NWQ INVESTMENT MANAGEMENT COMPANY, LLC


2049 CENTURY PARK EAST
16TH FLOOR
LOS ANGELES,  CA,
  USA
(310) 552-5114
Filing DateCurrent and former namesChanged on date
2013-08-14
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2003-07-10
NWQ INVESTMENT MANAGEMENT CO LLC
1999-10-18
NWQ INVESTMENT MANAGEMENT CO /CA/
1999-04-07
Central Index Key (CIK)
0000763848
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
IRS #
470875103

Form D Related Persons# Filings
Avi M Mizrachi 3
John E Conlin 4
Jon D Bosse 4
Nuveen Investments Inc (0000885708) 3
Nuveen NWQ Holdings LLC (0001602171) 4
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ABNER HERRMAN & BROCK LLC (0001038661) 36
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ACR Alpine Capital Research, LLC (0001508822) 4
ACTEL CORP (0000907687) 2
ADDITIONAL MANAGERS DO NOT FIT TEMPLATE 18
AEROFLEX INC (0000002601) 1
AEROFLEX LABORATORIES INC 1
AEW CAPITAL MANAGEMENT INC (0001042008) 5
AEW CAPITAL MANAGEMENT L P (0001046187) 1
AFAM CAPITAL, INC. (0001167495) 40
AFFINITY INVESTMENT ADVISORS, LLC (0001520601) 20
AGCO CORP /DE (0000880266) 3
AGERE SYSTEMS INC (0001129446) 2
AGILENT TECHNOLOGIES INC (0001090872) 1
ALBERTSONS INC /DE/ (0000003333) 1
ALESCO FINANCIAL INC (0001270436) 3
ALLIANCEBERNSTEIN L.P. (0001109448) 25
ALTA CAPITAL MANAGEMENT LLC/ (0001093589) 20
AM 1
AMERICA FIRST MORTGAGE INVESTMENTS INC 3
AMERICAN CAPITAL MANAGEMENT INC (0001320168) 1
AMERICAN HOME MORTGAGE INVESTMENT CORP (0001256536) 2
AMERICREDIT CORP (0000804269) 1
AMG Funds LLC (0001115419) 3
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ANTHRACITE CAPITAL INC (0001050112) 2
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ARX INC 1
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ATALANTA SOSNOFF CAPITAL, LLC (0000700529) 20
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Additional Managers Do Not Fit The Template Page 1
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BANKAMERICA CORP/DE/ 2
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BARRICK RESOURCES CORP 1
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BEMA GOLD CORP /CAN/ (0000879338) 1
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Hilton Capital Management, LLC (0001541211) 26
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INDYMAC MORTGAGE HOLDINGS INC 9
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NATIONSBANK CORP 2
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NCNB CORP 2
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NEUBERGER BERMAN LLC /ADV (0000733553) 38
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NEW YORK MORTGAGE TRUST INC (0001273685) 7
NEWGATE CAPITAL MANAGEMENT LLC (0000939761) 38
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NGAM ADVISORS, L.P. (0001018331) 15
NIMC NEWCO INC /CA/ /ADV 4
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NOBLE ENERGY INC (0000072207) 7
NORTHERN TRUST CORP (0000073124) 20
NORTHROAD CAPITAL MANAGEMENT LLC (0001219062) 4
NOVANTA INC (0001076930) 2
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NUVEEN INVESTMENTS INC (0000885708) 12
NUVEEN INVESTMENTS, INC (0000885708) 2
NUVEEN JOHN COMPANY 11
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NWQ INVESTMENT MANAGEMENT CO INC /ADV 4
NWQ INVESTMENT MANAGEMENT CO INC /MA (0000890668) 8
NWQ INVESTMENT MANAGEMENT CO LLC (0000763848) 548
Neuberger Berman Group LLC (0001465109) 15
Neuberger Berman Investment Advisers LLC (0001230440) 10
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North American Financial Holdings, Inc. 4
Northern Trust Investments, Inc (0001256909) 26
Nuveen Asset Management (0001463893) 9
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Nuveen Asset Management, LLC (0001521019) 60
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Nuveen Fund Advisors, Inc. 2
Nuveen Fund Advisors, LLC (0001311016) 2
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SANTA BARBARA ASSET MANAGEMENT, LLC (0001463898) 11
SAROFIM FAYEZ (0000315027) 19
SAUER DANFOSS INC (0000865754) 4
SAUER INC 4
SCHAFER CULLEN CAPITAL MANAGEMENT INC (0001056593) 29
SCHARF INVESTMENTS, LLC (0001463746) 1
SCHMEIDLER A R & CO INC (0000733020) 1
SCOUT INVESTMENTS, INC. (0001161927) 2
SELIGMAN J & W & CO INC /NY/ (0000350440) 5
SEPRACOR INC /DE/ (0000877357) 2
SHELTON CAPITAL MANAGEMENT (0001002784) 5
SHG Holding Solutions Inc 2
SIERRA SEMICONDUCTOR CORP 2
SMART BALANCE, INC. (0001331301) 2
SMITHFIELD FOODS INC (0000091388) 2
SNW Asset Management Corp (0001581815) 2
SONICWALL INC (0001093885) 5
SOUTHERNSUN ASSET MANAGEMENT, LLC (0001089755) 10
SPEECE THORSON CAPITAL GROUP INC (0000900169) 6
STATE STREET RESEARCH & MANAGEMENT CO /MA/ (0000917648) 1
STONERIDGE INC (0001043337) 6
STRATEGY ASSET MANAGERS LLC (0001166716) 32
SUAVE SHOE CORP 14
SUNSET FINANCIAL RESOURCES INC (0001270436) 6
SYMPHONY ASSET MANAGEMENT LLC (0001030815) 16
SYSTEMATIC FINANCIAL MANAGEMENT LP (0001085936) 6
Sage Advisory Services, Ltd.Co. (0001534378) 30
Salient Capital Advisors, LLC (0001510769) 3
Santa Barbara Asset Management, LLC (0001463898) 11
Select Equity Group, L.P. (0001592643) 2
Skilled Healthcare Group, Inc. (0001351051) 2
Spectrum Asset Management, Inc. (0001318293) 6
Stadion Money Management, LLC (0001321220) 1
Stone Harbor Investment Partners LP (0001508123) 6
TAM O SHANTER LTD INC 2
TCW ASSET MANAGEMENT CO (0000096616) 10
TCW GROUP INC (0000850401) 4
TCW INVESTMENT MANAGEMENT Co LLC (0001145263) 1
TECUMSEH PRODUCTS CO (0000096831) 3
TEXAS CAPITAL BANCSHARES INC/TX (0001077428) 2
THERMO FIBERTEK INC 3
THOMAS WHITE INTERNATIONAL LTD (0001092351) 5
THOMPSON SIEGEL & WALMSLEY LLC (0001008322) 9
THORNBURG INVESTMENT MANAGEMENT INC (0001145020) 53
TODD ASSET MANAGEMENT LLC (0001071483) 3
TOM JOHNSON INVESTMENT MANAGEMENT 1
TOM JOHNSON INVESTMENT MANAGEMENT, LLC 29
TORTOISE CAPITAL ADVISORS, L.L.C. (0001280965) 6
TORTOISE ENERGY CAPITAL CORP (0001319869) 2
TRILLIUM ASSET MANAGEMENT, LLC (0000884541) 2
TROPICAL SPORTSWEAR INTERNATIONAL CORP (0001044324) 4
TURNER INVESTMENTS LLC (0000877035) 1
TURNER INVESTMENTS, L.P. (0000877035) 7
TYSON FOODS INC (0000100493) 7
Tactical Allocation Group LLC (0001388348) 24
Taylor Morrison Home Corp (0001562476) 3
Texan Capital Management (0001455924) 6
TimesSquare Capital Management, LLC (0001313816) 6
Tom Johnson Investment Management, LLC 2
Tortoise MLP Investment CORP 2
Tower Group, Inc. (0001289592) 4
Tradewinds Global Investors, LLC (0001383221) 29
Tradewinds NWQ Global Investors, LLC 16
UBS FINANCIAL SERVICES INC (0001161787) 4
UBS FINANCIAL SERVICES INC. (0001161787) 2
UCAR INTERNATIONAL INC 3
UNIPLAN INVESTMENT COUNSEL, INC (0001520710) 10
UNITED STATES STEEL CORP (0001163302) 1
UNITED STATES STEEL LLC 1
UNUMPROVIDENT CORP 4
URCARCO INC 1
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Uniplan Investment Counsel, Inc. (0001520710) 20
Uniplan Investment Cousel, Inc 2
Unum Group (0000005513) 4
VANGUARD GROUP INC (0000102909) 1
VERTIPILE INC 4
VICTORY CAPITAL MANAGEMENT INC (0001040188) 40
VINCE HOLDING CORP. (0001579157) 2
VOYA INVESTMENT MANAGEMENT CO (0000033670) 1
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Viacom Inc. (0001339947) 3
WALDEN ASSET MANAGEMENT (0001517194) 6
WANGER ASSET MANAGEMENT LP 4
WARREN RESOURCES INC (0000892986) 9
WASATCH ADVISORS INC (0000814133) 6
WAUSAU MOSINEE PAPER CORP 7
WAUSAU MOSINEE PAPER MILLS CORP 7
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WCM INVESTMENT MANAGEMENT/CA (0001061186) 19
WD 40 CO (0000105132) 2
WEDGEWOOD PARTNERS INC (0000859804) 1
WELLS FARGO & COMPANY/MN (0000072971) 48
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (0001418112) 19
WELLS FARGO ADVISORS, LLC (0001417544) 19
WELLS FARGO BANK N A (0000740906) 6
WELLS FARGO CLEARING SERVICES, LLC (0001417544) 5
WELLS FARGO DELAWARE TRUST CO, N.A. (0001418540) 4
WESTERN ALLIANCE BANCORPORATION (0001212545) 2
WESTERN ASSET MANAGEMENT CO (0001138897) 37
WHV Investment Management, Inc. (0000105692) 1
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC (0001007399) 10
WINSLOW CAPITAL MANAGEMENT INC /MN (0000900973) 6
Wachovia Securities Financial Network, LLC 19
Wachovia Securities LLC 19
Wells Fargo Delaware Trust Company, National Association 4
Windhaven Investment Management, Inc. (0001507640) 1
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Winslow Capital Management, Inc. (0001463881) 9
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