MORGAN STANLEY  [  NYSE ]  [ MSE ]


1585 BROADWAY
NEW YORK,  NY,
  USA
212-761-4000
Filing DateCurrent and former namesChanged on date
2003-04-14
DEAN WITTER DISCOVER & CO
1996-03-15
2002-05-07
MORGAN STANLEY DEAN WITTER & CO
1998-03-26
2001-02-23
MORGAN STANLEY
1997-10-15
MORGAN STANLEY DEAN WITTER DISCOVER & CO
Central Index Key (CIK)
0000895421
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Ownership (Form 3,4,5)# Filings
ABDEL-MEGUID TAREK F (0001185266) 10
BARRON FRANCIS P (0001497942) 3
BAUMAN ROBERT P (0001182160) 1
BOSTOCK ROY J (0001238512) 16
BOWLES ERSKINE B (0001257081) 25
BRENNAN EDWARD A (0001037476) 6
BRODSKY JEFFREY S (0001663751) 8
CHAMMAH WALID A (0001336667) 8
CHENEVIX-TRENCH JONATHAN (0001326356) 2
CHINA INVESTMENT CORP (0001468702) 9
CORLEY ELIZABETH (0001725898) 1
CRAWFORD STEPHEN S (0001183416) 3
CRUZ ZOE (0001185268) 11
DARLING ALISTAIR (0001662540) 8
DAULA THOMAS V (0001341664) 3
DAVIES HOWARD J (0001283017) 24
FLEMING GREGORY J (0001258750) 16
FRANK ALEXANDER C (0001226177) 7
GLOCER THOMAS H (0001140799) 11
GORMAN JAMES P (0001182328) 48
GROSSMAN ERIC F (0001539492) 21
HANCE JAMES H JR (0001176400) 4
HARRIS RAYMOND (0001334806) 2
HAVENS JOHN P (0001183832) 6
HELENIAK DAVID W (0001326281) 4
HIRANO NOBUYUKI (0001458400) 2
HOCHSCHILD ROGER C (0001183833) 7
Herz Robert H (0001523753) 7
Hotsuki Keishi (0001510396) 19
JACOB JOHN E (0001142403) 2
JOHANSSON JERKER M (0001326578) 2
Johnston Charles D (0001479664) 2
KELLEHER THOMAS COLM (0001413097) 33
KEMPF DONALD G JR (0001185271) 3
KIDDER C ROBERT (0001179703) 17
KLEINFELD KLAUS (0001268014) 7
KNIGHT CHARLES F (0001180536) 2
LYNCH GARY G (0001340571) 12
Lynch Gary G (0001340571) 2
MACK JOHN J (0001272147) 12
MADIGAN JOHN W (0001174463) 2
MARSH MILES L (0001014831) 2
MERIN MITCHELL M (0001186866) 6
MILES MICHAEL A (0001077846) 2
MITSUBISHI UFJ FINANCIAL GROUP INC (0000067088) 4
MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P (0001076246) 1
MORGAN STANLEY DEAN WITTER CAPITAL PARTNERS IV L P (0001076244) 1
MORGAN STANLEY DEAN WITTER EQUITY FUNDING INC (0001208129) 1
MORGAN STANLEY DEAN WITTER VENTURE INVESTORS IV LP (0001110271) 3
MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTOR IV LP (0001209717) 1
MORGAN STANLEY DEAN WITTER VENTURE OFFSHORE INVESTORS IV LP (0001209717) 2
MORGAN STANLEY DEAN WITTER VENTURE PARTNERS IV L P (0001102884) 3
MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP (0001425447) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS CAYMAN LTD (0001522731) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III INC (0001522733) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III LLC (0001522732) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III LP (0001402299) 12
MORGAN STANLEY RISK HOLDINGS INC (0001286825) 1
MORGAN STANLEY VENTURE CAPITAL III INC (0001204332) 1
MORGAN STANLEY VENTURE INVESTORS III LP (0001204325) 1
MORGAN STANLEY VENTURE PARTNERS ENTERPRENEUR FUND LP (0001204335) 1
MORGAN STANLEY VENTURE PARTNERS III LLC (0001204337) 1
MORGAN STANLEY VENTURE PARTNERS III LP (0001204329) 1
MORRISON ALASDAIR G (0001326391) 2
MOSER DAVID S (0001226007) 6
MS HOLDINGS INC (0001522719) 13
MSDW CAPITAL PARTNERS IV INC (0001208777) 1
MSDW CAPITAL PARTNERS IV LLC (0001208775) 1
MSDW IV 892 INVESTORS L P (0001076249) 1
MSDW OIP INVESTORS INC (0001208132) 1
MSDW OIP INVESTORS INC GENERAL PRTNRS ORIG INV PLAN LP (0001286996) 1
MSDW Venture Partners IV Inc (0001230210) 2
MSDW Venture Partners IV LLC (0001112291) 2
MSPEA AGRICULTURE HOLDING LTD (0001522730) 10
MSPEA MODIFIED PLASTICS HOLDING LTD (0001524980) 3
MSRESS III Inc (0001418293) 2
MSRESS III Manager LLC (0001418294) 2
MURRAY EILEEN K (0001341752) 8
Miscik Judith A (0001555318) 6
Morgan Stanley Principal Investments Inc (0001463629) 2
Morgan Stanley Real Estate Special Situations Fund III LP (0001418301) 2
Morgan Stanley Real Estate Special Situations Fund III-GP LLC (0001418297) 2
NALLY DENNIS M (0001685596) 3
NELMS DAVID W (0001183830) 9
NEWHOUSE STEPHAN F (0001185272) 5
NIDES THOMAS R (0001333770) 18
NOSKI CHARLES H (0001039894) 7
Nicolaisen Donald T (0001345885) 15
North Haven Private Equity Asia III LP (0001402299) 1
OLAYAN HUTHAM S (0001357222) 24
OWENS JAMES W (0001171767) 11
PANDIT VIKRAM S (0001183417) 5
PERELLA JOSEPH R (0001185273) 11
PHILLIPS JR CHARLES E (0001236185) 6
PRUZAN JONATHAN (0001640050) 5
PURCELL PHILIP J (0001183831) 11
Porat Ruth (0001479258) 20
RIEFLER LINDA H (0001366334) 2
ROSENTHAL JAMES A (0001509446) 26
SCHAEFER JOHN H (0001188749) 5
SCOTT ROBERT G (0001182531) 9
SCULLY ROBERT W (0001352881) 3
SEXTON O GRIFFITH (0001338580) 17
SHEAR NEAL A (0001326397) 3
SIDWELL DAVID H (0001282556) 6
SIMKOWITZ DANIEL A (0001680385) 4
SMALL JEFFREY (0001334400) 1
SPENCER CORDELL G (0001326398) 3
SSF III Gemini GP LLC (0001418298) 2
SSF III Gemini LP (0001418299) 2
TAMAKOSHI RYOSUKE (0001525374) 1
THOMAS OWEN D (0001339081) 3
TRAQUINA PERRY M (0001228062) 7
TYSON LAURA D (0001183429) 17
Tanaka Masaaki (0001398946) 1
Taubman Paul J (0001479665) 7
UVA MICHAEL D (0001326538) 1
WILKINS RAYFORD JR (0001184395) 6
WIRTH PAUL C (0001319921) 33
Wirth Paul C (0001319921) 3
ZUMWINKEL KLAUS (0001275633) 6
deRegt Kenneth Michael (0001330293) 3
All related persons/companies# Filings
21ST CENTURY FOOD PRODUCTS CORP 2
500.com Ltd (0001517496) 6
500wan.com Ltd 6
58.com Inc. (0001525494) 2
A C MOORE ARTS & CRAFTS INC 2
A L LABORATORIES INC 5
A L PHARMA 5
A.C. Moore Arts & Crafts, Inc. (0001042809) 2
A21 INC (0001074436) 1
AAR CORP (0000001750) 3
ABBEY HEALTHCARE GROUP INC/DE 6
ABDEL MEGUID TAREK F (0001185266) 3
ABDEL-MEGUID TAREK F (0001185266) 10
ABENGOA, S.A. (0001161785) 2
ABERCROMBIE & FITCH CO /DE/ (0001018840) 5
ABITIBI CONSOLIDATED INC (0001039778) 2
ACADIA REALTY TRUST (0000899629) 12
ACCLAIM ENTERTAINMENT INC (0000804888) 2
ACCO BRANDS CORP (0000712034) 3
ACCO WORLD CORP 3
ACE Aviation Holdings Inc. (0001295721) 6
ACORDA THERAPEUTICS INC (0001008848) 3
ACS INVESTORS INC 2
ADELPHIA BUSINESS SOLUTIONS INC (0001017648) 2
ADVANCED CORNEAL SYSTEMS INC 3
ADVANCED MAGNETICS INC (0000792977) 2
ADVANCIS PHARMACEUTICAL CORP 2
ADVANTICA RESTAURANT GROUP INC (0000852772) 10
ADVISORY BOARD CO (0001157377) 11
AEROQUIP-VICKERS INC (0000059198) 3
AETNA INC /PA/ (0001122304) 2
AETNA U S HEALTHCARE INC 2
AFC ENTERPRISES INC (0001041379) 13
AFFILIATE STKHLDRS OF MORGAN STANLEY DEAN WITTER DISCOVER&CO (0000909465) 14
AFFILIATED COMPUTER SERVICES INC (0000002135) 2
AFFILIATED COMPUTER SYSTEMS INC 2
AFFINITY INVESTMENT ADVISORS, LLC (0001520601) 2
AFFORDABLE RESIDENTIAL COMMUNITIES INC (0001265131) 3
AGCO CORP /DE (0000880266) 2
AJL PEPS TRUST (0000949282) 3
ALADDIN KNOWLEDGE SYSTEMS LTD (0000911364) 2
ALBANY MOLECULAR RESEARCH INC (0001065087) 2
ALIGN RITE INTERNATIONAL INC (0000945122) 1
ALKERMES INC (0000874663) 2
ALLEGHENY INTERNATIONAL /PA 1
ALLEGIANCE TELECOM INC (0001058703) 9
ALLEN AIRCRAFT RADIO INC 3
ALLIED DOMECQ PLC (0001100427) 7
ALLIED LIFE FINANCIAL CORP (0000912154) 1
ALLOS THERAPEUTICS INC (0001097264) 2
ALLSCRIPTS HEALTHCARE SOLUTIONS INC (0001124804) 4
ALLSCRIPTS HOLDING INC 4
ALLSCRIPTS INC /IL (0001061377) 7
ALPHARMA INC (0000730469) 5
ALPINE GEOPHYSICAL ASSOCIATES INC 5
ALPINE GEOPHYSICAL CORP 5
ALPINE GLOBAL DYNAMIC DIVIDEND FUND (0001362481) 4
ALPINE GROUP INC /DE/ (0000004164) 5
ALZA CORP (0000004310) 1
AMAG PHARMACEUTICALS INC. (0000792977) 1
AMB PROPERTY CORP (0001045609) 6
AMBASSADORS GROUP INC (0001162315) 11
AMBASSADORS INTERNATIONAL INC (0000946842) 2
AMC ENTERTAINMENT HOLDINGS, INC. (0001411579) 2
AMERICAN APPAREL, INC (0001336545) 3
AMERICAN BANKERS INSURANCE GROUP INC (0000350571) 3
AMERICAN CAMPUS COMMUNITIES INC (0001283630) 5
AMERICAN DAIRY INC 7
AMERICAN FINANCIAL HOLDING INC /CO 3
AMERICAN FINANCIAL HOLDING INC /DE 3
AMERICAN GENERAL HOSPITALITY CORP (0001012967) 7
AMERICAN HIDE & LEATHER CO 2
AMERICAN HOME MORTGAGE INVESTMENT CORP (0001256536) 2
AMERICAN INDUSTRIAL PROPERTIES REIT 6
AMERICAN INDUSTRIAL PROPERTIES REIT INC (0000778437) 6
AMERICAN ITALIAN PASTA CO (0000849667) 2
AMERICAN MOBILE SATELLITE CORP 4
AMERICAN ORIENTAL BIOENGINEERING INC (0001090514) 3
AMERICAN PAD & PAPER CO (0000005588) 1
AMERICAN PUBLISHING COMPANY 3
AMERICAN REAL ESTATE INVESTMENT CORP (0000906113) 11
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC (0001499875) 2
AMERICAN STOCK EXCHANGE LLC (0001143313) 97
AMERICANA REAL ESTATE INVESTMENT CORP 11
AMERICANA REAL ESTATE INVESTMENT TRUST 11
AMERIN CORP (0001001603) 1
AMERISOURCEBERGEN CORP (0001140859) 2
AMICUS THERAPEUTICS INC (0001178879) 1
AMLI RESIDENTIAL PROPERTIES INC 6
AMLI RESIDENTIAL PROPERTIES TRUST (0000914724) 6
ANACOMP INC (0000006260) 4
ANGELICA CORP /NEW/ (0000006571) 1
ANGELICA UNIFORM CORP 1
ANSAN INC 3
ANSAN PHARMACEUTICALS INC 3
APARTMENT INVESTMENT & MANAGEMENT CO (0000922864) 6
APPLIED BIOSYSTEMS INC (0000719545) 2
APPLIED MICRO CIRCUITS CORP (0000711065) 3
APPLIED OPTOELECTRONICS, INC. (0001158114) 1
APPLIED VOICE TECHNOLOGY INC /WA/ 2
APRIA HEALTHCARE GROUP INC (0000882289) 6
ARBITRON INC (0000109758) 1
ARCELOR 2
ARCH CAPITAL GROUP LTD. (0000947484) 2
ARCH COMMUNICATIONS GROUP INC /DE/ 2
ARCH COMMUNICATIONS INC 1
ARCH WIRELESS COMMUNICATIONS INC (0000916122) 1
ARCH WIRELESS INC (0000915390) 2
ARCHSTONE COMMUNITIES TRUST/ 2
ARCHSTONE SMITH OPERATING TRUST (0000080737) 2
ARCHSTONE SMITH TRUST (0001156826) 4
ARDEN REALTY GROUP INC 10
ARDEN REALTY INC (0001013794) 10
ARIDTECH INC 24
ARKANSAS WESTERN GAS CO 3
ARKHAN Corp (0001279228) 1
ARM FINANCIAL GROUP INC (0000910562) 2
ARMSTRONG CORK CO 3
ARMSTRONG WORLD INDUSTRIES INC (0000007431) 3
ARTHROCARE CORP (0001005010) 2
ARTIS CAPITAL MANAGEMENT LLC 2
ARTIS CAPITAL MANAGEMENT, L.P. (0001279364) 2
ARV ASSISTED LIVING INC (0000949322) 2
ASBURY AUTOMOTIVE GROUP INC (0001144980) 4
ASHFORD HOSPITALITY TRUST INC (0001232582) 7
ASIA PACIFIC FUND INC (0000795618) 2
ASSISTED LIVING CONCEPTS INC (0000929994) 9
ATARI INC (0001002607) 2
ATHENAHEALTH INC (0001131096) 10
ATLANTIC GULF COMMUNITIES CORP (0000771934) 12
ATLAS AMERICA INC 2
ATLAS ENERGY, INC. (0001279228) 2
ATS CORP (0001325460) 7
AU BON PAIN CO INC 4
AU BON PAIN COMPANY INC 3
AUDIOCODES LTD (0001086434) 1
AURUM SOFTWARE INC (0000887784) 1
AUTHENTIDATE HOLDING CORP (0000885074) 5
AUTO BY TEL CORP 6
AUTOBYTEL INC (0001023364) 6
AUTOBYTEL COM INC 6
AUTOLIV INC (0001034670) 2
AUXILIUM PHARMACEUTICALS INC (0001182129) 2
AVALON BAY COMMUNITIES INC (0000915912) 13
AVALONBAY COMMUNITIES INC (0000915912) 13
AVIGEN INC \DE (0000932903) 2
AVIS BUDGET GROUP, INC. (0000723612) 4
AVON PRODUCTS INC (0000008868) 2
AVT CORP (0000931784) 2
AVTEAM INC (0001013787) 2
AXA FINANCIAL INC (0000888002) 2
AXIALL CORP/DE/ (0000805264) 1
AXIALL Corp /DE/ (0000805264) 1
AXONYX INC (0001070698) 2
AZTEC MANUFACTURING CO 4
AZZ INC (0000008947) 4
Acquicor Technology Inc 14
Acuity SpinCo, Inc. 5
Adeptus Health Inc. (0001602367) 2
AerCap Holdings N.V. (0001378789) 2
Affinion Group Holdings, Inc. (0001404624) 2
Alexza Pharmaceuticals Inc. (0001344413) 2
AllianzGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND (0001260563) 4
Altisource Asset Management Corp (0001555074) 5
Altus Pharmaceuticals Inc. (0001340744) 3
AmREIT, Inc. (0001397807) 1
American Capital Senior Floating, Ltd. (0001581934) 3
Apollo Credit Fund Inc. 4
Apollo Residential Mortgage, Inc. (0001515980) 4
Apollo Tactical Income Fund Inc. (0001526697) 4
Apptio Inc (0001419625) 3
ArcelorMittal (0001243429) 2
Argo Group International Holdings, Ltd. (0001091748) 1
Aristotle Holding, Inc. 2
Atara Biotherapeutics, Inc. (0001604464) 1
Atlas Energy Group, LLC (0001623595) 2
Atlas Resource Partners GP, LLC 2
Atlas SpinCo GP, LLC 2
Autohome Inc. (0001527636) 6
Avenue Income Credit Strategies Fund (0001503290) 7
B E C ENERGY (0001035675) 1
B/E AEROSPACE INC (0000861361) 3
BA MERCHANT SERVICES INC (0001024674) 1
BALLY TOTAL FITNESS HOLDING CORP (0000770944) 7
BALLYS HEALTH & TENNIS CORP 7
BANK MORGAN STANLEY AG (0000929499) 15
BANK OF TOKYO MITSUBISHI LTD /ADR/ 12
BANKRATE INC (0001080866) 2
BANTA CORP (0000009801) 2
BANTA GEORGE CO INC 2
BANTA GEORGE PUBLISHING CO 2
BARCLAYS BANK LTD 1
BARCLAYS BANK PLC 1
BARCLAYS GLOBAL INVESTORS NA /CA/ (0000913414) 7
BARCLAYS PLC (0000312069) 1
BARNESANDNOBLE COM INC (0001069665) 3
BARRA INC /CA (0000878483) 2
BARRON FRANCIS P (0001497942) 3
BAUMAN ROBERT P (0001182160) 3
BAUSCH & LOMB INC (0000010427) 6
BAY APARTMENT COMMUNITIES INC (0000915912) 14
BE AEROSPACE INC (0000861361) 3
BE AVIONICS INC 3
BE SEMICONDUCTOR INDUSTRIES NV (0001003196) 2
BEAR STEARNS COMPANIES INC (0000777001) 1
BEAZER HOMES USA INC (0000915840) 2
BECKMAN COULTER INC (0000840467) 2
BECKMAN INSTRUMENTS INC (0000840467) 3
BEDFORD PROPERTY INVESTORS INC/ (0000757448) 1
BEDFORD PROPERTY INVESTORS INC/MD (0000910079) 1
BELL & HOWELL CO/ 2
BELL & HOWELL OPERATING CO 2
BELL TECHNOLOGY GROUP LTD 3
BERINGER GOLD CORP 2
BERINGER WINE ESTATES HOLDINGS INC (0001041891) 2
BERKSHIRE REALTY CO INC /DE (0000869446) 1
BEVERLY INVESTMENT PROPERTIES INC 2
BIG CITY RADIO INC (0001046284) 2
BIG ENTERTAINMENT INC 11
BIO TECHNOLOGY GENERAL CORP 5
BIORELIANCE CORP (0001036629) 2
BITAUTO HOLDINGS LTD (0001499781) 4
BITWISE DESIGNS INC 5
BJ SERVICES CO (0000864328) 3
BJS WHOLESALE CLUB INC (0001037461) 2
BJs RESTAURANTS INC (0001013488) 13
BLACK MAMMOTH CONSOLIDATED MINING CO 4
BLACKBOARD INC (0001106942) 2
BLACKROCK CORE BOND TRUST (0001160864) 3
BLACKROCK CORPORATE HIGH YIELD FUND INC (0001222401) 4
BLACKROCK CORPORATE HIGH YIELD FUND VI INC (0001222401) 2
BLACKROCK CORPORATE HIGH YIELD FUND VI, INC. (0001222401) 1
BLACKROCK CORPORATE HIGH YIELD FUND, INC. (0001222401) 1
BLACKROCK CREDIT ALLOCATION INCOME TRUST (0001379384) 2
BLACKROCK CREDIT ALLOCATION INCOME TRUST III (0001213169) 2
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV 2
BLACKROCK DEBT STRATEGIES FUND 8
BLACKROCK DEBT STRATEGIES FUND, INC. (0001051003) 8
BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUST 5
BLACKROCK FLORIDA MUNICIPAL BOND TRUST 5
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST 7
BLACKROCK INSURED MUNICIPAL INCOME TRUST 1
BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST (0000902719) 5
BLACKROCK LIMITED DURATION INCOME TRUST 7
BLACKROCK LTD DURATION INCOME TRUST (0001233681) 5
BLACKROCK Ltd DURATION INCOME TRUST (0001233681) 2
BLACKROCK MANAGED DURATION INCOME TRUST 7
BLACKROCK MANAGED DURATION TRUST 5
BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND INC (0001232863) 4
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (0001169028) 5
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (0001137392) 7
BLACKROCK MUNICIPAL INCOME QUALITY TRUST (0001181187) 1
BLACKROCK MUNICIPAL INCOME TRUST III 1
BLACKROCK MUNIHOLDINGS CALIFORNIA INSURED FUND, INC. (0001051004) 4
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. (0001051004) 2
BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND, INC. 5
BLACKROCK MUNIHOLDINGS FUND INC (0001034665) 3
BLACKROCK MUNIHOLDINGS INSURED INVESTMENT FUND 5
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (0001045126) 5
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. (0000882152) 2
BLACKROCK MUNIYIELD FLORIDA FUND 4
BLACKROCK MUNIYIELD FLORIDA INSURED FUND 2
BLACKROCK MUNIYIELD INSURED INVESTMENT FUND (0000891188) 2
BLACKROCK MUNIYIELD INVESTMENT FUND (0000882153) 4
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (0000891188) 1
BLACKROCK MUNIYIELD QUALITY FUND INC (0000890196) 7
BLACKROCK MUNIYIELD QUALITY FUND, INC. (0000890196) 1
BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902731) 5
BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST 8
BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902717) 2
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (0001181024) 8
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II (0001176197) 4
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST III 8
BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. (0001229876) 1
BLACKROCK PREFERRED & EQUITY ADVANTAGE TRUST 2
BLACKROCK PREFERRED INCOME TRUST 2
BLACKROCK PREFERRED OPPORTUNITY TRUST 2
BLACKROCK SENIOR HIGH INCOME FUND, INC. (0000896665) 2
BLAIR JOHN & CO /DE 2
BLOCKBUSTER INC (0001085734) 7
BLUE NILE INC (0001091171) 14
BLUEGREEN CORP (0000778946) 4
BOCA RESEARCH INC 4
BOISE CASCADE CORP (0000012978) 11
BON TON STORES INC (0000878079) 3
BORG WARNER AUTOMOTIVE INC (0000908255) 3
BOSTOCK ROY J (0001238512) 16
BOSTON CHICKEN INC (0000894751) 1
BOSTON EDISON CO (0000013372) 1
BOSTON EDISON HOLDINGS 1
BOSTON PROPERTIES INC (0001037540) 8
BOULDER BRANDS, INC. (0001331301) 2
BOULDER GROWTH & INCOME FUND (0000102426) 2
BOWLES ERSKINE B (0001257081) 25
BPP LIQUIDATING TRUST (0000805730) 1
BRANDYWINE REALTY TRUST (0000790816) 12
BRASIL TELECOM SA 3
BRASIL TELECOM SA 3
BRAUNS FASHIONS CORP (0000883943) 1
BRENNAN EDWARD A (0001037476) 8
BREWER C HOMES INC (0000912153) 1
BRIGHT HORIZONS FAMILY SOLUTIONS INC (0001060559) 2
BRINKER INTERNATIONAL INC (0000703351) 2
BRITISH STEEL PLC 2
BROADVISION INC (0000920448) 1
BROADWING INC 2
BROCADE COMMUNICATIONS SYSTEMS INC (0001009626) 2
BRODSKY JEFFREY S (0001663751) 8
BROOKFIELD HOMES CORP (0001202157) 8
BROOKFIELD PROPERTIES CORP (0001085359) 9
BRUNSWICK BALKE COLLENDER CO 2
BRUNSWICK CORP (0000014930) 2
BSI Holdings, Inc. 4
BUILD A BEAR WORKSHOP INC (0001113809) 3
BUNZL PLC (0001072397) 3
BURNHAM PACIFIC PROPERTIES INC (0000805730) 8
BURNHAM SLEEPY HOLLOW INC 8
BURNUP & SIMS INC 2
BUSINESS OBJECTS S.A. (0000928753) 2
BUYERS UNITED INC 2
BUYERSONLINECOM INC 2
BZW BARCLAYS GLOBAL INVESTORS NA 7
Babcock & Wilcox Enterprises, Inc. (0001630805) 2
Baidu, Inc. (0001329099) 4
Baidu.com, Inc. (0001329099) 8
Benefitfocus,Inc. (0001576169) 2
BlackRock 2022 Global Income Opportunity Trust (0001691433) 1
BlackRock Defined Opportunity Credit Trust (0001412914) 3
BlackRock Energy & Resources Trust (0001306550) 1
BlackRock Enhanced Global Dividend Trust (0001320375) 1
BlackRock FLOATING RATE INCOME STRATEGIES FUND II INC (0001269143) 2
BlackRock Fixed Income Opportunities Trust 3
BlackRock Fixed Income Strategic Opportunities 2
BlackRock Global Energy & Resources Trust 1
BlackRock Global Opportunities Equity Trust (0001320375) 3
BlackRock Inc. (0001364742) 6
BlackRock International Growth & Income Trust (0001393299) 4
BlackRock Multi-Sector Income Trust (0001562818) 2
BlackRock Real Asset Equity Trust (0001368893) 5
BlackRock Real Asset Trust 5
BlackRock Resources & Commodities Strategy Trust (0001506289) 2
BlackRock Science & Technology Trust (0001616678) 2
BlackRock Strategic Income Opportunities Trust 3
BlackRock Utility & Infrastructure Trust (0001528988) 2
BlackRock World Investment Trust (0001336777) 2
Blackstone / GSO Dynamic Credit Income Fund 3
Blackstone / GSO Long-Short Credit Income Fund (0001504234) 3
Blackstone / GSO Senior Floating Rate Term Fund (0001486298) 6
Blue Apron Holdings, Inc. (0001701114) 2
Boulder Specialty Brands, Inc. 2
Box Ships Inc. (0001504795) 2
Bristow Group Inc (0000073887) 3
Brookfield Canada Office Properties (0001537063) 2
Brookfield Global Listed Infrastructure Income Fund Inc. (0001522807) 4
Brookfield Investment Management Global Infrastructure Income Fund Inc. 4
Brookfield Office Properties Canada (0001537063) 2
C F&C PREFERRED SECURITIES INCOME FUND I INC 4
C H ROBINSON WORLDWIDE INC (0001043277) 2
CABOT INDUSTRIAL TRUST (0001047696) 2
CADBURY PUBLIC LTD CO (0000744473) 2
CADBURY SCHWEPPES PUBLIC LTD CO (0000744473) 10
CADENCE DESIGN SYSTEMS INC (0000813672) 2
CADENCE PHARMACEUTICALS INC (0001333248) 2
CADIZ INC (0000727273) 22
CADIZ LAND CO INC (0000727273) 24
CALAMOS CONVERTIBLE & HIGH INCOME FUND (0001222719) 2
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (0001171471) 3
CALAMOS STRATEGIC TOTAL RETURN FUND (0001275214) 3
CALI REALTY CORP 14
CALI REALTY CORP /NEW/ 14
CALI REALTY L P 14
CALIFORNIA MUNIYIELD FUND INC 2
CALLON PETROLEUM CO (0000928022) 2
CALLON PETROLEUM HOLDING CO 2
CALPINE CORP (0000916457) 2
CAMBRIDGE HEART INC (0000913443) 1
CAMDEN PROPERTY TRUST (0000906345) 6
CAPITAL LEASE FUNDING INC 5
CAPITAL SENIOR LIVING CORP (0001043000) 2
CAPSTAR HOTEL CO (0001014764) 1
CAPSTAR HOTEL INVESTORS INC 1
CARDIAC PATHWAYS CORP (0001012367) 4
CAREER EDUCATION CORP (0001046568) 4
CAREMARK RX INC (0001000736) 2
CARR REALTY CORP 2
CARRAMERICA REALTY CORP (0000893577) 2
CARTER HOLDINGS INC 5
CARTERS INC (0001060822) 5
CASE CORP (0000922321) 7
CASE EQUIPMENT CORP 7
CASH SYSTEMS INC (0000861050) 2
CASTLIGHT HEALTH, INC. (0001433714) 7
CATALYTICA COMBUSTION SYSTEMS INC 8
CATALYTICA ENERGY SYSTEMS INC (0001053361) 8
CATALYTICA INC (0000841466) 1
CBI INC 2
CBL & ASSOCIATES PROPERTIES INC (0000910612) 2
CCC INFORMATION SERVICES GROUP INC (0001017917) 3
CCE Spinco, Inc. 2
CDS HOLDING CORP 8
CELL PATHWAYS HOLDINGS INC (0001066284) 12
CELL PATHWAYS INC /DE (0001066284) 4
CELLNET DATA SYSTEMS INC (0000805956) 4
CELLTECH COMMUNICATIONS INC 2
CELLTRONICS INC 2
CENDANT CORP (0000723612) 6
CENTERPOINT ENERGY INC (0001130310) 2
CENTEX CONSTRUCTION PRODUCTS INC 8
CENTRAL EUROPEAN DISTRIBUTION CORP (0001046880) 5
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD (0000925645) 2
CENTRAL GARDEN & PET CO (0000887733) 4
CENTRAL GARDEN & PET COMPANY 4
CENVEO, INC (0000920321) 2
CEPHALON INC (0000873364) 2
CERIDIAN CORP 1
CFW COMMUNICATIONS CO 2
CGG (0001037962) 4
CGG VERITAS 4
CHAMMAH WALID A (0001336667) 8
CHARLES RIVER LABORATORIES HOLDINGS INC 2
CHARLES RIVER LABORATORIES INTERNATIONAL INC (0001100682) 2
CHARTWELL DIVIDEND & INCOME FUND INC 2
CHATEAU COMMUNITIES INC (0000912393) 7
CHATEAU PROPERTIES INC 7
CHECK POINT SOFTWARE TECHNOLOGIES LTD (0001015922) 1
CHECKPOINT SYSTEMS INC (0000215419) 2
CHEM RX CORP (0001330487) 1
CHENEVIX-TRENCH JONATHAN (0001326356) 2
CHEUNG KONG HOLDINGS LTD (0001164004) 2
CHICAGO PIZZA & BREWERY INC 13
CHILIS INC 2
CHIMERIX INC (0001117480) 1
CHINA AUTOMOTIVE SYSTEMS INC (0001157762) 2
CHINA INVESTMENT CORP (0001468702) 14
CHIPOTLE MEXICAN GRILL INC (0001058090) 5
CHOICE ONE COMMUNICATIONS INC (0001091953) 11
CHOICEPOINT INC (0001040596) 2
CHUBB CORP (0000020171) 8
CIENA CORP (0000936395) 2
CINCINNATI BELL INC (0000716133) 2
CINCINNATI BELL INC /OH/ 2
CIP HOLDINGS INC 3
CIRCOR INTERNATIONAL INC (0001091883) 5
CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. 3
CITIZENS COMMUNICATIONS CO (0000020520) 3
CITIZENS UTILITIES CO 3
CITRIX SYSTEMS INC (0000877890) 3
CITYSEARCH INC 2
CLAIBORNE LIZ INC (0000352363) 2
CLAYMORE DIVIDEND & INCOME FUND 2
CLEAR CHANNEL COMMUNICATIONS INC (0000739708) 5
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (0001570318) 3
CMAC INVESTMENT CORP (0000890926) 4
COCA-COLA ENTERPRISES, INC. (0001491675) 3
COCA-COLA EUROPEAN PARTNERS LTD 1
COCA-COLA EUROPEAN PARTNERS US, LLC (0001491675) 1
COCA-COLA EUROPEAN PARTNERS plc (0001650107) 1
COGENT COMMUNICATIONS GROUP INC (0001158324) 6
COGNEX CORP (0000851205) 8
COGNIZANT CORP 2
COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC (0001116937) 3
COHEN & STEERS INCOME REALTY FUND INC 3
COHEN & STEERS OPPORTUNITY TRUST INC 2
COHEN & STEERS PREMIUM INCOME REALTY FUND INC (0001170895) 3
COHEN & STEERS QUALITY INCOME REALTY FUND INC (0001157842) 3
COHEN & STEERS REIT & PREFERRED BALANCED INCOME FUND INC 3
COHEN & STEERS REIT & PREFERRED INCOME FUND INC (0001224450) 3
COHEN & STEERS STRATEGIC INCOME REALTY FUND INC 3
COHEN & STEERS TOTAL RETURN REALTY FUND INC (0000891290) 2
COINSTAR INC (0000941604) 4
COLLAGENEX PHARMACEUTICALS INC (0001012270) 4
COLLEGIATE PACIFIC INC (0000828747) 4
COLONIAL CALIFORNIA INSURED MUNICIPAL FUND 2
COLONIAL HIGH INCOME MUNICIPAL TRUST 7
COLONIAL INVESTMENT GRADE MUNICIPAL TRUST 9
COLONIAL MUNICIPAL INCOME TRUST 2
COLUMBIA CAPITAL CORP/TX/ 2
COMMERCIAL CREDIT CO 1
COMMUNICATIONS SATELLITE CORP /DE/ 3
COMMUNITY NATIONAL BANCORPORATION (0000855386) 2
COMMUNITY RESEARCH & DEVELOPMENT INC 4
COMP U CARD INTERNATIONAL INC 6
COMPUGEN LTD (0001119774) 4
COMPUTEC INC 4
COMSAT CORP (0000022698) 3
COMSCORE NETWORKS INC 3
COMSCORE, INC. (0001158172) 3
COMVERSE TECHNOLOGY INC/NY/ (0000803014) 3
CONNS INC (0001223389) 5
CONSOLIDATED CIGAR HOLDINGS INC (0001017550) 4
CONSOLIDATED GRAPHICS INC /TX/ (0000921500) 2
CONSOLIDATED NATURAL GAS CO (0000023738) 2
CONTANGO OIL & GAS CO (0001071993) 4
CONTINENTAL AIRLINES INC /DE/ (0000319687) 8
CONTINENTAL SOUTHERN RESOURCES INC 2
CONTROL DATA CORP /DE/ 1
COOPER TIRE & RUBBER CO (0000024491) 3
CORDANT TECHNOLOGIES INC (0000068366) 3
CORESTAFF INC (0001000366) 2
CORLEY ELIZABETH (0001725898) 1
CORNWALL TAX EXEMPT MONEY MARKET FUND INC 1
CORPORATE ADVISORY BOARD CO 13
CORPORATE EXECUTIVE BOARD CO (0001066104) 13
CORPORATE HIGH YIELD FUND INC 4
CORPORATE HIGH YIELD FUND VI INC 3
CORPORATE HIGH YIELD VI 2
CORPORATE PROPERTY INVESTORS INC 5
CORRECTIONAL PROPERTIES TRUST (0001056218) 11
CORUS GROUP PLC (0000842021) 2
COSTAR GROUP INC (0001057352) 8
COUSINS PROPERTIES INC (0000025232) 5
COVANTA HOLDING CORP (0000225648) 4
CP OVERSEAS INC 9
CRA MANAGED CARE INC (0000942136) 1
CRAWFORD STEPHEN S (0001183416) 4
CREDENCE SYSTEMS CORP (0000893162) 3
CRESCENT REAL ESTATE EQUITIES CO (0000918958) 2
CRESCENT REAL ESTATE EQUITIES INC 2
CRESCENT REAL ESTATE EQUITIES LTD PARTNERSHIP (0001010958) 3
CROSS COUNTRY HEALTHCARE INC (0001141103) 3
CROSS COUNTRY INC (0001141103) 5
CROWN CASTLE INTERNATIONAL CORP (0001051470) 3
CROWN CORK & SEAL CO INC (0000025890) 4
CROWN RESOURCES CORP (0000841555) 1
CRUZ ZOE (0001185268) 13
CRYOLIFE INC (0000784199) 2
CSAB Inc. 9
CSG SYSTEMS INTERNATIONAL INC (0001005757) 2
CSR PLC (0001368358) 1
CTPARTNERS EXECUTIVE SEARCH INC. (0001439199) 2
CTPARTNERS EXECUTIVE SEARCH LLC 2
CTRIP COM INTERNATIONAL LTD (0001269238) 10
CUBIST PHARMACEUTICALS INC (0000912183) 2
CUC INTERNATIONAL INC /DE/ 6
CUMMINS ENGINE CO INC (0000026172) 4
CV THERAPEUTICS INC (0000921506) 3
CYBER PUBLIC RELATIONS INC 7
CYPRESS BIOSCIENCE INC (0000716054) 3
CYPROS PHARMACEUTICAL CORP 1
CYTYC CORP (0000849778) 1
Calamos Asset Management, Inc. /DE/ (0001299033) 10
Calamos Global Diversified Income & Opportunities Fund 1
Calamos Global Dynamic Income Fund (0001396277) 1
Camelot Information Systems Inc. (0001487295) 4
CapLease, Inc. (0001057689) 5
Capital Product Partners L.P. (0001392326) 3
Care Investment Trust Inc. (0001393726) 2
CentrCore Properties Trust (0001056218) 8
CentraCore Properties Trust (0001056218) 7
Centro NP LLC (0000798288) 1
Cheetah Mobile Inc. (0001597835) 3
Chesapeake Lodging Trust (0001473078) 2
China Nepstar Chain Drugstore Ltd. (0001414850) 2
China XD Plastics Co Ltd (0001353970) 5
Cirracor Inc 2
Citi Trends Inc (0001318484) 12
ClearBridge Energy MLP Fund Inc. (0001488775) 7
ClearBridge Energy MLP Opportunity Fund Inc. (0001517518) 5
ClearBridge Energy MLP Total Return Fund Inc. (0001547341) 4
Clovis Oncology, Inc. (0001466301) 2
Cogdell Spencer Inc. (0001332896) 3
Cohen & Steers Closed-End Opportunity Fund, Inc. (0001375340) 4
Cohen & Steers Dividend Majors Fund, Inc. (0001302868) 2
Cohen & Steers Low Duration Preferred Income Fund, Inc. 2
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. (0001548717) 2
Cole Credit Property Trust III, Inc. 2
Cole Real Estate Investments, Inc. (0001425923) 2
Cole Retail Income Trust, Inc. 2
Colony Financial, Inc. (0001467076) 3
Community Bankers Acquisition Corp. 6
Community Bankers Trust CORP (0001323648) 2
Community Bankers Trust Corp (0001323648) 4
Constant Contact, Inc. (0001405277) 11
Constellation Energy Partners LLC (0001362705) 5
Constellation Energy Resources LLC 5
Copano Energy Holdings, L.L.C. 2
Copano Energy, L.L.C. (0001297067) 2
CorEnergy Infrastructure Trust, Inc. (0001347652) 4
CoreSite Realty Corp (0001490892) 3
Costamare Inc. (0001503584) 5
Crimson Wine Group, Ltd (0001562151) 2
Cushing MLP Total Return Fund (0001400897) 2
Cyclacel Pharmaceuticals, Inc. (0001130166) 30
DADE BEHRING HOLDINGS INC (0001183920) 4
DAI NIPPON PRINTING CO LTD (0000773747) 2
DANIELSON HOLDING CORP 4
DARLING ALISTAIR (0001662540) 8
DATA GENERAL CORP (0000026999) 4
DAULA THOMAS V (0001341664) 3
DAVIES HOWARD J (0001283017) 24
DAYTON SUPERIOR CORP (0000854709) 4
DBV Technologies S.A. (0001613780) 2
DCA Total Return Fund 6
DCT Industrial Trust Inc. (0001170991) 2
DEAN WITTER DISCOVER & CO (0000895421) 24,396
DEBT STRATEGIES FUND 8
DEBT STRATEGIES FUND II INC 8
DECKERS FOOTWEAR CORP 6
DECKERS OUTDOOR CORP (0000910521) 6
DEL ELECTRONICS CORP 4
DEL GLOBAL TECHNOLOGIES CORP (0000027748) 4
DEL WEBB CORP (0000105189) 1
DELAWARE INVESTMENTS FLORIDA INSURED MUNICIPAL INCOME FUND 1
DENDREON CORP (0001107332) 2
DENNYS CORP (0000852772) 7
DEUTSCHE TELEKOM AG (0000946770) 2
DG FastChannel, Inc 2
DIAGNOSTIC RETRIEVAL SYSTEMS INC 3
DIAL CORP /DE/ 2
DIAL CORP /NEW/ (0001016179) 2
DICKS SPORTING GOODS INC (0001089063) 1
DIGEX INC/DE (0001085098) 3
DIGICON INC 2
DIGITAL GENERATION SYSTEMS INC 2
DIGITALGLOBE INC (0001208208) 9
DIGITALGLOBE, INC. (0001208208) 3
DILLARD DEPARTMENT STORES INC 2
DILLARDS INC (0000028917) 2
DISCOVERY LABORATORIES INC /DE/ (0000946486) 3
DISTRIBUTED ENERGY SYSTEMS CORP (0001261482) 6
DITECH COMMUNICATIONS CORP 4
DITECH CORP 4
DITECH NETWORKS INC (0001080667) 4
DIVIDEND & INCOME FUND (0001059213) 2
DIVIDEND & INCOME FUND, INC. 2
DIVIDEND CAPITAL TRUST INC 2
DM MANAGEMENT CO /DE/ 2
DREMAN CLAYMORE DIVIDEND & INCOME FUND 2
DREYFUS TAX EXEMPT CASH MANAGEMENT 1
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS (0000740123) 1
DREYFUS TAX EXEMPT CASH MANAGEMENT INC 1
DRS ENGINEERING DEVELOPMENT LABS INC (0001271776) 1
DRS TECHNOLOGIES INC (0000028630) 3
DRUG SCREENING SYSTEMS INC 4
DSSI CORP 4
DUKE REALTY CORP (0000783280) 3
DUKE REALTY INVESTMENTS INC 3
DUKE WEEKS REALTY CORP 3
DUNKIN BRANDS GROUP HOLDINGS, INC 6
DUNKIN' BRANDS GROUP HOLDINGS, INC. 6
DUNKIN' BRANDS GROUP, INC. (0001357204) 6
DYCOM INDUSTRIES INC (0000067215) 2
DYNACARE INC (0001004938) 1
DYNAVAX TECHNOLOGIES CORP (0001029142) 4
Delaware Investments National Municipal Income Fund (0000895574) 1
Diadexus, Inc. (0001036968) 1
Diana Containerships Inc. (0001481241) 1
Digital Generation, Inc. (0000934448) 2
Discover Financial Services (0001393612) 2
Dividend Capital Realty Income Allocation Fund 6
Dr Pepper Snapple Group, Inc. (0001418135) 9
Dreyfus Municipal Bond Infrastructure Fund, Inc. (0001565381) 2
Dreyfus Municipal Infrastructure Fund, Inc. 2
DryShips Inc. (0001308858) 4
Duff & Phelps Energy MLP Total Return Fund Inc. 2
Duff & Phelps Select Energy MLP Fund Inc. (0001603998) 2
E CRUITER COM INC 4
E-COMMERCE CHINA DANGDANG INC. (0001499744) 2
EAGLE MATERIALS INC (0000918646) 8
EAGLE PHARMACEUTICALS, INC. (0000827871) 2
EASTGROUP PROPERTIES II INC 1
EASTGROUP PROPERTIES INC (0000049600) 1
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST (0001074692) 4
EATON VANCE LIMITED DURATION INCOME FUND 24
EATON VANCE LTD DURATION INCOME FUND (0001222922) 24
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (0001074690) 2
EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (0001074688) 1
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (0001074691) 3
EATON VANCE SENIOR INCOME TRUST (0001070732) 8
EBAY INC (0001065088) 2
ECAD INC /DE/ 2
ECHOSTAR COMMUNICATIONS CORP (0001001082) 2
ECI TELECOM LTD (0000701544) 2
ECI TELECOM LTD/ (0000701544) 2
EDGERTON GERMESHAUSEN & GRIER INC 2
EDWARDS A G INC (0000718482) 2
EFFICIENT NETWORKS INC (0001085061) 2
EG&G INC 2
EGGHEAD INC /WA/ (0000832320) 2
EINSTEIN BROS BAGELS INC 1
EINSTEIN NOAH BAGEL CORP (0001007184) 1
EL PASO ENERGY CORP/DE (0001066107) 2
EL PASO NATURAL GAS CO (0000031986) 1
EL PASO REAL ESTATE INVESTMENT TRUST 1
ELECTRIC CITY CORP (0001065860) 5
ELECTROMAGNETIC SCIENCES INC 4
ELECTRONIC ARTS 2
ELECTRONIC ARTS INC (0000712515) 2
ELECTRONIC MEMORIES & MAGNETICS CORP 7
ELECTRONICS CORP OF ISRAEL LTD 1
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC 2
ELLSWORTH FUND LTD 2
ELLSWORTH GROWTH & INCOME FUND LTD (0000793040) 2
ELSEVIER NV / 4
EMDEON CORP 1
EMERGING MARKETS INCOME FUND II INC 3
EMS TECHNOLOGIES INC (0000032198) 4
EMULEX CORP /DE/ (0000350917) 2
ENBRIDGE ENERGY MANAGEMENT L L C (0001173911) 2
ENCANA CORP (0001157806) 2
ENDEAVOUR INTERNATIONAL CORP (0001112412) 2
ENER 1 INC 4
ENER1 INC (0000895642) 4
ENERGY EAST CORP (0001046861) 2
ENGINEERED SUPPORT SYSTEMS INC (0000772891) 2
ENHANCE FINANCIAL SERVICES GROUP INC (0000881889) 3
ENTECH ENVIRONMENTAL TECHNOLOGIES INC 7
ENTERPRISE SYSTEMS INC /DE/ (0001000188) 1
ENTRAVISION COMMUNICATIONS CORP (0001109116) 2
ENVIRONMENTAL POWER CORP (0000805012) 2
EPAM Systems, Inc. (0001352010) 1
EQUANT NV (0001064531) 2
EQUIFAX INC (0000033185) 4
EQUINIX INC (0001101239) 4
EQUITABLE COMPANIES INC 2
EQUITY LIFESTYLE PROPERTIES INC (0000895417) 12
EQUITY RESIDENTIAL (0000906107) 8
EQUITY RESIDENTIAL PROPERTIES TRUST 8
ESC MEDICAL SYSTEMS LTD (0001004945) 1
ESSEX PROPERTY TRUST INC (0000920522) 17
ESTEE LAUDER COMPANIES INC (0001001250) 5
EVEREST RE GROUP LTD (0001095073) 3
EVEREST REINSURANCE GROUP LTD 3
EVEREST REINSURANCE HOLDINGS INC (0000914748) 5
EVOLVING SYSTEMS INC (0001052054) 3
EXAR CORP (0000753568) 2
EXCEL REALTY ADVISORS INC 2
EXCEL REALTY TRUST INC 3
EXPEDITORS INTERNATIONAL OF WASHINGTON INC (0000746515) 3
EXPRESS SCRIPTS INC (0000885721) 2
EXPRESS-1 EXPEDITED SOLUTIONS INC 4
EXPRESSIONS GRAPHICS INC 2
Eagle Hospitality Properties Trust, Inc. (0001289169) 2
Eastern Goldfields, Inc. (0001363551) 1
Eaton Vance Tax-Advantaged Absolute Return Fund 7
Eaton Vance Tax-Advantaged Bond & Option Strategies Fund (0001480999) 7
Eaton Vance Tax-Advantaged Return Strategies Fund 7
Eaton Vance Tax-Managed Buy-Write Income Fund (0001308927) 3
Eaton Vance Tax-Managed Diversified Equity Income Fund (0001340736) 5
Eaton Vance Tax-Managed Global Diversified Equity Income Fund (0001379438) 7
Eaton Vance Tax-Managed Premium & Dividend Income Fund 5
Eaton Vance Tax-Managed Premium & Income Opportunities Fund 5
Endeavor Acquisition Corp. (0001336545) 4
Excel Trust, Inc. (0001478950) 1
Express Scripts Holding Co. (0001532063) 2
F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INC 4
FALCON FINANCIAL INVESTMENT TRUST (0001262001) 3
FARR CO (0000034629) 2
FEDERAL REALTY INVESTMENT TRUST (0000034903) 16
FERRARA FOOD COMPANY INC (0000855652) 2
FINANCIAL DATA SYSTEMS 2
FINITY HOLDINGS INC 2
FIRST AMERICAN CORP /FL/ 3
FIRST HORIZON PHARMACEUTICAL CORP 2
FIRST RESPONSE MEDICAL INC /FL/ 3
FIRST SOLAR HOLDINGS LLC 4
FIRST SOLAR, INC. (0001274494) 4
FIRST TRUST ACTIVE DIVIDEND INCOME FUND (0001403275) 6
FIRST TRUST DIVIDEND & INCOME FUND (0001403275) 5
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (0001646109) 1
FIRST TRUST ENERGY INFRASTRUCTURE FUND (0001513789) 2
FIRST TRUST ENHANCED EQUITY INCOME FUND (0001291334) 1
FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II (0001282850) 2
FIRST TRUST HIGH INCOME LONG/SHORT FUND (0001494530) 6
FIRST TRUST MLP & ENERGY INCOME FUND (0001556336) 7
FIRST TRUST MLP & INCOME FUND 7
FIRST TRUST MLP GROWTH & INCOME FUND 7
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND (0001589420) 4
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (0001282850) 1
FIRST TRUST STRATEGIC HIGH INCOME FUND II (0001329388) 1
FIRST TRUST STRATEGIC HIGH INCOME FUND III (0001380534) 2
FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS 3
FIRST UNION REALTY 3
FITBIT INC (0001447599) 4
FLAG TELECOM HOLDINGS LTD (0001102752) 2
FLAGSTAR COMPANIES INC 10
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC (0001245648) 8
FLEMING GREGORY J (0001258750) 16
FLEX HOLDINGS PTE LTD 2
FLEXTRONICS INTERNATIONAL LTD (0000866374) 2
FLOATING RATE INCOME STRATEGIES FUND II INC 2
FLOORING AMERICA INC (0000910468) 5
FLORES & RUCKS INC /DE/ 3
FLORIDA MUNIYIELD FUND INC 4
FLOTEK INDUSTRIES INC/CN/ (0000928054) 2
FLUOR CORP LTD 1
FLUOR CORP/DE/ (0000037748) 1
FMR CORP (0000315066) 7
FMR LLC (0000315066) 3
FOCAL COMMUNICATIONS CORP (0001059130) 3
FOODMAKER INC /DE/ (0000807882) 4
FOREIGN FUND INC 55
FOREST CITY ENTERPRISES INC (0000038067) 10
FOREST LABORATORIES INC (0000038074) 6
FORRESTER RESEARCH INC (0001023313) 6
FORT JAMES CORP (0000053117) 1
FOSTER WHEELER AG (0001130385) 2
FOSTER WHEELER LTD 2
FOUNDATION HEALTH SYSTEMS INC 2
FOWLER CARBONICS INC 2
FRANK ALEXANDER C (0001226177) 8
FRANKLIN RESOURCES INC (0000038777) 2
FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST 4
FRANKLIN TEMPLETON LTD DURATION INCOME TRUST (0001233087) 4
FRANKLIN TEMPLETON STRATEGIC INCOME TRUST 4
FREEPORT MCMORAN COPPER & GOLD INC (0000831259) 3
FREEPORT MCMORAN COPPER COMPANY INC 3
FRIEDMAN BILLINGS RAMSEY GROUP INC (0001048750) 2
FRIEDMANS INC (0000911004) 2
FRIENDLY ICE CREAM CORP (0000039135) 4
FRONTLINE CAPITAL GROUP (0001052743) 6
FRONTSTEP INC (0000872443) 7
FUJI PHOTO FILM CO LTD /FI (0000800365) 4
FULL CIRCLE PROMOTIONS INC 2
Fairway Group Holdings Corp (0001555492) 2
Fang Holdings Ltd (0001294404) 2
Federal Services Acquisition CORP 7
Federated Enhanced Treasury Income Fund (0001406591) 2
Feihe International Inc (0000789868) 7
Feldman Mall Properties, Inc. (0001299901) 2
Fibrocell Science, Inc. (0000357097) 1
Fiesta Restaurant Group, Inc. (0001534992) 8
Fifth Street Senior Floating Rate Corp. (0001577791) 4
Fine Success Ltd 6
FireEye, Inc. (0001370880) 2
First Trust Dow Select MicroCap Index Fund 1
First Trust Intermediate Duration Preferred & Income Fund (0001567569) 4
First Trust Intermediate Duration Preferred & Income Trust 4
First Trust Ltd Duration Preferred & Income Trust 4
First Trust/Fiduciary Asset Management Covered Call Fund 1
First Trust/Fiduciary Asset Management Covered Call Income Fund 1
Flagship Global Health, Inc. (0001051985) 2
Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC (0001174164) 4
Fortress Investment Group Holdings LLC 8
Fortress Investment Group LLC (0001380393) 8
Fortress Transportation & Infrastructure Investors LLC (0001590364) 4
Fortress Transportation & Infrastructure Investors Ltd. 4
Foundation Coal Holdings, Inc. (0001301063) 2
Freedom Acquisition Holdings, Inc. 2
Fundlogic Sas (0001599632) 16
Furiex Pharmaceuticals, Inc. (0001484478) 1
GABELLI DIVIDEND & INCOME TRUST (0001260729) 8
GABELLI GLOBAL UTILITY & INCOME TRUST (0001282957) 2
GAMCO Natural Resources, Gold & Income Trust by Gabelli (0001438893) 2
GAMETECH INTERNATIONAL INC (0001045014) 3
GAMMA CAPITAL CORP 2
GARTNER GROUP INC 5
GARTNER INC (0000749251) 5
GASCO ENERGY INC (0001086319) 4
GASLIGHT INC 7
GATEWAY 2000 INC 2
GATEWAY INC (0000895812) 2
GAYLORD CONTAINER CORP /DE/ (0000812700) 2
GAYLORD ENTERTAINMENT CO (0000878658) 2
GAYLORD ENTERTAINMENT CO /DE (0001040829) 3
GEN PROBE INC (0000820237) 8
GENAISSANCE PHARMACEUTICALS INC (0001110009) 3
GENELABS TECHNOLOGIES INC /CA (0000874443) 18
GENERAL AMERICA CORP 2
GENERAL DEVELOPMENT CORP 4
GENERAL GEOPHYSICS CO 4
GENERAL GROWTH PROPERTIES INC (0000895648) 5
GENERAL MOTORS CORP (0000040730) 2
GENERAL RADIO CO 4
GENESIS MICROCHIP INC (0001053782) 6
GENRAD INC (0000040972) 4
GENSYM CORP (0001005387) 2
GENTIVA HEALTH SERVICES INC (0001096142) 4
GEO GROUP INC (0000923796) 9
GEORGIA GULF CORP /DE/ 1
GEORGIA PACIFIC CORP (0000041077) 4
GEORGIA POWER CO (0000041091) 2
GETTY IMAGES INC (0001047202) 2
GGC USS HOLDINGS, INC. 3
GIANT CEMENT HOLDING INC (0000922405) 1
GILAT SATELLITE NETWORKS LTD (0000897322) 2
GILEAD SCIENCES INC (0000882095) 2
GIVEN IMAGING LTD (0001126140) 2
GLG Partners, Inc. (0001365790) 2
GLIMCHER REALTY TRUST (0000912898) 2
GLOBIX CORP (0001003111) 3
GLOCER THOMAS H (0001140799) 11
GMH Communities Trust (0001293200) 2
GMX RESOURCES INC (0001127342) 7
GOLAR LNG LTD (0001207179) 2
GOLF TRUST OF AMERICA INC 3
GOODRICH B F CO (0000042542) 5
GOODRICH CORP (0000042542) 2
GOODYEAR TIRE & RUBBER CO /OH/ (0000042582) 4
GORMAN JAMES P (0001182328) 48
GPU INC /PA/ (0000040779) 4
GRACE SPECIALTY CHEMICALS INC 4
GRAMERCY CAPITAL CORP (0001287701) 8
GREAT LAKES MERGER TRUST 4
GREAT LAKES REIT (0001063393) 4
GREAT LAKES REIT INC (0000889905) 1
GREAT PLAINS ENERGY INC (0001143068) 2
GREENFIELD INDUSTRIES INC /DE/ (0000906419) 1
GREENHILL & CO INC (0001282977) 14
GREENLIGHT CAPITAL RE, LTD. (0001385613) 6
GREENSTAR TELECOMMUNICATIONS INC 1
GROSSMAN ERIC F (0001539492) 21
GROVE PROPERTY TRUST (0000920776) 3
GRUBB & ELLIS CO (0000216039) 2
GRUPO TELEVISA S A (0000912892) 2
GRUPO TELEVISA S A DE CV 2
GRUPO TELEVISA, S.A.B. (0000912892) 1
GST TELECOMMUNICATIONS INC (0000911522) 1
GT Advanced Technologies Inc. (0001394954) 2
GT INTERACTIVE SOFTWARE CORP 2
GT Solar International, Inc. 2
GTECH HOLDINGS CORP (0000857323) 8
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND (0001267890) 2
GUYANA GOLD CORP 2
GYMBOREE CORP (0000786110) 2
Gabelli Global Healthcare & WellnessRx Trust 5
Gabelli Global Small & Mid Cap Value Trust (0001585855) 5
Gabelli Gold & Income Trust 2
Gabelli Healthcare & WellnessRx Trust (0001391437) 5
Gabelli Natural Resources, Gold & Income Trust 2
Gafisa S.A. (0001389207) 7
GenMark Diagnostics, Inc. (0001487371) 2
Globant S.A. (0001557860) 1
Golden Tan, Inc 23
Goldman Sachs MLP Income Opportunities Fund (0001579762) 3
Great Wolf Resorts, Inc. (0001294538) 4
Green Plains Inc. (0001309402) 3
Green Plains Renewable Energy, Inc. 3
Greenlight Capital Re, Ltd. (0001385613) 2
Groupon, Inc. (0001490281) 3
GrubHub Inc. (0001594109) 4
GrubHub Seamless Inc. 4
Guaranty Financial Group Inc. (0001406081) 2
Guggenheim Build America Bonds Managed Duration Trust (0001495825) 3
H&Q HEALTHCARE INVESTORS (0000805267) 7
H&Q LIFE SCIENCES INVESTORS 2
HAAGEN ALEXANDER PROPERTIES INC (0000913292) 1
HAIN CELESTIAL GROUP INC (0000910406) 2
HAIN FOOD GROUP INC 2
HALLIBURTON CO (0000045012) 4
HALLIBURTON OIL WELL CEMENTING CO 4
HAMMONS JOHN Q HOTELS INC (0000930796) 3
HANCE JAMES H JR (0001176400) 4
HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND 5
HANCOCK JOHN REGIONAL BANK & THRIFT FUND 5
HANGER ORTHOPEDIC GROUP INC (0000722723) 2
HARLEY DAVIDSON INC (0000793952) 4
HARMONIC INC (0000851310) 2
HARMONIC LIGHTWAVES INC 2
HARNISCHFEGER INDUSTRIES INC (0000801898) 3
HARRIS RAYMOND (0001334806) 2
HAVENS JOHN P (0001183832) 9
HAYES LEMMERZ INTERNATIONAL INC (0001237941) 3
HEALTH NET INC (0000916085) 2
HEALTH SYSTEMS INTERNATIONAL INC 2
HEALTHCARE REALTY TRUST INC (0000899749) 11
HEALTHEON CORP 1
HEALTHSOUTH CORP (0000785161) 4
HEALTHSOUTH REHABILITATION CORP 4
HEALTHSTREAM INC (0001095565) 3
HEFTEL BROADCASTING CORP 2
HELENIAK DAVID W (0001326281) 4
HELIOS STRATEGIC INCOME FUND, INC (0001275902) 4
HELLER FINANCIAL INC (0000046738) 2
HELLER WALTER E & CO /NEW/ 2
HERBALIFE LTD. (0001180262) 2
HERCULES INC (0000046989) 2
HERCULES POWDER CO 2
HERITAGE PROPERTY INVESTMENT TRUST INC (0001158265) 3
HERSHA HOSPITALITY TRUST (0001063344) 5
HI MERGER INC 1
HIBBETT SPORTING GOODS INC 2
HIBBETT SPORTS INC (0001017480) 2
HIGH INCOME OPPORTUNITY FUND INC 3
HIGHLAND FLOATING RATE OPPORTUNITIES FUND (0001710680) 1
HIGHLAND FLOATING RATE OPPORTUNITIES FUND II 1
HILFIGER TOMMY CORP (0000888747) 1
HILLSBOROUGH HOLDINGS CORP 7
HILTON HOTELS CORP (0000047580) 3
HIRANO NOBUYUKI (0001458400) 2
HISPANIC BROADCASTING CORP (0000922503) 2
HLI HOLDING CO INC 3
HLTH CORP (0001009575) 1
HMC MERGER CORP 9
HN MANAGEMENT HOLDINGS INC/DE/ 2
HOCHSCHILD ROGER C (0001183833) 8
HOLLINGER INTERNATIONAL INC 3
HOLLYWOOD COM INC 11
HOLLYWOOD MEDIA CORP (0000912544) 11
HOME PROPERTIES INC (0000923118) 1
HOME PROPERTIES OF NEW YORK INC (0000923118) 3
HOMEBASE INC (0000850316) 1
HOSPITALITY PROPERTIES TRUST (0000945394) 2
HOST HOTELS & RESORTS, INC. (0001070750) 4
HOST MARRIOTT CORP/ (0001070750) 9
HOST MARRIOTT CORP/MD (0000314733) 1
HOTEL INVESTORS CORP 3
HOTEL INVESTORS TRUST 6
HOTEL INVESTORS TRUST /MD/ 6
HOUGHTON MIFFLIN & CO (0000048638) 5
HOUGHTON MIFFLIN CO (0000048638) 5
HYPERION TELECOMMUNICATIONS INC 2
Habit Restaurants, Inc. (0001617977) 3
Hatteras Financial Corp (0001419521) 1
Herz Robert H (0001523753) 7
HiSoft Technology International Ltd 1
Highland Credit Strategies Fund (0001356115) 10
Hilltop Holdings Inc. (0001265131) 1
Home Inns & Hotels Management Inc. (0001376972) 4
Homex Development Corp. (0001293153) 3
Hotsuki Keishi (0001510396) 19
HouseValues, Inc. (0001298978) 5
Hudson Pacific Properties, Inc. (0001482512) 6
Hyatt Hotels Corp (0001468174) 4
IAMGOLD CORP (0001203464) 2
IBC HOLDINGS CORP 2
ICM PROPERTY INVESTORS INC 1
ICM PROPERTY INVESTORS INC /DE/ 1
ICM REALTY 1
ICU MEDICAL INC/DE (0000883984) 2
IDEC PHARMACEUTICALS CORP / DE (0000875045) 5
IDT CORP (0001005731) 5
IHS Inc. (0001316360) 3
ILIFE COM INC 2
ILLUMINA INC (0001110803) 9
IMAGISTICS INTERNATIONAL INC (0001137019) 2
IMC FERTILIZER GROUP INC 1
IMC GLOBAL INC (0000820626) 1
IMMUNOMEDICS INC (0000722830) 3
IMPERIAL TOBACCO GROUP PLC (0001072670) 7
IMPSAT CORP 16
IMPSAT FIBER NETWORKS INC (0001022329) 16
IMRE CORP 3
INAMED CORP (0000109831) 3
INDEPENDENT ACQUISITION CORP 2
INDEX DEVELOPMENT PARTNERS INC 2
INDIA INVESTMENT FUND INC 1
INDIVIDUAL INVESTOR GROUP INC 2
INFOBLOX INC (0001223862) 3
INFOGRAMES INC 2
ING Asia Pacific High Dividend Equity Income Fund 2
ING Asia Pacific High Dividend Fund 2
ING Emerging Markets High Dividend Equity Fund (0001496292) 3
ING Global Advantage & Premium Opportunity Fund 3
ING PRIME RATE TRUST (0000826020) 23
ING Risk Managed Natural Resources Fund 2
INGRAM MICRO INC (0001018003) 3
INLAND STEEL INDUSTRIES INC /DE/ (0000790528) 4
INNODATA CORP 3
INNODATA ISOGEN INC (0000903651) 3
INNOVATIVE SOLUTIONS & SUPPORT INC (0000836690) 4
INPHONIC INC (0001133324) 2
INPRIMIS INC 4
INPUT OUTPUT INC (0000866609) 2
INSURED MUNICIPAL INCOME FUND INC (0000897802) 2
INTEGRAMED AMERICA INC (0000885988) 4
INTEGRATED SILICON SOLUTION INC (0000854701) 2
INTELIDATA TECHNOLOGIES CORP (0001021810) 4
INTELLIGENT LIFE CORP 2
INTERCONTINENTAL HOTELS GROUP PLC /NEW/ (0000858446) 4
INTERCONTINENTALEXCHANGE INC (0001174746) 27
INTERMEDIA COMMUNICATIONS INC (0000885067) 1
INTERMEDIA COMMUNICATIONS OF FLORIDA INC 1
INTERMUNE INC (0001087432) 2
INTERMUNE PHARMACEUTICALS INC 2
INTERNAP NETWORK SERVICES CORP (0001056386) 6
INTERNAP NETWORK SERVICES CORP/WA (0001056386) 12
INTERNATIONAL FLAVORS & FRAGRANCES INC (0000051253) 2
INTERNATIONAL GAME TECHNOLOGY (0000353944) 1
INTERNATIONAL PAPER & POWER CORP 9
INTERNATIONAL PAPER CO /NEW/ (0000051434) 9
INTERNET DIAMONDS INC 14
INTEROIL CORP (0001221715) 2
INTERSTATE BAKERIES CORP/DE/ (0000829499) 2
INTERVIDEO INC (0001114084) 2
INTUITIVE SURGICAL INC (0001035267) 2
INVESCO HIGH INCOME 2023 TARGET TERM FUND (0001682811) 1
INVESTMENT GRADE MUNICIPAL INCOME FUND (0000890516) 3
INVESTMENT GRADE MUNICIPAL INCOME FUND INC 3
INVESTMENT PRODUCT SERVICES INC 1
INVESTORS REALTY TRUST INC 2
INVITROGEN CORP (0001073431) 2
IROBOT CORP (0001159167) 2
IRON MOUNTAIN INC (0001020569) 2
IRON MOUNTAIN INC/PA 2
IRONWOOD PHARMACEUTICALS INC (0001446847) 7
IRT REALTY SERVICES INC 4
IRVINE APARTMENT COMMUNITIES INC (0000912084) 2
ISOLAGEN INC (0000357097) 3
ISTA PHARMACEUTICALS INC (0000930553) 3
ISTAR FINANCIAL INC (0001095651) 5
ISTAR INC. (0001095651) 2
ITC Holdings Corp. (0001317630) 2
ITHACA INDUSTRIES INC (0000732935) 2
IVF AMERICA INC 4
Information Services Group Inc. (0001371489) 6
Innocoll AG (0001603469) 3
Innocoll GmbH 3
Innocoll Holdings plc (0001660484) 4
International CCE Inc. 3
International Securities Exchange, Inc. (0001295230) 2
Intrepid Potash, Inc. (0001421461) 6
Invesco Agency Securities Inc. 4
Invesco Dynamic Credit Opportunities Fund (0001393662) 7
Invesco Mortgage Capital Inc. (0001437071) 4
Invesco Senior Income Trust (0001059386) 2
Invesco Van Kampen Dynamic Credit Opportunities Fund 7
Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 4
Invesco Van Kampen Senior Income Trust 2
Ivy Credit Opportunities Fund 2
Ivy Global Credit Opportunities Fund 2
Ivy High Income Opportunities Fund (0001568292) 2
J JILL GROUP INC (0000910721) 2
J&J SNACK FOODS CORP (0000785956) 2
JA Solar Holdings Co., Ltd. (0001385598) 2
JACOB JOHN E (0001142403) 4
JACOR COMMUNICATIONS INC (0000702808) 1
JAKKS PACIFIC INC (0001009829) 2
JAMBA, INC. (0001316898) 4
JAMES RIVER CORP OF VIRGINIA 1
JARDINE FLEMING INDIA FUND INC (0000917492) 5
JB ACQUISITION CORP 2
JEFFERSON SMURFIT CORP /DE/ 3
JEFFERSON SMURFIT CORP /DE/ 5
JINPAN INTERNATIONAL LTD (0001053008) 3
JOHANSSON JERKER M (0001326578) 2
JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND 5
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (0000925683) 5
JONES APPAREL GROUP INC (0000874016) 3
JONES GROUP INC (0000874016) 1
Jazz Technologies, Inc. (0001337675) 14
John Bean Technologies CORP (0001433660) 2
John Hancock Hedged Equity & Income Fund (0001496749) 1
John Hancock Tax-Advantaged Global Shareholder Yield Fund (0001396502) 3
John Hancock Tax-Advantaged Global Yield Fund 3
Johnston Charles D (0001479664) 2
Jones Energy, Inc. (0001573166) 1
Jumei International Holding Ltd (0001597680) 2
KAO CORP (0001274174) 1
KAYAK Software Corp (0001312928) 3
KELLEHER THOMAS COLM (0001413097) 33
KEMET CORP (0000887730) 5
KEMPF DONALD G JR (0001185271) 4
KENNAMETAL INC (0000055242) 2
KERR MCGEE CORP (0000055458) 2
KERR MCGEE OIL INDUSTRIES INC 2
KEY TRONIC CORP (0000719733) 9
KEY3MEDIA GROUP INC (0001113674) 1
KEYSPAN CORP (0001062379) 2
KEYSTONE PROPERTY TRUST (0000906113) 9
KIDDER C ROBERT (0001179703) 19
KILROY REALTY CORP (0001025996) 3
KINERET ACQUISITION CORP 2
KKR Alternative Income Opportunities Fund 4
KKR Financial Holdings LLC (0001386926) 5
KKR Global Credit Opportunities Fund 4
KKR Income Opportunities Fund (0001515940) 4
KLEINFELD KLAUS (0001268014) 7
KNIGHT CHARLES F (0001180536) 4
KNOLL INC (0001011570) 2
KRISPY KREME DOUGHNUTS INC (0001100270) 2
KSW INC (0001004125) 3
KYLE DEVELOPMENT CORP 2
Kennedy-Wilson Holdings, Inc. (0001408100) 2
Kindred Biosciences, Inc. (0001561743) 2
Kingsoft Internet Software Holdings Ltd 3
LABRANCHE & CO INC (0001089044) 5
LAMAR ADVERTISING CO/NEW (0001090425) 2
LAMAR NEW HOLDING CO 2
LANDRYS RESTAURANTS INC (0000908652) 3
LANDRYS RESTAURANTS INC (0000908652) 3
LANDRYS SEAFOOD RESTAURANTS INC 3
LARSCOM INC (0001024047) 2
LATIN AMERICAN DISCOVERY FUND INC (0000884461) 6
LAZARE KAPLAN INTERNATIONAL INC (0000202375) 1
LAZARUS INDUSTRIES INC 7
LCA VISION INC (0001003130) 5
LEAP WIRELESS INTERNATIONAL INC (0001065049) 4
LEGATO SYSTEMS INC (0000859360) 4
LEK INTERNATIONAL INC 4
LEUCADIA NATIONAL CORP (0000096223) 5
LIBBEY OWENS FORD CO 3
LIBBEY OWENS FORD GLASS CO 3
LIBERTY EQUITIES CORP 1
LIBERTY PROPERTY TRUST (0000921112) 4
LIBERTY REAL ESTATE TRUST 1
LIFE SCIENCES RESEARCH INC (0001158833) 3
LIFE TIME FITNESS, INC. (0001076195) 4
LIGAND PHARMACEUTICALS INC (0000886163) 2
LIN Media LLC (0001575571) 4
LIN TELEVISION CORP (0000931058) 1
LIN TV CORP (0001166789) 1
LINCARE HOLDINGS INC (0000882235) 5
LINKEDIN CORP (0001271024) 3
LINKEDIN LTD 3
LINN ENERGY, LLC (0001326428) 2
LINPRO SPECIFIED PROPERTIES 12
LIONBRIDGE TECHNOLOGIES HOLDINGS INC 9
LIONBRIDGE TECHNOLOGIES INC /DE/ (0001058299) 9
LIONS GATE ENTERTAINMENT CORP /CN/ (0000929351) 2
LITHIA MOTORS INC (0001023128) 2
LMP CAPITAL & INCOME FUND INC. (0001270131) 6
LMP CORPORATE LOAN FUND INC. (0001068963) 3
LNET INC 3
LODGENET ENTERTAINMENT CORP 3
LODGENET INTERACTIVE CORP (0000911002) 3
LOEWS CORP (0000060086) 6
LOJACK CORP (0000355777) 7
LSI CORP (0000703360) 1
LSI LOGIC CORP (0000703360) 6
La Quinta Holdings Inc. (0001594617) 2
LaSalle Hotel Properties (0001053532) 2
Lazard Ltd (0001311370) 2
Legg Mason BW Global Income Opportunities Fund Inc. (0001504545) 3
Leidos Holdings, Inc. (0001336920) 1
LendingClub Corp (0001409970) 1
Live Nation, Inc. (0001335258) 2
Lululemon Corp. 5
Luxoft Holding, Inc (0001538375) 5
Lynch Gary G (0001340571) 14
M WAVE INC (0000883842) 2
MACERICH CO (0000912242) 8
MACK CALI REALTY CORP (0000924901) 14
MACK CALI REALTY L P (0001067063) 2
MACK JOHN J (0001272147) 12
MACNEAL SCHWENDLER CORP 12
MADIGAN JOHN W (0001174463) 4
MAGICJACK VOCALTEC LTD (0001005699) 3
MAIL WELL HOLDINGS INC 2
MAIL WELL INC 2
MANAGED MUNICIPALS PORTFOLIO INC 8
MANUFACTURED HOME COMMUNITIES INC (0000895417) 20
MAPICS INC (0000848551) 4
MARCAM CORP 4
MARIA HEALTH INC 7
MARK CENTERS TRUST 12
MARKETSPAN CORP 2
MARLENNAN CORP 4
MARQUEE GROUP INC (0001019072) 1
MARRIOTT CORP 1
MARSH & MCLENNAN COMPANIES, INC. (0000062709) 4
MARSH MILES L (0001014831) 4
MARTIN MARIETTA MATERIALS INC (0000916076) 6
MARVEL ENTERPRISES INC (0000933730) 19
MASONITE INTERNATIONAL CORP (0000893691) 2
MASTEC INC (0000015615) 2
MATRIX BANCORP INC 4
MATRIX CAPITAL CORP /CO/ 4
MAXICARE HEALTH PLANS INC (0000722573) 3
MAXIM GROUP INC / 5
MAXIMUS INC (0001032220) 6
MC INC 3
MCAFEE ASSOCIATES INC 4
MCCLATCHY CO (0001056087) 6
MCI INC (0000723527) 3
MCI WORLDCOM INC 3
MDS INC. 2
MEAD CORP (0000064394) 1
MEDAREX INC (0000874255) 2
MEDICINES CO/ MA (0001113481) 2
MEDICIS PHARMACEUTICAL CORP (0000859368) 7
MEDPARTNERS INC 2
MEDPARTNERS INC /DE/ 2
MEDPARTNERS MULLIKIN INC 2
MEDQUIST INC (0000884497) 2
MELLON BANK CORP (0000064782) 1
MELLON NATIONAL CORP 1
MERCURY COMPUTER SYSTEMS INC (0001049521) 2
MERCURY INTERACTIVE CORP (0000867058) 2
MERCURY INTERACTIVE CORPORATION (0000867058) 7
MERIDIAN INDUSTRIAL TRUST INC (0000946637) 1
MERIN MITCHELL M (0001186866) 7
MERISTAR HOSPITALITY CORP (0001012967) 5
METAMOR WORLDWIDE INC (0001000366) 1
METAWAVE COMMUNICATIONS CORP (0001028361) 2
METRIS COMPANIES INC (0001021061) 3
METROCALL HOLDINGS INC (0000906525) 4
METROCALL INC 4
METROCORP BANCSHARES INC (0001068300) 3
MFS CALIFORNIA INSURED MUNICIPAL FUND (0001092896) 2
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MFS HIGH INCOME MUNICIPAL TRUST (0000845606) 7
MFS HIGH YIELD MUNICIPAL TRUST (0000809844) 2
MFS INVESTMENT GRADE MUNICIPAL TRUST (0000847411) 9
MFS PRINCIPAL INCOME TRUST 11
MGPX VENTURES INC 4
MICROCHIP TECHNOLOGY INC (0000827054) 2
MICROTUNE INC (0001108058) 2
MID ATLANTIC REALTY TRUST (0000909298) 2
MIDDLEBY CORP (0000769520) 2
MIKRON INFRARED INC (0000787809) 2
MIKRON INSTRUMENT CO INC 2
MILES MICHAEL A (0001077846) 5
MIPS TECHNOLOGIES INC (0001059786) 4
MIRANT CORP (0001010775) 4
MISSION EQUITIES CORP 4
MISSION INSURANCE GROUP INC 4
MITCHELL ENERGY & DEVELOPMENT CORP (0000311995) 1
MITEL NETWORKS CORP (0001170534) 3
MITSUBISHI BANK LTD /ADR/ 12
MITSUBISHI TOKYO FINANCIAL GROUP INC 16
MITSUBISHI UFJ FINANCIAL GROUP INC (0000067088) 16
MNI NEWCO INC 6
MOBILE HOME DYNAMICS INC 2
MODEM MEDIA INC (0001024787) 1
MODEM MEDIA POPPE TYSON INC 1
MONOLITHIC SYSTEM TECHNOLOGY INC 3
MONSTER WORLDWIDE INC (0001020416) 8
MORGAN STANLEY & CO INTERNATIONAL LTD 18
MORGAN STANLEY & CO INTERNATIONAL PLC (0000924186) 18
MORGAN STANLEY & CO. LLC (0001359291) 18
MORGAN STANLEY AFRICA INVESTMENT FUND INC (0000916301) 2
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MORGAN STANLEY ASIA INVESTMENT FUND INC 3
MORGAN STANLEY ASIA PACIFIC FUND INC (0000919808) 3
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MORGAN STANLEY CAPITAL V (0001055618) 15
MORGAN STANLEY DEAN WITTER & CO (0000895421) 23,697
MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P (0001076246) 1
MORGAN STANLEY DEAN WITTER CAPITAL PARTNERS IV L P (0001076244) 1
MORGAN STANLEY DEAN WITTER DISCOVER & CO (0000895421) 310
MORGAN STANLEY DEAN WITTER EASTERN EUROPE FUND INC (0000918686) 7
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MORGAN STANLEY EMERGING MARKETS DEBT FUND INC (0000904112) 2
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MORGAN STANLEY FINANCE PLC (0000914541) 1
MORGAN STANLEY GROUP INC /DE/ (0000789625) 5
MORGAN STANLEY HIGH YIELD FUND INC (0000912734) 1
MORGAN STANLEY INDIA INVESTMENT FUND INC (0000916618) 1
MORGAN STANLEY INVESTMENT MANAGEMENT CO (0001270238) 18
MORGAN STANLEY INVESTMENT MANAGEMENT INC (0001230193) 18
MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III LP (0001425447) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD (0001522731) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III LP (0001402299) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. (0001522733) 13
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C. (0001522732) 13
MORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd (0001513058) 5
MORGAN STANLEY RISK HOLDINGS INC (0001286825) 1
MORGAN STANLEY RUSSIA & NEW EUROPE FUND INC (0000918686) 9
MORGAN STANLEY SMITH BARNEY LLC (0001466170) 18
MORGAN STANLEY VENTURE CAPITAL III INC (0001204332) 1
MORGAN STANLEY VENTURE INVESTORS III LP (0001204325) 1
MORGAN STANLEY VENTURE PARTNERS ENTERPRENEUR FUND LP (0001204335) 1
MORGAN STANLEY VENTURE PARTNERS III LLC (0001204337) 1
MORGAN STANLEY VENTURE PARTNERS III LP (0001204329) 1
MORRISON ALASDAIR G (0001326391) 2
MORTON NORWICH PRODUCTS INC/DE 3
MORTON THIOKOL INC 3
MOSER DAVID S (0001226007) 7
MOTIENT CORP (0000913665) 4
MOTOROLA DELAWARE INC 4
MOTOROLA INC 4
MOUNTAINS WEST EXPLORATION INC (0000319040) 2
MRO SOFTWARE INC (0000920354) 1
MS HOLDINGS INC (0001522719) 13
MSC SOFTWARE CORP (0000717238) 12
MSCI Inc. (0001408198) 16
MSDW CAPITAL PARTNERS IV INC (0001208777) 1
MSDW CAPITAL PARTNERS IV LLC (0001208775) 1
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MSDW CAPITAL TRUST II (0001055615) 5
MSDW CAPITAL TRUST III (0001055616) 17
MSDW CAPITAL TRUST IV (0001055617) 18
MSDW CAPITAL TRUST V (0001055618) 18
MSDW Equity Financing Services (Luxembourg) S.a.r.l. (0001325645) 3
MSDW IV 892 INVESTORS L P (0001076249) 1
MSDW OIP INVESTORS INC (0001208132) 1
MSDW OIP INVESTORS INC GENERAL PRTNRS ORIG INV PLAN LP (0001286996) 1
MSDW VENTURE PARTNERS IV INC (0001230210) 2
MSDW VENTURE PARTNERS IV LLC (0001112291) 2
MSPEA AGRICULTURE HOLDING LTD (0001522730) 10
MSPEA MODIFIED PLASTICS HOLDING LTD (0001524980) 3
MSRESS III Manager, L.L.C. (0001418294) 6
MSRESS III, Inc. (0001418293) 2
MTC TECHNOLOGIES INC (0001172243) 2
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MUNICIPAL PARTNERS FUND INC 4
MUNIHOLDINGS CALIFORNIA FUND INC/ 2
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MUNIHOLDINGS CALIFORNIA INSURED FUND II INC/ 4
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MUNIYIELD QUALITY FUND INC 8
MURRAY EILEEN K (0001341752) 8
MUTUAL RISK MANAGEMENT LTD (0000826918) 3
Macquarie Global Infrastructure Total Return Fund Inc. (0001326390) 1
Macquarie Infrastructure Assets LLC 3
Macquarie Infrastructure Assets Trust 2
Macquarie Infrastructure CO Trust (0001289788) 2
Macquarie Infrastructure Co LLC 3
Macquarie Infrastructure Corp (0001289790) 3
Madison Square Garden Co (0001469372) 4
Madison Square Garden, Inc. 4
Madison Strategic Sector Premium Fund (0001317080) 4
Maidenform Brands, Inc. (0001323531) 8
Market Leader, Inc. (0001298978) 3
Mead Johnson Nutrition Co (0001452575) 5
MiddleBrook Pharmaceuticals, Inc. (0001161924) 2
Mindray Medical International LTD (0001373060) 2
Miscik Judith A (0001555318) 6
MoSys, Inc. (0000890394) 3
Molycorp, Inc. (0001489137) 3
Morgan Stanley & Co. INC 18
Morgan Stanley (Switzerland ) AG (0000929499) 6
Morgan Stanley Asia International Ltd (0001697376) 4
Morgan Stanley Canada LTD (0001442737) 18
Morgan Stanley Capital Services Inc. 18
Morgan Stanley Capital Services LLC (0001358269) 18
Morgan Stanley Capital Trust IX (0001295225) 15
Morgan Stanley Capital Trust VIII (0001295228) 20
Morgan Stanley Capital Trust X (0001295223) 15
Morgan Stanley Capital Trust XI (0001452161) 8
Morgan Stanley Capital Trust XII (0001452253) 8
Morgan Stanley Capital Trust XIII (0001452252) 8
Morgan Stanley Equity Services INC (0001424194) 18
Morgan Stanley Finance LLC (0001666268) 1,443
Morgan Stanley Hedging Co. Ltd (0001325643) 6
Morgan Stanley Investment Management LTD (0001358504) 18
Morgan Stanley Principal Investments, Inc. (0001463629) 4
Morgan Stanley Private Bank, National Association (0001534177) 14
Morgan Stanley Real Estate Special Situations Fund III, L.P. (0001418301) 2
Morgan Stanley Real Estate Special Situations Fund III-GP, L.L.C. (0001418297) 2
Morgan Stanley Strategic Investments, Inc (0001399427) 18
Morgan Stanley Uruguay Ltda. (0001340040) 18
Morgans Hotel Group Co. (0001342126) 10
Morningstar, Inc. (0001289419) 8
Motorola Solutions, Inc. (0000068505) 4
Mueller Holding Company, Inc. 1
Mueller Holdings (N.A.), Inc. 1
Mueller Water Products, Inc. (0001350593) 2
N T HOLDINGS INC 2
NABISCO HOLDINGS CORP (0000932130) 2
NABORS INDUSTRIES LTD (0001163739) 4
NALLY DENNIS M (0001685596) 3
NASDAQ 100 TRUST SERIES 1 (0001067839) 1
NASDAQ GOLD SM TRUST SER 1 1
NASDAQ Stock Market LLC (0001354457) 7
NATIONAL MEDICAL ENTERPRISES INC /NV/ 3
NATIONAL SERVICE INDUSTRIES INC (0000070538) 2
NATIONAL STEEL CORP (0000070578) 3
NATIONWIDE FINANCIAL SERVICES INC/ (0001029786) 2
NATIONWIDE HEALTH PROPERTIES INC (0000780053) 2
NATURES BOUNTY INC 3
NAVIGANT INTERNATIONAL INC (0001055455) 2
NB Telecom, Inc. 5
NBTY INC (0000070793) 3
NDS GROUP PLC (0001098074) 3
NDS Group Ltd (0001098074) 2
NELMS DAVID W (0001183830) 10
NEOFORMA COM INC 4
NEOFORMA INC (0001096219) 4
NEOFORMA INC/CA/ 4
NESS TECHNOLOGIES INC (0001089638) 2
NET FORCE SYSTEMS INC 3
NETFLIX COM INC 2
NETFLIX INC (0001065280) 2
NETWORK EQUIPMENT TECHNOLOGIES INC (0000752431) 2
NETWORK SOLUTIONS INC /DE/ (0001030341) 3
NETWORK SOLUTIONS INC /DE/ (0001030341) 3
NETWORKS ASSOCIATES INC/ (0000890801) 4
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC (0001227699) 3
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 3
NEW CENTURY FINANCIAL CORP (0001287286) 3
NEW CENTURY REIT INC 3
NEW CROWN TRADING CORP 1
NEW DIAL CORP (0001016179) 2
NEW GAYLORD ENTERTAINMENT CO 3
NEW PLAN EXCEL REALTY TRUST INC (0000798288) 3
NEW TENNECO INC 2
NEW YORK MORTGAGE TRUST INC (0001273685) 2
NEW YORK STOCK EXCHANGE INC (0000876661) 9
NEW YORK STOCK EXCHANGE LLC (0000876661) 3
NEW YORK TIMES CO (0000071691) 1
NEWCASTLE INVESTMENT CORP (0001175483) 6
NEWHOUSE STEPHAN F (0001185272) 8
NEXSTAR BROADCASTING GROUP INC (0001142417) 6
NEXSTAR BROADCASTING INC (0001142125) 1
NEXSTAR FINANCE INC 1
NFJ DIVIDEND, INTEREST & PREMIUM EQUITY INCOME FUND 7
NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND (0001260563) 7
NFJ RCM GLOBAL DIVIDEND INCOME FUND 3
NGE RESOURCES INC 2
NHS PHARMACEUTICALS 4
NIDES THOMAS R (0001333770) 18
NIELSEN MEDIA RESEARCH INC (0001019876) 2
NITINOL MEDICAL TECHNOLOGIES INC 3
NMT MEDICAL INC (0001017259) 3
NOAH EDUCATION HOLDINGS LTD. (0001411825) 2
NOKIA CORP (0000924613) 9
NORAM ENERGY CORP/ 1
NORDIC AMERICAN TANKER SHIPPING LTD 1
NORDIC AMERICAN TANKERS Ltd (0001000177) 1
NORDION INC. (0001057698) 2
NORTHSTAR REALTY 2
NORTHSTAR REALTY FINANCE CORP. (0001273801) 2
NORTHWEST AIRLINES CORP (0001058033) 2
NOSKI CHARLES H (0001039894) 7
NOVELION THERAPEUTICS INC. (0000827809) 1
NOVEN PHARMACEUTICALS INC (0000815838) 2
NPS PHARMACEUTICALS INC (0000890465) 6
NQ Mobile Inc. (0001509986) 3
NRDC Acquisition Corp. 6
NRG Yield, Inc. (0001567683) 4
NRG Yieldco, Inc. 4
NTELOS INC (0000829676) 2
NUCO2 INC /FL (0000947577) 2
NUTRI SYSTEM INC /DE/ (0001096376) 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001074952) 4
NUVEEN CALIFORNIA MUNICIPAL ADVANTAGE FUND 4
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (0000905000) 3
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC 3
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090118) 3
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001166572) 2
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (0000899752) 6
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND (0001090116) 1
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (0000899758) 2
NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090117) 2
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC (0000885711) 3
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090116) 2
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NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND (0001196366) 2
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090119) 3
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 3
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087786) 3
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131063) 2
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (0000849998) 4
NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC (0000896061) 3
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (0000878201) 3
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090122) 4
NV ENERGY, INC. (0000741508) 2
NYMAGIC INC (0000847431) 4
NYSE ARCA, INC. (0001143362) 5
NYSE Alternext US LLC (0001143313) 11
NYSE Amex (0001143313) 6
NYSE MKT LLC (0001143313) 1
Nalco CORP 4
Nalco Holding CO (0001298341) 4
NanoString Technologies Inc (0001401708) 3
Navios Maritime Partners L.P. (0001415921) 2
Neenah Paper Inc (0001296435) 4
Neff Corp (0001617667) 2
NetQin Mobile Inc. 3
Neuberger Berman MLP Income Fund Inc. (0001562051) 5
New BlackRock, Inc. 6
New Healthcare Investment Corp. 3
New Oriental Education & Technology Group Inc. (0001372920) 5
New RMR Asia Pacific Real Estate Fund 5
New Senior Investment Group Inc. (0001610114) 3
Newfleet Global Multi-Sector Income Fund 4
NexPoint Credit Strategies Fund (0001356115) 4
Nicolaisen Donald T (0001345885) 15
North Haven Private Equity Asia III, L.P. (0001402299) 1
NuStar GP Holdings, LLC (0001223786) 6
Nutanix, Inc. (0001618732) 2
Nuveen Equity Premium Income Fund 4
Nuveen Equity Premium Opportunity Fund (0001308658) 3
Nuveen Global Equity Income Fund (0001363421) 3
Nuveen Global Value Opportunities Fund (0001363421) 10
Nuveen High Income 2020 Target Term Fund (0001639457) 2
Nuveen High Income December 2018 Target Term Fund (0001647932) 1
Nuveen High Income December 2019 Target Term Fund (0001666735) 1
Nuveen Intermediate Duration Municipal Term Fund (0001557915) 1
Nuveen Long/Short Commodity Total Return Fund (0001522699) 2
Nuveen Premium Income Strategy Fund 4
Nuveen S&P 500 BuyWrite Income Fund (0001298699) 4
Nuveen Short Duration Credit Opportunities Fund (0001509253) 5
OASIS RESIDENTIAL INC (0000910846) 2
OBJET GEOMETRIES LTD 2
OBJET LTD 2
OCEAN ENERGY INC (0000930550) 3
OCWEN FINANCIAL CORP (0000873860) 3
ODYSSEY COMMUNICATIONS INC 2
OFFICEMAX INC (0000012978) 1
OFFSHORE LOGISTICS INC 3
OI S.A. (0001160846) 3
OLAYAN HUTHAM S (0001357222) 24
OLSTEN CORP (0000074386) 3
OLSTEN HEALTH SERVICES HOLDING CORP 4
OMEGA HEALTHCARE INVESTORS INC (0000888491) 7
ONYX PHARMACEUTICALS INC (0001012140) 2
OPENTABLE INC (0001125914) 8
OPTIBASE LTD (0001077618) 2
ORBOTECH LTD (0000749037) 2
ORIENTAL BIOENGINEERING INC 3
OTIX GLOBAL, INC. (0001105982) 2
OUTERWALL INC (0000941604) 2
OUTWERWALL INC 2
OVERNITE CORP (0001061859) 3
OVERSTOCK COM INC 4
OVERSTOCK.COM, INC (0001130713) 4
OWENS CORNING (0000075234) 3
OWENS CORNING FIBERGLAS CORP 3
OWENS JAMES W (0001171767) 11
OXFORD HEALTH PLANS INC (0000865084) 2
Och-Ziff Capital Management Group LLC (0001403256) 13
Old RMR Real Estate Income Fund (0001443387) 1
Ophthotech Corp. (0001410939) 2
Orbitz Worldwide, Inc. (0001394159) 2
P F CHANGS CHINA BISTRO INC (0001039889) 9
PACE JOANNE (0001186621) 2
PACHOLDER FUND INC 7
PACHOLDER HIGH YIELD FUND INC (0000837951) 7
PACIFIC AGRICULTURAL HOLDINGS INC 24
PACIFIC EXCHANGE INC 5
PACIFIC GULF PROPERTIES INC (0000912597) 3
PACIFICARE HEALTH SYSTEMS INC /DE/ (0001027974) 2
PACKAGING DYNAMICS CORP (0001171159) 2
PAFM/NFJ DIVIDEND & EQUITY INCOME FUND 7
PAGEMART NATIONWIDE INC /DE 9
PAGEMART WIRELESS INC (0000947268) 9
PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC 2
PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 3
PAKISTAN INVESTMENT FUND INC (0000886243) 1
PALM INC (0001100389) 2
PALMONE INC 2
PAN PACIFIC RETAIL PROPERTIES INC (0001040454) 3
PANDA ETHANOL, INC. (0001167880) 2
PANDIT VIKRAM S (0001183417) 8
PANERA BREAD CO (0000724606) 4
PAREXEL INTERNATIONAL CORP (0000799729) 2
PARKWAY CO 6
PARKWAY PROPERTIES INC (0000729237) 6
PARTNER RE HOLDINGS LTD 1
PARTNERRE LTD (0000911421) 1
PATHOGENESIS CORP (0001001186) 2
PATTEN CORP 4
PAYLESS CASHWAYS INC (0000076744) 3
PDL BIOPHARMA, INC. (0000882104) 2
PEETS COFFEE & TEA INC (0000917968) 4
PENN AMERICA GROUP INC (0000910110) 3
PENN ENGINEERING & MANUFACTURING CORP (0000077106) 1
PENNCORP FINANCIAL GROUP INC /DE/ (0000890449) 4
PENNEY J C CO INC (0000077182) 2
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST (0000077281) 4
PENNYMAC FINANCIAL SERVICES, INC. (0001568669) 1
PEOPLE EXPRESS AIRLINES INC 8
PEOPLESOFT INC (0000875570) 2
PEPS TRUST 3
PERELLA JOSEPH R (0001185273) 16
PERKINELMER INC (0000031791) 2
PERNIX THERAPEUTICS HOLDINGS, INC. (0001024126) 3
PERSISTENCE SOFTWARE INC (0001084400) 3
PETERSON HOWELL & HEATHER INC 3
PETMED EXPRESS INC (0001040130) 2
PETROGLYPH ENERGY INC (0001038052) 3
PHELPS DODGE CORP (0000078066) 4
PHH CORP (0000077776) 3
PHH GROUP INC 3
PHILLIPS CHARLES E JR (0001236185) 6
PHILLIPS JR CHARLES E (0001236185) 6
PHOENIX COMPANIES INC/DE (0001129633) 4
PIERCE LEAHY CORP 2
PILGRIM AMERICA PRIME RATE TRUST 23
PILGRIM PRIME RATE TRUST 20
PILGRIM PRIME RATE TRUST/ 23
PINNACLE HOLDINGS INC (0001058986) 2
PINNACLE SYSTEMS INC (0000774695) 7
PIONEER HIGH INCOME TRUST (0001166258) 8
PIONEER MUNICIPAL HIGH INCOME TRUST (0001223026) 1
PITNEY BOWES OFFICE SYSTEMS INC 2
PITNEY BOWES SYSTEMS INC 2
PMC SIERRA INC (0000767920) 7
POLYCOM INC (0001010552) 3
POOL CORP (0000945841) 1
POST APARTMENT HOMES LP (0001012271) 1
POST PROPERTIES INC (0000903127) 9
POTBELLY CORP (0001195734) 3
POWER MEDICAL INTERVENTIONS INC (0001098274) 2
POWERWAVE TECHNOLOGIES INC (0001023362) 2
PPD Therapeutics, Inc. 1
PRANA BIOTECHNOLOGY LTD (0001131343) 3
PRECISION CASTPARTS CORP (0000079958) 1
PREFERRED & CORPORATE INCOME STRATEGIES FUND INC (0001229876) 2
PREFERRED INCOME STRATEGIES FUND II INC 2
PREMDOR INC 2
PREMIER CALIFORNIA MUNICIPAL INCOME FUND 2
PREMIER EXHIBITIONS, INC. (0000796764) 3
PREMIERE TECHNOLOGIES INC 2
PREMIUM STANDARD FARMS, INC. (0001143967) 2
PRENTISS PROPERTIES INC 2
PRENTISS PROPERTIES LTD INC 2
PRENTISS PROPERTIES TRUST 2
PRENTISS PROPERTIES TRUST/MD (0001011699) 2
PREVIEW TRAVEL INC (0001047121) 1
PRG SCHULTZ INTERNATIONAL INC (0001007330) 8
PRICE T ROWE ASSOCIATES INC /MD/ (0000080255) 2
PRIMACOM AG (0001077945) 2
PRIME GROUP REALTY TRUST (0001042798) 8
PRIMUS GUARANTY LTD (0001170593) 2
PRIMUS TELECOMMUNICATIONS GROUP INC (0001006837) 3
PRIORITY HEALTHCARE CORP (0001037975) 4
PRO AFTER INC (0001087831) 2
PROFFITTS INC 2
PROFIT RECOVERY GROUP INTERNATIONAL INC 8
PROGENICS PHARMACEUTICALS INC (0000835887) 3
PROJECT SOFTWARE & DEVELOPMENT INC (0000920354) 2
PROMOTORA DE INFORMACIONES SA /FI (0001159513) 9
PROPERTY TRUST OF AMERICA 2
PROQUEST CO 2
PROS Holdings, Inc. (0001392972) 3
PROTEIN DESIGN LABS INC/DE 2
PROVIDENT COMPANIES INC /DE/ 2
PROVIDENT LIFE & ACCIDENT INSURANCE CO OF AMERICA 2
PROVIDIAN FINANCIAL CORP (0001035713) 2
PRUDENTIAL REINSURANCE HOLDINGS INC 5
PRUZAN JONATHAN (0001640050) 5
PS BUSINESS PARKS INC/CA (0000866368) 2
PSF GROUP HOLDINGS INC 2
PTEK HOLDINGS INC (0000880804) 2
PUBLIC SERVICE CO OF NEW MEXICO (0000081023) 3
PUBLIC STORAGE PROPERTIES XI INC 2
PULITZER PUBLISHING CO (0000805357) 2
PURCELL PHILIP J (0001183831) 16
PURCHASEPRO COM INC 2
PXRE GROUP LTD (0001091748) 2
Pacific Airport Group (0001347557) 5
Pactera Technology International Ltd. (0001493639) 1
Paramount Acquisition Corp (0001330487) 2
Patients & Physicians, Inc. 2
PennantPark Floating Rate Capital Ltd. (0001504619) 4
PennantPark Senior Floating Rate Fund Inc. 4
PharMerica CORP (0001388195) 3
PharmaNet Development Group Inc (0001089542) 2
Pharmasset Inc (0001301081) 3
Polypore International, Inc. (0001292556) 2
Porat Ruth (0001479258) 20
Prospect Acquisition Corp 2
Prudential Global Short Duration High Yield Fund, Inc. (0001554697) 3
Prudential Short Duration High Yield Fund, Inc. (0001534880) 4
Prudential Short Term High Yield Fund, Inc. 4
Pyxis Credit Strategies Fund (0001356115) 6
Pzena Investment Management, Inc. (0001399249) 4
Q LOGIC CORP 3
QLIK TECHNOLOGIES INC (0001305294) 2
QLOGIC CORP (0000918386) 3
QLT INC/BC 1
QLT PHOTO THERAPEUTICS INC 1
QUADRA LOGIC TECHNOLOGIES INC 1
QUALCOMM SPINCO INC/ 4
QUANTA CAPITAL HOLDINGS LTD (0001264242) 2
QUESTCOR PHARMACEUTICALS INC (0000891288) 1
QUINTILES TRANSNATIONAL CORP (0000919623) 2
Qihoo 360 Technology Co Ltd (0001508913) 3
Qihoo Technology Co Ltd 3
Quadra Realty Trust, Inc. (0001380501) 2
R F INDUSTRIES LTD (0000740664) 2
RADIAN GROUP INC (0000890926) 1
RADIO ONE INC (0001041657) 6
RADIOSHACK CORP (0000096289) 2
RADVISION LTD (0001105519) 3
RADWARE LTD (0001094366) 8
RAMCO GERSHENSON PROPERTIES TRUST (0000842183) 10
RATNERS GROUP PLC 2
RAYOVAC CORP 2
RECKSON ASSOCIATES REALTY CORP (0000930548) 8
RECKSON SERVICES INDUSTRIES INC 6
REDIFF COM INDIA LTD (0001103783) 2
REDIFF COMMUNICATION LTD 2
REDWOOD TRUST INC (0000930236) 3
REED ELSEVIER NV (0000929872) 4
REED ELSEVIER PLC (0000929869) 4
REED ELSEVIER PLC /ADR (0000863838) 1
REED INTERNATIONAL PLC/ADR 1
REGENCY CENTERS CORP (0000910606) 13
REGENCY REALTY CORP 13
REITPlus, Inc. 1
RELIANT ENERGY REGCO INC 2
RELIANT ENERGY RESOURCES CORP (0001042773) 1
REMEC INC (0000769874) 20
RENAL TREATMENT CENTERS INC /DE/ (0000899169) 1
RENTOKIL GROUP PLC /FI 3
RENTOKIL INITIAL PLC /FI (0000930157) 3
REPROS THERAPEUTICS INC. (0000897075) 2
RETAIL CREDIT CO 4
RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) 6
RF MICRO DEVICES INC (0000911160) 5
RH (0001528849) 1
RIEFLER LINDA H (0001366334) 2
RISK CAPITAL HOLDINGS INC 2
RISK CAPITAL RE INC 2
RITA MEDICAL SYSTEMS INC (0001056421) 1
RMK STRATEGIC INCOME FUND INC 4
RMR Asia Pacific Real Estate Fund 5
RMR Real Estate Income Fund (0001452477) 7
RMS TITANIC INC 3
ROCKY MOUNTAIN CHOCOLATE FACTORY INC (0000785815) 2
ROKU, INC (0001428439) 1
ROSENTHAL JAMES A (0001509446) 26
ROTECH HEALTHCARE INC (0001175108) 3
ROUSE & ASSOCIATES PROPERTY TRUST 4
ROUSE COMPANY (0000085388) 4
ROYCE GLOBAL VALUE TRUST, INC. (0001514490) 3
ROYCE MICRO CAP TRUST INC /MD/ 3
ROYCE MICRO-CAP TRUST, INC /MD/ (0000912147) 3
ROYCE OTC MICRO CAP FUND INC 3
ROYCE VALUE TRUST INC (0000804116) 3
RPS REALTY TRUST 10
RYAN JAMES P CO 2
RYDER SYSTEM INC (0000085961) 5
RYERSON TULL INC /DE/ (0000790528) 2
RYLAND GROUP INC (0000085974) 2
ReachLocal Inc (0001297336) 4
Renegy Holdings, Inc. (0001398931) 1
Republic Property Trust (0001335686) 3
Restoration Hardware Holdings Inc (0001528849) 3
RiskMetrics Group Inc (0001295172) 3
Rockwood Holdings, Inc. (0001315695) 5
Rosetta Genomics Ltd. (0001362959) 1
Ryman Hospitality Properties, Inc. (0001040829) 2
SA HOLDINGS INC 1
SA TELECOMMUNICATIONS INC /DE/ (0000845414) 1
SA TELECOMMUNICATIONS INC /DE/ (0000845414) 1
SABA SOFTWARE INC (0001070380) 3
SAFARI HOLDING CORP 3
SAFECO CORP (0000086104) 2
SAFEWAY INC (0000086144) 2
SAFEWAY STORES INC 2
SAGA COMMUNICATIONS INC (0000886136) 3
SAIC, Inc. (0001336920) 3
SAKS INC (0000812900) 2
SALESFORCE COM INC (0001108524) 2
SALIX HOLDINGS LTD 4
SALIX PHARMACEUTICALS LTD (0001009356) 4
SALOMON BROTHERS CAPITAL & INCOME FUND INC 6
SALOMON BROTHERS EMERGING MARKETS DEBT FUND INC 1
SALOMON BROTHERS EMERGING MARKETS INCOME FUND II INC 3
SALOMON BROTHERS EQUITY & INCOME FUND INC 6
SALOMON BROTHERS FIXED INCOME STRATEGIC FUND INC 1
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC 4
SAN JOAQUIN RESOURCES INC 4
SANDISK CORP (0001000180) 4
SAVIENT PHARMACEUTICALS INC (0000722104) 5
SBA COMMUNICATIONS CORP (0001034054) 2
SCHAEFER JOHN H (0001188749) 6
SCHOOL SPECIALTY INC (0001055454) 3
SCIELE PHARMA, INC. (0001106773) 2
SCOTT ROBERT G (0001182531) 13
SCOTTS COMPANY 8
SCOTTS MIRACLE-GRO CO (0000825542) 8
SCP POOL CORP (0000945841) 2
SCS TRANSPORTATION INC (0001177702) 2
SCULLY ROBERT W (0001352881) 3
SECTOR SPDR TRUST (0001064641) 1
SECURITY CAPITAL PACIFIC TRUST 2
SEGMENTZ INC 4
SEI HOLDINGS INC 4
SELECT COMFORT CORP (0000827187) 2
SEMCO ENERGY INC (0000277158) 2
SENIOR HIGH INCOME PORTFOLIO INC 2
SENIOR HOUSING PROPERTIES TRUST (0001075415) 11
SEQUEL CORP 2
SEQUENOM INC (0001076481) 2
SERVICO INC (0000089121) 2
SEVEN UP RC BOTTLING COMPANY OF SOUTHERN CALIFORNIA INC (0000887353) 1
SEXTON O GRIFFITH (0001338580) 17
SFBC INTERNATIONAL INC 2
SHAW GROUP INC (0000914024) 2
SHEAR NEAL A (0001326397) 3
SHEFFIELD EXPLORATION CO INC 12
SHURGARD STORAGE CENTERS INC (0000906933) 7
SIBV MS HOLDINGS INC 5
SIDWELL DAVID H (0001282556) 6
SIERRA PACIFIC RESOURCES /NV/ 2
SIERRA SEMICONDUCTOR CORP 7
SIGMA DESIGNS INC (0000790715) 3
SIGNET GROUP PLC 2
SIGNET JEWELERS LTD (0000832988) 2
SILGAN HOLDINGS INC (0000849869) 5
SILICON GRAPHICS INC (0000802301) 8
SILICON GRAPHICS INC /CA/ 8
SIMKOWITZ DANIEL A (0001680385) 4
SIMON PROPERTY GROUP INC /DE/ (0001063761) 5
SINA COM 5
SINA CORP (0001094005) 5
SINCLAIR BROADCAST GROUP INC (0000912752) 7
SINOVAC BIOTECH LTD (0001084201) 3
SITEL CORP (0000943820) 1
SIX CONTINENTS PLC 4
SIX FLAGS INC (0000701374) 2
SIZELER PROPERTY INVESTORS INC (0000805419) 2
SKYMALL INC (0000862841) 1
SMALL JEFFREY (0001334400) 1
SMART BALANCE, INC. 2
SMITH BARNEY HIGH INCOME FUND INC 3
SMITH BARNEY HIGH INCOME OPPORTUNITY FUND INC 3
SMITH CHARLES E RESIDENTIAL REALTY INC (0000919004) 3
SMITH INTERNATIONAL INC (0000721083) 5
SMITHFIELD FOODS INC (0000091388) 1
SMTP, Inc. 3
SMURFIT STONE CONTAINER CORP (0000919226) 5
SOHU COM INC (0001104188) 6
SOLARCITY CORP (0001408356) 2
SOLAZYME INC 2
SOLERA HOLDINGS LLC 9
SOLERA HOLDINGS, INC (0001324245) 9
SONIC CORP (0000868611) 1
SONIC INNOVATIONS INC (0001105982) 6
SOTHEBYS (0000823094) 8
SOTHEBYS HOLDINGS INC 8
SOUTHEAST AIRPORT GROUP (0001123452) 5
SOUTHEASTERN MICHIGAN GAS ENTERPRISES INC 2
SOUTHERN ENERGY INC 4
SOUTHWESTERN ENERGY CO (0000007332) 3
SOVRAN SELF STORAGE INC (0000944314) 3
SPAIN FUND INC (0000818105) 3
SPDR TRUST SERIES 1 (0000884394) 2
SPECIAL OPPORTUNITIES FUND, INC. (0000897802) 1
SPENCER CORDELL G (0001326398) 3
SPLUNK INC (0001353283) 2
SPREADTRUM COMMUNICATIONS INC (0001287950) 2
SPRINGS INDUSTRIES INC (0000093102) 4
SPRINGS MILLS INC 4
SPRINT CORP (0000101830) 3
SPS TRANSACTION SERVICES INC (0000882741) 2
SR TELECOM INC (0001223165) 4
SRA INTERNATIONAL INC (0000906192) 2
SSF III Gemini GP, LLC (0001418298) 2
SSF III Gemini, LP (0001418299) 2
STAG Industrial REIT, Inc. 2
STAG Industrial, Inc. (0001479094) 2
STAKE TECHNOLOGY LTD 3
STARBUCKS CORP (0000829224) 3
STARWOOD FINANCIAL INC 5
STARWOOD HOTEL & RESORTS WORLDWIDE INC (0000316206) 3
STARWOOD HOTELS & RESORTS (0000048595) 6
STARWOOD LODGING CORP 3
STARWOOD LODGING TRUST 6
STARWOOD PROPERTY TRUST, INC. (0001465128) 2
STATE STREET BANK & TRUST CO (0000093748) 19
STATE STREET BOSTON FINANCIAL CORP 10
STATE STREET CORP (0000093751) 8
STATE STREET Corp (0000093751) 2
STATION CASINOS INC (0000898660) 3
STERICYCLE INC (0000861878) 4
STEWART & STEVENSON SERVICES INC (0000094328) 3
STOKELY USA INC (0000777538) 2
STONE ENERGY CORP (0000904080) 2
STRATASYS LTD. (0001517396) 2
STRATEGIC ABSTRACT & TITLE CORP /TX/ 1
STRATEGIC GLOBAL INCOME FUND INC (0000880943) 2
STRATEGIC HOTEL CAPITAL INC 5
STRATEGIC HOTELS & RESORTS, INC (0001057436) 5
STRATEGIC INVESTMENTS I, INC. (0001681668) 6
STRATUS COMPUTER INC (0000723610) 3
STRAYER EDUCATION INC (0001013934) 6
SUFFOLK BANCORP (0000754673) 2
SUMMIT PROPERTIES INC (0000915773) 3
SUMMIT PROPERTIES TRUST 3
SUN CO INC 4
SUN OIL CO 4
SUN-TIMES MEDIA GROUP INC (0000868512) 3
SUNBEAM CORP/FL/ (0000003662) 1
SUNBEAM OSTER COMPANY INC 1
SUNBEAM OSTER COMPANY INC /DE/ 1
SUNGLASS HUT INTERNATIONAL INC (0000899240) 4
SUNOCO INC (0000095304) 4
SUNRISE ASSISTED LIVING INC (0001011064) 2
SUPER VALU STORES INC 3
SUPERVALU INC (0000095521) 3
SYMANTEC CORP (0000849399) 2
SYMIX SYSTEMS INC (0000872443) 9
SYNGENTA AG (0001123661) 2
SYNIVERSE HOLDINGS INC (0001169264) 2
Sagent Holding Co. 4
Sagent Pharmaceuticals, Inc. (0001369786) 4
Sarasin & Partners LLP (0001510481) 2
Select Income REIT (0001537667) 3
Sequel Ltd 6
Services Acquisition Corp. International 4
Shake Shack Inc. (0001620533) 3
SharpSpring, Inc. (0001506439) 3
Silicon Motion Technology CORP (0001329394) 5
SkyPeople Fruit Juice, Inc (0001066923) 7
SodaStream International Ltd. (0001502916) 2
Somaxon Pharmaceuticals, Inc. (0001339455) 4
SouFun Holdings Ltd (0001294404) 4
Spark Orange Ltd 1
Spectrum Brands, Inc. (0001028985) 2
Sphere 3D Corp (0001591956) 2
Stone Harbor Emerging Markets Fixed Income Fund 4
Stone Harbor Emerging Markets Income Fund (0001501103) 4
Stone Harbor Emerging Markets Total Income Fund (0001551040) 2
SunOpta Inc. (0000351834) 3
Super IntermediateCo LLC 1
Superior Offshore International Inc. (0001372326) 2
TAL Education Group (0001499620) 8
TAL International Group, Inc. (0001331745) 3
TALBOTS INC (0000912263) 2
TALCOTT NATIONAL CORP 5
TAMAKOSHI RYOSUKE (0001525374) 1
TANDY CORP /DE/ 2
TANDY LEATHER CO 2
TANGER FACTORY OUTLET CENTERS INC (0000899715) 3
TAUBMAN CENTERS INC (0000890319) 15
TAYLOR ANN STORES CORP (0000874214) 4
TBC CORP (0000718449) 6
TD II 3
TDOP INC 2
TECHNE CORP /MN/ (0000842023) 10
TECNOMATIC INTERNATIONAL CORP (0001102340) 2
TECUMSEH PRODUCTS CO (0000096831) 5
TEKLA HEALTHCARE INVESTORS (0000805267) 3
TEKLA LIFE SCIENCES INVESTORS (0000884121) 2
TEKTRONIX INC (0000096879) 2
TELCOM SEMICONDUCTOR INC (0000917415) 1
TELCOM UNIVERSAL INC 1
TELECOM CORP OF NEW ZEALAND LTD (0000875809) 5
TELECOMMUNICATION SYSTEMS INC /FA/ (0001111665) 2
TELEMUNDO GROUP INC (0000806083) 2
TELIK INC (0001109196) 7
TEMPLE INLAND INC (0000731939) 3
TEMPLETON EMERGING MARKETS INCOME FUND (0000909112) 2
TEMPLETON EMERGING MARKETS INCOME FUND INC 2
TEMPUR PEDIC INTERNATIONAL INC (0001206264) 2
TENET HEALTHCARE CORP (0000070318) 3
TENNECO AUTOMOTIVE INC (0001024725) 1
TENNECO INC /DE (0001024725) 1
TERADATA CORP /DE/ (0000816761) 3
TEREX CORP (0000097216) 4
TESSERA TECHNOLOGIES INC (0001261694) 7
TETRA TECHNOLOGIES INC (0000844965) 8
TEXAS INDUSTRIES INC (0000097472) 10
TEXAS PACIFIC LAND TRUST (0000097517) 2
THERMADYNE HOLDINGS CORP 3
THERMADYNE HOLDINGS CORP /DE (0000850660) 3
THIOKOL CORP /DE/ 3
THOMAS OWEN D (0001339081) 3
TICKETMASTER ONLINE CITYSEARCH INC (0001006637) 2
TIERCO GROUP INC/DE/ 2
TIMKEN CO (0000098362) 2
TIMKEN ROLLER BEARING CO 2
TITAN CORP (0000032258) 7
TITAN PHARMACEUTICALS INC (0000910267) 2
TIVO INC (0001088825) 2
TMP WORLDWIDE INC 8
TN TECHNOLOGIES HOLDING INC 1
TORSTAR CORP (0001073293) 4
TORTOISE CAPITAL RESOURCES CORP (0001347652) 7
TORTOISE ENERGY CAPITAL CORP (0001319869) 1
TORTOISE MLP CORP. 4
TORTOISE MLP FUND, INC. (0001490286) 4
TORTOISE PIPELINE & ENERGY FUND, INC. (0001526329) 4
TOTAL RENAL CARE HOLDINGS INC (0000927066) 1
TOTAL RENAL CARE INC 1
TOWER AUTOMOTIVE INC (0000925548) 11
TOWER REALTY TRUST INC (0001037711) 3
TOY BIZ INC 19
TPG Specialty Lending, Inc. (0001508655) 5
TRACTOR SUPPLY CO /DE/ (0000916365) 2
TRAMMELL CROW REAL ESTATE INVESTORS 6
TRANS WORLD ENTERTAINMENT CORP (0000795212) 6
TRANS WORLD GAMING CORP (0000914577) 2
TRANS WORLD MUSIC CORP 6
TRANSAMERICA INCOME SHARES, INC. (0000099197) 2
TRANSMETA CORP (0001001193) 3
TRANSMONTAIGNE INC (0000755199) 12
TRANSMONTAIGNE OIL CO 12
TRANSWITCH CORP /DE (0000944739) 2
TRAQUINA PERRY M (0001228062) 7
TRAVELCENTERS OF AMERICA LLC (0001378453) 2
TRAVELERS AETNA PROPERTY CASUALTY CORP 2
TRAVELERS CORP LOAN FUND INC 3
TRAVELERS PROPERTY CASUALTY CORP (0001010551) 2
TRAVELOCITY COM INC (0001104172) 1
TRIATHLON BROADCASTING CO (0000947718) 3
TRINOVA CORP 3
TRITON PCS HOLDINGS INC (0001091973) 3
TROPICAL SPORTSWEAR INTERNATIONAL CORP (0001044324) 2
TRULIA, INC. (0001349454) 2
TRUMP ENTERTAINMENT RESORTS, INC. (0000943320) 29
TRUMP HOTELS & CASINO RESORTS INC 29
TSI TELECOMMUNICATION HOLDINGS INC 2
TTI TEAM TELECOM INTERNATIONAL LTD (0001026266) 8
TUPPERWARE CORP (0001008654) 2
TW HOLDINGS INC 10
TWI HOLDINGS INC 2
TWILIO INC (0001447669) 2
TYSON LAURA D (0001183429) 19
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Tekla Healthcare Growth & Income Fund 2
Tekla Healthcare Opportunities Fund (0001604522) 2
Tekla World Healthcare Fund (0001635977) 1
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Textura Corp (0001565337) 2
TorreyPines Therapeutics, Inc. (0001070698) 1
Tortoise MLP Investment CORP 1
TransMontaigne Partners L.P. (0001319229) 13
Travelport Worldwide LTD (0001424755) 3
Tribune Publishing Co 2
TrueCar, Inc. (0001327318) 4
Tuniu Corp (0001597095) 2
Turbo Travel Holding B.V. 1
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UCN INC 2
UDS LOGISTICS LLC 6
ULH CORP (0000354199) 5
ULTRA PETROLEUM CORP (0001022646) 12
UNIFY CORP (0000880562) 2
UNIHOLDING CORP (0000354199) 9
UNILEVER N V (0000110390) 2
UNISOURCE ENERGY CORP 1
UNISTONE INC 2
UNITED AMERICA INDEMNITY, LTD (0001263813) 2
UNITED FASHIONS INC 9
UNITED NATIONAL GROUP LTD 2
UNITED ONLINE INC (0001142701) 4
UNITED RENTALS INC /DE (0001067701) 2
UNITED TECHNOLOGIES CORP 2
UNITED TECHNOLOGIES CORP /DE/ (0000101829) 2
UNITED TECHNOLOGIES MICROELECTRONICS CENTER 2
UNITED TELECOMMUNICATIONS INC 3
UNITED THERAPEUTICS CORP (0001082554) 3
UNITED UTILITIES INC 3
UNITED WESTERN BANCORP INC (0000944725) 4
UNIVERSAL FOODS CORP (0000310142) 4
UNIVERSAL HEALTH SERVICES INC (0000352915) 4
UNIVISION COMMUNICATIONS INC (0001017008) 4
UNS Energy Corp (0000941138) 1
UNUMPROVIDENT CORP 2
URBAN SHOPPING CENTERS INC (0000907077) 2
US AIRWAYS GROUP INC (0000701345) 5
USA MOBILE COMMUNICATIONS HOLDINGS INC /DE/ 2
USA MOBILE COMMUNICATIONS INC II 1
USF&G PACHOLDER FUND INC /OH/ 7
USLIFE INCOME FUND INC 2
USOCDT MERGER CORP 4
UST CORP /MA/ (0000316901) 4
UVA MICHAEL D (0001326538) 1
Unum Group (0000005513) 2
VACUUM ELECTRONIC MANUFACTURING CORP 2
VAIL RESORTS INC (0000812011) 2
VALASSIS COMMUNICATIONS INC (0000883293) 2
VALERO GP HOLDINGS LLC 6
VALOR COMMUNICATIONS GROUP INC 2
VALOR TELECOMMUNICATIONS INC 2
VAN KAMPEN AMERICAN CAPITAL MASS VALUE MUNICIPAL INCOME TRUS 4
VAN KAMPEN AMERICAN CAPITAL SENIOR INCOME TRUST 2
VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST 4
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 4
VAN KAMPEN SENIOR INCOME TRUST 2
VANAMERIGEN HAEBLER INC 2
VAXGEN INC 1
VCA ANTECH INC (0000817366) 3
VEECO INSTRUMENTS INC (0000103145) 2
VEEVA SYSTEMS INC (0001393052) 1
VENTANA HEALTH SERVICES, INC. 7
VERISIGN INC/CA (0001014473) 4
VERITAS DGC INC (0000028866) 2
VERMONT TEDDY BEAR CO INC (0000912960) 4
VERTICALS ONDEMAND INC 1
VETERINARY CENTERS OF AMERICA INC 3
VIAD CORP (0000884219) 2
VIASAT INC (0000797721) 4
VIATEL HOLDING BERMUDA LTD (0001175597) 10
VIATEL INC (0000945771) 4
VIDTOR COMMUNICATIONS INC 2
VIGNETTE CORP (0001042185) 2
VISIONS IN GLASS INC 2
VISTEON CORP (0001111335) 2
VITAL IMAGES INC (0000912888) 6
VOCALTEC COMMUNICATIONS LTD 3
VOCALTEC LTD 3
VODAFONE AIRTOUCH PUBLIC LIMITED CO 1
VODAFONE GROUP PUBLIC LIMITED CO 1
VODAFONE GROUP PUBLIC LTD CO (0000839923) 1
VOYAGEUR FLORIDA INSURD MUNICIPAL INCOME FUND 1
VOYAGEUR FLORIDA INSURED MUNICIPAL INCOME FUND 1
Van Kampen Dynamic Credit Opportunities Fund 7
Van Kampen Global Credit Opportunities Fund 7
VanceInfo Technologies Inc. (0001417961) 3
Venoco, Inc. (0001313024) 2
Verisk Analytics, Inc. (0001442145) 5
Vipshop Holdings Ltd (0001529192) 3
Virtus Global Multi-Sector Income Fund (0001528811) 4
Virtus Total Return Fund (0001310445) 6
Virtus-Newfleet Global Multi-Sector Income Fund 4
Voya Asia Pacific High Dividend Equity Income Fund (0001385632) 2
Voya Emerging Markets High Dividend Equity Fund (0001496292) 2
Voya Global Advantage & Premium Opportunity Fund (0001332943) 3
Voya Natural Resources Equity Income Fund (0001372117) 2
Voya PRIME RATE TRUST (0000826020) 3
Voyager Learning CO (0000215219) 2
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WABAN INC 1
WABASH NATIONAL CORP /DE (0000879526) 2
WACKENHUT CORP (0000104030) 1
WACKENHUT CORRECTIONS CORP 9
WALDEN RESIDENTIAL PROPERTIES INC (0000913280) 2
WALTER INDUSTRIES INC /NEW/ (0000837173) 7
WCI COMMUNITIES INC (0001137778) 11
WEB.COM GROUP, INC. (0001095291) 1
WEBB DEL E CORP 1
WEBFILINGS LLC 3
WEBLINK WIRELESS INC (0000947268) 4
WEBMD CORP /NEW/ 1
WEBS INDEX FUND INC (0000930667) 55
WEBSENSE INC (0001098277) 5
WEBSITE PROS, INC. (0001095291) 2
WEIGHT WATCHERS INTERNATIONAL INC (0000105319) 8
WELLS FARGO INSTITUTIONAL TRUST CO 7
WELLSFORD REAL PROPERTIES INC (0001038222) 13
WENDYS INTERNATIONAL INC (0000105668) 2
WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (0001227862) 1
WESTERN ASSET EMERGING MARKETS INCOME FUND II INC. 3
WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (0000902978) 3
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (0000910068) 3
WESTERN ASSET MANAGED MUNICIPALS FUND INC. (0000886043) 8
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (0000894351) 4
WESTWOOD ONE DELAWARE INC /CA/ 2
WESTWOOD ONE INC /DE/ (0000771950) 2
WETERN ASSET MUNICIPAL PARTNERS FUND INC. 4
WFBS INDEX FUND INC 55
WH HOLDINGS CAYMAN ISLANDS LTD 2
WHIRLPOOL CORP /DE/ (0000106640) 4
WHIRLPOOL SEEGER CORP 4
WILKINS RAYFORD JR (0001184395) 6
WILLIAMS BROTHERS COMPANIES 3
WILLIAMS COMPANIES INC (0000107263) 3
WILLIAMS ELECTRONICS INC 4
WIMM BILL DANN FOODS OJSC (0001166718) 2
WINDSTREAM CORP (0001282266) 2
WISER OIL CO (0000107874) 2
WMS INDUSTRIES INC /DE/ (0000350077) 4
WORKIVA INC (0001445305) 3
WORKIVA LLC 3
WORKSTREAM INC (0001095266) 4
WORLD WRESTLING ENTERTAINMENTINC (0001091907) 6
WORLD WRESTLING FEDERATION ENTERTAINMENT INC 6
WORLDCOM INC 3
WORLDCORP INC (0000811664) 3
WWFENTERTAINMENT INC 6
WYNN RESORTS LTD (0001174922) 4
Walter Energy, Inc. (0000837173) 5
Warner Chilcott Holdings Co Ltd 1
Warner Chilcott Ltd 1
Warner Chilcott plc (0001323854) 1
Wayfair Inc. (0001616707) 2
WebMD Health Corp. (0001326583) 3
WebMD Health Holdings, Inc. 3
Western Asset High Yield Defined Opportunity Fund Inc. (0001497186) 2
Western Asset Mortgage Capital Corp (0001465885) 2
Winthrop Realty Trust (0000037008) 3
Wirth Paul C (0001319921) 36
WisdomTree Investments, Inc. (0000880631) 2
Workday, Inc. (0001327811) 5
XCYTE THERAPIES INC 30
XENOPORT INC (0001130591) 4
XPO Logistics, Inc. (0001166003) 4
Xunlei Ltd (0001510593) 1
YOUKU INC. (0001442596) 5
YOUKU TUDOU INC. (0001442596) 3
YOUKU.COM INC. 5
YY Inc. (0001530238) 2
Yandex N.V. (0001513845) 5
Yongye Biotechnology International, Inc. 23
Yongye International, Inc. (0001398551) 23
ZAIS Financial Corp. (0001527590) 2
ZILLOW GROUP, INC. (0001617640) 2
ZILLOW INC (0001334814) 3
ZONAGEN INC 2
ZUMWINKEL KLAUS (0001275633) 6
ZYNGA GAME NETWORK INC 7
ZYNGA INC (0001439404) 7
Zag com Inc 4
Zebra Holdco Inc. 2
Zep Inc. (0001408287) 5
Zhaopin Ltd (0001378564) 2
Zoe's Kitchen, Inc. (0001594879) 3
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inContact, Inc. (0001087934) 2
lululemon athletica inc. (0001397187) 5
travel B.V. 1
trivago N.V. (0001683825) 1
tronc, Inc. (0001593195) 2
zulily, inc. (0001478484) 4
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