SOTHEBYS  [  NYSE ]  [ BID ]


1334 YORK AVENUE
NEW YORK,  NY,
  USA
212-606-7000
Filing DateCurrent and former namesChanged on date
2013-10-11
SOTHEBYS
2006-07-18
SOTHEBYS HOLDINGS INC
1992-07-03
Central Index Key (CIK)
0000823094
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
IRS #
382478409
Std. Industrial Class.
7389 SERVICES-BUSINESS SERVICES, NEC

Ownership (Form 3,4,5)# Filings
ANGELO JOHN M (0001064681) 91
Alexander Susan (0001312750) 61
BAILEY GEORGE (0001248047) 47
BIBLIOWICZ JESSICA M (0001246102) 20
BLACK CONRAD M (0001007527) 5
BLAKENHAM MICHAEL (0001249593) 68
BUCKLEY RICHARD (0001248064) 35
Bright Jill (0001714651) 2
CHINN ADAM (0001697180) 5
Carlotti Valentino (0001721359) 3
Cheung Linus W L (0001689811) 2
Cheung Linus WL Cheung (0001689811) 5
Ching Kevin (0001457839) 13
Conroy Kevin C (0001520465) 22
Cornell Mark (0001582099) 2
DE SOLE DOMENICO (0001188711) 26
DELANEY KEVIN M (0001398794) 24
DODGE STEVEN B (0000947104) 30
Devonshire Duke of (0001251399) 90
FISHER MAX M (0001012257) 7
GILLIS MIKE (0001260885) 7
GOSS MICHAEL F (0001213399) 5
Gangotena Alfredo (0001602423) 3
Gioia Lauren (0001642458) 1
Goodman David (0001643902) 6
Gully Andrew (0001552983) 1
HARTINGTON LORD (0001251399) 7
Jackson Ann (0001335457) 1
KLEMANN GILBERT L II (0001194620) 13
Levine Jane (0001641789) 6
Loeb Daniel S (0001300345) 9
MIRO JEFFREY H (0001207150) 14
MURDOCH JAMES R (0001420590) 3
McClymont Patrick (0001589119) 4
Meyer Daniel Harris (0001463932) 34
Middleton Amelia (0001519415) 8
Murdoch James R (0001420590) 18
Nadler Lisa (0001658310) 3
Olsoff Jonathan (0001641686) 7
PILLSBURY DONALDSON C (0001248074) 22
Phillips Diana (0001312752) 35
Prasens Jan (0001519499) 12
QUESTROM ALLEN I (0001246091) 73
ROCKEFELLER SHARON PERCY (0001186515) 9
RUPRECHT WILLIAM F (0001248060) 153
Reza Olivier (0001607475) 25
SHERIDAN WILLIAM S (0001194089) 57
SOVERN MICHAEL I (0001180958) 31
STEWART DONALD M (0001166863) 60
Simms Marsha (0001519176) 47
Smith Jr Thomas S (0001601765) 9
TAUBMAN ALFRED A (0000933018) 1
TAUBMAN ROBERT S (0001066546) 93
TAYLOR DIANA L (0001397512) 82
TEN HOLDER MAARTEN (0001423113) 24
Taikang Insurance Group Inc (0001680922) 2
Taikang Life Insurance Co Ltd (0001699225) 2
Third Point LLC (0001040273) 9
Ulmer David (0001350662) 38
VAN MARIS VAN DYK PATRICK (0001442473) 17
Vinciguerra Bruno (0001388075) 23
WEIBLING DENNIS M (0001114673) 99
WICKSTROM DARYL (0001248071) 24
WOODHEAD ROBIN (0001249602) 39
Wilson Harry James (0001526958) 23
ZUCKERMAN MITCHELL (0001248066) 50
All related persons/companies# Filings
ADVISORY RESEARCH INC (0000902584) 1
ALLIANCE CAPITAL MANAGEMENT L P 2
ALLIANCEBERNSTEIN L.P. (0001109448) 2
ANGELO JOHN M (0001064681) 91
APEX CAPITAL LLC (0000943518) 4
ARIEL CAPITAL MANAGEMENT INC 10
ARIEL CAPITAL MANAGEMENT INC ET AL (0000766883) 7
ARIEL CAPITAL MANAGEMENT LLC (0000936753) 10
ARIEL INVESTMENTS, LLC (0000936753) 3
Alexander Susan (0001312750) 61
Atticus Capital LP (0001352265) 2
BAILEY GEORGE (0001248047) 47
BAMCO INC /NY/ (0001017918) 28
BANCO INC (0001017918) 5
BARCLAYS GLOBAL INVESTORS NA /CA/ (0000913414) 1
BARON RONALD (0001012688) 11
BESTINVER GESTION S.A., SGIIC (0001417979) 2
BIBLIOWICZ JESSICA M (0001246102) 20
BLACK CONRAD M (0001007527) 5
BLAKENHAM MICHAEL (0001249593) 68
BUCKLEY RICHARD (0001248064) 35
BZW BARCLAYS GLOBAL INVESTORS NA 1
Bank of New York Mellon CORP (0001390777) 2
BlackRock Inc. (0001364742) 9
Bright Jill (0001714651) 2
CAMERON FINANCIAL CORP 2
CHINN ADAM (0001697180) 5
Carlotti Valentino (0001721359) 3
Cheung Linus W. L. (0001689811) 2
Cheung Linus W.L. Cheung (0001689811) 7
Ching Kevin (0001457839) 13
Conroy Kevin C. (0001520465) 22
Cornell Mark (0001582099) 2
CtW Investment Group (0001377739) 1
DE SOLE DOMENICO (0001188711) 26
DEAN WITTER DISCOVER & CO 8
DELANEY KEVIN M (0001398794) 24
DODGE STEVEN B (0000947104) 30
Devonshire Duke of (0001251399) 90
FIRST UNION CORP 2
FIRST UNION NATIONAL BANCORP INC 2
FISHER MAX M (0001012257) 7
FMR CORP (0000315066) 13
FMR LLC (0000315066) 2
GEOCAPITAL CORP (0000825295) 2
GEOCAPITAL LLC/DE (0000825295) 1
GILLIS MIKE (0001260885) 7
GOSS MICHAEL F (0001213399) 5
Gangotena Alfredo (0001602423) 3
Gioia Lauren (0001642458) 1
Goodman David (0001643902) 6
Gully Andrew (0001552983) 1
HARTINGTON LORD (0001251399) 97
JANUS CAPITAL CORP 2
JANUS CAPITAL GROUP INC 2
JANUS CAPITAL MANAGEMENT LLC (0000812295) 2
Jackson Ann (0001335457) 1
KLEMANN GILBERT L II (0001194620) 13
Levine Jane (0001641789) 6
Loeb Daniel S (0001300345) 9
MAK CAPITAL ONE LLC (0001385702) 2
MAK Capital 2
MARCATO CAPITAL MANAGEMENT LLC (0001541996) 12
MARCATO CAPITAL MANAGEMENT LP (0001541996) 9
MELLON BANK CORP 1
MELLON FINANCIAL CORP (0000064782) 1
MELLON NATIONAL CORP 1
MIRO JEFFREY H (0001207150) 14
MORGAN STANLEY (0000895421) 8
MORGAN STANLEY DEAN WITTER & CO 8
McClymont Patrick (0001589119) 4
Meyer Daniel Harris (0001463932) 34
Middleton Amelia (0001519415) 8
Murdoch James R. (0001420590) 21
NEW SOUTH CAPITAL MANAGEMENT INC (0001044797) 1
Nadler Lisa (0001658310) 3
New BlackRock, Inc. 9
Olsoff Jonathan (0001641686) 7
PILLSBURY DONALDSON C (0001248074) 22
PIPER JAFFRAY COMPANIES (0001230245) 1
PRIVATE CAPITAL MANAGEMENT (0000897226) 2
PRIVATE CAPITAL MANAGEMENT INC /FL 2
Phillips Diana (0001312752) 35
Prasens Jan (0001519499) 12
QUEST ADVISORY CORP/NY 4
QUESTROM ALLEN I (0001246091) 73
RAINIER INVESTMENT MANAGEMENT INC/ (0000947772) 4
ROCKEFELLER SHARON PERCY (0001186515) 9
ROYCE & ASSOCIATES INC /NY 4
ROYCE & ASSOCIATES LLC (0000906304) 4
RUPRECHT WILLIAM F (0001248060) 153
Reza Olivier (0001607475) 25
SAC Capital Advisors LP (0001451928) 2
SHERIDAN WILLIAM S (0001194089) 57
SOTHEBYS HOLDINGS INC (0000823094) 2,380
SOVERN MICHAEL I (0001180958) 31
STATE OF WISCONSIN INVESTMENT BOARD (0000854157) 1
STEWART DONALD M (0001166863) 60
Simms Marsha (0001519176) 47
Smith, Jr. Thomas S. (0001601765) 9
TAUBMAN ALFRED A (0000933018) 6
TAUBMAN ROBERT S (0001066546) 93
TAYLOR DIANA L (0001397512) 82
TEN HOLDER MAARTEN (0001423113) 24
THIRD POINT MANAGEMENT CO LLC 36
TRINITY I FUND L P (0001002783) 5
Taikang Insurance Group, Inc. (0001680922) 4
Taikang Life Insurance Co., Ltd. (0001699225) 7
Third Point LLC (0001040273) 36
UNITED STATES TRUST CO OF NEW YORK/ (0001085059) 3
UNITED STATES TRUST COMPANY, N.A. (0001085059) 1
Ulmer David (0001350662) 38
VAN MARIS VAN DYK PATRICK (0001442473) 17
VANGUARD GROUP INC (0000102909) 9
Vinciguerra Bruno (0001388075) 23
WACHOVIA CORP NEW (0000036995) 2
WEIBLING DENNIS M (0001114673) 99
WELLS FARGO INSTITUTIONAL TRUST CO 1
WICKSTROM DARYL (0001248071) 24
WOODHEAD ROBIN (0001249602) 39
Wilson Harry James (0001526958) 23
ZUCKERMAN MITCHELL (0001248066) 50
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