CITIGROUP INC  [  NYSE ]  [ C ]  [ IPO: 2,003 ]


388 GREENWICH STREET
NEW YORK,  NY,
  USA
2125591000
Filing DateCurrent and former namesChanged on date
2003-05-07
PRIMERICA CORP /NEW/
1992-07-03
2003-05-02
TRAVELERS GROUP INC
1995-05-19
2001-08-06
TRAVELERS INC
1994-01-03
1998-10-08
CITIGROUP INC
1995-09-18
COMMERCIAL CREDIT GROUP INC
1989-01-02
Central Index Key (CIK)
0000831001
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
6021 NATIONAL COMMERCIAL BANKS

Ownership (Form 3,4,5)# Filings
AKRAM RAJA (0001721897) 3
AMAD HOLDINGS INC (0001205826) 5
ARMSTRONG C MICHAEL (0001168011) 25
ASSOCIATED MADISON COMPANIES INC (0000806395) 65
Apte Shirish (0001434038) 8
Aristeguieta Francisco (0001566752) 19
BANGA AJAY (0001338914) 12
BELDA ALAIN J P (0001127285) 45
BIRD STEPHEN (0001481514) 17
BISCHOFF WINFRIED F W SIR (0001196150) 20
BUSHNELL DAVID C (0001271830) 37
Bermudez Jorge A (0001419202) 2
Bhushan Ajit (0001469414) 1
CARPENTER MICHAEL A (0001225174) 22
CITIBANK NA (0000036684) 54
CITICORP (0001336397) 62
CITICORP BANKING CORP (0001080104) 38
CITICORP MEZZANINE III L P (0001098417) 1
CITICORP NORTH AMERICA INC (0000839424) 2
CITICORP VENTURE CAPITAL LTD (0000356516) 52
CITIGROUP ALTERNATIVE INVESTMENTS INC (0001205833) 45
CITIGROUP CAPITAL PARTNERS II ONSHORE L P (0001375500) 3
CITIGROUP FINANCIAL PRODUCTS INC (0000700691) 22
CITIGROUP GLOBAL MARKETS EUROPE LTD (0001080102) 4
CITIGROUP GLOBAL MARKETS HOLDINGS INC (0000200245) 22
CITIGROUP GLOBAL MARKETS INC (0000315030) 16
CITIGROUP GLOBAL MARKETS INTERNATIONAL LLC (0001080101) 4
CITIGROUP GLOBAL MARKETS LTD (0001012467) 4
CITIGROUP HOLDINGS CO (0001105742) 63
CITIGROUP INSURANCE HOLDING CORP (0001003658) 60
CITIGROUP INVESTMENT HOLDINGS INC (0001205829) 5
CITIGROUP INVESTMENTS INC (0001205828) 56
CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP (0001171228) 10
CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD (0001264888) 10
COLLINS TIMOTHY C (0000934815) 6
CORBAT MICHAEL (0001462790) 22
COSTELLO ELLEN (0001664542) 13
COURT SQUARE CAPITAL LTD (0001167013) 38
CRITTENDEN GARY L (0001012683) 6
CVC PARTNERS LLC (0001264887) 10
Callahan Don (0001433990) 32
Citicorp Capital Investors LTD (0001300330) 1
Citicorp Holdings Inc (0001336397) 22
Citigroup Alternative Investments LLC (0001441823) 3
Citigroup Capital Partners II 2006 Citigroup Investment LP (0001441382) 3
Citigroup Capital Partners II Cayman Holdings LP (0001441380) 3
Citigroup Capital Partners II Employee Master Fund LP (0001441381) 3
Citigroup Private Equity LP (0001441379) 3
Cowles James C (0001566749) 15
DAVID GEORGE AL (0001184174) 25
DERR KENNETH T (0001182087) 31
DESOER BARBARA J (0001189881) 9
DEUTCH JOHN M (0001179111) 35
DIAL TERRI A (0001187995) 3
DRUSKIN ROBERT (0001225175) 42
DUGAN JOHN CUNNINGHAM (0001718909) 3
FISCHER STANLEY (0001226194) 2
FORD GERALD R (0001232769) 21
Forese James A (0001433386) 23
Fraser Jane Nind (0001644491) 10
Freiberg Steven J (0001338913) 16
GRUNDHOFER JERRY A (0001105789) 11
Gerspach John C (0001321140) 52
HANNON WILLIAM P (0001140931) 16
HAVENS JOHN P (0001183832) 13
HELFER MICHAEL S (0001197732) 19
HENNES DUNCAN P (0001450608) 24
HERNANDEZ ROBERTO (0001232771) 3
Henry Peter B (0001513315) 16
Hu W Bradford (0001629737) 14
Humer Franz B (0001548072) 33
IRELAND SUSAN LESLIE (0001718953) 4
JONES THOMAS W (0001192374) 11
JORDAN ANN DIBBLE (0001198864) 23
JOSS ROBERT L (0001201271) 10
James Renee Jo (0001412439) 12
KADEN LEWIS B (0001101828) 13
KELLY EDWARD J III (0001160225) 15
KLEINFELD KLAUS (0001268014) 4
KRAWCHECK SALLIE (0001226642) 9
Kessinger Kevin (0001436698) 1
Klein Michael Stuart (0001327392) 6
LIVERIS ANDREW N (0001269971) 22
Leach Brian (0001428954) 18
MAGNER MARJORIE (0001225173) 15
MAHERAS THOMAS G (0001389100) 4
MAUGHAN DERYCK C (0001225176) 8
MCQUADE EUGENE M (0001195069) 23
MECUM DUDLEY C II (0001046321) 12
MEDINA-MORA MANUEL (0001339253) 33
MENEZES VICTOR J (0001225177) 13
MULCAHY ANNE M (0001201725) 25
MURRAY JOSEPH MICHAEL (0001614594) 13
McKinnon Paul D (0001317148) 5
Mills William (0001433837) 31
ONEILL MICHAEL E (0001204673) 44
PANDIT VIKRAM S (0001183417) 12
PARSONS RICHARD D (0001008086) 48
PEARSON ANDRALL (0001238582) 11
PRINCE CHARLES (0001225179) 29
Primerica Life Insurance CO (0001291918) 2
REINER GARY M (0001233171) 26
RHODES WILLIAM R (0001226641) 30
RICCIARDI LAWRENCE R (0001180462) 16
RODIN JUDITH (0001102075) 59
RUBIN ROBERT E (0001225178) 13
RYAN ROBERT L (0001024354) 11
SANTOMERO ANTHONY M (0001432225) 17
SMITH BARNEY FUND MANAGEMENT LLC (0000914851) 3
SPERO JOAN E (0001197661) 28
TAYLOR DIANA L (0001397512) 40
THOMAS FRANKLIN A (0001184012) 13
THOMPSON WILLIAM S (0001201901) 47
THOMSON TODD S (0001225707) 24
TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO LLC (0000891567) 1
TRAVELERS INDEMNITY CO (0000937875) 40
TRAVELERS INSURANCE CO (0000733076) 53
TRAVELERS INSURANCE GROUP HOLDINGS INC (0001010551) 40
TRAVELERS LIFE & ANNUITY CO (0000929498) 2
TRAVELERS PROPERTY CASUALTY CORP (0001010551) 40
Tribeca Global Management LLC (0001085674) 8
Turley James S (0001580994) 24
VOLK STEPHEN R (0001167954) 11
Verme Alberto J (0001479849) 11
WALSH JEFFREY R (0001469021) 23
WEILL SANFORD I (0001127316) 27
WILLUMSTAD ROBERT B (0001225708) 20
WRIGHT DEBORAH C (0001192501) 7
Weerasinghe Rohan (0001550815) 18
ZANKEL ARTHUR (0001098466) 1
ZEDILLO ERNESTO (0001184003) 38
All related persons/companies# Filings
24/7 MEDIA INC (0001062195) 6
3COM CORP (0000738076) 5
3DLABS INC LTD (0001025881) 2
3TEC ENERGY CORP (0000903267) 2
724 SOLUTIONS INC (0001097641) 3
ABACAN RESOURCE CORP (0001001084) 6
ABACUS DIRECT CORP (0001021080) 2
ABERCROMBIE & FITCH CO /DE/ (0001018840) 6
ABERDEEN COMMONWEALTH INCOME FUND INC 2
ABERDEEN GLOBAL INCOME FUND INC (0000876717) 2
ABGENIX INC (0001052837) 1
ABINGTON BANCORP INC (0000812146) 1
ABM INDUSTRIES INC 2
ABM INDUSTRIES INC /DE/ (0000771497) 2
ACCIONES Y VALORES DE MEXICO SA DE CV 19
ACTEL CORP (0000907687) 2
ADAPTIVE BROADBAND CORP (0000016357) 5
ADC TELECOMMUNICATIONS INC (0000061478) 2
ADVANCED POLYMER SYSTEMS INC /DE/ (0000818033) 15
ADVENT SOFTWARE INC /DE/ (0001002225) 5
AEHR TEST SYSTEMS (0001040470) 1
AGERE SYSTEMS INC (0001129446) 2
AK STEEL HOLDING CORP (0000918160) 2
AKRAM RAJA (0001721897) 3
ALBA WALDENSIAN INC (0000003292) 2
ALCO CHEMICAL CORP 4
ALCO HEALTH SERVICES CORP 3
ALCO STANDARD CORP 4
ALDILA INC (0000902272) 2
ALEXION PHARMACEUTICALS INC (0000899866) 1
ALKERMES INC (0000874663) 8
ALL AMERICAN BURGER INC 2
ALL AMERICAN GROUP OF DELAWARE INC 2
ALLEGHENY TECHNOLOGIES INC (0001018963) 5
ALLEGHENY TELEDYNE INC 5
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (0001162028) 9
ALLIANCE IMAGING INC /DE/ (0000817135) 2
ALLIANCE NATIONAL MUNICIPAL INCOME FUND 12
ALLIANCE NEW YORK MUNICIPAL INCOME FUND (0001162030) 6
ALLIANCE RESOURCE PARTNERS LP (0001086600) 2
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (0001162027) 12
ALPHA INDUSTRIES INC (0000004127) 2
ALTIVA FINANCIAL CORP (0001023334) 2
AMAD HOLDINGS INC (0001205826) 5
AMBAC FINANCIAL GROUP INC (0000874501) 7
AMBAC INC /DE/ 7
AMERICA WEST HOLDINGS CORP (0001029863) 2
AMERICAN BUILDING MAINTENANCE INDUSTRIES INC 2
AMERICAN EXPLORATION CO (0000715428) 2
AMERICAN HIDE & LEATHER CO 2
AMERICAN HOME MORTGAGE INVESTMENT CORP (0001256536) 1
AMERICAN ITALIAN PASTA CO (0000849667) 6
AMERICAN WOODMARK CORP (0000794619) 3
AMERICAN XTAL TECHNOLOGY 2
AMERISOURCE CORP 3
AMERISOURCE HEALTH CORP (0000731269) 3
AMIS HOLDINGS INC (0001161963) 11
ANADARKO PETROLEUM CORP (0000773910) 2
ANADIGICS INC (0000940332) 2
ANNUITY & LIFE RE HOLDINGS LTD (0001051628) 5
ANTHRACITE CAPITAL INC (0001050112) 2
ANTHRACITE MORTGAGE CAPITAL INC 2
AP PHARMA INC /DE/ (0000818033) 6
APHTON CORP (0000840319) 13
APPAREL RETAILERS INC 4
APPLIED BIOSCIENCE INTERNATIONAL INC (0000810723) 2
APPLIED CAPITAL FUNDING INC 54
ARCH COAL INC (0001037676) 2
ARCH COMMUNICATIONS GROUP INC (0000880888) 1
ARCH COMMUNICATIONS GROUP INC /DE/ (0000915390) 3
ARCH COMMUNICATIONS GROUP INC/OLD (0000880888) 5
ARCH MINERAL CORP 2
ARCH PETROLEUM INC (0000722144) 4
ARCH WIRELESS INC (0000915390) 1
ARGUSS COMMUNICATIONS INC (0000879986) 1
ARGUSS HOLDINGS INC (0000879986) 2
ARIZONA PUBLIC SERVICE CO (0000007286) 2
ARMOR ALL PRODUCTS CORP (0000797975) 2
ARMSTRONG C MICHAEL (0001168011) 25
ARV ASSISTED LIVING INC (0000949322) 2
ASIA PACIFIC RESOURCES INTERNATIONAL HOLDINGS LTD (0000937951) 5
ASSOCIATED MADISON COMPANIES INC (0000806395) 65
ASSOCIATED MADISON COMPANIES INC/NY/ PRIMERICA CORP 65
ASSOCIATES FIRST CAPITAL CORP (0000007974) 4
ASSOCIATES FIRST NATIONAL CORP 4
ASTORIA FINANCIAL CORP (0000910322) 6
ATRIA COMMUNITIES INC (0001016168) 2
ATS CORP (0001325460) 5
AUDIO VIDEO AFFILIATES INC 2
AUGUST FINANCIAL HOLDING CO INC (0000835176) 2
AUTODESK INC (0000769397) 2
AVATEX CORP (0000716644) 5
AVON PRODUCTS INC (0000008868) 4
AXA FINANCIAL INC (0000888002) 1
AXT INC (0001051627) 2
Acciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, integrante del Grupo Financiero Banamex (0001279368) 19
Acquicor Technology Inc 1
Advent Claymore Convertible Securities & Income Fund II (0001391461) 2
Advent/Claymore Global Convertible Securities & Income Fund (0001391461) 6
American Capital Mortgage Investment Corp. (0001516973) 4
American Community Newspapers Inc. (0001321544) 2
Apollo Residential Mortgage, Inc. (0001515980) 2
Apte Shirish (0001434038) 8
Aristeguieta Francisco (0001566752) 19
Arjuna Capital (0001703208) 1
Automated Trading Desk Financial Services, LLC (0001567324) 6
Automated Trading Desk Holdings, Inc. (0001540254) 6
Automated Trading Desk, LLC (0001206266) 6
BANGA AJAY (0001338914) 12
BANK OF CHILE (0001161125) 6
BANKRATE INC (0001080866) 1
BEAZER HOMES USA INC (0000915840) 2
BELDA ALAIN J P (0001127285) 45
BELDEN INC (0000910134) 2
BELL MICROPRODUCTS INC (0000900708) 9
BELL SPORTS CORP (0000884063) 2
BELMAC CORP /FL/ 7
BENCHMARK ELECTRONICS INC (0000863436) 2
BENIHANA INC (0000935226) 3
BENTLEY PHARMACEUTICALS INC (0000821616) 7
BERKLEY RESOURCES INC (0000870589) 3
BERKSHIRE BANCORP INC /DE/ (0000759718) 2
BEXY COMMUNICATIONS INC 2
BIOFIELD CORP \DE\ (0001007018) 3
BIOGEN IDEC INC (0000875045) 3
BIOSITE DIAGNOSTICS INC (0000834306) 5
BIOSITE INC (0000834306) 3
BIRD STEPHEN (0001481514) 17
BISCHOFF WINFRIED F W SIR (0001196150) 20
BJ SERVICES CO (0000864328) 2
BLACKROCK CALIFORNIA INSURED MUNICIPAL INCOME TRUST (0001181027) 4
BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST (0001169027) 4
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (0001137391) 8
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST III 4
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV (0001379384) 4
BLACKROCK FLORIDA INSURED MUNICIPAL 2008 TERM TRUST (0000890518) 4
BLACKROCK FLORIDA INSURED MUNICIPAL INCOME TRUST 7
BLACKROCK FLORIDA MUNICIPAL BOND TRUST 4
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST 6
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST III 7
BLACKROCK INSURED MUNICIPAL INCOME INVESTMENT TRUST (0001181026) 7
BLACKROCK INSURED MUNICIPAL INCOME TRUST (0001181187) 8
BLACKROCK MARYLAND MUNICIPAL BOND TRUST (0001169029) 16
BLACKROCK MUNI ENHANCED FUND, INC. 2
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (0001169028) 4
BLACKROCK MUNICIPAL BOND TRUST (0001167467) 8
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (0001181026) 2
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (0001137392) 6
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BLACKROCK MUNICIPAL INCOME TRUST (0001137393) 8
BLACKROCK MUNICIPAL INCOME TRUST III 8
BLACKROCK MUNIENHANCED FUND, INC. (0000844172) 2
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BLACKROCK MUNIYIELD ARIZONA FUND, INC. (0000911308) 2
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (0000882152) 2
BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND, INC 2
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. (0000888410) 2
BLACKROCK MUNIYIELD FLORIDA FUND 2
BLACKROCK MUNIYIELD INSURED FUND, INC 2
BLACKROCK MUNIYIELD INSURED PENNSYLVANIA FUND 4
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BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II, INC (0000882151) 6
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BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC (0000882151) 1
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BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. (0000890393) 5
BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. (0000884216) 2
BLACKROCK MUNIYIELD NEW YORK INSURED FUND, INC. 2
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. (0000882150) 2
BLACKROCK MUNIYIELD PENNSYLVANIA FUND 4
BLACKROCK MUNIYIELD PENNSYLVANIA INSURED FUND 4
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND (0000891038) 4
BLACKROCK MUNIYIELD QUALITY FUND III, INC. (0000883412) 2
BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST (0001169031) 8
BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST (0001137440) 6
BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST (0001181024) 6
BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902717) 3
BLACKROCK NEW YORK MUNICIPAL BOND TRUST (0001167470) 6
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (0001181024) 2
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (0001137390) 2
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST III 6
BLACKROCK NEW YORK TAX FREE INCOME TRUST 6
BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (0001089821) 10
BLACKROCK PREFERRED & EQUITY ADVANTAGE TRUST (0001379384) 5
BLACKROCK STRATEGIC MUNICIPAL TRUST (0001089094) 6
BLACKROCK TAX FREE INCOME TRUST 8
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST (0001169034) 12
BLOCKER ENERGY CORP 3
BLOOMER BANCSHARES INC (0001035425) 2
BOWATER INC (0000743368) 2
BRAVE ASSET MANAGEMENT INC (0001085867) 4
BRIDGEPORT MACHINES INC (0000931125) 5
BROADWAY FINANCIAL CORP \DE\ (0001001171) 3
BRUSH BERYLLIUM CO 5
BRUSH ENGINEERED MATERIALS INC (0001104657) 6
BRUSH WELLMAN INC (0000014957) 5
BSB BANCORP INC (0000830257) 1
BUDGET GROUP INC (0000922471) 2
BUENOS AIRES BOTTLING CO INC (0000898721) 1
BUILDERS TRANSPORT INC (0000726617) 2
BURROUGHS CORP /DE/ 2
BUSHNELL DAVID C (0001271830) 37
Baidu, Inc. (0001329099) 1
Baidu.com, Inc. (0001329099) 2
Bermudez Jorge A. (0001419202) 2
Bhushan Ajit (0001469414) 1
BlackRock Inc. (0001364742) 7
BlackRock Preferred & Equity Trust 5
Boulder Specialty Brands, Inc. (0001331301) 4
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C COR NET CORP (0000350621) 10
C&D TECHNOLOGIES INC (0000808064) 2
C-COR INC (0000350621) 2
CABLEVISION SYSTEMS CORP /NY (0001053112) 8
CABOT MEDICAL CORP (0000719073) 1
CABOT MICROELECTRONICS CORP (0001102934) 6
CALAMOS CONVERTIBLE & HIGH INCOME FUND (0001222719) 4
CALAMOS STRATEGIC TOTAL RETURN FUND (0001275214) 4
CALGENE INC /DE/ (0000793931) 3
CALGENE INC /OLD/ (0000793931) 2
CALIFORNIA MICRO DEVICES CORP (0000800460) 4
CALIFORNIA MICROWAVE INC (0000016357) 10
CALIFORNIA MUNIYIELD FUND INC 2
CAMBIO INC (0000852164) 6
CAMERON ASHLEY BUILDING PRODUCTS INC (0000918858) 5
CAMERON ASHLEY INC 5
CANCERVAX CORP (0001131907) 3
CAPITAL TRUST INC (0001061630) 4
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CAPTEC NET LEASE REALTY INC (0001045281) 4
CARNIVAL CORP (0000815097) 11
CARNIVAL CRUISE LINES INC 11
CARPENTER MICHAEL A (0001225174) 22
CARPENTER TECHNOLOGY CORP (0000017843) 2
CASELLA WASTE SYSTEMS INC (0000911177) 2
CASEYS GENERAL STORES INC (0000726958) 2
CBRE Realty Finance Inc (0001330969) 3
CDW COMPUTER CENTERS INC 1
CDW CORP (0000899171) 1
CELADON GROUP INC (0000865941) 3
CELL GENESYS INC (0000865231) 2
CELL TECH INTERNATIONAL INC (0001015194) 1
CELL THERAPEUTICS INC (0000891293) 1
CELLTRONICS INC 4
CEMEX SA DE CV 4
CEMEX SAB DE CV (0001076378) 4
CENTEX CONSTRUCTION PRODUCTS INC 2
CENTRONICS CORP 2
CENTRONICS DATA COMPUTER CORP 2
CHARLES RIVER ASSOCIATES INC (0001053706) 2
CHARMING SHOPPES INC (0000019353) 5
CHARTER COMMUNICATIONS INC /MO/ (0001091667) 2
CHASE BRASS INDUSTRIES INC 5
CHASE INDUSTRIES INC (0000928950) 5
CHAVANNES M A 2
CHENIERE ENERGY INC (0000003570) 2
CHIPPAC INC (0001093779) 22
CHIRON CORP (0000706539) 8
CHROMCRAFT REVINGTON INC (0000884130) 7
CHUBB CORP (0000020171) 2
CIENA CORP (0000936395) 4
CIRRUS LOGIC INC (0000772406) 7
CITIBANK NA (0000036684) 54
CITIBANK SWITZERLAND (0000799632) 19
CITICORP (0001336397) 62
CITICORP BANKING CORP (0001080104) 38
CITICORP INVESTMENT BANK SWITZERLAND 19
CITICORP MEXICO HOLDINGS LLC (0001279128) 19
CITICORP MEZZANINE III L P (0001098417) 1
CITICORP NORTH AMERICA INC (0000839424) 2
CITICORP VENTURE CAPITAL LTD (0000356516) 52
CITIGROUP ALTERNATIVE INVESTMENTS INC (0001205833) 55
CITIGROUP CAPITAL IX (0001075185) 17
CITIGROUP CAPITAL PARTNERS II ONSHORE L P (0001375500) 3
CITIGROUP CAPITAL VI (0001039258) 4
CITIGROUP CAPITAL VII (0001039259) 8
CITIGROUP CAPITAL VIII (0001075166) 10
CITIGROUP CAPITAL X (0001075167) 14
CITIGROUP CAPITAL XI (0001075168) 18
CITIGROUP CAPITAL XII (0001075169) 20
CITIGROUP CAPITAL XIII (0001075170) 29
CITIGROUP CAPITAL XXIX (0001419297) 1
CITIGROUP CAPITAL XXVIII (0001419296) 1
CITIGROUP CAPITAL XXX (0001419298) 1
CITIGROUP CAPITAL XXXI (0001419299) 1
CITIGROUP CAPITAL XXXII (0001419300) 1
CITIGROUP FINANCIAL PRODUCTS INC (0000700691) 23
CITIGROUP GLOBAL MAKETS FINANCE CORP & CO BESCH HAFTENDE KG 19
CITIGROUP GLOBAL MARKETS DEUTSCHLAND AG & CO KGAA 19
CITIGROUP GLOBAL MARKETS EUROPE LTD (0001080102) 5
CITIGROUP GLOBAL MARKETS HOLDINGS INC (0000200245) 26
CITIGROUP GLOBAL MARKETS INC (0000315030) 16
CITIGROUP GLOBAL MARKETS INTERNATIONAL LLC (0001080101) 5
CITIGROUP GLOBAL MARKETS LTD (0001012467) 5
CITIGROUP HOLDINGS CO (0001105742) 63
CITIGROUP INSURANCE HOLDING CORP (0001003658) 60
CITIGROUP INVESTMENT HOLDINGS INC (0001205829) 5
CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. (0001068963) 11
CITIGROUP INVESTMENTS INC (0001205828) 56
CITIGROUP VENTURE CAPITAL EQUITY PARTNERS LP (0001171228) 10
CITIGROUP VENTURE CAPITAL GP HOLDINGS LTD (0001264888) 10
CITY BANK OF NEW YORK NATIONAL ASSOCIATI 62
CLAIBORNE LIZ INC (0000352363) 1
CLASSIC COMMUNICATIONS INC (0001069602) 2
CLAYTON HOMES INC (0000719547) 5
CLEVELAND CLIFFS INC (0000764065) 3
CNA SURETY CORP (0001044566) 3
CNF INC (0000023675) 2
CNF TRANSPORTATION INC 2
CNS INC /DE/ (0000814258) 2
COCA COLA FEMSA SA DE CV (0000910631) 3
COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC (0001116937) 4
COHM Overseas Mexico Holding, S. de R.L. de C.V. (0001512730) 19
COHR INC (0001005123) 1
COLLABORATIVE RESEARCH INC 5
COLLINS TIMOTHY C (0000934815) 6
COLONIAL CALIFORNIA INSURED MUNICIPAL FUND 11
COLONIAL HIGH INCOME MUNICIPAL TRUST 13
COLONIAL INVESTMENT GRADE MUNICIPAL TRUST 11
COLONIAL MUNICIPAL INCOME TRUST 12
COLUMBIA LABORATORIES INC (0000821995) 2
COLUMBUS ACQUISITION CORP (0001381526) 1
COMMERCIAL CREDIT GROUP INC 519
COMMODORE ENVIRONMENTAL SERVICES INC /DE/ (0000071528) 3
COMMODORE RESOURCES CORP 3
COMMUNICATIONS SATELLITE CORP /DE/ 3
COMPASS MINERALS INTERNATIONAL INC (0001227654) 2
COMPUGEN LTD (0001119774) 1
COMPURAD INC (0001019947) 2
COMPUTER OUTSOURCING SERVICES INC 2
COMPX INTERNATIONAL INC (0001049606) 5
COMSAT CORP (0000022698) 3
COMVERSE TECHNOLOGY INC/NY/ (0000803014) 5
CONCEPTRONIC INC / DE 2
CONOCO INC /DE (0001066806) 3
CONSECO INC (0000719241) 2
CONSOLIDATED FREIGHTWAYS INC 2
CONSUMER PORTFOLIO SERVICES INC (0000889609) 13
CONTINENTAL AIRLINES INC /DE/ (0000319687) 3
CONTINENTAL HOMES HOLDING CORP (0000796122) 2
COOPER LASERSONICS INC 2
COOPER LIFE SCIENCES INC 2
COR THERAPEUTICS INC / DE (0000874865) 1
CORBAT MICHAEL (0001462790) 22
CORCAP INC 2
CORE LABORATORIES N V (0001000229) 9
CORPORACION DURANGO S.A .DE C.V. (0000925262) 1
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CORT BUSINESS SERVICES CORP (0000905401) 6
COST PLUS INC/CA/ (0000798955) 2
COSTELLO ELLEN (0001664542) 13
COUNTRYWIDE CREDIT INDUSTRIES INC (0000025191) 2
COUNTRYWIDE FINANCIAL CORP (0000025191) 1
COUNTRYWIDE MORTGAGE INVESTMENTS INC /DE 2
COURT SQUARE CAPITAL LTD (0001167013) 38
COVOL TECHNOLOGIES INC 3
COX RADIO INC (0001018522) 2
CRAY RESEARCH INC (0000025506) 2
CREE INC (0000895419) 3
CREE RESEARCH INC /NC/ 3
CRESCENT CAPITAL TRUST INC /MD/ 1
CREST INDUSTRIES INC 2
CRITTENDEN GARY L (0001012683) 6
CROSS A T CO (0000025793) 2
CROSSCOMM CORP (0000886033) 2
CROWN CASTLE INTERNATIONAL CORP (0001051470) 3
CROWN VANTAGE INC (0000948073) 2
CSX CORP (0000277948) 3
CTRIP COM INTERNATIONAL LTD (0001269238) 2
CV THERAPEUTICS INC (0000921506) 3
CVC PARTNERS LLC (0001264887) 10
CWM MORTGAGE HOLDINGS INC 3
CYGNUS INC /DE/ (0000870755) 2
CYGNUS THERAPEUTIC SYSTEMS 2
CYMER INC (0000897067) 2
CYMER LASER TECHNOLOGIES 2
CYPRESS SEMICONDUCTOR CORP /DE/ (0000791915) 2
Calamos Global Diversified Income & Opportunities Fund 5
Calamos Global Dynamic Income Fund (0001396277) 5
Callahan Don (0001433990) 32
Chart Acquisition Corp. (0001527349) 4
China MediaExpress Holdings, Inc. (0001399067) 1
Citi GSCP Inc. (0001607008) 16
Citi Niagra Holdings LLC (0001607024) 16
Citi Overseas Investments Bahamas Inc. (0001279226) 19
Citibank (Switzerland) (0000799632) 19
Citibank Canada (0000711466) 19
Citibank Overseas Investment Corp (0001105748) 19
Citibank, N.A. (0000036684) 19
Citicorp (0001336397) 19
Citicorp (Mexico) Holdings LLC (0001279128) 19
Citicorp Banking Corp (0001080104) 19
Citicorp Capital Investors, LTD (0001300330) 1
Citicorp Holdings Inc. (0001336397) 41
Citicorp Trust Delaware, National Association (0001389388) 19
Citicorp Trust South Dakota (0001426918) 19
Citicorp Trust, National Association 19
Citigroup Acquisition LLC (0001540228) 6
Citigroup Alternative Investments LLC (0001441823) 13
Citigroup Capital Partners II 2006 Citigroup Investment, L.P. (0001441382) 3
Citigroup Capital Partners II Cayman Holdings, L.P. (0001441380) 3
Citigroup Capital Partners II Employee Master Fund, L.P. (0001441381) 3
Citigroup Capital Partners Mexico, S. de R.L. de C.V. (0001607146) 15
Citigroup Capital XIV (0001366727) 7
Citigroup Capital XIX (0001398143) 4
Citigroup Capital XV (0001366731) 6
Citigroup Capital XVI (0001366728) 6
Citigroup Capital XVII (0001366729) 10
Citigroup Capital XVIII (0001366726) 15
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Citigroup Capital XXIII (0001419291) 7
Citigroup Capital XXIV (0001419292) 7
Citigroup Capital XXV (0001419293) 7
Citigroup Capital XXVI (0001419294) 1
Citigroup Capital XXVII (0001419295) 1
Citigroup Derivatives Markets Inc. (0001345993) 19
Citigroup Financial Products Inc. (0000700691) 19
Citigroup Funding Inc. (0001318281) 1,972
Citigroup Global Markets Deutschland AG (0001279224) 19
Citigroup Global Markets Europe Ltd (0001080102) 19
Citigroup Global Markets Finance Corp & Co. beschrankt haftende KG (0001279221) 19
Citigroup Global Markets Holdings Inc. (0000200245) 2,145
Citigroup Global Markets Inc. (0000315030) 19
Citigroup Global Markets International LLC (0001080101) 16
Citigroup Global Markets Ltd (0001012467) 19
Citigroup Global Markets Luxembourg (0001566969) 2
Citigroup Global Markets U.K. Equity Ltd (0001134745) 2
Citigroup Investments Inc. (0001205828) 10
Citigroup Niagra Holdings LLC (0001607024) 11
Citigroup Private Equity LP (0001441379) 7
Citigroup Trust - Delaware, National Association (0001425117) 1
Columbia Pipeline Partners LP (0001420783) 2
Courtside Acquisition Corp 2
Cowles James C (0001566749) 15
Cullen Agricultural Holding Corp (0001471256) 2
DAKA INTERNATIONAL INC (0000840826) 1
DAVID GEORGE AL (0001184174) 25
DDI CORP (0001104252) 5
DEL MONTE FOODS CO (0000866873) 2
DEL WEBB CORP (0000105189) 7
DELCO REMY INTERNATIONAL INC (0001046859) 7
DENALI FUND INC. (0001187520) 2
DERR KENNETH T (0001182087) 31
DESOER BARBARA J (0001189881) 9
DEUTCH JOHN M (0001179111) 35
DEUTSCHE MUNICIPAL INCOME TRUST (0000839533) 4
DEUTSCHE STRATEGIC MUNICIPAL INCOME TRUST (0000846596) 4
DH TECHNOLOGY INC (0000728376) 1
DIAL REIT INC 2
DIAL TERRI A (0001187995) 3
DIAMOND SHAMROCK INC (0000810316) 3
DIAMOND SHAMROCK R&M INC 3
DJ ORTHOPEDICS INC (0001157972) 5
DMPF HOLDINGS CORP 2
DOBSON COMMUNICATIONS CORP (0001035985) 3
DOV PHARMACEUTICAL INC (0001066833) 3
DRESSER INDUSTRIES INC /DE/ (0000030099) 2
DREXLER TECHNOLOGY CORP (0000030140) 2
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC (0000855887) 2
DRUSKIN ROBERT (0001225175) 42
DSP GROUP INC /DE/ (0000915778) 3
DST SYSTEMS INC (0000714603) 2
DT INDUSTRIES INC (0000918999) 5
DUGAN JOHN CUNNINGHAM (0001718909) 3
DURA AUTOMOTIVE SYSTEMS INC (0001016177) 3
DWS MUNICIPAL INCOME TRUST (0000839533) 16
DWS STRATEGIC MUNICIPAL INCOME TRUST (0000846596) 15
Digital Realty Trust, Inc. (0001297996) 2
DynaVox Inc. (0001479426) 1
EAGLE HARDWARE & GARDEN INC/WA/ (0000883683) 2
EAGLE MATERIALS INC (0000918646) 2
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST (0001074692) 5
EATON VANCE FLORIDA MUNICIPAL INCOME TRUST 2
EATON VANCE FLORIDA PLUS MUNICIPAL INCOME TRUST 2
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EATON VANCE NATIONAL MUNICIPAL INCOME TRUST (0001074684) 2
EATON VANCE OHIO MUNICIPAL INCOME TRUST (0001074686) 2
EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (0001074687) 2
EBS BUILDING LLC (0001059926) 7
ECC INTERNATIONAL CORP (0000031660) 3
ECON O PAY INC (0000031413) 2
ED TECH CORP 3
EDISON BROTHERS STORES INC (0000031575) 3
EDP TECHNOLOGY INC 3
EDUCATION MANAGEMENT CORPORATION (0000880059) 14
EDUCATION MANAGEMENT Corp (0000880059) 1
EDUCATIONAL COMPUTER CORP 3
EDUCATIONAL INSIGHTS INC (0000919570) 2
EDUTREK INT INC (0001041075) 2
EKCO GROUP INC /DE/ (0000018827) 2
EL PASO TENNESSEE PIPELINE CO (0000823549) 4
ELECTRIC LIGHTWAVE INC (0001044827) 2
ELECTRONICS FOR IMAGING INC (0000867374) 5
EMAGIN CORP (0001046995) 15
EMBASSY ACQUISITION CORP 1
EMCOR GROUP INC (0000105634) 5
EMCORE CORP (0000808326) 2
ENERGY BIOSYSTEMS CORP (0000895677) 2
ENERGY SERVICE COMPANY INC 3
ENERGY VENTURES INC /DE/ 3
ENGELHARD CORP (0000352947) 7
ENGELHARD MINERALS & CHEMICALS CORP 2
ENHERENT CORP (0001045560) 3
ENOVA SYSTEMS INC (0000922237) 4
ENSCO INTERNATIONAL INC (0000314808) 3
ENSERCH CORP (0000033015) 2
ENZO BIOCHEM INC (0000316253) 6
ENZON INC 9
ENZON PHARMACEUTICAL INC 9
ENZON PHARMACEUTICALS INC (0000727510) 9
ENZON PHARMACEUTICALS INC (0000727510) 7
EQUITABLE COMPANIES INC (0000888002) 4
ERGO SCIENCE CORP (0001002212) 5
ERGO SCIENCE CORP /DE/ (0001158846) 2
ESC MERGER SUB INC 2
EVERGREEN INCOME ADVANTAGE FUND (0001210123) 4
EVI INC 3
EVI WEATHERFORD INC 3
EXCEL TECHNOLOGY INC (0000873603) 13
Eastern Coal Holding Company, Inc. 22
Eaton Vance Floating Rate Income Plus Fund 4
Eaton Vance Floating-Rate Income Plus Fund (0001573698) 4
Eaton Vance Floating-Rate Income Trust (0001288992) 6
Employers Holdings, Inc. (0001379041) 3
FAI INSURANCES LTD (0000771810) 2
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC (0001036960) 30
FASHION DYNAMICS CORP 15
FEDERAL NATIONAL MORTGAGE ASSOCIATION 4
FEDERAL NATIONAL MORTGAGE ASSOCIATION FANNIE MAE (0000310522) 4
FEDERATED DEPARTMENT STORES INC /DE/ (0000794367) 3
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FEDERATED MUNICIPAL INCOME FUND 6
FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND (0001202806) 6
FEDERATED PREMIER MUNICIPAL INCOME FUND (0001199004) 6
FIDUCIARY TRUST CO INTERNATIONAL (0000941407) 2
FIELDCREST CANNON INC (0000035469) 2
FIELDCREST MILLS INC 2
FINANCIAL SECURITY ASSURANCE HOLDINGS LTD/NY/ (0000913357) 1
FINE HOST CORP (0001011584) 2
FIRST COMMONWEALTH FUND INC 2
FIRST NATIONAL CITY BANK OF NEW YORK 73
FIRST SAVINGS BANK OF WASHINGTON BANCORP INC (0000946673) 2
FIRSTAR CORP /NEW/ (0001074023) 1
FISCHER IMAGING CORP (0000750901) 5
FISCHER STANLEY (0001226194) 2
FLEETWOOD ENTERPRISES INC/DE/ (0000314132) 8
FLORIDA EAST COAST INDUSTRIES INC (0000740796) 4
FLORIDA MUNIYIELD FUND INC 2
FLOW INTERNATIONAL CORP (0000713002) 5
FLOW SYSTEMS INC 5
FLUOR CORP LTD 2
FLUOR CORP/DE/ (0000037748) 2
FMR CORP (0000315066) 1
FOCAL COMMUNICATIONS CORP (0001059130) 3
FOCUS ENHANCEMENTS INC (0000884719) 2
FORD GERALD R (0001232769) 21
FOREIGN FUND INC 8
FOREST CITY ENTERPRISES INC (0000038067) 3
FOREST LABORATORIES INC (0000038074) 8
FOREST OIL CORP (0000038079) 2
FORMULA SYSTEMS \1985\ LTD (0001045986) 2
FORSCHNER GROUP INC (0000731947) 2
FOSTER WHEELER LTD (0001130385) 15
FOUNDATION HEALTH SYSTEMS INC (0000916085) 2
FOXMEYER HEALTH CORP 5
FRANKLIN LTD DURATION INCOME TRUST (0001233087) 4
FRANKLIN RESEARCH & DEVELOPMENT CORP 1
FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST 8
FRANKLIN TEMPLETON LTD DURATION INCOME TRUST (0001233087) 8
FRANKLIN TEMPLETON STRATEGIC INCOME TRUST 8
FRITZ COMPANIES INC (0000890662) 2
FRUEHAUF TRAILER CORP (0000874268) 5
FSC SEMICONDUCTOR CORP 30
Federal Services Acquisition CORP 5
Forese James A. (0001433386) 23
Fortress America Acquisition CORP II 1
Fraser Jane Nind (0001644491) 10
Freiberg Steven J (0001338913) 16
G&K SERVICES INC (0000039648) 2
GABELLI DIVIDEND & INCOME TRUST (0001260729) 13
GABELLI EQUITY TRUST INC (0000794685) 7
GABELLI GLOBAL MULTIMEDIA TRUST INC (0000921671) 9
GABELLI MULTIMEDIA TRUST INC. (0000921671) 5
GALEY & LORD INC (0000884124) 8
GAS TRANSPORTER OF THE SOUTH INC (0000931427) 2
GASCO ENERGY INC (0001086319) 2
GENELABS TECHNOLOGIES INC /CA (0000874443) 3
GENEMEDICINE INC (0000907111) 1
GENERAL APPLIANCE CORP 3
GENERAL DATACOMM INDUSTRIES INC (0000040518) 6
GENERAL GROWTH PROPERTIES INC (0000895648) 2
GENERAL MOTORS CORP (0000040730) 3
GENEVA ACQUISITION CORP (0001367660) 1
GENOME THERAPEUTICS CORP 5
GENSIA INC (0000807873) 9
GENSIA PHARMACEUTICAL INC 9
GENSIA SICOR INC (0000807873) 8
GENUITY INC (0001110794) 5
GENZYME CORP (0000732485) 13
GEON CO (0000897547) 3
GEOWORKS /CA/ (0000922285) 11
GERBER CHILDRENSWEAR INC (0001052274) 5
GIANT CEMENT HOLDING INC (0000922405) 2
GIANT GROUP LTD (0000041296) 2
GIANT PORTLAND & MASONRY CEMENT CO 2
GIANT PORTLAND CEMENT CO 2
GILMAN & CIOCIA INC (0000914142) 3
GLENDALE FEDERAL BANK FEDERAL SAVINGS BANK (0000820899) 1
GLENDALE FEDERAL SAVINGS AND LOAN ASSOCIATION 1
GLOBAL NUTRITION SOLUTIONS INC 1
GLOBALSANTAFE CORP (0001038914) 4
GMH Communities Trust (0001293200) 3
GOLDEN STAR RESOURCES LTD (0000903571) 3
GOLDEN STATE BANCORP INC (0001019508) 6
GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL (0000936828) 2
GRANT PRIDECO INC (0001097313) 10
GRAY COMMUNICATIONS SYSTEMS INC /GA/ (0000043196) 1
GREEN ISLE ENVIRONMENTAL SERVICES INC 2
GREEN SHOE MANUFACTURING CO 2
GREENMAN BROTHERS INC 2
GREENTREE SOFTWARE INC (0000727063) 5
GRUNDHOFER JERRY A (0001105789) 11
GRUPO FINANCIERO BANAMEX ACCIVAL S A DE C V /FI (0000896565) 26
GRUPO RADIO CENTRO SA DE CV (0000906526) 7
GRUPO RADIO CENTRO SAB DE CV (0000906526) 6
GTE INTERNETWORKING INC 5
GTECH HOLDINGS CORP (0000857323) 6
GUEST SUPPLY INC (0000722642) 4
Gerspach John C (0001321140) 52
Global BPO Services Corp 3
Global Consumer Acquisition Corp. (0001406251) 2
Global Cornerstone Holdings Ltd (0001511648) 2
Golden Pond Healthcare, Inc. (0001407031) 1
Granahan McCourt Acquisition CORP (0001369639) 2
Grupo Financiero Banamex, S.A. de C.V. (0000896565) 19
HAGGAR CORP (0000892533) 3
HAMILTON BIOPHILE CO (0000726608) 2
HANNON WILLIAM P (0001140931) 16
HARBOR GLOBAL CO LTD (0001116616) 2
HASBRO BRADLEY INC 6
HASBRO INC (0000046080) 6
HASBRO INDUSTRIES INC 6
HASSENFELD BROTHERS INC 6
HAVEN BANCORP INC (0000900741) 2
HAVENS JOHN P (0001183832) 13
HCR MANOR CARE INC 1
HEADWATERS INC (0001003344) 3
HEALTH CARE & RETIREMENT CORP / DE (0000878736) 1
HEALTH NET INC (0000916085) 1
HEALTH SYSTEMS INTERNATIONAL INC 2
HEALTHSOUTH CORP (0000785161) 1
HEALTHSOUTH REHABILITATION CORP 1
HELFER MICHAEL S (0001197732) 19
HENNES DUNCAN P (0001450608) 24
HERNANDEZ ROBERTO (0001232771) 3
HN MANAGEMENT HOLDINGS INC/DE/ 2
HOENIG GROUP INC (0000878551) 2
HOLLY CORP (0000048039) 3
HOMESTORE COM INC 1
HOMESTORE INC (0001085770) 1
HUDSON HOTELS CORP (0000846469) 4
HUGHES Telematics, Inc. (0001410240) 1
HUMASCAN INC (0001015194) 5
HUMPHREY HOSPITALITY TRUST INC (0000929545) 3
HUTCHINSON TECHNOLOGY INC (0000772897) 2
Harbor Acquisition Corp. (0001331945) 2
Henry Peter B. (0001513315) 16
Hu W. Bradford (0001629737) 14
Humer Franz B (0001548072) 33
IAC/INTERACTIVECORP (0000891103) 2
IBC HOLDINGS CORP 2
IC ISAACS & CO INC (0001041179) 2
ICA CORP (0000885012) 3
ICA CORPORATION HOLDING CO 3
ICN MERGER CORP 8
ICN PHARMACEUTICALS INC (0000930184) 8
IDEC PHARMACEUTICALS CORP / DE (0000875045) 9
IKON OFFICE SOLUTIONS INC (0000003370) 4
ILIFE COM INC 1
IMC MORTGAGE CO (0001012623) 4
IMCLONE SYSTEMS INC/DE (0000765258) 4
IMP INC (0000812927) 4
IMPATH INC (0001003114) 3
IMPULSORA DE FONDOS SA DE CV 19
INACOM CORP (0000818815) 2
INDYMAC BANCORP INC (0000773468) 1
INDYMAC MORTGAGE HOLDINGS INC (0000773468) 3
INFINEON TECHNOLOGIES AG (0001107457) 2
INFINIUM SOFTWARE INC (0001002044) 1
INFOCROSSING INC (0000893816) 2
ING CLARION GLOBAL REAL ESTATE INCOME FUND (0001268884) 4
ING CLARION REAL ESTATE INCOME FUND (0001254634) 4
ING CLARION REALTY INCOME FUND 4
ING PRIME RATE TRUST (0000826020) 18
INHALE THERAPEUTIC SYSTEMS 4
INHALE THERAPEUTIC SYSTEMS INC 4
INLAND RESOURCES INC (0000717754) 2
INMC MORTGAGE HOLDINGS INC 3
INSILCO HOLDING CO (0001068049) 3
INTELLIGENT LIFE CORP (0001080866) 2
INTERACTIVECORP 2
INTERLAKE CORP (0000790929) 2
INTERMEDIATE MUNI FUND INC 29
INTERMUNE INC (0001087432) 4
INTERMUNE PHARMACEUTICALS INC 4
INTERNACIONAL DE CERAMICA SA DE CV (0001127800) 1
INTERNATIONAL MICROELECTRONIC PRODUCTS INC 4
INTERSIL CORP/DE (0001096325) 12
INTERSIL HOLDING CO 12
INTERSOLV INC (0000805330) 2
INTERSTATE BAKERIES CORP/DE/ (0000829499) 2
INTRABIOTICS PHARMACEUTICALS INC /DE (0001103390) 2
INVERNESS MEDICAL INNOVATIONS INC (0001145460) 7
IRELAND SUSAN LESLIE (0001718953) 4
IRVINE APARTMENT COMMUNITIES INC (0000912084) 5
ISHARES INC (0000930667) 1
ISIS PHARMACEUTICALS INC (0000874015) 10
Impulsora de Fondos Banamex, S.A. de C.V. 19
Impulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de Inversion (0001279129) 19
Invesco Advantage Municipal Income Trust II (0000908993) 2
Invesco Agency Securities Inc. 2
Invesco California Insured Municipal Income Trust 3
Invesco California Municipal Income Trust (0000894146) 3
Invesco California Quality Municipal Securities (0000898618) 2
Invesco California Value Municipal Income Trust (0000895531) 2
Invesco Dynamic Credit Opportunities Fund (0001393662) 6
Invesco Mortgage Capital Inc. (0001437071) 2
Invesco Senior Income Trust (0001059386) 7
Invesco Van Kampen Advantage Municipal Income Trust II (0000908993) 5
Invesco Van Kampen California Value Municipal Income Trust (0000895531) 5
Invesco Van Kampen Dynamic Credit Opportunities Fund 6
Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 3
Invesco Van Kampen Municipal Opportunity Trust (0000884152) 2
Invesco Van Kampen Municipal Trust (0000877463) 3
Invesco Van Kampen Ohio Quality Municipal Trust (0000877649) 3
Invesco Van Kampen Senior Income Trust (0001059386) 17
Invesco Van Kampen Trust for Insured Municipals (0000880893) 5
Invesco Van Kampen Trust for Investment Grade Municipals (0000880892) 2
Invesco Van Kampen Trust for Investment Grade New Jerset Municipals 4
Invesco Van Kampen Trust for Investment Grade New Jersey Municipals (0000883269) 4
Invesco Van Kampen Trust for Investment Grade New York Municipals (0000883265) 7
Invesco Van Kampen Trust for Value Municipals (0000880893) 4
JAMAICA WATER PROPERTIES INC 5
JARDINE FLEMING CHINA REGION FUND INC 2
JF CHINA REGION FUND INC (0000888137) 2
JONES THOMAS W (0001192374) 11
JORDAN ANN DIBBLE (0001198864) 23
JOSS ROBERT L (0001201271) 10
JWP INC/DE/ 5
James Renee Jo (0001412439) 12
Jazz Technologies, Inc. (0001337675) 1
Jones Energy, Inc. (0001573166) 4
K SWISS INC (0000862480) 2
KADEN LEWIS B (0001101828) 13
KAPSTONE PAPER & PACKAGING CORP (0001325281) 2
KBL Healthcare Acquisition Corp III (0001388356) 1
KEANE ASSOCIATES INC 3
KEANE, INC. (0000054883) 3
KELLEY OIL & GAS CORP (0000930529) 1
KELLWOOD CO (0000055080) 3
KELLY EDWARD J III (0001160225) 15
KEMET CORP (0000887730) 13
KEMPER MUNICIPAL INCOME TRUST 16
KEMPER STRATEGIC MUNICIPAL INCOME TRUST 15
KEY TRONIC CORP (0000719733) 3
KLEINFELD KLAUS (0001268014) 4
KNIGHTSBRIDGE TANKERS LTD (0001029145) 5
KRAWCHECK SALLIE (0001226642) 9
Kayne Anderson MLP Investment CO (0001293613) 5
Kayne Anderson Midstream Investment CO 5
Kessinger Kevin (0001436698) 1
Klein Michael Stuart (0001327392) 6
L 3 COMMUNICATIONS HOLDINGS INC (0001056239) 9
LATITUDE COMMUNICATIONS INC (0001078425) 4
LATTICE SEMICONDUCTOR CORP (0000855658) 5
LEGG MASON CAPITAL MANAGEMENT INC (0000820330) 2
LEHMAN BROTHERS HOLDINGS INC (0000806085) 5
LEK INTERNATIONAL INC 2
LEUCADIA NATIONAL CORP (0000096223) 3
LEVIATHAN GAS PIPELINE PARTNERS L P (0000895040) 2
LEVITZ FURNITURE INC (0000902279) 4
LEXINGTON CORPORATE PROPERTIES INC 3
LEXINGTON CORPORATE PROPERTIES TRUST 3
LEXINGTON REALTY TRUST (0000910108) 3
LIBERTY MEDIA CORP /DE/ (0001082114) 2
LIGAND PHARMACEUTICALS INC (0000886163) 3
LINENS N THINGS INC (0001023052) 3
LING ALTEC ELECTRONICS INC 4
LING TEMCO ELECTRONICS INC 4
LING TEMCO VOUGHT INC 4
LITCHFIELD FINANCIAL CORP /MA (0000882515) 1
LIVERIS ANDREW N (0001269971) 22
LMP CORPORATE LOAN FUND INC. (0001068963) 9
LNET INC 3
LODGENET ENTERTAINMENT CORP 3
LODGENET INTERACTIVE CORP (0000911002) 3
LOEWS CORP (0000060086) 2
LOGICVISION INC (0001041418) 3
LOMAK PETROLEUM INC 1
LONE STAR GAS CO 2
LONE STAR STEAKHOUSE & SALOON INC (0000883670) 2
LONGS DRUG STORES CORP (0000764762) 1
LOUIS DREYFUS NATURAL GAS CORP (0000912264) 2
LSI LOGIC CORP (0000703360) 2
LTV CORP (0000060731) 4
LYNX THERAPEUTICS INC (0000913275) 6
Leach Brian (0001428954) 18
MACDERMID INC (0000061138) 3
MACY ACQUIRING CORP 2
MAGNER MARJORIE (0001225173) 15
MAGNETIC CONTROLS CO 2
MAHERAS THOMAS G (0001389100) 4
MALAN REALTY INVESTORS INC (0000914735) 1
MANAGED MUNICIPALS PORTFOLIO INC 37
MANNATECH INC (0001056358) 2
MARLTON TECHNOLOGIES INC (0000096988) 2
MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST (0000901824) 2
MASTERCARD INC (0001141391) 8
MATTEL INC /DE/ (0000063276) 2
MAUGHAN DERYCK C (0001225176) 8
MAX RE CAPITAL LTD (0001141719) 2
MAXTOR CORP (0000711039) 8
MAXWELL LABORATORIES INC /DE/ 3
MAXWELL TECHNOLOGIES INC (0000319815) 3
MCQUADE EUGENE M (0001195069) 23
MEADOWBROOK REHABILITATION GROUP INC 6
MECON INC (0001002524) 2
MECUM DUDLEY C II (0001046321) 12
MEDAREX INC (0000874255) 9
MEDINA-MORA MANUEL (0001339253) 33
MEDIS TECHNOLOGIES LTD (0001090507) 2
MEDIWARE INFORMATION SYSTEMS INC (0000874733) 2
MEDQUIST INC (0000884497) 2
MEGO MORTGAGE CORP 2
MENEZES VICTOR J (0001225177) 13
MENTOR GRAPHICS CORP (0000701811) 2
MERANT PLC (0000881581) 2
MEREDITH CORP (0000065011) 5
MEREDITH PUBLISHING CO 5
MERISTAR HOTELS & RESORTS INC (0001059341) 2
MESA AIR GROUP INC (0000810332) 2
MESA AIRLINES INC 2
METRA BIOSYSTEMS INC (0000888999) 3
METTLER TOLEDO INTERNATIONAL INC (0001037646) 7
METTLER TOLEDO INTERNATIONAL INC/ (0001037646) 7
MF Global Holdings Ltd. (0001401106) 1
MF Global Ltd. (0001401106) 2
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MFS INVESTMENT GRADE MUNICIPAL TRUST (0000847411) 11
MFS MUNICIPAL INCOME TRUST (0000801961) 14
MFS PRINCIPAL INCOME TRUST 2
MG PRODUCTS INC (0000863111) 2
MGIC INVESTMENT CORP (0000876437) 3
MICHAEL FOODS INC (0000811930) 1
MICHIGAN MUNIYIELD FUND INC 1
MICRO FOCUS GROUP PUBLIC LIMITED COMPANY 2
MICROMUSE INC (0001036425) 11
MICRON TECHNOLOGY INC (0000723125) 3
MICROTEL FRANCHISE & DEVELOPMENT CORP /NY 4
MID AMERICA APARTMENT COMMUNITIES INC (0000912595) 2
MID AMERICA REALTY INVESTMENTS INC (0000805057) 2
MID ATLANTIC REALTY TRUST (0000909298) 2
MIDDLE BAY OIL CO INC 2
MIDLAND FINANCIAL GROUP INC (0000879522) 1
MILLENNIUM CHEMICALS INC (0001018099) 2
MILLENNIUM PHARMACEUTICALS INC (0001002637) 2
MILLS CORP (0000914713) 1
MITEL CORP 2
MOHAWK INDUSTRIES INC (0000851968) 4
MOLTEN METAL TECHNOLOGY INC /DE/ (0000895517) 4
MORGAN PRODUCTS LTD (0000739790) 1
MORGAN STANLEY CA INSURED MUNICIPAL INCOME TRUST 3
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MOSAIC CO (0001285785) 1
MSB BANCORP INC /DE (0000887202) 3
MT INVESTORS INC 7
MTGE Investment Corp. (0001516973) 2
MULCAHY ANNE M (0001201725) 25
MUNICIPAL PARTNERS FUND INC 11
MUNIENHANCED FUND INC 2
MUNIYIELD ARIZONA FUND II INC 7
MUNIYIELD ARIZONA FUND INC /NJ/ 7
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MUNIYIELD INSURED FUND INC 2
MUNIYIELD MICHIGAN FUND INC 2
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MUNIYIELD MICHIGAN INSURED FUND INC 8
MUNIYIELD NEW JERSEY FUND INC 2
MUNIYIELD NEW YORK INSURED FUND INC 2
MURPHY OIL CORP /DE (0000717423) 2
MURRAY JOSEPH MICHAEL (0001614594) 13
MUTUAL MANAGEMENT CORP 3
MainStay DefinedTerm Municipal High Income Fund 3
MainStay DefinedTerm Municipal Opportunities Fund (0001518557) 3
McKinnon Paul D (0001317148) 5
Media & Entertainment Holdings, Inc. (0001337749) 1
Mills William (0001433837) 31
NABORS INDUSTRIES LTD (0001163739) 2
NAMGK Mexico Holding, S. de R.L. de C.V. (0001607145) 15
NANOGEN INC (0001030339) 11
NASDAQ Stock Market LLC (0001354457) 1
NATIONAL DENTEX CORP /MA/ (0000913616) 3
NATIONAL INTERGROUP INC 5
NATUS MEDICAL INC (0000878526) 2
NAVISTAR HOLDING INC 4
NAVISTAR INTERNATIONAL CORP (0000808450) 2
NAVISTAR INTERNATIONAL CORP /DE/NEW (0000808450) 4
NCS HEALTHCARE INC (0001004990) 2
NEKTAR THERAPEUTICS (0000906709) 4
NESS TECHNOLOGIES INC (0001089638) 12
NEUBERGER BERMAN INC (0001068144) 2
NEUBERGER BERMAN REAL ESTATE INCOME FUND INC 2
NEUBERGER BERMAN REALTY INCOME FUND INC (0001221327) 2
NEUREX CORP/DE (0000884065) 2
NEUTRAL POSTURE ERGONOMICS INC (0001042488) 2
NEW CENTURY FINANCIAL CORP (0001287286) 2
NEW CENTURY REIT INC 2
NEW CORT HOLDINGS CORP 6
NEW MURPHY OIL CORP /DE 2
NEW PRODUCTS CORP 3
NEW UNITEDGLOBALCOM INC 3
NEW YORK MUNIYIELD FUND INC 2
NEW YORK STOCK EXCHANGE INC (0000876661) 14
NEW YORK STOCK EXCHANGE LLC (0000876661) 10
NEWCORP INC 2
NEXMED INC (0001017491) 2
NIMIN CAPITAL CORP 2
NOODLE KIDOODLE INC (0000043837) 2
NORD RESOURCES CORP (0000072316) 1
NORTH AMERICAN SCIENTIFIC INC (0000949876) 4
NORTHWEST LINEN CO 2
NORTON MCNAUGHTON INC (0000917692) 3
NPS PHARMACEUTICALS INC (0000890465) 2
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NTELOS HOLDINGS CORP (0001328571) 8
NUTRI SYSTEM INC /DE/ (0001096376) 3
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NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC (0000862313) 4
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NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC (0000879826) 3
NUVEEN CALIFORNIA SELECT QUALITY INCOME MUNICIPAL FUND INC 2
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC (0000874142) 2
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NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (0000885712) 5
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NUVEEN INSURED QUALITY MUNICIPAL FUND INC (0000869405) 7
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NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (0000862716) 3
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NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC (0000878198) 7
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NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (0001266585) 6
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (0000860188) 3
NUVEEN MUNICIPAL OPPORTUNITY FUND INC (0000878242) 2
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NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161070) 7
NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC (0000870778) 5
NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC (0000890898) 3
NUVEEN NEW JERSEY QUALITY INCOME MUNICIPAL FUND INC (0000878181) 2
NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND (0001195739) 18
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (0001074769) 6
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NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC (0000868449) 3
NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (0000856226) 3
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NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC (0000879819) 6
NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (0000874143) 3
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NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (0000878200) 3
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NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087787) 5
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC (0000870780) 5
NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND (0000890891) 3
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NYSE ARCA, INC. (0001143362) 13
New BlackRock, Inc. 7
New York City Comptroller's Office on behalf of the New York City Pension Funds (0001517047) 1
NiMin Energy Corp. (0001404636) 2
NiSource Energy Partners, L.P. 2
Nuveen AMT-Free Quality Municipal Income Fund (0001195737) 2
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Nuveen Floating Rate Income Opportunity Fund (0001289213) 12
Nuveen Multi-Strategy Income & Growth Fund (0001216583) 5
Nuveen Multi-Strategy Income & Growth Fund 2 (0001227476) 5
OCCUSYSTEMS INC (0000924639) 1
OLIN CORP (0000074303) 5
OLIN MATHIESON CHEMICAL CORP 5
OM GROUP INC (0000899723) 5
ON2 TECHNOLOGIES INC (0001045280) 52
ON2COM INC (0001045280) 54
ONCOGENE SCIENCE INC 2
ONEILL MICHAEL E (0001204673) 44
OPTICAL COATING LABORATORY INC (0000074697) 2
OREGON STEEL MILLS INC (0000830260) 4
ORIENT EXPRESS HOTELS LTD (0001115836) 6
ORTEC INTERNATIONAL INC (0000889992) 4
ORTHODONTIX INC 1
ORYX ENERGY CO (0000836442) 2
OSCIENT PHARMACEUTICALS CORP (0000356830) 5
OSI PHARMACEUTICALS INC (0000729922) 2
PACHOLDER FUND INC 7
PACHOLDER HIGH YIELD FUND INC (0000837951) 7
PACIFIC EXCHANGE INC 13
PACIFIC GAS & ELECTRIC CO (0000075488) 4
PACIFICORP /ME/ 3
PACIFICORP /OR/ (0000075594) 3
PALL CORP (0000075829) 2
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PAMIDA HOLDINGS CORP/DE/ (0000864760) 2
PANDIT VIKRAM S (0001183417) 12
PARACELSIAN INC /DE/ (0000882362) 11
PARKER DRILLING CO /DE/ (0000076321) 2
PARSONS RICHARD D (0001008086) 48
PARTY CITY CORP (0001005972) 2
PATHMARK STORES INC (0000095585) 3
PATRICK INDUSTRIES INC (0000076605) 3
PC/UP&L MERGING CORP 3
PEARSON ANDRALL (0001238582) 11
PENN TREATY AMERICAN CORP (0000814181) 2
PENNZOIL OFFSHORE GAS OPERATORS INC /TX/ 3
PEOPLE EXPRESS AIRLINES INC 3
PERCEPTRONICS INC (0000710217) 2
PERSONNEL GROUP OF AMERICA INC (0000948850) 2
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PHH CORP (0000077776) 1
PHH GROUP INC 1
PHIBRO CORP 28
PHYSICIANS SPECIALITY CORP (0001027429) 1
PHYSICIANS SPECIALTY CORP (0001027429) 1
PI PARENT CORP 6
PIEDMONT MINING CO INC (0000819517) 2
PIER 1 IMPORTS INC/DE (0000278130) 2
PIER 1 IMPORTS INC/GA 2
PIER 1 INC 2
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PILGRIM PRIME RATE TRUST 18
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PINNACLE AIRLINES CORP (0001166291) 3
PIXELWORKS, INC (0001040161) 3
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PLASMA & MATERIALS TECHNOLOGIES INC 5
PLD TELEKOM INC (0000890568) 1
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POGO PRODUCING CO (0000230463) 3
POHANG IRON & STEEL CO LTD 4
POLYONE CORP (0001122976) 3
POSCO (0000889132) 4
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PREMIER PARKS INC (0000701374) 2
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PRINCE CHARLES (0001225179) 29
PRIORITY HEALTHCARE CORP (0001037975) 2
PROMOTIONS COM INC (0001088024) 3
PROMOTORA DE INFORMACIONES SA /FI (0001159513) 2
PRT GROUP INC (0001045560) 4
PSI ENERGY INC (0000081020) 6
PSYCHIATRIC SOLUTIONS INC (0000829608) 2
PUBLIC SERVICE CO OF INDIANA INC 6
PUBLIC STORAGE PROPERTIES XXII LTD 2
PUMA TECHNOLOGY INC (0001020716) 2
PURCHASESOFT INC (0000727063) 2
Patriot Coal CORP (0001376812) 22
Pioneer Floating Rate Trust (0001305767) 2
Polaris Acquisition Corp. (0001410240) 2
Primerica Life Insurance CO (0001291918) 2
Primerica, Inc. (0001475922) 19
Protalix BioTherapeutics, Inc. (0001006281) 1
QEP Midstream Partners, LP (0001576044) 1
QUALITY SEMICONDUCTOR INC (0000869886) 2
QUANTUM CORP /DE/ (0000709283) 11
QUANTUM HEALTH RESOURCES INC/DE (0000873393) 2
R F INDUSTRIES LTD (0000740664) 4
R H MACY & CO INC 3
RADIO ONE INC (0001041657) 2
RADIOSHACK CORP (0000096289) 2
RADVISION LTD (0001105519) 4
RALLYS HAMBURGERS INC (0000854873) 4
RALLYS INC 4
RAMIREZ ROBERTO HERNANDEZ 3
RANGE RESOURCES CORP (0000315852) 1
REALNETWORKS INC (0001046327) 6
REDBACK NETWORKS INC (0001081290) 2
REGISTER COM INC (0001091284) 2
REINER GARY M (0001233171) 26
REPUBLIC NEW YORK CORP (0000083246) 2
RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) 2
REUTER INC 2
REUTER MANUFACTURING INC (0000083490) 2
REX STORES CORP (0000744187) 2
REYNOLDS METALS CO (0000083604) 2
RHODES WILLIAM R (0001226641) 30
RICCIARDI LAWRENCE R (0001180462) 16
RIGHT START INC /CA (0000878720) 6
RIVERSIDE CAPITAL INC 5
RMI TITANIUM CO (0000854663) 4
RMX INDUSTRIES INC 2
ROBERTS PHARMACEUTICAL CORP (0000853022) 1
ROCKFORD CORP (0000828064) 3
ROCKY SHOES & BOOTS INC (0000895456) 2
RODIN JUDITH (0001102075) 59
ROOSEVELT FINANCIAL GROUP INC (0000830055) 2
ROSLYN BANCORP INC (0001020828) 4
ROWAN COMPANIES INC (0000085408) 2
ROWAN DRILLING CO 2
ROWAN DRILLING CO INC 2
RSA SECURITY INC/DE/ (0000932064) 6
RTI INTERNATIONAL METALS INC (0001068717) 9
RUBIN ROBERT E (0001225178) 13
RYAN ROBERT L (0001024354) 11
Realty Finance Corp (0001330969) 1
Regalwood Global Energy Ltd. (0001717961) 1
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SABRE HOLDINGS CORP (0001020265) 3
SAFESKIN CORP (0000911636) 2
SAFEWAY INC (0000086144) 2
SAFEWAY STORES INC 2
SAGE SOFTWARE INC 2
SAINT PAUL COMPANIES INC 2
SALISBURY BANCORP INC (0001060219) 2
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SALOMON BROTHERS CAPITAL & INCOME FUND INC (0001270131) 1
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SALOMON BROTHERS EQUITY & INCOME FUND INC 1
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SALOMON BROTHERS FIXED INCOME STRATEGIC FUND INC 1
SALOMON BROTHERS GLOBAL HIGH INCOME FUND INC (0001228509) 1
SALOMON BROTHERS GLOBAL HIGH YIELD FUND INC 1
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SALOMON BROTHERS INFLATION MANAGEMENT FUND INC (0001283721) 1
SALOMON BROTHERS INTERNATIONAL LTD 24
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC 11
SALOMON BROTHERS UK EQUITY LTD 2
SALOMON INC (0000200245) 2,150
SALOMON INTERNATIONAL LLC 16
SALOMON INTERNATIONAL LTD 21
SALOMON SMITH BARNEY HOLDINGS INC 2,148
SALOMON SMITH BARNEY INC /NY/ 19
SALT HOLDINGS CORP 2
SAN JOAQUIN RESOURCES INC 2
SANCTUARY WOODS MULTIMEDIA CORP (0000900748) 4
SANCTUARY WOODS MULTIMEDIA CORP /FI (0000899612) 1
SANCTUARY WOODS MULTIMEDIA CORP /FI (0000899612) 1
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SANDISK CORP (0001000180) 6
SANFILIPPO JOHN B & SON INC (0000880117) 6
SANTA FE INTERNATIONAL CORP/ 4
SANTOMERO ANTHONY M (0001432225) 17
SBHU HOLDINGS INC 16
SBS BROADCASTING S A (0000895649) 3
SBS ENGINEERING INC/NM 2
SBS TECHNOLOGIES INC (0000880208) 2
SCANDINAVIAN BROADCASTING SYSTEM SA (0000895649) 4
SCANSOURCE INC (0000918965) 2
SCHACHER GREENTREE & CO INC 5
SCIENTIFIC ASSOCIATES INC 2
SCIENTIFIC ATLANTA INC (0000087777) 2
SCREAMING MEDIA COM INC (0001106917) 2
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SCUDDER STRATEGIC MUNICIPAL INCOME TRUST 15
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SEACOR SMIT INC (0000859598) 4
SEACORE HOLDINGS INC 4
SEALED AIR CORP (0000088204) 2
SEALED AIR CORP US (0000088204) 1
SEALED POWER CORP 3
SEARCH CAPITAL GROUP INC 2
SEARCH FINANCIAL SERVICES INC (0000318672) 2
SEARCH NATURAL RESOURCES INC 2
SECURITY DYNAMICS TECHNOLOGIES INC /DE/ 6
SECURITY NATIONAL OF INDIANA CORP 2
SEEQ TECHNOLOGY INC (0000702756) 4
SEIBELS BRUCE GROUP INC (0000276380) 1
SELIGMAN ENHANCED TAX EXEMPT FUND INC 4
SELIGMAN SELECT MUNICIPAL FUND INC (0000857694) 4
SELVAC CORP 2
SEPRACOR INC /DE/ (0000877357) 5
SHAMAN PHARMACEUTICALS INC (0000891933) 5
SHEARSON LEHMAN HUTTON HOLDINGS INC 5
SICOR INC (0000807873) 6
SIGNET GROUP PLC (0000832988) 2
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SILVER STATE MINING CORP 5
SINA COM 3
SINA CORP (0001094005) 3
SINCLAIR BROADCAST GROUP INC (0000912752) 3
SIX FLAGS INC (0000701374) 2
SIX FLAGS, INC. (0000701374) 4
SIZELER PROPERTY INVESTORS INC (0000805419) 1
SLM FUNDING CORP (0000949114) 1
SMART BALANCE, INC. (0001331301) 3
SMITH BARNEY FUND MANAGEMENT LLC (0000914851) 3
SMITH BARNEY INC /NY/ 19
SMITH BARNEY INTERMEDIATE MUNICIPAL FUND INC 29
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SOFTWARE 2000 INC /MA/ (0001002044) 2
SOFTWARE 2000 INC /MA/ (0001002044) 2
SOLECTRON CORP (0000835541) 6
SOMNUS MEDICAL TECHNOLOGIES INC (0001026405) 5
SONIC AUTOMOTIVE INC (0001043509) 3
SPACEHAB INC \WA\ (0001001907) 2
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SPERO JOAN E (0001197661) 28
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STANDARD MICROSYSTEMS CORP (0000093384) 14
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STRATOS LIGHTWAVE INC (0001111721) 31
STRIDE RITE CORP (0000094887) 2
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SUN EXPLORATION & PRODUCTION CO 2
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SUPERMARKETS GENERAL CORP 3
SWISHER INTERNATIONAL GROUP INC (0001025834) 4
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Salomon Brothers Variable Rate Strategic Fund Inc. (0001299393) 1
Secure America Acquisition CORP 1
Solarfun Power Holdings Co., Ltd. (0001371541) 6
Stone Arcade Acquisition CORP 2
Stream Global Services, Inc. (0001405287) 3
Sunoco LP (0001552275) 2
Susser Petroleum Partners LP 2
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TAILWIND FINANCIAL INC. (0001368879) 3
TALCOTT NATIONAL CORP 3
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TANDY CORP /DE/ 2
TANDY LEATHER CO 2
TANGER FACTORY OUTLET CENTERS INC (0000899715) 2
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TAYLOR DIANA L (0001397512) 40
TCI LIBERTY HOLDING CO 2
TEAM RENTAL GROUP INC 2
TELE COMMUNICATIONS INC /CO/ (0000925692) 2
TELECOM ARGENTINA STET FRANCE TELECOM SA (0000932470) 2
TELESCIENCES INC 2
TELYNX INC (0000852164) 1
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TEXAS BIOTECHNOLOGY CORP /DE/ (0000887023) 1
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THOMASTON MILLS INC (0000097931) 2
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THOMSON TODD S (0001225707) 24
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TIME WARNER TELECOM INC (0001057758) 2
TITAN INTERNATIONAL INC (0000899751) 8
TITAN WHEEL INTERNATIONAL INC 8
TM Entertainment & Media, Inc. (0001399067) 2
TNT FREIGHTWAYS CORP 2
TOLLEX INTERNATIONAL N V (0001012370) 1
TOOLEX ALPHA NV 1
TOWER AUTOMOTIVE INC (0000925548) 8
TRANSKARYOTIC THERAPIES INC (0000885259) 4
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TRAVELERS GROUP INC (0000831001) 14,720
TRAVELERS INC 14,720
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TRAVELERS INSURANCE CO (0000733076) 53
TRAVELERS INSURANCE GROUP HOLDINGS INC (0001010551) 40
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TRAVELERS LIFE & ANNUITY CO (0000929498) 2
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TRIKON TECHNOLOGIES INC (0000868326) 5
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TRILLIUM ASSET MANAGEMENT, LLC (0000884541) 1
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TRITON OIL & GAS CORP 1
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TRV Holdings LLC (0001607009) 16
TRV Investments LLC (0001607010) 16
TUBOSCOPE CORP 3
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TUBOSCOPE VETCO INTERNATIONAL CORP 3
Tremisis Energy Acquisition CORP II (0001408193) 1
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Turley James S (0001580994) 24
U S GOLD CORP (0000314203) 5
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UNITED NATIONAL FILM CORP 5
UNITED STATES HOME & DEVELOPMENT CORP 1
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Ultimate Escapes, Inc. (0001402364) 1
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VALOR TELECOMMUNICATIONS INC 3
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VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC (0001079023) 2
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VIANT CORP (0001028122) 5
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WEBS INDEX FUND INC (0000930667) 8
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WELLMAN INC (0000812708) 3
WELSBACH CORP 5
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WORLD WRESTLING FEDERATION ENTERTAINMENT INC (0001091907) 7
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XOMA CORP /DE/ 4
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ZMAX CORP 6
ZOLL MEDICAL CORPORATION (0000887568) 2
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