Karpus Management, Inc.


183 SULLY'S TRAIL
PITTSFORD,  NY,
  USA
5855864680
Filing DateCurrent and former namesChanged on date
2006-07-25
Karpus Management, Inc.
2006-07-25
KARPUS MANAGEMENT INC
1997-10-29
Central Index Key (CIK)
0001048703
State of Incorporation
NY
Country of Incorporation
USA
Fiscal year end
0630

Ownership (Form 3,4,5)# Filings
KARPUS GEORGE W (0001223048) 9
All related persons/companies# Filings
12th Street Asset Management Company, LLC (0001633703) 7
1838 BOND DEBENTURE TRADING FUND 6
2002 TARGET TERM TRUST INC (0000893227) 48
2007 TARGET TERM TRUST INC 48
ABERDEEN ASIA PACIFIC INCOME FUND INC (0000790500) 3
ABERDEEN JAPAN EQUITY FUND, INC. (0000866095) 2
ABERDEEN SINGAPORE FUND INC (0000864415) 3
ABERDEN ASIA-PACIFIC INCOME FUND INC 3
ACM INCOME FUND INC 7
ACM GOVERNMENT INCOME FUND INC 7
ACM GOVERNMENT OPPORTUNITY FUND INC (0000834933) 5
ACM INCOME FUND INC 7
ACM MANAGED INCOME FUND INC /NY/ (0000838133) 22
ACR Alpine Capital Research, LLC (0001508822) 5
ADAMS EXPRESS CO (0000002230) 1
ADDITIONAL MANAGERS DO NOT FIT TEMPLATE 10
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND (0001219120) 5
AFFINITY INVESTMENT ADVISORS, LLC (0001520601) 10
ALL AMERICAN TARGET TERM TRUST INC 20
ALL AMERICAN TERM TRUST INC (0000894233) 20
ALLIANCE NEW YORK MUNICIPAL INCOME FUND (0001162030) 2
ALLIANCEBERNSTEIN INCOME FUND INC (0000816754) 7
ALLIANCEBERNSTEIN L.P. (0001109448) 10
ALLMON CHARLES TRUST INC 7
ALTA CAPITAL MANAGEMENT LLC/ (0001093589) 10
AMERICAN CAPITAL BOND FUND INC 8
AMERICAN GOVERNMENT INCOME PORTFOLIO INC (0000836425) 4
AMERICAN GOVERNMENT SECURITIES FUND INC 4
AMERICAN INCOME FUND INC /VA (0000838131) 31
AMERICAN MUNICIPAL TERM TRUST INC (0000872086) 24
AMERICAN MUNICIPAL TERM TRUST INC II (0000877346) 39
AMERICAN MUNICIPAL TERM TRUST INC III (0000882418) 39
AMERICAN OPPORTUNITY INCOME FUND INC (0000854125) 6
AMERICAN SELECT PORTFOLIO INC (0000908785) 2
AMERICAN STRATEGIC INCOME PORTFOLIO INC (0000878930) 3
AMERICAN STRATEGIC INCOME PORTFOLIO INC II (0000886984) 4
AMERICAN STRATEGIC INCOME PORTFOLIO INC III (0000896161) 3
AMERICAS INCOME TRUST INC (0000914034) 6
AMG Funds LLC (0001115419) 4
AMI ASSET MANAGEMENT CORP (0001369702) 8
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APPLETON PARTNERS INC/MA (0001055290) 2
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ATALANTA SOSNOFF CAPITAL, LLC (0000700529) 10
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Aristotle Capital Management, LLC (0000860644) 6
Ashfield Capital Partners, LLC (0001398103) 10
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BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (0001159038) 4
BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC 2
BLACKROCK CAPITAL MANAGEMENT INC (0001173486) 5
BLACKROCK CORE BOND TRUST (0001160864) 4
BLACKROCK CORPORATE AMERICA TERM TRUST INC 20
BLACKROCK CORPORATE TERM TRUST INC 20
BLACKROCK CREDIT ALLOCATION INCOME TRUST III (0001213169) 2
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BLACKROCK FLORIDA INSURED MUNICIPAL 2008 TERM TRUST (0000890518) 9
BLACKROCK FLORIDA INSURED MUNICIPAL INCOME TRUST 6
BLACKROCK FLORIDA INVESTMENT QUALITY MUNICIPAL TRUST (0000902719) 10
BLACKROCK FLORIDA MUNICIPAL BOND TRUST 4
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST 6
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BLACKROCK INSURED MUNICIPAL INCOME INVESTMENT TRUST (0001181026) 6
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BLACKROCK INVESTMENT QUALITY MUNICIPAL INCOME TRUST (0001181026) 9
BLACKROCK MARYLAND MUNICIPAL BOND TRUST (0001169029) 7
BLACKROCK MUNICIPAL 2018 TERM TRUST (0001159040) 6
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST (0001169028) 4
BLACKROCK MUNICIPAL BOND TRUST (0001167467) 5
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (0001181026) 5
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (0001137392) 6
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BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (0001089821) 4
BLACKROCK PREFERRED INCOME TRUST 2
BLACKROCK PREFERRED OPPORTUNITY TRUST 2
BLACKROCK TAX FREE INCOME TRUST 5
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST (0001169034) 6
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BLACKSTONE INCOME TRUST INC 5
BLACKSTONE INSURED MUNICIPAL TERM TRUST INC 6
BLACKSTONE MUNICIPAL TARGET TERM TRUST INC 13
BLACKSTONE NORTH AMERICAN GOVERNMENT INCOME TRUST INC 2
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BOSTON ADVISORS LLC (0001062842) 7
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EATON VANCE INSURED FLORIDA PLUS MUNICIPAL BOND FUND (0001196870) 4
EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUND 2
EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUND I 2
EATON VANCE INSURED MUNICIPAL BOND FUND 1
EATON VANCE INSURED MUNICIPAL BOND FUND I 3
EATON VANCE INSURED MUNICIPAL BOND FUND II 3
EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND 1
EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND I 1
EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND I 1
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EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (0001196874) 1
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (0001074691) 1
EATON VANCE NEW YORK MUNICIPAL BOND FUND II (0001196875) 1
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FEDERATED MUNICIPAL INCOME FUND 1
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FEDERATED PREMIER MUNICIPAL INCOME FUND (0001199004) 1
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FIRST TRUST ENHANCED EQUITY INCOME FUND (0001291334) 2
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (0001302624) 10
FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND (0001232461) 3
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FOUR CORNERS CLAYMORE CORPORATE HIGH INCOME PORTFOLIO 3
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FRANKLIN RESOURCES INC (0000038777) 10
FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST 2
FRANKLIN TEMPLETON LTD DURATION INCOME TRUST 2
FRANKLIN TEMPLETON STRATEGIC INCOME TRUST 2
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Federated Enhanced Treasury Income Fund (0001406591) 11
First Trust/Fiduciary Asset Management Covered Call Fund 2
First Trust/Fiduciary Asset Management Covered Call Income Fund 2
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GAMCO Global Gold, Natural Resources & Income Trust by Gabelli 2
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GLADSTONE CAPITAL CORP (0001143513) 2
GLADSTONE INVESTMENT CORP (0001221149) 1
GLADSTONE INVESTMENT CORPORATION\DE (0001321741) 2
GLENMEDE TRUST CO NA (0000314949) 10
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GROWTH STOCK OUTLOOK TRUST INC 7
GSC INVESTMENT CORP. 2
GSC Investment LLC 2
GW&K Investment Management, LLC (0001082917) 10
Gabelli Global Gold, Natural Resources & Income Trust 2
Gabelli Global Small & Mid Cap Value Trust (0001585855) 4
Gabelli Gold, Natural Resources & Income Trust 2
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Granite Investment Partners, LLC (0001542266) 2
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HAHN CAPITAL MANAGEMENT LLC (0001171592) 1
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HARRIS ASSOCIATES L P (0000813917) 10
HAYS ADVISORY LLC (0001175130) 10
HEITMAN LLC (0001372696) 8
HELVETIA FUND INC 5
HGK ASSET MANAGEMENT INC (0000740272) 9
HORIZON ASSET MANAGEMENT LLC (0001056823) 8
HYPERION 2002 TERM TRUST INC (0000890337) 47
HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INC (0000895415) 94
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Haverford Trust Co (0000842941) 5
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Horizon Kinetics LLC (0001519418) 5
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IBERO-AMERICA FUND INC (0000818105) 1
INA INCOME & CONVERTIBLE FUND 1
ING Infrastructure Development Equity Fund 2
ING Infrastructure, Industrials & Materials Fund 2
ING PRIME RATE TRUST (0000826020) 2
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INTERCAPITAL INCOME SECURITIES INC 8
INTERCAPITAL NEW YORK QUALITY MUNICIPAL SECURITIES 24
INTERCAPITAL QUALITY MUNICIPAL INCOME TRUST 2
INTERNATIONAL GOVERNMENT INCOME TRUST 17
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Invesco Bond Fund (0000005094) 6
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Invesco Insured Municipal Income Trust 1
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Invesco Municipal Trust (0000877463) 2
Invesco New York Quality Municipal Securities (0000898659) 2
Invesco Pennsylvania Value Municipal Income Trust (0000895528) 2
Invesco Quality Municipal Income Trust (0000885125) 2
Invesco Value Municipal Income Trust (0000885601) 1
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Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 2
Invesco Van Kampen Municipal Trust 2
Invesco Van Kampen Ohio Quality Municipal Trust (0000877649) 2
Invesco Van Kampen Pennsylvania Value Municipal Income Trust 2
Invesco Van Kampen Trust for Insured Municipals 1
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JAPAN EQUITY FUND INC (0000866095) 4
JAPAN OTC EQUITY FUND INC 3
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Kayne Anderson Midstream Investment CO 12
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LAZARD ASSET MANAGEMENT LLC (0001207017) 10
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LEHMAN CORP/NEW/ 3
LENOX FUND INC 26
LIBERTY ALL STAR EQUITY FUND (0000799195) 4
LIBERTY ALL STAR GROWTH FUND INC /MD/ 7
LIBERTY ALL STAR GROWTH FUND INC. (0000786035) 7
LIBERTY MUNICIPAL BOND FUND INC 20
LIBERTY TERM TRUST INC 1999 (0000872168) 20
LINCOLN NATIONAL SPECIAL OPPORTUNITIES FUND INC 1
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MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND (0001235511) 10
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MASSACHUSETTS FINANCIAL SERVICES CO /MA/ (0000912938) 9
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND (0001235511) 22
MBIA CAPITAL CLAYMORE MANAGED DURATION NATIONAL MUNICIPAL TR 22
MBIA CAPITAL/CLAYMORE MAN DUR INV GRD MUNI FUND (0001235511) 12
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MENTOR INCOME FUND INC (0000838131) 22
MEVC DRAPER FISHER JURVESTON FUND I INC (0001099941) 8
MEVC DRAPER FISHER JURVETSON FUND I INC (0001099941) 25
MFS CHARTER INCOME TRUST (0000851170) 3
MFS GOVERNMENT MARKETS INCOME TRUST (0000811922) 35
MFS INTERMARKET INCOME TRUST I (0000853770) 7
MFS INTERMEDIATE INCOME TRUST (0000826735) 17
MFS INVESTMENT GRADE MUNICIPAL TRUST (0000847411) 9
MFS MULTI GOVERNMENT INTERMEDIATE TRUST 17
MFS PRINCIPAL INCOME TRUST 3
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MILLER HOWARD INVESTMENTS INC /NY (0000903947) 10
MINNESOTA MUNICIPAL TERM TRUST INC (0000877533) 3
MINNESOTA MUNICIPAL TERM TRUST INC II (0000882386) 4
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MORGAN STANLEY INSURED MUNICIPAL INCOME TRUST 1
MORGAN STANLEY DEAN WITTER GOVERNMENT INCOME TRUST 2
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MORGAN STANLEY DEAN WITTER QUALITY MUNICIPAL INCOME TRUST 2
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MORGAN STANLEY INSURED MUNICIPAL INCOME TRUST 1
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MORGAN STANLEY NEW YORK QUALITY MUNICIPAL SECURITIES (0000898659) 3
MORGAN STANLEY QUALITY MUNICIPAL INCOME TRUST 2
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MUNICIPAL PARTNERS FUND II INC 51
MUNICIPAL PARTNERS FUND INC 53
MUNICIPAL VALUE FUND INC 41
MUNIHOLDINGS FUND INC 10
MUNIHOLDINGS INSURED FUND INC/NJ 2
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MUNIHOLDINGS NEW YORK INSURED FUND INC 10
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MVC Capital Inc (0001322550) 2
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Madison Covered Call & Equity Strategy Fund (0001289868) 8
Madison Strategic Sector Premium Fund (0001317080) 21
Madison/Claymore Covered Call & Equity Strategy Fund 8
Madison/Claymore Covered Call Fund 8
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Medley Capital BDC LLC 2
Medley Capital Corp (0001490349) 2
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NATIONS GOVERNMENT INCOME TERM TRUST 2003 INC (0000910067) 43
NATIONS GOVERNMENT INCOME TERM TRUST 2004 INC (0000915842) 36
NATIXIS (0001274981) 7
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NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC (0001178839) 3
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NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC (0001178841) 2
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 2
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NEW GERMANY FUND INC (0000858706) 26
NEW IRELAND FUND INC (0000858707) 8
NEW YORK TAX ADVANTAGED MUNICIPAL TRUST /NY/ 23
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NGAM ADVISORS, L.P. (0001018331) 5
NORTHERN TRUST CORP (0000073124) 8
NUANCE INVESTMENTS, LLC (0001473182) 9
NUVEEN AMT-FREE MUNICIPAL INCOME FUND (0001195737) 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161069) 2
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND (0000892992) 2
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC (0000892992) 4
NUVEEN CALIFORNIA AMT-FREE MUNICIPAL INCOME FUND (0001195738) 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001127706) 11
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137888) 7
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (0000905000) 3
NUVEEN CALIFORNIA SELECT QUALITY INCOME MUNICIPAL FUND INC 1
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC (0000874142) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090118) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001166572) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177218) 2
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (0000899752) 13
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (0001083839) 6
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137887) 13
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND (0001090116) 5
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001097668) 3
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001177219) 10
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (0000899758) 2
NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND 1
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090116) 7
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND 2
NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND 2
NUVEEN INSURED NEW YORK TAX FREE ADVANTAGE MUNICIPAL FUND (0001195739) 4
NUVEEN INSURED NEW YORK TAX FREE ADVANTAGE MUNICIPAL FUND 2 (0001218080) 2
NUVEEN INSURED QUALITY MUNICIPAL FUND INC (0000869405) 3
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND 1
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (0000862716) 2
NUVEEN INVESTMENTS INC (0000885708) 1
NUVEEN INVESTMENTS, INC (0000885708) 2
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090119) 2
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001137885) 3
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177214) 2
NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND (0000897424) 11
NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND (0001196366) 2
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 4
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (0000897419) 6
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND (0000878198) 2
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC 2
NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND (0000899782) 2
NUVEEN MUNICIPAL ADVANTAGE FUND INC (0000857361) 2
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (0001266585) 2
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (0000860188) 1
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087786) 3
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161070) 3
NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND (0001195739) 1
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND (0001074769) 8
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131063) 7
NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC (0000874143) 1
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090121) 1
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177216) 1
NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (0000899761) 11
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087788) 6
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001145728) 2
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001165383) 5
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND (0000878200) 1
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (0000878200) 3
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158729) 4
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087787) 3
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177289) 1
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND (0000870780) 2
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC 2
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (0000849998) 2
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (0000885734) 3
NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (0000833251) 2
NUVEEN QUALITY INCOME MUNICIPAL FUND INC (0000874506) 1
NUVEEN QUALITY MUNICIPAL FUND INC (0000869405) 1
NUVEEN SELECT QUALITY MUNICIPAL FUND INC (0000872064) 1
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (0000878201) 6
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090122) 2
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158728) 1
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND (0000897421) 4
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (0000763848) 8
Neuberger Berman Group LLC (0001465109) 4
Newfleet Global Multi-Sector Income Fund 2
Nuveen Asset Management, LLC (0001521019) 9
Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund (0001090116) 1
Nuveen Enhanced Municipal Credit Opportunities Fund (0001137887) 1
Nuveen Global Equity Income Fund (0001363421) 1
Nuveen Global Value Opportunities Fund 1
Nuveen Intermediate Duration Quality Municipal Term Fund (0001564584) 6
Nuveen Short Duration Credit Opportunities Fund (0001509253) 2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC (0001423442) 5
OAK ASSOCIATES LTD /OH/ (0000836372) 6
OAK RIDGE INVESTMENTS LLC (0001054554) 8
OFI SteelPath, Inc. (0001570356) 5
OPPENHEIMER MULTI SECTOR INCOME TRUST (0000829801) 12
Oxford Lane Capital Corp. (0001495222) 6
PACHOLDER FUND INC 2
PACHOLDER HIGH YIELD FUND INC (0000837951) 2
PACIFIC INVESTMENT MANAGEMENT CO LLC (0001163368) 5
PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC 27
PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 5
PARAMETRIC PORTFOLIO ASSOCIATES LLC (0000932859) 6
PENSARE ACQUISITION Corp (0001704760) 2
PILGRIM AMERICA PRIME RATE TRUST 2
PILGRIM PRIME RATE TRUST 2
PILGRIM PRIME RATE TRUST/ 2
PIMCO MUNICIPAL ADVANTAGE FUND INC (0000897951) 9
PIONEER MUNICIPAL & EQUITY INCOME TRUST (0001267150) 1
PIONEER MUNICIPAL ADVANTAGE TRUST 1
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST (0001258943) 1
PIONEER MUNICIPAL HIGH INCOME TRUST (0001223026) 1
PIONEER TAX ADVANTAGED BALANCED FUND 2
PIONEER TAX ADVANTAGED BALANCED TRUST (0001267150) 2
POLEN CAPITAL MANAGEMENT LLC (0001034524) 4
PREFERRED INCOME MANAGEMENT FUND INC 1
PREMIER MUNICIPAL INCOME FUND 12
PRICE T ROWE ASSOCIATES INC /MD/ (0000080255) 6
PRINCIPAL FINANCIAL GROUP INC (0001126328) 1
PRINCIPAL GLOBAL INVESTORS (0000769734) 4
PUTNAM HIGH YIELD MUNICIPAL TRUST (0000848077) 1
PUTNAM INVESTMENT GRADE MUNICIPAL TRUST (0000855048) 17
PUTNAM MANAGED MUNICIPAL INCOME TRUST (0000844790) 3
PUTNAM MUNICIPAL OPPORTUNITIES TRUST (0000900422) 57
PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST (0000892960) 19
PUTNAM TAX FREE HEALTH CARE FUND (0000887398) 1
PZENA INVESTMENT MANAGEMENT LLC (0001027796) 4
RAC INCOME FUND INC 53
REAL ESTATE INCOME FUND INC (0001173557) 5
REINHART PARTNERS, INC. (0001080298) 4
RENAISSANCE GROUP LLC (0000944234) 4
RIVERBRIDGE PARTNERS LLC (0001112325) 4
RIVUS BOND FUND 6
RNC CAPITAL MANAGEMENT LLC (0000051762) 2
Ranger Global Real Estate Advisors, LLC (0001689007) 4
Richard Bernstein Advisors LLC (0001528214) 2
S&P 500 GEARED Fund Inc. (0001299506) 3
S&P 500 GEARED/SM/ Fund Inc. 3
SALOMON BROTHERS 2008 GOVERNMENT TERM TRUST INC 3
SALOMON BROTHERS 2008 WORLDWIDE DOLLAR GOVERN TERM TRUST INC 3
SALOMON BROTHERS CAPITAL & INCOME FUND INC (0001270131) 4
SALOMON BROTHERS EQUITY & INCOME FUND INC 4
SALOMON BROTHERS FUND INC /DE/ (0000205545) 3
SALOMON BROTHERS INFLATION MANAGEMENT FUND INC (0001283721) 34
SALOMON BROTHERS MUNICIPAL PARTNERS FUND II INC (0000907608) 51
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC (0000894351) 53
SALOMON BROTHERS REAL ESTATE INCOME FUND INC 5
SANTA BARBARA ASSET MANAGEMENT, LLC (0001109426) 2
SARATOGA INVESTMENT CORP. (0001377936) 2
SCHAFER CULLEN CAPITAL MANAGEMENT INC (0001056593) 2
SCHARF INVESTMENTS, LLC (0001463746) 1
SCUDDER INTERMEDIATE GOVERNMENT & AGENCY TRUST (0000832925) 15
SCUDDER INTERMEDIATE GOVERNMENT TRUST (0000832925) 19
SELIGMAN ENHANCED TAX EXEMPT FUND INC 1
SELIGMAN QUALITY MUNICIPAL FUND INC (0000862813) 57
SELIGMAN SELECT MUNICIPAL FUND INC (0000857694) 1
SHELTON CAPITAL MANAGEMENT (0001002784) 3
SINGAPORE FUND INC /OLD (0000912171) 1
SINGAPORE FUND INC/MD/ 3
SOUTHERNSUN ASSET MANAGEMENT, LLC (0001089755) 3
SPAIN FUND INC (0000818105) 2
SPECIAL OPPORTUNITIES FUND (0000355933) 1
SPECIAL OPPORTUNITIES FUND, INC. (0000897802) 13
STANDARD & POORS INTERCAPITAL INCOME SEC 8
STRATEGY ASSET MANAGERS LLC (0001166716) 3
SWISS HELVETIA FUND, INC. (0000813623) 5
SYSTEMATIC FINANCIAL MANAGEMENT LP (0001085936) 2
Salomon Brothers Floating Rate Strategic Fund Inc. 14
Salomon Brothers Variable Rate Strategic Fund Inc. 14
Select Equity Group, L.P. (0001592643) 2
Stars Acquisition Corp. 1
State Street Global Advisors LTD (0001324602) 7
Stellar Acquisition III Inc. (0001665300) 2
SunAmerica Focused Alpha Growth & Income Fund, Inc. 8
SunAmerica Focused Alpha Growth Fund, Inc. (0001327129) 5
SunAmerica Focused Alpha Large-Cap Fund, Inc. (0001338170) 8
TCW CONVERTIBLE SECURITIES FUND INC (0000809559) 6
TCW DW TERM TRUST 2003 (0000896346) 7
TCW GROUP INC (0000850401) 1
TCW INVESTMENT MANAGEMENT Co LLC (0001145263) 1
TECHNOLOGY INVESTMENT CAPITAL CORP 2
THOMAS WHITE INTERNATIONAL LTD (0001092351) 2
THOMPSON SIEGEL & WALMSLEY LLC (0001008322) 1
THORNBURG INVESTMENT MANAGEMENT INC (0001145020) 3
TICC Capital Corp. (0001259429) 2
TODD ASSET MANAGEMENT LLC (0001071483) 1
TORTOISE ENERGY CAPITAL CORP (0001319869) 2
TORTOISE ENERGY INFRASTRUCTURE CORP (0001268533) 3
TRI CONTINENTAL CORP 6
TRI-CONTINENTAL CORP (0000099614) 6
TRILLIUM ASSET MANAGEMENT, LLC (0000884541) 2
TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND (0001280226) 2
TURNER INVESTMENTS LLC (0000877035) 1
Tortoise MLP Investment CORP 2
Tradewinds Global Investors, LLC (0001383221) 1
USF&G PACHOLDER FUND INC /OH/ 2
USLIFE INCOME FUND INC 2
VAN KAMPEN AMERICAN CAPITAL BOND FUND 14
VAN KAMPEN AMERICAN CAPITAL BOND FUND INC 8
VAN KAMPEN AMERICAN CAPITAL INVESTMENT GRADE MUNICIPAL TRUST 19
VAN KAMPEN AMERICAN CAPITAL MASS VALUE MUNICIPAL INCOME TRUS 2
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL INCOME TRUST 1
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL TRUST 2
VAN KAMPEN AMERICAN CAPITAL OHIO QUALITY MUNICIPAL TRUST 2
VAN KAMPEN AMERICAN CAPITAL PENNSYLVANIA VALUE MUNIC INCO TR 2
VAN KAMPEN AMERICAN CAPITAL TRUST FOR INSURED MUNICIPALS 1
VAN KAMPEN BOND FUND (0000005094) 14
VAN KAMPEN INVESTMENT GRADE MUNICIPAL TRUST (0000849135) 19
VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST 2
VAN KAMPEN MERRITT INVESTMENT GRADE MUNICIPAL TRUST 19
VAN KAMPEN MERRITT MANAGED MUNICIPAL INCOME TRUST 19
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 2
VAN KAMPEN MERRITT MUNICIPAL INCOME TRUST 1
VAN KAMPEN MERRITT OHIO QUALITY MUNICIPAL TRUST 2
VAN KAMPEN MERRITT XEROX INSURED MUNIFUND 1
VAN KAMPEN MUNICIPAL INCOME TRUST (0000818305) 1
VAN KAMPEN MUNICIPAL TRUST 2
VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST 2
VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST 2
VAN KAMPEN TRUST FOR INSURED MUNICIPALS 1
VANGUARD GROUP INC (0000102909) 1
VICTORY CAPITAL MANAGEMENT INC (0001040188) 1
VIRTUS GLOBAL DIVIDEND & INCOME FUND 1
VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. (0000836412) 1
VOYA INVESTMENT MANAGEMENT LLC (0001068837) 1
VOYAGEUR ARIZONA MUNICIPAL INCOME FUND INC 5
VOYAGEUR FLORIDA INSURD MUNICIPAL INCOME FUND 3
VOYAGEUR FLORIDA INSURED MUNICIPAL INCOME FUND 3
Virtus Global Multi-Sector Income Fund (0001528811) 2
Virtus-Newfleet Global Multi-Sector Income Fund 2
Voya Infrastructure, Industrials & Materials Fund (0001417802) 2
WESTERN ASSET 2008 WORLDWIDE DOLLAR GOVERNMENT TERM TRUST INC. (0000906237) 3
WESTERN ASSET CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND (0001267902) 3
WESTERN ASSET CLAYMORE US TREASURY INFLATION PRO SEC FUND 2 (0001267902) 14
WESTERN ASSET CORE PLUS BOND TRUST I 1
WESTERN ASSET INFLATION MANAGEMENT FUND INC. (0001283721) 19
WESTERN ASSET MANAGED MUNICIPALS FUND INC. (0000886043) 2
WESTERN ASSET MUNICIPAL PARTNERS FUND II INC. (0000907608) 6
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (0000894351) 12
WESTERN ASSET PREMIER BOND FUND (0001163792) 1
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. (0001299393) 14
WESTFIELD CAPITAL MANAGEMENT CO LP (0001177719) 7
WETERN ASSET MUNICIPAL PARTNERS FUND INC. 12
WITTER DEAN GOVERNMENT INCOME TRUST 2
Windhaven Investment Management, Inc. (0001507640) 1
ZWEIG FUND INC /MD/ (0000812090) 11
ZWEIG TOTAL RETURN FUND INC (0000836412) 20
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