386) 3
VAN KAMPEN TRUST FOR INSURED MUNICIPALS (0000880893) 2
VAN KAMPEN TRUST FOR INVESTMENT GRADE MUNICIPALS (0000880892) 6
VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS (0000883269) 2
VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (0000883265) 2
VAN KAMPEN TRUST FOR INVSTMENT GRADE MUNICIPALS 6
VANGUARD FIDUCIARY TRUST CO (0000933478) 4
VOYAGEUR COLORADO INSURED MUNICIPAL INCOME FUND INC 1
WANGER ADVISORS TRUST (0000929521) 3
WANGER ASSET MANAGEMENT LP 7
WBK STRYPES TRUST (0001006194) 1
WCI COMMUNITIES INC (0001137778) 2
WEI ACQUISITION CO 3
WELLMAN INC (0000812708) 1
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND (0001210123) 1
WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND (0001227073) 1
WESTERN ASSET CORE PLUS BOND TRUST I 2
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (0000894351) 2
WESTERN ASSET PREMIER BOND FUND (0001163792) 2
WETERN ASSET MUNICIPAL PARTNERS FUND INC. 2
WHEREHOUSE ENTERTAINMENT INC /NEW/ (0001031754) 3
WINSLOW CAPITAL MANAGEMENT INC /MN (0000900973) 4
XYZ STRYPES TRUST 1
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