LADENBURG THALMANN FINANCIAL SERVICES INC.  [  AMEX ]  [ LTSL ]


4400 BISCAYNE BLVD.
12TH FLOOR
MIAMI,  FL,
  USA
305-572-4100
Filing DateCurrent and former namesChanged on date
2017-01-18
LADENBURG THALMANN FINANCIAL SERVICES INC.
2003-05-15
FROST HANNA CAPITAL GROUP INC
1996-12-27
2002-07-11
GBI CAPITAL MANAGEMENT CORP
1999-08-26
2001-05-14
THALMANN FINANCIAL SERVICES INC
Central Index Key (CIK)
0001029730
State of Incorporation
FL
Country of Incorporation
USA
Fiscal year end
1231
IRS #
650701248
Std. Industrial Class.
6211 SECURITY BROKERS, DEALERS & FLOTATION COMPANIES

Ownership (Form 3,4,5)# Filings
BEINSTEIN HENRY C (0001182482) 17
BERLINER EFFEKTENGESELLSCHAFT AG (0001136903) 1
CHILLEMI DIANE (0001093966) 1
EIDE ROBERT J (0001181955) 11
FROST PHILLIP MD ET AL (0000898860) 156
Frost Gamma Investment Trust (0001380896) 18
Frost Gamma Investments Trust (0001380896) 98
Frost Nevada Investments Trust (0001464124) 95
GENSON BRIAN S (0001208655) 20
GIARDINA SALVATORE (0001198079) 3
Gilinski Saul (0001380207) 43
JOHNSTON CHARLES I (0001285946) 1
KRASNO RICHARD M (0001215060) 24
Kaufman Brett (0001431385) 20
Klein Mark D (0001322402) 1
Kolosov Dmitry (0001550197) 5
LAMPEN RICHARD (0001047092) 112
LORBER HOWARD M (0001053471) 34
MANGONE VINCENT (0001093965) 1
Malamed Adam Scott (0001537445) 56
Mendelsohn Bruce S (0001330341) 1
NEW VALLEY CORP (0000106374) 2
PELTON BENJAMIN D (0001094250) 2
PODELL JEFFREY (0000946425) 19
ROSEN STEVEN A (0001094249) 3
ROSENSTOCK RICHARD J (0001044006) 55
Simkin Jacqueline M (0001446157) 44
ZEITCHICK MARK (0001093960) 85
giovanniello joseph (0001567315) 30
Form D Related Persons# Filings
Adam Malamed 2
Brett Kaufman (0001431385) 4
Brian S Genson (0001208655) 4
Dmitry Kolosov (0001550197) 2
Henry C Beinstein (0001182482) 4
Howard M Lorber (0001053471) 4
Jacqueline M Simkin (0001446157) 2
Jacqueline Simkin 1
Jeffrey S Podell 4
Joseph Giovanniello Jr 2
Mark Zeitchick (0001093960) 4
Phillip Frost 4
Richard J Lampen 4
Richard J Rosenstock (0001044006) 4
Richard M Krasno (0001215060) 4
Robert J Eide (0001181955) 1
Saul Gilinski (0001380207) 4
All related persons/companies# Filings
Arbor Point Advisors, LLC (0001642036) 12
BEINSTEIN HENRY C (0001182482) 18
BERLAND JOSEPH (0001093941) 5
BERLINER EFFEKTENGESELLSCHAFT AG (0001136903) 6
BROOKE GROUP LTD 1
CHILLEMI DIANE (0001093966) 3
EIDE ROBERT J (0001181955) 13
FOSTER ALAN H (0001050609) 1
FREEMAN ALAN (0001085564) 1
FROST HANNA CAPITAL GROUP INC (0001029730) 1,298
FROST PHILLIP MD ET AL (0000898860) 177
Frost Gamma Investment Trust (0001380896) 116
Frost Gamma Investments Trust (0001380896) 98
Frost Nevada Investments Trust (0001464124) 95
GBI CAPITAL MANAGEMENT CORP (0001029730) 1,274
GENSON BRIAN S (0001208655) 20
GIARDINA SALVATORE (0001198079) 4
Gilinski Saul (0001380207) 43
ICAHN CARL C ET AL (0000921669) 1
Investacorp Advisory Services, Inc. (0001722470) 2
JOHNSTON CHARLES I (0001285946) 1
KIRKLAND J BRYANT III (0001142748) 2
KMS FINANCIAL SERVICES, INC (0001580308) 12
KRASNO RICHARD M (0001215060) 24
Kaufman Brett (0001431385) 20
Klein Mark D (0001322402) 1
Kolosov Dmitry (0001550197) 5
LAMPEN RICHARD (0001047092) 113
LEBOW BENNETT S (0001005790) 2
LIGGETT & MYERS INC 1
LIGGETT GROUP INC 1
LORBER HOWARD M (0001053471) 38
Ladenburg Thalmann Asset Management (0001483964) 12
MANGONE VINCENT (0001093965) 8
Malamed Adam Scott (0001537445) 56
Mendelsohn Bruce S (0001330341) 1
NEW VALLEY CORP (0000106374) 15
PELTON BENJAMIN D (0001094250) 6
PODELL JEFFREY (0000946425) 19
RIVAS VICTOR M (0001181415) 2
ROSEN STEVEN A (0001094249) 7
ROSENSTOCK RICHARD J (0001044006) 62
SECURITIES AMERICA ADVISORS INC (0001056102) 12
SPERBER KENNETH (0001118443) 2
SPURBER KENNETH (0001118443) 1
SSN Advisory, Inc. (0001642257) 12
Simkin Jacqueline M (0001446157) 44
THALHEIM DAVID (0001022126) 3
THALMANN FINANCIAL SERVICES INC (0001029730) 2
Triad Advisors, Inc. (0001722474) 2
Triad Hybrid Solutions, LLC (0001682267) 7
VECTOR GROUP LTD (0000059440) 1
WESTERN UNION CORP/NY/ 13
WESTERN UNION TELEGRAPH CO /NY/ 15
ZEITCHICK MARK (0001093960) 93
giovanniello joseph (0001567315) 30
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