NYSE AMERICAN LLC


11 Wall Street
New York,  NY,
  USA
212-656-5414
Filing DateCurrent and former namesChanged on date
2018-01-24
NYSE AMERICAN LLC
Central Index Key (CIK)
0001143313

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EATON VANCE INSURED FLORIDA MUNICIPAL BOND FUND I 1
EATON VANCE INSURED FLORIDA PLUS MUNICIPAL BOND FUND (0001196870) 1
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ELINEAR INC (0001001903) 1
EMAGIN CORP (0001046995) 1
EMERGENT GROUP INC/NY (0001021097) 1
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ENCISION INC (0000930775) 1
ENDOREX CORP 1
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EXETER RESOURCE CORP (0001306900) 1
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Energy Services Acquisition Corp. 3
Energy Services of America CORP (0001357971) 3
Enterprise Acquisition Corp. (0001406391) 1
Entree Resources Ltd. (0001271554) 1
Eternal Energy Corp. 1
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FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUND (0001264352) 1
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FIRST UNION NATIONAL BANCORP INC 38
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FRANKLIN CAPITAL CORP 1
FRANKLIN COMPUTER CORP 1
FRANKLIN ELECTRONIC PUBLISHERS INC (0000356841) 1
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FRONTEER DEVELOPMENT GROUP INC 1
FRONTEER GOLD INC (0001271129) 1
Federal Services Acquisition CORP 1
Fortress America Acquisition CORP II 1
GALAXY CHEESE CO 1
GALAXY ENERGY CORP (0001132784) 1
GALAXY FOODS CO 1
GALAXY INVESTMENTS INC 1
GALAXY NUTRITIONAL FOODS INC (0000819527) 1
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GAMES TRADER INC 1
GASCO ENERGY INC (0001086319) 1
GASTAR EXPLORATION LTD 2
GASTAR EXPLORATION, INC. (0001431372) 2
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GENEVA ACQUISITION CORP (0001367660) 2
GEOGLOBAL RESOURCES INC. (0000896726) 1
GEOKINETICS INC (0000314606) 1
GEOPETRO RESOURCES CO (0001116927) 1
GL ELECTRONICS CO INC 1
GL INDUSTRIES INC 1
GLOBETEL COMMUNICATIONS CORP (0000919742) 1
GLOBIX CORP 1
GOLD RESERVE INC (0001072725) 1
GOLDEN HOPE RESOURCES CORP 1
GOLDMAN SACHS GROUP INC (0000886982) 6
GOLDMAN SACHS GROUP INC/ (0000886982) 7
GOLF TRUST OF AMERICA INC 3
GRANGES EXPLORATION LTD 1
GRANGES INC 1
GREAT FALLS GAS CO 1
GREENMAN TECHNOLOGIES INC (0000932699) 1
GREY WOLF INC (0000320186) 1
GSC Acquisition Co (0001381117) 2
GUIDELOCATOR COM INC 1
GULFSTREAM INTERNATIONAL GROUP INC (0001405419) 2
Gabelli Global Gold, Natural Resources & Income Trust 1
Gabelli Go Anywhere Trust (0001635193) 1
Gabelli Gold, Natural Resources & Income Trust 1
Gas Natural Inc. (0000043350) 1
Gastar Exploration Inc. (0001431372) 1
Gastar Exploration USA, Inc. 1
GigOptix, Inc. 1
GigPeak, Inc. (0001432150) 1
Glencairn Gold CORP 1
Global BPO Services Corp 3
Global Brands Acquisition Corp. (0001409383) 2
Global Consumer Acquisition Corp. 3
Global Logistics Acquisition CORP 3
Gold Rock Industrials Corp. 2
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GreenHunter Energy, Inc. 2
GreenHunter Resources, Inc. (0001410056) 2
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H D Partners Acquisition CORP 2
HADRON INC 1
HAVENWOOD VENTURES INC 1
HAWK CORP (0000849240) 2
HAWK GROUP OF COMPANIES INC 2
HD Partners Acquisition CORP (0001347006) 2
HEALTH FITNESS CORPORATION 1
HEALTH FITNESS PHYSICAL THERAPY INC 1
HEALTHCARE ACQUISITION CORP 1
HEARTLAND PARTNERS L P (0000843964) 1
HEARUSA INC (0000821536) 1
HEARX LTD 1
HECTOR COMMUNICATIONS CORP (0000863437) 1
HEIST C H CORP 1
HEMOSENSE INC (0001127393) 2
HESS BAKKEN INVESTMENTS I Corp (0001120916) 1
HI SHEAR TECHNOLOGY CORP (0000918027) 1
HQ SUSTAINABLE MARITIME INDUSTRIES, INC. (0000857073) 2
HTTP TECHNOLOGY INC 2
HUNGARIAN TELEPHONE & CABLE CORP (0000889949) 1
Hallwood Group Inc (0000355766) 1
Hanover-STC Acquisition Corp. 1
Harbor Acquisition Corp. (0001331945) 1
Health Fitness Corp /MN/ (0000886432) 1
Hicks Acquisition CO I Inc. (0001402175) 2
Highlands Acquisition Corp (0001398632) 2
HyperSpace Communications, Inc. 1
I TRAX COM INC 1
I TRAX INC (0001110189) 1
IA GLOBAL INC (0001077634) 1
IBT BANCORP INC (0000801122) 2
ID ARIZONA CORP. 1
IDAHO GENERAL MINES INC (0001275229) 1
IDAHO GENERAL MINES INC (0001275229) 1
ILX INC/AZ/ 1
ILX RESORTS INC (0000819551) 1
IMAGEWARE SOFTWARE INC 1
IMAGEWARE SYSTEMS INC (0000941685) 1
IMI INTERNATIONAL MEDICAL INNOVATIONS INC 1
IMMTECH INTERNATIONAL INC 1
IMMTECH PHARMACEUTICALS, INC. (0000882509) 1
IMMUNOTHERAPEUTICS INC 1
IMPLANT SCIENCES CORP (0001068874) 1
IMUTEC CORP 1
IMUTEC PHARMA INC 1
INDEX EXCHANGE LISTED SECURITIES TRUST 1
INSITE VISION INC (0000802724) 1
INSTANET INC 1
INTERLEUKIN GENETICS INC (0001037649) 1
INTERNATIONAL ABSORBENTS INC (0000813634) 2
INTERNATIONAL FINANCE CORP /DC/ (0000946363) 1
INTERNATIONAL LEISURE ENTERPRISES INC /AZ/ 1
INTERNATIONAL PURSUIT CORP 1
INTERNATIONAL ROYALTY CORP (0001362734) 1
INTERNET HOLDINGS INC 2
INTRAC INC 1
INVESTMENT AGENTS INC 1
INVESTORS CAPITAL HOLDINGS LTD (0001001871) 1
IOMED INC (0001041652) 1
IPARTY CORP (0001078383) 1
ISCO INTERNATIONAL INC (0000888693) 1
ISOLAGEN INC (0000357097) 1
IVAX DIAGNOSTICS INC 1
India Globalization Capital, Inc. (0001326205) 1
Innovaro, Inc. (0001098482) 1
Inter-Atlantic Financial, Inc. (0001389771) 2
Intersearch Group Inc 1
Invesco Van Kampen Massachusetts Value Municipal Income Trust (0000890515) 1
Invesco Van Kampen Select Sector Municipal Trust (0000912022) 1
J P MORGAN CHASE & CO (0000019617) 9
JAVELIN PHARMACEUTICALS, INC (0000050710) 1
JED OIL INC. (0001258021) 1
JENNIFER CONVERTIBLES INC (0000806817) 1
JESUP & LAMONT, INC. (0001094320) 1
Jazz Technologies, Inc. (0001337675) 2
K KITZ INC 1
KBL Healthcare Acquisition Corp III (0001388356) 2
KINETIC VENTURES LTD 1
KINETIKS COM INC 1
KITTY HAWK INC (0000932110) 2
KOALA TECHNOLOGIES CORP /DE/ 1
KRISPY KREME DOUGHNUTS INC (0001100270) 1
Kennedy-Wilson Holdings, Inc. (0001408100) 1
LABARGE INC (0000057139) 1
LAKE SHORE GOLD CORP (0001279944) 1
LAZARE KAPLAN INTERNATIONAL INC (0000202375) 1
LEADVILLE MINING & MILLING CORP 1
LEHMAN BROTHERS HOLDINGS INC (0000806085) 16
LEK INTERNATIONAL INC 1
LGL GROUP INC (0000061004) 2
LIBERATOR MEDICAL HOLDINGS, INC. (0000017485) 1
LODGIAN INC (0001066138) 1
LOMBARDIA ACQUISITION CORP 1
LONGWEI PETROLEUM INVESTMENT HOLDING LTD (0001111817) 1
LORD ABBOTT INC 1
LORI CORP 1
LORUS THERAPEUTICS INC (0000882361) 1
LUMINA COPPER CORP 1
LYNCH CORP 2
Liberty Acquisition Holdings Corp. 2
Liberty Acquisition Holdings Virginia, Inc. (0001407539) 2
Liberty Alliance, Inc. 1
MACROshares Oil Down Tradeable Trust (0001382993) 1
MACROshares Oil Up Tradeable Trust (0001382994) 1
MAD CATZ INTERACTIVE INC (0001088162) 1
MADELEINE MINES LTD 3
MAGNUM HUNTER RESOURCES CORP (0001335190) 3
MAINE & MARITIMES CORP (0001222497) 1
MAN SANG HOLDINGS INC (0000807630) 1
MAR VENTURES INC 1
MARIETTA ELECTRIC CO 1
MARKWEST HYDROCARBON INC (0001019756) 2
MAXXAM INC (0000063814) 1
MBF Healthcare Acquisition Corp. (0001366751) 2
MBF Heathcare Acquisition Corp. 2
MC SHIPPING INC (0000847831) 1
MCCULLOCH OIL CORP 1
MCCULLOCH OIL CORP OF CALIFORNIA 1
MCO HOLDINGS INC 1
MCT HOLDING CORP 1
MEDGENICS, INC. (0001138776) 1
MEDICAL ADVISORY SYSTEMS INC 1
MEDICAL SCIENCE SYSTEMS INC 1
MEDICSIGHT INC 2
MEDIUM4 COM INC 1
MEMORY METALS INC 1
MEMRY CORP (0000720896) 1
MERCHANTS GROUP INC (0000803027) 1
MERRILL LYNCH & CO INC (0000065100) 83
MERRILL LYNCH & CO., INC. (0000065100) 1
MERRILL LYNCH PIERCE FENNER & SMITH INC (0000728612) 1
MERRIMAC INDUSTRIES INC (0000706864) 1
METALICO INC (0001048685) 1
METALICO INC /NJ 1
METALLICA RESOURCES INC (0000927993) 1
MGT CAPITAL INVESTMENTS INC (0001001601) 2
MICHAEL BAKER CORP (0000009263) 2
MICROISLET INC (0001092050) 1
MIDWEST AIR GROUP INC (0000948845) 1
MIDWEST EXPRESS HOLDINGS INC 1
MILESTONE SCIENTIFIC INC/NJ (0000855683) 1
MILLENNIUM PLASTICS CORP 1
MINEFINDERS CORP LTD. (0000926479) 1
MINES MANAGEMENT INC (0000066649) 1
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC (0000902748) 1
MINRAD INTERNATIONAL, INC. (0001121225) 1
MIRACOM INDUSTRIES INC 1
MIRAMAR MINING CORP (0000940947) 1
MONONGAHELA POWER CO /OH/ (0000067646) 1
MORGAN STANLEY (0000895421) 97
MORGAN STANLEY DEAN WITTER & CO 97
MOVIE STAR INC /NY/ 2
MPC CORP (0001289871) 1
MPOWER HOLDING CORP (0001117042) 1
MS STRUCTURED ASSET CORP (0001071246) 1
MSDW STRUCTURED ASSET CORP 1
Man Sang International (B.V.I.) Ltd 2
Marathon Acquisition Corp. (0001361652) 1
Media & Entertainment Holdings, Inc. (0001337749) 1
Midway Gold Corp (0001319009) 1
NATEXCO CORP 1
NATIONAL HEALTH REALTY INC (0001047334) 1
NATIONAL HEALTHCARE CORP (0001047335) 1
NATIONSBANK CORP 42
NATURAL GAS SYSTEMS INC/NEW 1
NATURAL GAS SYSTEMS, INC. 1
NAVA LEISURE USA INC 1
NAVIDEC INC 2
NCE PETROFUND 1
NCNB CORP 42
NEON Communications Group, Inc. (0001003111) 1
NEPHROS INC (0001196298) 1
NET VALUE HOLDINGS INC 1
NETTAXI INC 1
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC (0001276893) 1
NEUBERGER BERMAN DIVIDEND PLUS FUND INC 1
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC (0001227699) 1
NEW DRAGON ASIA CORP (0001089590) 1
NEW PROCESS CO 1
NEW WORLD PUBLISHING INC /CO/ 1
NII NORSAT INTERNATIONAL INC 1
NIVS IntelliMedia Technology Group, Inc. (0001403795) 1
NORSAT INTERNATIONAL INC / (0000748213) 1
NORTH AMERICAN PALLADIUM LTD (0000887701) 3
NORTHERN INDIANA PUBLIC SERVICE CO (0000072843) 1
NORTHERN ORION EXPLORATIONS LTD 1
NORTHERN ORION RESOURCES INC (0001200525) 1
NORTHGATE EXPLORATION LTD 1
NORTHWEST BANCORPORATION 2
NORWEST CORP 2
NOVA BIOSOURCE FUELS, INC. (0001137469) 1
NOVA OIL INC 1
NOVAMERICAN STEEL INC. (0001362614) 1
NTR Acquisition Co. (0001366578) 2
NTS REALTY HOLDINGS LP (0001278384) 1
NTS, INC. (0001126216) 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087783) 2
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161069) 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177212) 1
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND (0000892992) 1
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001127706) 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001137888) 1
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND (0000905000) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090118) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001166572) 1
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177218) 1
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131062) 1
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001097668) 2
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001177219) 1
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (0000899758) 1
NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090117) 1
NUVEEN INSURED FLORIDA TAX FREE ADVANTAGE MUNICIPAL FUND (0001196362) 1
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND 1
NUVEEN INSURED MASSACHUSETTS TAX FREE ADVANTAGE MUNICIPAL FUND 1
NUVEEN INSURED NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 1
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090119) 1
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001137885) 1
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177214) 1
NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND (0001196366) 1
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090120) 2
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND (0000897419) 1
NUVEEN MICHIGAN DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087785) 2
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND (0000878198) 1
NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC 1
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001161070) 1
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001131063) 1
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND (0001090123) 1
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090121) 1
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158730) 1
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001177216) 1
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087788) 2
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001145728) 2
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (0001165383) 3
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND (0000878200) 2
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC 2
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158729) 1
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001087787) 1
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND (0001090122) 1
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (0001158728) 1
NYSE Alternext US LLC (0001143313) 772
NYSE Amex (0001143313) 699
NYSE MKT LLC (0001143313) 391
NeoStem, Inc. (0000320017) 2
Norsat International Inc. (0000748213) 1
North American Insurance Leaders, Inc. (0001336249) 1
North Asia Investment CORP (0001420413) 4
Northgate Minerals CORP (0000072931) 1
Nuveen Commodities Income & Growth Fund 1
Nuveen Diversified Commodity Fund (0001345801) 1
Nuveen Long/Short Commodity Total Return Fund (0001522699) 1
Nuveen Quality Floating Rate Dividend Fund 1
Nuveen Tax-Advantaged Floating Rate Fund (0001313259) 1
O2DIESEL CORP (0001117458) 1
ON2 TECHNOLOGIES, INC. (0001045280) 1
ON2COM INC 1
ORAGENICS INC (0001174940) 1
OREZONE RESOURCES INC (0001215546) 1
ORLEANS HOMEBUILDERS INC (0000038570) 1
ORS CORP /OK/ 1
OVERHILL FARMS INC (0001101020) 1
OVERSEAS SHIPHOLDING GROUP INC (0000075208) 1
Oceanaut, Inc. (0001364714) 2
Oilsands Quest Inc (0001096791) 2
Old RMR Asia Pacific Real Estate Fund (0001353374) 1
Old RMR Real Estate Income Fund (0001443387) 2
OneTravel Holdings, Inc. (0000722839) 1
Orsus Xelent Technologies Inc (0001297024) 1
Overture Acquisition Corp. (0001415362) 2
PACE HEALTH MANAGEMENT SYSTEMS INC 1
PACHOLDER FUND INC 1
PACHOLDER HIGH YIELD FUND INC (0000837951) 1
PACIFIC ENTERPRISES INC (0000075527) 4
PACIFIC LIGHTING CORP 4
PARAMOUNT GOLD & SILVER CORP. (0001342854) 1
PARAMOUNT GOLD MINING CORP. 1
PATH 1 NETWORK TECHNOLOGIES INC (0001059404) 1
PEACE ARCH ENTERTAINMENT GROUP INC (0001038367) 1
PEI INC /CA/ 2
PELICAN FINANCIAL INC (0001037652) 1
PELOTON RESOURCES INC 1
PENTRON CORP 1
PERINI CORP (0000077543) 1
PERNIX THERAPEUTICS HOLDINGS, INC. (0001024126) 3
PETRO RESOURCES CORP 3
PETROFUND ENERGY TRUST (0001123324) 1
PHARMATHENE, INC (0001326190) 1
PHASE III MEDICAL INC/DE 2
PHC INC /MA/ (0000915127) 1
PHIBRO CORP 15
PINNACLE DATA SYSTEMS INC (0001004608) 1
PLC SYSTEMS INC (0000879682) 1
PN HOLDINGS INC 1
PRB Energy, Inc. (0001299966) 1
PRB Gas Transportation, Inc. 1
PRB GasTransportation, Inc. 1
PRB Transportation, Inc. 1
PREMIER MUNICIPAL INCOME FUND 1
PRESIDENTIAL REALTY CORP/DE/ (0000731245) 1
PRO PHARMACEUTICALS INC (0001133416) 1
PROCESS EQUIPMENT INC 2
PROVECTUS BIOPHARMACEUTICALS, INC. (0000315545) 2
PROVECTUS PHARMACEUTICALS INC 2
PROVENA FOODS INC (0000814139) 1
PS BUSINESS PARKS INC/CA (0000866368) 2
PUBLIC STORAGE PROPERTIES XI INC 2
PUREZZA GROUP INC 1
PUTNAM CALIFORNIA INVESTMENT GRADE MUNICIPAL TRUST (0000892980) 1
PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST (0000892960) 1
PYR ENERGY CORP (0001016289) 1
PYRAMID OIL CO 2
Patient Safety Technologies 1
Patient Safety Technologies, Inc (0000812301) 1
Peru Copper Inc. (0001307111) 1
Petroflow Energy Ltd (0001359154) 1
PreMD Inc. (0001179083) 1
Prospect Acquisition Corp 1
Puda Coal, Inc. (0001162747) 1
QUANTUM GROUP INC /FL (0001118847) 1
QUANTUM LEARNING SYSTEMS INC 1
QUEENSTAKE RESOURCES LTD (0000904121) 1
QUEST CAPITAL CORP 1
QUEST INVESTMENT CORP 1
RADIENT PHARMACEUTICALS Corp (0000838879) 1
RADIOLOGIX INC (0001031329) 1
RAE SYSTEMS INC (0001084876) 1
RCG Companies INC 1
REALITY INTERACTIVE INC 1
REEL STAFF INC 1
REGALITO COPPER CORP (0001239197) 1
REGENERX BIOPHARMACEUTICALS INC (0000707511) 1
RENHUANG PHARMACEUTICALS INC 1
REUNION INDUSTRIES INC (0001003429) 1
RICA FOODS INC (0000789881) 1
RIO NARCEA GOLD MINES LTD (0001098506) 1
RIVIERA DIE & TOOL INC 1
RIVIERA TOOL CO (0001018349) 1
RML MEDICAL LABORATORIES INC 1
RMR ASIA REAL ESTATE FUND (0001385617) 1
RMR Asia Pacific Real Estate Fund 1
RMR DIVIDEND CAPTURE FUND (0001403301) 1
RMR F.I.R.E. Fund (0001299993) 1
RMR HOSPITALITY & REAL ESTATE FUND (0001278038) 1
RMR Preferred Dividend Fund (0001308438) 1
RMR REAL ESTATE FUND (0001177131) 1
RMR Real Estate Income Fund 2
RMX Holdings, Inc. (0001317405) 1
ROBERTS REALTY INVESTORS INC 1
ROSELAND OIL & GAS INC 1
ROTONICS MANUFACTURING INC 1
ROTONICS MANUFACTURING INC/DE (0000801873) 1
ROYAL BANK OF SCOTLAND GROUP PLC (0000844150) 1
ROYAL BANK OF SCOTLAND PLC (0000729153) 1
RUBICON MINERALS CORP (0001057791) 1
Ready Mix, Inc. 1
Renaissance Acquisition Corp. (0001363171) 2
Revett Minerals Inc. 1
Revett Mining Company, Inc. (0001404592) 1
S B H VENTURES 1
S Y BANCORP INC (0000835324) 1
S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TRUST 1
SALOMON INC 15
SALOMON SMITH BARNEY HOLDINGS INC 15
SAMARITAN PHARMACEUTICALS INC (0001057377) 1
SAN DIEGO GAS & ELECTRIC CO (0000086521) 4
SAN JOAQUIN RESOURCES INC 1
SANMARK STARDUST INC 2
SARATOGA RESOURCES INC /TX (0001096339) 1
SCUDDER RREEF REAL ESTATE FUND II INC 1
SCUDDER RREEF REAL ESTATE FUND INC 1
SCUDDER RREEF REIT FUND INC 1
SEANERGY MARITIME CORP. (0001390707) 1
SECURITY CAPITAL CORP/DE/ (0000314340) 3
SEMOTUS SOLUTIONS INC (0000832370) 1
SENESCO TECHNOLOGIES INC (0001035354) 1
SGL INDUSTRIES INC 1
SHANGHAI CENTURY ACQUISITION CORP (0001326710) 1
SHARON CAPITAL CORP 2
SHEARSON LEHMAN HUTTON HOLDINGS INC 16
SILVERCREST MINES INC (0001275166) 1
SINGING MACHINE CO INC (0000923601) 1
SINOHUB, INC. (0001406574) 1
SKRP 9 INC 1
SL INDUSTRIES INC (0000089270) 1
SLS INTERNATIONAL INC (0001121785) 1
SMART MOVE, INC. (0001349108) 1
SONDE RESOURCES CORP. (0001177470) 3
SONICPORT INC 1
SOUTHERN CONNECTICUT BANCORP INC (0001137046) 1
SP Acquisition Holdings, Inc. (0001393718) 2
SPARK NETWORKS INC (0001314475) 1
SPARK NETWORKS PLC (0001314475) 2
SPM GROUP INC 2
SRKP 19 INC 1
SRKP 22 Inc 1
SRKP 25 INC 1
SRKP 9 INC 1
STAFF BUILDERS INC /DE/ 1
STARDUST INC /NY/ 2
STATER BROS HOLDINGS INC (0000882829) 2
STEROIDOGENESIS INHIBITORS INTERNATIONAL INC 1
STOCKSCAPE COM TECHNOLOGIES INC 1
STONEPATH GROUP INC (0001093546) 1
STRATABID COM INC 1
STRATAMERICA CORP 1
STRATEGIC HOTEL CAPITAL INC 1
STRATEGIC HOTELS & RESORTS, INC (0001057436) 1
STRATEGIKA INC 1
STREETTRACKS SERIES TRUST (0001064642) 1
STRUCTURED PRODUCTS CORP (0000894356) 16
SUITE 101 COM INC 1
SULPHCO INC (0001096560) 1
SUNAIR ELECTRONICS INC 1
SUNAIR SERVICES CORP (0000095366) 1
SUPREME INDUSTRIES INC (0000350846) 1
SYS (0000096057) 1
SYSTEMS ASSOCIATES INC 1
SYSTEMS ASSOCIATES INC OF CALIFORNIA 1
Samson Oil & Gas LTD (0001404079) 1
Sanchez Production Partners LLC 1
Sanchez Production Partners LP (0001362705) 1
Sapphire Industrials Corp. (0001414255) 2
Searchmedia Holdings Ltd (0001460329) 1
Secure America Acquisition CORP 1
SoftBrands, Inc. (0001311926) 1
Sports Properties Acquisition Corp. (0001412203) 2
Sprott Resource Lending Corp. (0000832342) 1
Star Maritime Acquisition Corp. (0001328307) 1
Storm Cat Energy CORP (0001178818) 1
Stream Global Services, Inc. (0001405287) 3
Symmetry Holdings Inc 1
T3 Motion, Inc. (0001434589) 4
TABATHA II INC 1
TAILWIND FINANCIAL INC. (0001368879) 2
TALBOTS INC (0000912263) 1
TARGET LOGISTICS INC (0001009480) 1
TARGETS TRUST XIX (0001158430) 1
TARGETS TRUST XX (0001158431) 1
TARGETS TRUST XXI (0001158432) 1
TARGETS TRUST XXII (0001158433) 1
TARGETS TRUST XXIII (0001158434) 1
TARGETS TRUST XXIV (0001158435) 1
TARGETS TRUST XXV (0001158436) 2
TARGETS TRUST XXVI (0001158437) 1
TECHE HOLDING CO (0000934538) 1
TECHNOLOGY ACQUISITION CORP 1
TEJON RANCH CO (0000096869) 1
TELETOUCH COMMUNICATIONS INC (0000928659) 1
TELKONET INC (0001094084) 1
TENDER LOVING CARE HEALTH CARE SERVICES INC 1
TERA WEST VENTURES INC 1
THAI CAPITAL FUND INC (0000861865) 1
THERMO ELECTRON CORP 1
THERMO FISHER SCIENTIFIC INC. (0000097745) 1
THINKENGINE NETWORKS, INC. (0000021438) 1
TIANYIN PHARMACEUTICAL CO., INC. (0001362718) 1
TIENS BIOTECH GROUP USA INC (0001168556) 1
TM Entertainment & Media, Inc. 2
TOBY VENTURES INC 1
TOLEDO EDISON CO (0000352049) 1
TOV VENTURES LTD 1
TRANS LUX CORP (0000099106) 3
TRANS-INDIA ACQUISITION CORP (0001370433) 2
TRANSFORM PACK INTERNATIONAL INC 1
TRANSMERIDIAN EXPLORATION INC (0001132645) 1
TRANSTECHNOLOGY CORP. 1
TRIAN ACQUISITION I CORP. (0001415581) 3
TRILLION RESOURCES LTD 1
TUTOGEN MEDICAL INC (0000816949) 2
Tarpon Industries, Inc. (0001303565) 1
Transforma Acquisition Group Inc. (0001374346) 2
Tremisis Energy Acquisition CORP II (0001408193) 2
Triangle Petroleum Corp (0001281922) 1
Triplecrown Acquisition Corp. (0001405082) 2
Two Harbors Investment Corp. (0001465740) 1
U S OPPORTUNITY SEARCH INC 1
UBS AG (0001114446) 17
UNION STREET ACQUISITION CORP. (0001370618) 2
UNIVERSAL FLIRTS CORP. 1
UNIVERSITY PATENTS INC 1
UNIX SOURCE AMERICA INC 1
URANERZ ENERGY CORP. (0001162324) 1
URANIUM POWER CORP 2
US DATAWORKS INC (0001049505) 1
US ELECTRICAR INC 1
USAutos Series 2004-1 Trust (0001306812) 1
USF&G PACHOLDER FUND INC /OH/ 1
UTEK CORP 1
Ultimate Escapes, Inc. (0001402364) 1
United Refining Energy Corp (0001405037) 2
VALLEY NATIONAL GASES INC (0001030715) 1
VAN KAMPEN AMERICAN CAPITAL MASS VALUE MUNICIPAL INCOME TRUS 1
VAN KAMPEN AMERICAN CAPITAL SELECT SECTOR MUNICIPAL TRUST 1
VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST 1
VAN KAMPEN MERRITT MASSACHUSETTS VALUE MUNICIPAL INCOME TRUS 1
VAN KAMPEN MERRITT SELECT SECTOR MUNICIPAL TRUST 1
VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST 1
VANTAGESOUTH BANCSHARES, INC. (0001143921) 1
VERSAR INC (0000803647) 1
VIACOM INC 1
VICEROY EXPLORATIONS LTD (0001012454) 1
VIDATRON ENTERTAINMENT GROUP INC 1
VIDTOR COMMUNICATIONS INC 1
VINEYARD NATIONAL BANCORP (0000840256) 1
VIRAGEN INC (0000353482) 1
VIREXX MEDICAL CORP (0001275011) 1
VISCORP, INC. 1
VISTA GOLD CORP (0000783324) 1
VITACUBE SYSTEMS HOLDINGS INC 1
VOLUME SERVICES AMERICA HOLDINGS INC 1
VOYAGEUR ARIZONA MUNICIPAL INCOME FUND INC 1
Vantage Drilling CO (0001419428) 4
Vantage Energy Services, Inc. (0001380565) 1
Victory Acquisition Corp (0001386787) 2
Voyager Oil & Gas, Inc. 1
Vringo Inc (0001410428) 1
WACHOVIA CORP NEW (0000036995) 38
WARNER COMPUTER SYSTEMS INC 1
WARNER INSURANCE SERVICES INC 1
WARWICK VALLEY TELEPHONE CO 1
WEBTRONICS INC 1
WELLCO ENTERPRISES INC (0000105532) 1
WELLCO RO SEARCH INC 1
WELLCO RO SEARCH INDUSTRIES INC 1
WELLS FARGO & CO/MN (0000072971) 2
WELLS FARGO CAPITAL X (0001221687) 1
WESCO FINANCIAL CORP (0000105729) 1
WESTERN COPPER HOLDINGS LTD 1
WESTERN GOLDFIELDS INC (0001394186) 1
WESTERN LIBERTY BANCORP (0001406251) 3
WESTERN SILVER CORP (0000896066) 1
WESTFIELD FINANCIAL INC (0001157647) 1
WESTSIDE ENERGY CORP 1
WHOLE SALE ON THE NET INC 1
WICKLIFFE INTERNATIONAL CORP 1
WILLIAMS CONTROLS INC (0000854860) 1
WILSHIRE ENTERPRISES INC (0000107454) 1
WILSHIRE OIL CO OF TEXAS 1
WINLAND ELECTRONICS INC (0000749935) 1
WISCONSIN POWER & LIGHT CO (0000107832) 1
WIZZARD SOFTWARE CORP /CO 1
WPT ENTERPRISES INC 1
Western Copper & Gold Corp (0001364125) 1
Western Copper CORP 1
Western Goldfields Inc. (0001394186) 1
White River Capital Inc (0001318545) 1
Wilber CORP (0000709942) 1
XELR8 HOLDINGS, INC. (0001134765) 1
XENONICS HOLDINGS, INC. (0001289550) 1
XFONE INC. 1
Xcorporeal, Inc. (0000752789) 1
YM BIOSCIENCES INC (0001178347) 2
Yuma Energy, Inc. (0000081318) 2
ZAMAGE DIGITAL IMAGING INC 2
ante4, Inc 1
eUNITs (TM) 2 Year U.S. Equity Market Participation Trust: Enhanced Upside to Cap / Buffered Downside 1
eUNITs (TM) 2 Year U.S. Equity Market Participation Trust: Upside to Cap / Buffered Downside 1
eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered Downside (0001476721) 1
eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside (0001541133) 1
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