UBS AG  [  NYSE ]  [ UBS ]  [ IPO: 2,014 ]


BAHNHOFSTRASSE 45
P O BOX CH 8001
ZURICH,  V8,
  SWITZERLAND
203-719-5241
Filing DateCurrent and former namesChanged on date
2000-09-20
UBS AG
Central Index Key (CIK)
0001114446
State of Incorporation
V8
Country of Incorporation
SWITZERLAND
Fiscal year end
1231
Std. Industrial Class.
6021 NATIONAL COMMERCIAL BANKS

Ownership (Form 3,4,5)# Filings
UBS CAPITAL II LLC (0001066156) 3
All related persons/companies# Filings
ABITIBI CONSOLIDATED INC (0001039778) 2
ABX AIR INC (0000894081) 4
ADVANCED FIBRE COMMUNICATIONS INC (0000898805) 2
ADVO INC (0000801622) 7
ADVO SYSTEM INC 7
AFFORDABLE RESIDENTIAL COMMUNITIES INC (0001265131) 2
AGENCY RENT A CAR INC 1
AGIC Convertible & Income Fund (0001214935) 10
AGIC Convertible & Income Fund II (0001227857) 6
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND (0001162028) 6
ALLIANCE DATA SYSTEMS CORP (0001101215) 2
ALLIANCE NATIONAL MUNICIPAL INCOME FUND 4
ALLIANCE NEW YORK MUNICIPAL INCOME FUND (0001162030) 3
ALLIANCE ONE INTERNATIONAL, INC. (0000939930) 2
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND (0001162027) 4
ALLSTATE MUNICIPAL PREIMIUM INCOME TRUST/MA 4
ALLSTATE MUNICIPAL PREMIUM INCOME TRUST II 4
AMERICA WEST HOLDINGS CORP (0001029863) 2
AMERICAN MUNICIPAL INCOME PORTFOLIO INC (0000902750) 8
AMERICAN PUBLISHING COMPANY 7
AMERICAN STOCK EXCHANGE LLC (0001143313) 17
AMERSHAM INTERNATIONAL PLC 1
AMERSHAM PLC (0001041799) 1
AMERUS GROUP CO (0001051767) 4
AllianzGI Convertible & Income Fund (0001214935) 2
AllianzGI Convertible & Income Fund II (0001227857) 1
Amira Nature Foods Ltd (0001555887) 2
BEVERLY ENTERPRISES INC (0001040441) 2
BLACKROCK CALIFORNIA INSURED MUNICIPAL INCOME TRUST (0001181027) 5
BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902722) 5
BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST (0001159038) 2
BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST (0001169027) 3
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST (0001137391) 7
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST III 5
BLACKROCK CREDIT ALLOCATION INCOME TRUST I (0001229876) 3
BLACKROCK CREDIT ALLOCATION INCOME TRUST II (0001215664) 4
BLACKROCK CREDIT ALLOCATION INCOME TRUST III (0001213169) 2
BLACKROCK FLOATING RATE INCOME TRUST (0001287480) 9
BLACKROCK FLORIDA INSURED MUNICIPAL INCOME TRUST 5
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST (0001181249) 15
BLACKROCK FLORIDA MUNICIPAL 2022 TERM TRUST 15
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST 7
BLACKROCK FLORIDA MUNICIPAL INCOME TRUST III 5
BLACKROCK GLOBAL FLOATING RATE INCOME TRUST (0001287480) 10
BLACKROCK INSURED MUNICIPAL INCOME INVESTMENT TRUST (0001181026) 5
BLACKROCK INSURED MUNICIPAL INCOME TRUST (0001181187) 6
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC (0000894242) 6
BLACKROCK MUNI ENHANCED FUND INC (0000844172) 3
BLACKROCK MUNICIPAL 2018 TERM TRUST (0001159040) 4
BLACKROCK MUNICIPAL 2020 TERM TRUST (0001181250) 35
BLACKROCK MUNICIPAL 2022 TERM TRUST 35
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST (0001181026) 2
BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST (0001137392) 7
BLACKROCK MUNICIPAL INCOME QUALITY TRUST (0001181187) 3
BLACKROCK MUNICIPAL INCOME TRUST (0001137393) 4
BLACKROCK MUNICIPAL INCOME TRUST II (0001176194) 4
BLACKROCK MUNICIPAL INCOME TRUST III 6
BLACKROCK MUNIHOLDINGS CALIFORNIA INSURED FUND, INC. (0001051004) 4
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC. (0001051004) 2
BLACKROCK MUNIHOLDINGS FLORIDA INSURED FUND, INC. 6
BLACKROCK MUNIHOLDINGS FUND II , INC (0001038190) 3
BLACKROCK MUNIHOLDINGS FUND INC (0001034665) 4
BLACKROCK MUNIHOLDINGS INSURED FUND II, INC. (0001071899) 4
BLACKROCK MUNIHOLDINGS INSURED INVESTMENT FUND (0001045126) 6
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND (0001045126) 3
BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED FUND, INC. (0001053988) 4
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC. (0001053988) 2
BLACKROCK MUNIHOLDINGS NEW YORK INSURED FUND, INC. (0001038186) 8
BLACKROCK MUNIHOLDINGS NEW YORK IQUALITY FUND, INC. 1
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. (0001038186) 1
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC. (0001071899) 2
BLACKROCK MUNIVEST FUND II INC (0000897269) 4
BLACKROCK MUNIVEST FUND INC (0000835948) 6
BLACKROCK MUNIYIELD ARIZONA FUND, INC (0000911308) 5
BLACKROCK MUNIYIELD CALIFORNIA FUND, INC (0000882152) 6
BLACKROCK MUNIYIELD CALIFORNIA INSURED FUND, INC (0000888410) 6
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC (0000888410) 3
BLACKROCK MUNIYIELD FLORIDA FUND 8
BLACKROCK MUNIYIELD FLORIDA INSURED FUND 5
BLACKROCK MUNIYIELD FUND INC (0000879361) 7
BLACKROCK MUNIYIELD INSURED FUND, INC (0000883412) 4
BLACKROCK MUNIYIELD INSURED INVESTMENT FUND (0000891188) 5
BLACKROCK MUNIYIELD INSURED PENNSYLVANIA FUND (0000891038) 4
BLACKROCK MUNIYIELD INVESTMENT FUND (0000882153) 8
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND (0000891188) 2
BLACKROCK MUNIYIELD MICHIGAN INSURED FUND II, INC (0000882151) 6
BLACKROCK MUNIYIELD MICHIGAN INSURED FUND, INC. (0000890393) 6
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC (0000882151) 3
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. (0000890393) 3
BLACKROCK MUNIYIELD NEW JERSEY FUND INC (0000884216) 3
BLACKROCK MUNIYIELD NEW JERSEY INSURED FUND INC (0000891037) 4
BLACKROCK MUNIYIELD NEW JERSEY QUALITY FUND, INC (0000891037) 2
BLACKROCK MUNIYIELD NEW YORK INSURED FUND, INC. (0000882150) 4
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC. (0000882150) 2
BLACKROCK MUNIYIELD PENNSYLVANIA FUND 4
BLACKROCK MUNIYIELD PENNSYLVANIA INSURED FUND (0000891038) 4
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND (0000891038) 2
BLACKROCK MUNIYIELD QUALITY FUND III, INC (0000883412) 2
BLACKROCK MUNIYIELD QUALITY FUND INC (0000890196) 3
BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902731) 5
BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST (0001169031) 6
BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST (0001137440) 6
BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST (0001181024) 5
BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC (0000902717) 6
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST (0001181024) 2
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST (0001137390) 2
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST III 5
BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST (0001089821) 6
BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. (0001229876) 5
BLACKROCK PREFERRED INCOME STRATEGIES FUND, INC. (0001215664) 6
BLACKROCK PREFERRED INCOME TRUST 3
BLACKROCK PREFERRED OPPORTUNITY TRUST (0001213169) 3
BLACKROCK VARIABLE RATE & INFLATION PROTECTED SECURITIES 10
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST (0001169034) 4
BLOCKBUSTER INC (0001085734) 5
BOC GROUP PLC (0000715095) 2
BORDERS GROUP INC (0000940510) 3
BOX ENERGY CORP 2
BRADLEY PHARMACEUTICALS INC (0000864268) 3
BRINSON PARTNERS INC/IL 10
BRITISH STEEL PLC 1
Baidu, Inc. (0001329099) 1
Baidu.com, Inc. (0001329099) 2
Blackstone / GSO Dynamic Credit Income Fund 3
Blackstone / GSO Long-Short Credit Income Fund (0001504234) 3
Brookfield Mortgage Opportunity Income Fund Inc. (0001562834) 1
CABLE & WIRELESS HKT LTD 1
CABLETRON SYSTEMS INC 8
CADBURY PUBLIC LTD CO (0000744473) 2
CADBURY SCHWEPPES PUBLIC LTD CO 2
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND (0001171471) 2
CALAMOS STRATEGIC TOTAL RETURN FUND (0001275214) 4
CALIFORNIA MUNIYIELD FUND INC 6
CAPSTEAD MORTGAGE CORP (0000766701) 2
CASTLE CONVERTIBLE FUND INC (0000018180) 3
CHARTER COMMUNICATIONS INC /MO/ (0001091667) 3
CI CONVERTIBLE FUND INC 3
CLEAR CHANNEL COMMUNICATIONS INC (0000739708) 1
COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC (0001116937) 2
COHEN & STEERS CAPITAL MANAGEMENT INC (0000845563) 1
COHEN & STEERS GLOBAL INCOME REALTY FUND, INC. 3
COHEN & STEERS INCOME REALTY FUND INC 4
COHEN & STEERS INFRASTRUCTURE FUND INC (0001275617) 1
COHEN & STEERS PREMIUM INCOME REALTY FUND INC (0001170895) 2
COHEN & STEERS QUALITY INCOME REALTY FUND INC (0001157842) 4
COHEN & STEERS REIT & PREFERRED BALANCED INCOME FUND INC 2
COHEN & STEERS REIT & PREFERRED INCOME FUND INC (0001224450) 2
COHEN & STEERS REIT & UTILITY INCOME FUND INC (0001265419) 2
COHEN & STEERS SELECT UTILITY FUND INC (0001275617) 2
COHEN & STEERS STRATEGIC INCOME REALTY FUND INC 2
COHEN & STEERS WORLDWIDE REALTY INCOME FUND, INC. (0001294178) 3
COMMUNITY RESEARCH & DEVELOPMENT INC 1
CONSECO INC (0000719241) 2
CORUS GROUP PLC (0000842021) 1
CROWN MEDIA HOLDINGS INC (0001103837) 2
DELPHI AUTOMOTIVE SYSTEMS CORP 6
DELPHI CORP (0001072342) 6
DESERT NATIVE DESIGNS INC 2
DIMON INC 2
DNP SELECT INCOME FUND INC (0000806628) 13
DOV PHARMACEUTICAL INC (0001066833) 4
DREYFUS MUNICIPAL INCOME INC (0000839122) 9
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC (0000855887) 10
DREYFUS STRATEGIC MUNICIPALS INC (0000818972) 13
DUANE READE HOLDING CORP 1
DUANE READE INC (0000895364) 1
DUFF & PHELPS SELECTED UTILITIES INC 13
DUNE ENERGY INC (0001092839) 34
DWS RREEF REAL ESTATE FUND II, INC. (0001231160) 5
DWS RREEF REAL ESTATE FUND, INC. (0001179126) 5
DYNAMIC VENTURES INC/CANADA 10
DYNEGY INC. (0001379895) 2
Dynegy Acquisition, Inc.. 2
EARTHLINK INC (0001102541) 3
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II (0001196869) 2
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST (0001074692) 3
EATON VANCE FLORIDA MUNICIPAL INCOME TRUST 2
EATON VANCE FLORIDA PLUS MUNICIPAL INCOME TRUST 2
EATON VANCE INSURED CALIFORNIA MUNICIPAL BOND FUND I 4
EATON VANCE INSURED CALIFORNIA MUNICIPAL BOND FUND II (0001196869) 4
EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUND (0001196871) 4
EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUND I 4
EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUND (0001196872) 4
EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUND I 4
EATON VANCE INSURED MUNICIPAL BOND FUND I 4
EATON VANCE INSURED MUNICIPAL BOND FUND II (0001196867) 4
EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND (0001196874) 4
EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND I 4
EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND I 4
EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND II (0001196875) 4
EATON VANCE INSURED OHIO MUNICIPAL BOND FUND (0001196876) 2
EATON VANCE INSURED OHIO MUNICIPAL BOND FUND I 2
EATON VANCE INSURED PENNSYLVANIA MUNICIPAL BOND FUND (0001196877) 3
EATON VANCE INSURED PENNSYLVANIA MUNICIPAL BOND FUND I 3
EATON VANCE LIMITED DURATION INCOME FUND 9
EATON VANCE LTD DURATION INCOME FUND (0001222922) 9
EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND (0001196871) 2
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST (0001074690) 5
EATON VANCE MICHIGAN MUNICIPAL BOND FUND (0001196872) 2
EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST (0001074688) 4
EATON VANCE MUNICIPAL BOND FUND II (0001196867) 2
EATON VANCE MUNICIPAL INCOME TRUST (0001074540) 5
EATON VANCE NATIONAL MUNICIPAL INCOME TRUST (0001074684) 2
EATON VANCE NEW JERSEY MUNICIPAL BOND FUND (0001196874) 2
EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST (0001074691) 3
EATON VANCE NEW YORK MUNICIPAL BOND FUND II (0001196875) 2
EATON VANCE NEW YORK MUNICIPAL INCOME TRUST (0001074685) 2
EATON VANCE OHIO MUNICIPAL INCOME TRUST (0001074686) 2
EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND (0001196877) 1
EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST (0001074687) 3
EATON VANCE SENIOR FLOATING RATE FUND 10
EATON VANCE SENIOR FLOATING RATE TRUST (0001258623) 10
EATON VANCE SENIOR INCOME TRUST (0001070732) 7
EDISON BROTHERS STORES INC (0000031575) 2
EDWARDS J D & CO (0000798757) 1
ELECTRONIC MEMORIES & MAGNETICS CORP 3
ENDESA SA (0001046649) 4
ENERGY PARTNERS LTD (0000750199) 4
ENTERASYS NETWORKS INC /DE/ (0000846909) 8
ENZON INC 2
ENZON PHARMACEUTICAL INC 2
ENZON PHARMACEUTICALS INC (0000727510) 2
ENZON PHARMACEUTICALS INC (0000727510) 2
EURAZEO (0001156269) 2
EURAZEO S A 2
EVERGREEN INCOME ADVANTAGE FUND (0001210123) 3
EVERGREEN INCOME FUND 6
EVERGREEN INCOME OPPORTUNITY FUND 6
EVERGREEN MANAGED INCOME FUND 6
EVERGREEN MULTI-SECTOR INCOME FUND (0001227073) 6
Eaton Vance Credit Opportunities Fund (0001340735) 5
Eaton Vance Floating-Rate Income Trust (0001288992) 6
FEDERATED MUNICIPAL INCOME FUND 5
FEDERATED PREMIER MUNICIPAL INCOME FUND (0001199004) 5
FIBERNET TELECOM GROUP INC\ (0001001868) 2
FIFTH THIRD BANCORP (0000035527) 14
FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC (0001183829) 5
FIRST BANCORP /PR/ (0001057706) 3
FIRST SOUTH AFRICA CORP LTD 10
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC (0000868578) 2
FLORIDA MUNIYIELD FUND INC 8
FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST 7
FRANKLIN TEMPLETON LTD DURATION INCOME TRUST (0001233087) 7
FRANKLIN TEMPLETON STRATEGIC INCOME TRUST 7
GARDENBURGER INC (0000859735) 1
GIC Private Ltd (0000936828) 2
GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD (0000936828) 3
GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL (0000936828) 7
GREENFIELD ONLINE INC (0001108906) 5
GRUPO ELEKTRA SA DE CV (0000925050) 3
GT Advanced Technologies Inc. (0001394954) 3
GT Solar International, Inc. (0001394954) 4
GUIDANT CORP (0000929987) 5
GUILFORD MILLS INC (0000044471) 1
GeoPharma, Inc. (0001098315) 5
HENDRX CORP (0001082696) 5
HOLLINGER INTERNATIONAL INC (0000868512) 7
HONG KONG TELECOMMUNICATIONS LTD 1
HOUSEHOLD INTERNATIONAL INC (0000354964) 1
IMPSAT CORP 9
IMPSAT FIBER NETWORKS INC (0001022329) 9
ING PRIME RATE TRUST (0000826020) 6
INNOVATIVE COMPANIES INC 5
INNOVATIVE COS INC 5
INSURED MUNICIPAL INCOME FUND INC (0000897802) 8
INTERCAPITAL CALIFORNIA INSURED MUNICIPAL INCOME TRUST 1
INTERCAPITAL INSURED MUNICIPAL BOND TRUST 6
INTERCAPITAL INSURED MUNICIPAL TRUST 2
INTERCAPITAL NEW YORK QUALITY MUNICIPAL SECURITIES 5
INTERCAPITAL QUALITY MUNICIPAL INCOME TRUST 5
INTERCAPITAL QUALITY MUNICIPAL INVESTMENT TRUST 1
INTERCAPITAL QUALITY MUNICIPAL INVESTMENT TRUST II 3
INTERMEDIA COMMUNICATIONS INC (0000885067) 1
INTERMEDIA COMMUNICATIONS OF FLORIDA INC 1
INVESTMENT GRADE MUNICIPAL INCOME FUND (0000890516) 8
INVESTMENT GRADE MUNICIPAL INCOME FUND INC 8
IP FACTORY INC 34
ISHARES TRUST (0001100663) 2
India Globalization Capital, Inc. (0001326205) 16
Invesco California Insured Municipal Income Trust (0000894146) 4
Invesco California Municipal Income Trust (0000894146) 2
Invesco Insured Municipal Bond Trust (0000861185) 4
Invesco Insured Municipal Trust (0000880161) 2
Invesco Municipal Premium Income Trust (0000842891) 3
Invesco New York Quality Municipal Securities (0000898659) 4
Invesco Quality Municipal Income Trust (0000885125) 2
Invesco Quality Municipal Investment Trust (0000876982) 2
Invesco Value Municipal Bond Trust (0000861185) 2
Invesco Value Municipal Trust (0000880161) 1
Invesco Van Kampen Advantage Municipal Income Trust II (0000908993) 3
Invesco Van Kampen California Value Municipal Income Trust (0000895531) 5
Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 4
Invesco Van Kampen Municipal Opportunity Trust (0000884152) 4
Invesco Van Kampen Municipal Trust (0000877463) 3
Invesco Van Kampen Ohio Quality Municipal Trust (0000877649) 5
Invesco Van Kampen Pennsylvania Value Municipal Income Trust (0000895528) 6
Invesco Van Kampen Select Sector Municipal Trust (0000912022) 4
Invesco Van Kampen Trust for Insured Municipals (0000880893) 6
Invesco Van Kampen Trust for Investment Grade Municipals (0000880892) 3
Invesco Van Kampen Trust for Investment Grade New Jerset Municipals 3
Invesco Van Kampen Trust for Investment Grade New Jersey Municipals (0000883269) 3
Invesco Van Kampen Trust for Investment Grade New York Municipals (0000883265) 7
Invesco Van Kampen Trust for Value Municipals (0000880893) 2
KILLAM PROPERTIES INC (0001271654) 1
KOREA MOBILE TELECOMMUNICATIONS CORP 2
LANDRYS RESTAURANTS INC (0000908652) 1
LANDRYS RESTAURANTS INC (0000908652) 1
LANDRYS SEAFOOD RESTAURANTS INC 1
LEISUREPLANET HOLDINGS LTD 10
LIGAND PHARMACEUTICALS INC (0000886163) 5
LOMAS MORTGAGE CORP 2
MACNEAL SCHWENDLER CORP 6
MARKETAXESS HOLDING INC 2
MARKETAXESS HOLDINGS INC (0001278021) 2
MARTIN MARIETTA MATERIALS INC (0000916076) 2
MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST (0000901824) 7
MCCLATCHY CO (0001056087) 2
MFS MUNICIPAL INCOME TRUST (0000801961) 5
MICHIGAN MUNIYIELD FUND INC 3
MIDWEST AIR GROUP INC (0000948845) 2
MIDWEST EXPRESS HOLDINGS INC 2
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC (0000902748) 6
MNI NEWCO INC 2
MONDAVI ROBERT CORP (0000902276) 3
MORGAN STANLEY CA INSURED MUNICIPAL INCOME TRUST 7
MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCO (0000894146) 6
MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCOME TRUST (0000894146) 7
MORGAN STANLEY DEAN WITTER CALIFORNIA INSURED MUNICIPAL INCO 4
MORGAN STANLEY DEAN WITTER INSURED MUNICIPAL BOND TRUST 8
MORGAN STANLEY DEAN WITTER INSURED MUNICIPAL TRUST 3
MORGAN STANLEY DEAN WITTER MUNICIPAL PREMIUM INCOME TRUST 7
MORGAN STANLEY DEAN WITTER NEW YORK QUALITY MUNICIPAL SECURI 9
MORGAN STANLEY DEAN WITTER QUALITY MUNICIPAL INCOME TRUST 5
MORGAN STANLEY DEAN WITTER QUALITY MUNICIPAL INVESTMENT TRUS 2
MORGAN STANLEY INSURED MUNICIPAL BOND TRUST (0000861185) 8
MORGAN STANLEY INSURED MUNICIPAL TRUST (0000880161) 3
MORGAN STANLEY MUNICIPAL PREMIUM INCOME TRUST (0000842891) 7
MORGAN STANLEY NEW YORK QUALITY MUNICIPAL SECURI (0000898659) 9
MORGAN STANLEY NEW YORK QUALITY MUNICIPAL SECURITIES (0000898659) 8
MORGAN STANLEY QUALITY MUNICIPAL INCOME TRUST (0000885125) 5
MORGAN STANLEY QUALITY MUNICIPAL INVESTMENT TRUS (0000876982) 4
MORGAN STANLEY QUALITY MUNICIPAL INVESTMENT TRUST (0000876982) 4
MPOWER HOLDING CORP (0001117042) 2
MSC SOFTWARE CORP (0000717238) 6
MULTI COLOR CORP (0000819220) 2
MUNICIPAL PREMIUM INCOME TRUST/MA 7
MUNIENHANCED FUND INC 3
MUNIHOLDINGS CALIFORNIA FUND INC/ 2
MUNIHOLDINGS CALIFORNIA INSURED FUND 4
MUNIHOLDINGS CALIFORNIA INSURED FUND II INC/ 4
MUNIHOLDINGS FLORIDA INSURED FUND INC 6
MUNIHOLDINGS FUND II INC 3
MUNIHOLDINGS FUND II INC /NJ/ 3
MUNIHOLDINGS FUND INC 4
MUNIHOLDINGS INSURED FUND II INC 4
MUNIHOLDINGS INSURED FUND INC 3
MUNIHOLDINGS NEW JERSEY INSURED FUND INC 4
MUNIHOLDINGS NEW YORK FUND INC 7
MUNIHOLDINGS NEW YORK INSURED FUND INC 8
MUNIPLUS FUND INC 6
MUNIVEST FUND II INC 4
MUNIVEST FUND INC 6
MUNIYIELD ARIZONA FUND II INC 5
MUNIYIELD ARIZONA FUND INC /NJ/ 5
MUNIYIELD CALIFORNIA FUND INC 6
MUNIYIELD CALIFORNIA INSURED FUND II INC 6
MUNIYIELD CALIFORNIA INSURED FUND INC 6
MUNIYIELD FLORIDA FUND 8
MUNIYIELD FLORIDA FUND II 3
MUNIYIELD FLORIDA INSURED FUND /NJ/ 5
MUNIYIELD FUND INC 7
MUNIYIELD INSURED FUND INC 4
MUNIYIELD MICHIGAN FUND INC 6
MUNIYIELD MICHIGAN INSURED FUND II INC 12
MUNIYIELD MICHIGAN INSURED FUND INC 6
MUNIYIELD NEW JERSEY FUND II INC 4
MUNIYIELD NEW JERSEY FUND INC 3
MUNIYIELD NEW JERSEY INSURED FUND INC 4
MUNIYIELD NEW YORK INSURED FUND INC 4
MUNIYIELD PENNSYLVANIA FUND 2
MUNIYIELD QUALITY FUND INC 3
NATIONAL AUTO CREDIT INC (0000718936) 1
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC (0001178840) 2
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC (0001178839) 3
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 2
NEW BEVERLY HOLDINGS INC 2
NEW YORK MUNIYIELD FUND INC 4
NEW YORK STOCK EXCHANGE INC (0000876661) 2
NEW YORK STOCK EXCHANGE LLC (0000876661) 1
NEW YORK TAX ADVANTAGED MUNICIPAL TRUST /NY/ 1
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND (0001214935) 13
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II (0001227857) 9
NICHOLAS APPLEGATE CONVERTIBLE INCOME FUND (0001214935) 13
NORTHWEST BANCORPORATION 2
NORWEST CORP 2
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087783) 3
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161069) 3
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177212) 6
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC (0000892992) 3
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001127706) 4
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137888) 3
NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC (0000862313) 2
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (0000905000) 2
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC 2
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC (0000879826) 3
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001166572) 5
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177218) 3
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (0000899752) 4
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (0001255821) 2
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND (0001083839) 4
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137887) 6
NUVEEN FLOATING RATE INCOME FUND (0001276533) 2
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND (0000870779) 2
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND INC 2
NUVEEN FLORIDA PREMIUM INCOME MUNICIPAL FUND 2
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND (0000878180) 2
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND INC 2
NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090117) 3
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN (0000897422) 5
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC (0000885711) 2
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090116) 4
NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND (0000890893) 2
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND (0001196366) 2
NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND (0001196366) 1
NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC (0000878242) 5
NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC (0000885712) 4
NUVEEN INVESTMENTS INC (0000885708) 4
NUVEEN JOHN COMPANY 4
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 4
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (0000897419) 6
NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC (0000890897) 5
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC (0000878198) 5
NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (0000856226) 2
NUVEEN NEW YORK PREMIUM INCOME MUNICIPAL FUND INC 4
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158730) 2
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087788) 6
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001145728) 6
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001165383) 6
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC (0000878200) 6
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (0000849998) 4
NUVEEN PREFERRED CONVERTIBLE INCOME FUND 2
NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC (0000880843) 3
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (0000885734) 3
NUVEEN QUALITY INCOME MUNICIPAL FUND INC (0000874506) 3
NUVEEN QUALITY PREFERRED INCOME FUND 2 (0001176433) 2
NUVEEN SENIOR INCOME FUND (0001093428) 4
NUVEEN TAX ADVANTAGED DIVIDEND & TOTAL RETURN FUND 5
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (0001265708) 5
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND (0000878201) 3
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158728) 2
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND (0000897421) 4
NYSE ARCA, INC. (0001143362) 15
NYSE Alternext US LLC 10
NYSE Amex (0001143313) 10
Newfleet Global Multi-Sector Income Fund 1
Nuveen Floating Rate Income Fund 2 2
Nuveen Floating Rate Income Opportunity Fund (0001289213) 2
Nuveen Multi-Strategy Income & Growth Fund (0001216583) 2
Nuveen Quality Floating Rate Dividend Fund 5
Nuveen Tax-Advantaged Floating Rate Fund (0001313259) 5
O2DIESEL CORP (0001117458) 10
PACIFIC CENTURY CYBERWORKS LTD (0000842519) 1
PACIFIC EXCHANGE INC 15
PAFM NICHOLAS APPLEGATE NFJ CONVERTIBLE & INCOME FUND 9
PAINE WEBBER GROUP INC (0000075754) 6
PAINE WEBBER INC 6
PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC 8
PAINEWEBBER PREMIER TAX FREE INCOME FUND INC 8
PILGRIM AMERICA PRIME RATE TRUST 6
PILGRIM PRIME RATE TRUST 6
PILGRIM PRIME RATE TRUST/ 6
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (0001140411) 4
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (0001170300) 4
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (0001181504) 4
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (0001190935) 3
PIMCO CORPORATE ADVANTAGE FUND 8
PIMCO CORPORATE INCOME FUND (0001160990) 3
PIMCO CORPORATE OPPORTUNITY FUND (0001190935) 8
PIMCO FLOATING RATE INCOME FUND (0001244183) 4
PIMCO Floating Rate Strategy Fund (0001296250) 10
PIMCO HIGH INCOME FUND (0001219360) 5
PIMCO INCOME STRATEGY FUND (0001244183) 1
PIMCO Income Strategy Fund II (0001296250) 7
PIMCO MUNICIPAL INCOME FUND (0001140392) 5
PIMCO MUNICIPAL INCOME FUND II (0001170299) 7
PIMCO MUNICIPAL INCOME FUND III (0001181506) 4
PIMCO NEW YORK MUNICIPAL INCOME FUND (0001140410) 5
PIMCO NEW YORK MUNICIPAL INCOME FUND II (0001170311) 3
PIMCO NEW YORK MUNICIPAL INCOME FUND III (0001181505) 4
PINNACLE AIRLINES CORP (0001166291) 2
PIONEER HIGH INCOME TRUST (0001166258) 9
PIONEER MUNICIPAL ADVANTAGE TRUST 6
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST (0001258943) 6
PIONEER MUNICIPAL HIGH INCOME TRUST (0001223026) 3
PREFERRED & CORPORATE INCOME STRATEGIES FUND INC 5
PREFERRED INCOME FUND INC 8
PREFERRED INCOME STRATEGIES FUND II INC 5
PREFERRED INCOME STRATEGIES FUND INC 6
PROMOTORA DE INFORMACIONES SA /FI (0001159513) 4
PW EUCALYPTUS MANAGEMENT LLC 9
PW FUND ADVISOR LLC 4
PW JUNIPER MANAGEMENT LLC 9
PW WILLOW MANAGEMENT LLC 9
PWG CAPITAL TRUST I (0001024572) 5
PWG CAPITAL TRUST II (0001024573) 5
Pioneer Floating Rate Trust (0001305767) 8
RADIO ONE INC (0001041657) 2
REGENCY CENTERS CORP (0000910606) 3
REGENCY REALTY CORP 3
REMINGTON OIL & GAS CORP (0000874992) 2
REPROS THERAPEUTICS INC. (0000897075) 1
REUTERS GROUP PLC /ADR/ (0001056084) 1
REUTERS GROUP PLC /ADR/ (0001056084) 1
RIVERNORTH CAPITAL MANAGEMENT, INC. 2
RIVERNORTH CAPITAL MANAGEMENT, LLC (0001447578) 2
RMR Asia Pacific Real Estate Fund (0001353374) 3
ROUSE COMPANY (0000085388) 1
SCUDDER RREEF REAL ESTATE FUND II INC 5
SCUDDER RREEF REAL ESTATE FUND INC 5
SCUDDER RREEF REIT FUND INC 5
SECURITY NATIONAL OF INDIANA CORP 2
SILVERSTAR HOLDINGS LTD (0001003390) 10
SK TELECOM CO LTD (0001015650) 2
SKYEPHARMA PLC (0001018117) 3
SPECIAL OPPORTUNITIES FUND, INC. (0000897802) 4
STARSOFT INC 5
STATION CASINOS INC (0000898660) 4
STEWART & STEVENSON SERVICES INC (0000094328) 1
STILLWATER MINING CO /DE/ (0000931948) 3
SUPERIOR I CORP 2
TARRANT APPAREL GROUP (0000944948) 3
TELESYSTEM INTERNATIONAL WIRELESS INC (0001045632) 2
TITAN CORP (0000032258) 3
UBS AG/NY (0001076958) 2
UBS AMERICAS INC (0001127918) 28
UBS Alternative & Quantitative Investments LLC (0001515000) 6
UBS CAPITAL II LLC (0001066156) 3
UBS EUCALYPTUS MANAGEMENT LLC (0001229903) 9
UBS Enso Management, L.L.C. (0001431537) 4
UBS FINANCIAL SERVICES INC (0001161787) 13
UBS FUND ADVISOR LLC (0001118947) 4
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC (0000861177) 10
UBS GLOBAL ASSET MANAGEMENT US INC (0001179593) 10
UBS Group AG (0001610520) 176
UBS IB Co-Investment 2001 (No. 1) Feeder L.P. (0001562469) 2
UBS IB Co-Investment 2001 LP (0001434775) 3
UBS Ib Co-Investment 2001 GP Ltd (0001452584) 10
UBS JUNIPER MANAGEMENT LLC (0001229907) 9
UBS OCONNOR LLC (0001132716) 1
UBS PAINE WEBBER INC 13
UBS PREFERRED FUNDING CO LLC I (0001124136) 13
UBS PREFERRED FUNDING CO LLC II (0001141467) 11
UBS PREFERRED FUNDING CO LLC III (0001141468) 10
UBS PREFERRED FUNDING CO LLC IV (0001210310) 25
UBS PREFERRED FUNDING CO LLC V (0001210313) 26
UBS PREFERRED FUNDING TRUST I (0001124134) 13
UBS PREFERRED FUNDING TRUST II (0001141469) 11
UBS PREFERRED FUNDING TRUST III (0001141470) 10
UBS PREFERRED FUNDING TRUST IV (0001210307) 25
UBS PREFERRED FUNDING TRUST V (0001210309) 26
UBS PW TAMARACK MANAGEMENT LLC 4
UBS Preferred Funding CO LLC IX (0001357449) 4
UBS Preferred Funding CO LLC VI (0001357446) 4
UBS Preferred Funding CO LLC VII (0001357447) 4
UBS Preferred Funding CO LLC VIII (0001357448) 4
UBS Preferred Funding Trust IX (0001357445) 4
UBS Preferred Funding Trust VI (0001357442) 4
UBS Preferred Funding Trust VII (0001357443) 4
UBS Preferred Funding Trust VIII (0001357444) 4
UBS SECURITIES LLC (0001070766) 3
UBS Securities Japan Co., Ltd. (0001564969) 2
UBS Switzerland AG (0001644493) 46
UBS TAMARACK MANAGEMENT LLC (0001229904) 4
UBS WARBURG LLC 3
UBS WILLOW MANAGEMENT LLC (0001229902) 9
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II (0000908993) 5
VAN KAMPEN AMERICAN CAPITAL ADVANTAGE MUNICIPAL INCOME TR II 5
VAN KAMPEN AMERICAN CAPITAL CALIFORNIA VALUE MUNIC INC TRUST 8
VAN KAMPEN AMERICAN CAPITAL HIGH INCOME CORPORATE BOND FUND 6
VAN KAMPEN AMERICAN CAPITAL HIGH INCOME TRUST 6
VAN KAMPEN AMERICAN CAPITAL MASS VALUE MUNICIPAL INCOME TRUS 8
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPORTUNITY TRUST 7
VAN KAMPEN AMERICAN CAPITAL MUNICIPAL TRUST 5
VAN KAMPEN AMERICAN CAPITAL OHIO QUALITY MUNICIPAL TRUST 8
VAN KAMPEN AMERICAN CAPITAL PENNSYLVANIA VALUE MUNIC INCO TR 9
VAN KAMPEN AMERICAN CAPITAL SELECT SECTOR MUNICIPAL TRUST 7
VAN KAMPEN AMERICAN CAPITAL TR FOR INVSTMNT GRADE MUNICIPALS 5
VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW JERSEY MUN 6
VAN KAMPEN AMERICAN CAPITAL TR FOR INVT GRADE NEW YORK MUNIC 3
VAN KAMPEN AMERICAN CAPITAL TRUST FOR INSURED MUNICIPALS 10
VAN KAMPEN AMERICAN CAPITAL TRUST FOR INVT GRADE NEW YORK MU 9
VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST (0000895531) 8
VAN KAMPEN HIGH INCOME CORPORATE BOND FUND 6
VAN KAMPEN HIGH YIELD FUND (0000276242) 6
VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST (0000890515) 8
VAN KAMPEN MERRITT ADVANTAGE MASSACHUSETTS MUNICIPAL INC TRU 4
VAN KAMPEN MERRITT ADVANTAGE MUNICIPAL INCOME TRUST II 5
VAN KAMPEN MERRITT CALIFORNIA VALUE MUNICIPAL INCOME TRUST 8
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 8
VAN KAMPEN MERRITT MUNICIPAL OPPORTUNITY TRUST 7
VAN KAMPEN MERRITT MUNICIPAL TRUST 5
VAN KAMPEN MERRITT OHIO QUALITY MUNICIPAL TRUST 8
VAN KAMPEN MERRITT PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST 9
VAN KAMPEN MERRITT QUALITY MUNICIPAL TRUST 2
VAN KAMPEN MERRITT SELECT SECTOR MUNICIPAL TRUST 7
VAN KAMPEN MERRITT TRUST FOR INSURED MUNICIPALS 8
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE MUNICIPALS 2
VAN KAMPEN MERRITT TRUST FOR INVESTMENT GRADE NEW YORK MUNIC 9
VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST (0000884152) 7
VAN KAMPEN MUNICIPAL TRUST (0000877463) 5
VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST (0000877649) 8
VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST (0000895528) 9
VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST (0000912022) 7
VAN KAMPEN TRUST FOR INSURED MUNICIPALS (0000880893) 10
VAN KAMPEN TRUST FOR INVESTMENT GRADE MUNICIPALS (0000880892) 5
VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS (0000883269) 6
VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS (0000883265) 9
VAN KAMPEN TRUST FOR INVSTMENT GRADE MUNICIPALS 5
VISTACARE, INC. (0000787030) 3
VISTEON CORP (0001111335) 4
Virtus Global Multi-Sector Income Fund (0001528811) 1
Virtus-Newfleet Global Multi-Sector Income Fund 1
WARBURG DILLON READ LLC 3
WELLS FARGO & CO/MN (0000072971) 2
WWW HOLDINGS INC 3
YANZHOU COAL MINING CO LTD (0001048098) 2
ZILOG INC (0000319450) 5
ZONAGEN INC (0000897075) 2
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