Clearbridge Investments, LLC


620 8TH AVENUE
NEW YORK,  NY,
  USA
800-691-6959
Filing DateCurrent and former namesChanged on date
2013-02-14
Clearbridge Investments, LLC
2006-11-09
Clearbridge Advisors, LLC
2006-11-09
CAM North America, LLC
2006-01-05
Central Index Key (CIK)
0001348883

Ownership (Form 3,4,5)# Filings
CAM North America LLC (0001348883) 1
All related persons/companies# Filings
12th Street Asset Management Company, LLC (0001633703) 4
1832 Asset Management L.P. (0000944388) 32
ACADIAN ASSET MANAGEMENT LLC (0000916542) 3
ACCESS MIDSTREAM PARTNERS LP (0001483096) 2
ACR Alpine Capital Research, LLC (0001508822) 1
ADDITIONAL MANAGERS DO NOT FIT TEMPLATE 15
ADT Corp (0001546640) 2
ADT LIMITED 1
ADVENT SOFTWARE INC /DE/ (0001002225) 9
ADVISOR PARTNERS LLC (0001456114) 7
ADVISORY RESEARCH INC (0000902584) 7
AEW CAPITAL MANAGEMENT INC (0001042008) 5
AEW CAPITAL MANAGEMENT L P (0001046187) 3
AFAM CAPITAL, INC. (0001167495) 4
AFFINITY INVESTMENT ADVISORS, LLC (0001520601) 17
AJO, LP (0001013536) 2
ALKERMES INC (0000874663) 4
ALLIANCEBERNSTEIN L.P. (0001109448) 53
ALLIED WORLD ASSURANCE CO HOLDINGS LTD 3
ALLIED WORLD ASSURANCE HOLDINGS LTD 3
ALTA CAPITAL MANAGEMENT LLC/ (0001093589) 17
AMAZON COM INC (0001018724) 2
AMC Networks Inc. (0001514991) 7
AMERICAN CAPITAL MANAGEMENT INC (0001320168) 1
AMERICAN CENTURY COMPANIES INC (0000748054) 2
AMG Funds LLC (0001115419) 4
AMI ASSET MANAGEMENT CORP (0001369702) 16
ANADARKO PETROLEUM CORP (0000773910) 7
ANALYTIC INVESTORS, LLC (0001086137) 3
ANCHOR CAPITAL ADVISORS LLC (0000813933) 20
ANESIVA, INC. (0001131517) 2
APHTON CORP (0000840319) 2
APPLETON PARTNERS INC/MA (0001055290) 3
AQR CAPITAL MANAGEMENT LLC (0001167557) 2
ASTORIA FINANCIAL CORP (0000910322) 5
AT&T COMCAST CORP 11
ATALANTA SOSNOFF CAPITAL, LLC (0000700529) 17
ATLANTA CAPITAL MANAGEMENT CO L L C (0001027817) 20
AUTODESK INC (0000769397) 7
AXA (0000898427) 36
AXA Equitable Funds Management Group, LLC (0001536185) 18
AXA ROSENBERG INVESTMENT MANAGEMENT LLC (0001129160) 16
AXA UAP 18
AXIOM INTERNATIONAL INVESTORS LLC /DE (0001109147) 1
Additional Managers Do Not Fit The Template Page 1
Advanced Investment Partners, LLC (0001467112) 4
Advisors Asset Management, Inc. (0001297376) 14
Allianz Asset Management GmbH (0001535323) 2
Allianz Asset Management of America L.P. (0000822426) 36
Allianz Global Investors Managed Accounts LLC (0001290765) 3
Allianz Global Investors U.S. LLC (0001493338) 53
Allied World Assurance Co Holdings, AG (0001163348) 3
Alpine Investment Management, LLC (0001508822) 6
American Assets Investment Management, LLC (0001389256) 15
American Homes 4 Rent (0001562401) 2
Antero Midstream Partners LP (0001598968) 2
Antero Resources Midstream LLC 2
Aperio Group, LLC (0001364615) 16
Apex Capital Management (0001293585) 20
Aphton CORP (0000840319) 1
Ardagh Finance Holdings S.A. 1
Ardagh Group S.A. (0001689662) 1
Aristotle Capital Management, LLC (0000860644) 1
Artio Global Investors Inc. (0001419178) 2
Ashfield Capital Partners, LLC (0001398103) 17
Astor Asset Management, LLC (0001488446) 17
Astor Investment Management LLC (0001598416) 1
BAHL & GAYNOR INC (0000872259) 17
BARROW HANLEY MEWHINNEY & STRAUSS LLC (0000313028) 38
BATTERYMARCH FINANCIAL MANAGEMENT INC (0000316471) 4
BEACH INVESTMENT COUNSEL INC/PA (0001058800) 3
BELMAC CORP /FL/ 4
BELMONT ASSET MANAGEMENT (0001258413) 4
BENTLEY PHARMACEUTICALS INC (0000821616) 4
BERKLEY RESOURCES INC (0000870589) 1
BIOGEN IDEC INC (0000875045) 2
BIOGEN IDEC INC. (0000875045) 5
BIOMIMETIC PHARMACEUTICALS INC 8
BIOMIMETIC THERAPEUTICS, INC. (0001138400) 8
BIOSITE DIAGNOSTICS INC 2
BIOSITE INC (0000834306) 2
BLACKBOARD INC (0001106942) 2
BLACKROCK ADVISORS LLC (0001086364) 2
BLACKROCK CAPITAL MANAGEMENT INC (0001173486) 13
BLACKROCK FINANCIAL MANAGEMENT INC/DE (0001086363) 36
BLAIR WILLIAM & CO/IL (0000902367) 16
BOSTON ADVISORS LLC (0001062842) 36
BOWEN HANES & CO INC (0001077583) 1
BRANDES INVESTMENT PARTNERS, LP (0001015079) 22
BRC Investment Management LLC (0001332160) 17
BRINKER CAPITAL INC (0001502976) 8
BROADCOM CORP (0001054374) 2
BROWN ADVISORY INC (0001345929) 19
Baillie Gifford & Co (0001088875) 2
Baldwin Investment Management, LLC (0001346378) 3
Beaumont Financial Partners, LLC (0001352764) 5
BlackRock (Isle of Man) Ltd (0001483438) 4
BlackRock Inc. (0001364742) 19
BlackRock Investment Management, LLC (0001305227) 56
Blueknight Energy Partners, L.P. (0001392091) 4
Boston Common Asset Management, LLC (0001409427) 1
Boston Partners (0001386060) 25
Brandywine Global Investment Management, LLC (0000829108) 19
Brookfield Infrastructure Partners L.P. (0001406234) 3
Brookmont Capital Management (0001512978) 17
Brown Advisory LLC (0001114667) 13
C COR ELECTRONICS INC 4
C COR NET CORP 4
C-COR INC (0000350621) 4
CABLEVISION SYSTEMS CORP /NY (0001053112) 12
CABOT MICROELECTRONICS CORP (0001102934) 4
CAM North America, LLC (0001348883) 693
CAMBIAR INVESTORS LLC (0000823621) 15
CAMPBELL NEWMAN ASSET MANAGEMENT INC (0000874791) 16
CANCERVAX CORP (0001131907) 2
CAPITAL GROUP COMPANIES INC (0000732812) 1
CAPITAL GUARDIAN TRUST CO (0000314965) 39
CASCADE FINANCIAL CORP (0000928911) 2
CASEYS GENERAL STORES INC (0000726958) 1
CAUSEWAY CAPITAL MANAGEMENT LLC (0001165797) 1
CELLTECH COMMUNICATIONS INC 2
CHARMING SHOPPES INC (0000019353) 6
CHARTWELL INVESTMENT PARTNERS/PA (0001044516) 2
CHESAPEAKE MIDSTREAM PARTNERS LP (0001483096) 3
CHILTON CAPITAL MANAGEMENT LLC (0001056859) 3
CHIRON CORP (0000706539) 3
CHURCHILL MANAGEMENT Corp (0001094749) 4
CIRRUS LOGIC INC (0000772406) 6
CITRIX SYSTEMS INC (0000877890) 3
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (0001570318) 1
CLEARBRIDGE, LLC (0000820330) 29
COHEN & STEERS CAPITAL MANAGEMENT INC (0000845563) 13
COHEN & STEERS INC (0001284812) 2
COLLABORATIVE RESEARCH INC 3
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (0001233991) 29
COLUMBUS CIRCLE INVESTORS (0001228773) 1
COMCAST CORP (0001166691) 11
COMPUGEN LTD (0001119774) 7
COMSTOCK COAL CO INC 2
CONE Midstream Partners LP (0001610418) 5
CONGRESS ASSET MANAGEMENT CO /MA (0000897378) 17
CORBYN INVESTMENT MANAGEMENT INC/MD (0000919538) 13
CORE LABORATORIES N V (0001000229) 13
CORGENTECH INC 2
CRAMER ROSENTHAL MCGLYNN LLC (0000820743) 1
CRAWFORD INVESTMENT COUNSEL INC (0000837592) 1
CREE INC (0000895419) 12
CREE RESEARCH INC /NC/ 12
CROSSTEX ENERGY HOLDINGS INC 3
CROSSTEX ENERGY INC (0001209821) 3
CROSSTEX ENERGY LP (0001179060) 2
CS MCKEE LP (0000728575) 22
CUMBERLAND ADVISORS INC (0001255435) 16
Calvert Investment Management Inc. (0000918006) 16
Calvert Investment Management, Inc. (0000918006) 15
Cambridge Financial Group, Inc. (0001334199) 6
Capital Innovations LLC (0001596076) 5
Capital Wealth Planning, LLC (0001566728) 17
Cardinal Capital Management (0001434845) 3
Chesapeake Midstream Partners, L.P. (0001483096) 1
ClearBridge Energy MLP Fund Inc. (0001488775) 1
ClearBridge Energy MLP Opportunity Fund Inc. (0001517518) 1
ClearBridge Energy MLP Total Return Fund Inc. (0001547341) 1
Clearbridge Advisors, LLC (0001348883) 612
Coho Partners, Ltd. (0001350585) 3
Columbia Pipeline Partners LP (0001420783) 2
Copano Energy Holdings, L.L.C. 1
Copano Energy, L.L.C. (0001297067) 1
Core-Mark Holding Company, Inc. (0001318084) 2
Crestwood Midstream Partners LP (0001389030) 1
CrossAmerica Partners LP (0001538849) 2
Cypress Energy Partners, L.P. (0001587246) 3
DALTON GREINER HARTMAN MAHER & CO (0000866842) 2
DAVIS SELECTED ADVISERS (0001036325) 28
DCP Midstream Partners, LP (0001338065) 4
DCP Midstream, LP (0001338065) 1
DENVER INVESTMENT ADVISORS LLC (0000943656) 17
DF DENT & CO INC (0000934999) 5
DIAMOND HILL CAPITAL MANAGEMENT INC (0001217541) 36
DODGE & COX (0000200217) 3
DOWLING & YAHNKE LLC (0001133197) 3
DREYFUS CORP (0000030163) 36
DSM CAPITAL PARTNERS LLC (0001214639) 17
DSP GROUP INC /DE/ (0000915778) 6
Dana Investment Advisors, Inc. (0001427514) 15
Delek Logistics Partners, LP (0001552797) 5
Discovery Communications, Inc. (0001437107) 3
Dolby Laboratories, Inc. (0001308547) 11
Dynagas LNG Partners LP (0001578453) 2
EAGLE ASSET MANAGEMENT INC (0000790502) 34
EAGLE GLOBAL ADVISORS LLC (0001130787) 17
EARNEST PARTNERS LLC (0001102578) 54
EATON VANCE MANAGEMENT (0001076598) 17
EDGEWOOD MANAGEMENT LLC (0000860561) 3
ENGELHARD CORP (0000352947) 1
ENVESTNET ASSET MANAGEMENT INC (0001407543) 24
ENZO BIOCHEM INC (0000316253) 9
EQT Midstream Partners, LP (0001540947) 2
EQUITY INVESTMENT CORP/GA (0001093694) 15
EXCEL TECHNOLOGY INC (0000873603) 3
EnLink Midstream Partners, LP (0001179060) 1
EnTrustPermal Management LLC (0001438129) 6
Energy Income Partners, LLC (0001388814) 17
EnergySolutions Group, Inc. 2
EnergySolutions, Inc. (0001393744) 2
Enviva Partners, LP (0001592057) 2
Epoch Investment Partners, Inc. (0001305841) 3
Estabrook Capital Management (0001344717) 9
FALCON POINT CAPITAL, LLC (0001251557) 1
FAYEZ SAROFIM & CO (0000937729) 16
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP (0001086431) 14
FEDERATED INVESTORS INC /PA/ (0001056288) 20
FIRST SECURITY GROUP INC/TN (0001138817) 6
FLORIDA EAST COAST INDUSTRIES INC (0001360951) 1
FLUOR CORP (0001124198) 3
FOREST LABORATORIES INC (0000038074) 10
FRANKLIN ADVISERS INC (0000898420) 36
FRANKLIN ADVISORY SERVICES LLC (0001027814) 36
FRANKLIN MUTUAL ADVISERS LLC (0001023875) 36
FRANKLIN RESOURCES INC (0000038777) 20
FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. (0001034647) 4
FRED ALGER MANAGEMENT INC (0000003520) 23
Florida East Coast Industries, Inc. (0001360951) 2
Forester Capital Management, LTD (0001483969) 1
GAMCO INVESTORS, INC. ET AL (0000807249) 36
GCIC Ltd. (0000944388) 4
GENESIS ENERGY LP (0001022321) 1
GENOME THERAPEUTICS CORP 3
GENZYME CORP (0000732485) 5
GLENMEDE TRUST CO NA (0000314949) 25
GOLDMAN SACHS & CO (0000769993) 2
GOLDMAN SACHS & CO. LLC (0000769993) 1
GOLDMAN SACHS ASSET MANAGEMENT, L.P. (0001229262) 21
GOLDMAN SACHS GROUP INC (0000886982) 2
GRANT PRIDECO INC (0001097313) 3
GREAT LAKES ADVISORS INC (0000880058) 3
GREAT LAKES ADVISORS, LLC (0001078013) 1
GREENHILL & CO INC (0001282977) 3
GW&K Investment Management, LLC (0001082917) 5
Genesis Asset Managers, LLP (0001300978) 2
Glovista Investments LLC (0001546283) 15
Good Harbor Financial, LLC (0001528086) 11
Granite Investment Partners, LLC (0001542266) 14
GuideStone Capital Management (0001308668) 2
H&E Equipment Services, Inc. (0001339605) 1
HANGER ORTHOPEDIC GROUP INC 2
HANGER, INC. (0000722723) 2
HARDING LOEVNER LP (0000928196) 20
HARRIS ASSOCIATES L P (0000813917) 17
HASBRO BRADLEY INC 2
HASBRO INC (0000046080) 2
HASBRO INDUSTRIES INC 2
HASSENFELD BROTHERS INC 2
HAVERFORD TRUST CO (0000842941) 5
HAYNES INTERNATIONAL INC (0000858655) 2
HAYS ADVISORY LLC (0001175130) 21
HEITMAN LLC (0001372696) 17
HEITMAN REAL ESTATE SECURITIES LLC (0001080117) 2
HENDERSON FUND MANAGEMENT Ltd (0001080265) 6
HGK ASSET MANAGEMENT INC (0000740272) 13
HIBBETT SPORTING GOODS INC 3
HIBBETT SPORTS INC (0001017480) 3
HIRAYAMA INVESTMENTS, LLC (0001455261) 22
HORIZON ASSET MANAGEMENT LLC (0001056823) 4
HS Management Partners, LLC (0001455253) 8
Hanlon Investment Management, Inc. (0001511739) 1
Haverford Financial Services, Inc. (0001347683) 17
Haverford Trust Co (0000842941) 12
HighTower Advisors, LLC (0001462245) 17
Hoegh LNG Partners LP (0001603016) 3
Horizon Investment Services, LLC (0001426940) 17
Horizon Kinetics LLC (0001519418) 51
IAC/INTERACTIVECORP (0000891103) 4
ICN MERGER CORP 5
ICN PHARMACEUTICALS INC 5
IDEC PHARMACEUTICALS CORP / DE 7
IMCLONE SYSTEMS INC (0000765258) 4
IMCLONE SYSTEMS INC/DE (0000765258) 5
IMMUNOGEN INC (0000855654) 9
ING INVESTMENT MANAGEMENT CO (0000033670) 5
ING INVESTMENTS LLC (0001077479) 1
INPUT OUTPUT INC (0000866609) 3
INSTITUTIONAL CAPITAL LLC (0000050672) 22
INTEGRITY ASSET MANAGEMENT LLC (0001317445) 3
INTERACTIVECORP 4
INTERPUBLIC GROUP OF COMPANIES, INC. (0000051644) 3
INVESTMENT MANAGEMENT OF VIRGINIA LLC (0001009022) 4
ION GEOPHYSICAL CORP (0000866609) 2
IONIS PHARMACEUTICALS INC (0000874015) 3
ISIS PHARMACEUTICALS INC (0000874015) 10
ISTHMUS PARTNERS, LLC (0001639666) 5
Invesco Advisers, Inc. (0000020430) 47
Invesco Global Asset Management (N.A.), Inc. (0001113956) 4
Invesco Ltd. (0000914208) 17
JANUS CAPITAL MANAGEMENT LLC (0000812295) 23
JENNISON ASSOCIATES LLC (0000053417) 3
JFB Holdings Corp (0001093694) 2
JONES LANG LASALLE INC (0001037976) 2
JP Energy Partners LP (0001523404) 3
JPMORGAN CHASE & CO (0000019617) 55
Jackson Square Partners, LLC (0001605911) 1
Julius Baer Americas Inc. 2
KALMAR INVESTMENTS INC /DE/ (0000928749) 2
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC (0001021223) 23
KEELEY ASSET MANAGEMENT CORP (0001056504) 16
KENNEDY CAPITAL MANAGEMENT, INC. (0000884589) 17
KING LUTHER CAPITAL MANAGEMENT CORP (0000310051) 3
KLINGENSTEIN FIELDS & CO LLC (0000859872) 3
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC (0001332811) 24
KNOT Offshore Partners LP (0001564180) 4
Karpus Management, Inc. (0001048703) 5
L 3 COMMUNICATIONS HOLDINGS INC (0001056239) 13
LASALLE HOTEL PROPERTIES (0001053532) 4
LASALLE PARTNERS INC 2
LATEEF INVESTMENT MANAGEMENT, L.P. (0001009262) 17
LAWSON SOFTWARE AMERICAS, INC (0001141517) 2
LAWSON SOFTWARE INC (0001344632) 2
LAZARD ASSET MANAGEMENT LLC (0001207017) 29
LEAR CORP (0000842162) 2
LEAR CORP /DE/ 2
LEAR SEATING CORP 2
LEAR SIEGLER SEATING CORP 2
LEGAL & GENERAL GROUP PLC (0000764068) 2
LEGG MASON CAPITAL MANAGEMENT LLC (0000820330) 6
LEGG MASON GLOBAL ASSET ALLOCATION, LLC (0001574917) 4
LEGG MASON, INC. (0000704051) 20
LEHMAN BROTHERS HOLDINGS INC (0000806085) 3
LIBERTY MEDIA CORP (0001507934) 6
LIVEPERSON INC (0001102993) 4
LMCG INVESTMENTS, LLC (0001470944) 4
LMM LLC (0001135778) 15
LMP CAPITAL & INCOME FUND INC. (0001270131) 1
LMP REAL ESTATE INCOME FUND INC. (0001173557) 1
LOGAN CAPITAL MANAGEMENT INC (0001121330) 10
LONDON CO OF VIRGINIA (0001259887) 30
LOOMIS SAYLES & CO L P (0000312348) 54
LORD, ABBETT & CO. LLC (0000728100) 64
LSV ASSET MANAGEMENT (0001050470) 3
Laffer Investments (0001307878) 5
Lattice Strategies LLC (0001540945) 20
Lawson Holdings, Inc. 1
Lawson Software, Inc. (0001344632) 1
Legg Mason Asset Management (Japan) Co., Ltd. (0001316466) 18
Legg Mason International Equities (0001134743) 2
Legg Mason Investment Counsel & Trust Co., N.A. (0001135986) 6
Legg Mason Investment Counsel, LLC (0001324943) 6
Lehigh Gas Partners LP 2
Liberty Broadband Corp (0001611983) 3
Liberty CapStarz, Inc. 2
Liberty Media Corp (0001507934) 2
Liberty Media Holding CORP 6
Liberty Splitco, Inc. 2
MACKAY SHIELDS LLC (0000061227) 3
MACQUARIE GROUP LTD (0001418333) 3
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST (0000727770) 1
MADISON INVESTMENT HOLDINGS INC (0001138060) 6
MARCUS CORP (0000062234) 5
MARSICO CAPITAL MANAGEMENT LLC (0001055966) 22
MARTIN CURRIE LTD (0001094499) 12
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ (0000912938) 54
MAXTOR CORP (0000711039) 1
MCCANN ERICKSON INC 3
MCDERMOTT INTERNATIONAL INC (0000708819) 2
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE (0000915287) 3
MD SASS INVESTORS SERVICES INC (0000922940) 17
MFS Investment Management CO (LUX) S.A.R.L. (0001442898) 3
MGIC INVESTMENT CORP (0000876437) 5
MICROMET, INC. (0001131907) 1
MICROMUSE INC (0001036425) 2
MICRON TECHNOLOGY INC (0000723125) 4
MILLENNIUM PHARMACEUTICALS INC (0001002637) 5
MILLER HOWARD INVESTMENTS INC /NY (0000903947) 35
MINDBODY, Inc. (0001458962) 4
MITCHELL SINKLER & STARR/PA (0001048921) 3
MITEL CORP 2
MONTAG & CALDWELL, LLC (0000067698) 29
MORGAN STANLEY INVESTMENT MANAGEMENT INC (0001230193) 36
MSG NETWORKS INC. (0001469372) 2
MSG SPINCO, INC. 2
MTS SYSTEMS CORP (0000068709) 1
MUNDER CAPITAL MANAGEMENT (0000806260) 3
Madison Investment Advisors, LLC (0001507115) 5
Madison Square Garden Co (0001636519) 7
Madison Square Garden, Inc. (0001469372) 6
Mariner Wealth Advisors, LLC (0001373442) 5
Mariner Wealth Advisors-NYC, LLC (0001642112) 5
Marketo, Inc. (0001490660) 1
Medley Capital BDC LLC 2
Medley Capital Corp (0001490349) 2
Midcoast Energy Partners, L.P. (0001578685) 4
Mondrian Investment Partners LTD (0001317724) 2
NATIONAL DENTEX CORP /MA/ (0000913616) 6
NATIXIS (0001274981) 4
NETWORK EQUIPMENT TECHNOLOGIES INC (0000752431) 5
NEUBERGER BERMAN LLC (0000728774) 20
NEUBERGER BERMAN LLC /ADV (0000733553) 3
NEW AMSTERDAM PARTNERS LLC/NY (0001010232) 18
NEWFIELD EXPLORATION CO /DE/ (0000912750) 5
NEWGATE CAPITAL MANAGEMENT LLC (0000939761) 16
NGAM ADVISORS, L.P. (0001018331) 22
NIEMANN CAPITAL MANAGEMENT INC (0001143892) 1
NORTHERN TRUST CORP (0000073124) 15
NORTHPOINTE CAPITAL LLC (0001132668) 6
NORTHROAD CAPITAL MANAGEMENT LLC (0001219062) 4
NOVELLUS SYSTEMS INC (0000836106) 3
NOW Inc. (0001599617) 2
NUANCE INVESTMENTS, LLC (0001473182) 14
NUVEEN INVESTMENTS INC (0000885708) 1
NUVEEN INVESTMENTS, INC (0000885708) 2
NWQ INVESTMENT MANAGEMENT COMPANY, LLC (0000763848) 15
Neuberger Berman Group LLC (0001465109) 17
NiSource Energy Partners, L.P. 2
NorthCoast Asset Management LLC (0001456227) 15
Northern Cross, LLC (0001461201) 36
Nuance Communications, Inc. (0001002517) 3
Nuveen Asset Management, LLC (0001521019) 30
O'SHAUGHNESSY ASSET MANAGEMENT, LLC (0001423442) 10
OAK ASSOCIATES LTD /OH/ (0000836372) 14
OAK RIDGE INVESTMENTS LLC (0001054554) 4
OFI SteelPath, Inc. (0001570356) 12
ONLINE RESOURCES & COMMUNICATIONS CORP 3
ONLINE RESOURCES CORP (0000888953) 3
OPPENHEIMER FUNDS INC (0000728889) 22
ORBITAL SCIENCES CORP /DE/ (0000820736) 3
ORBITAL SCIENCES CORP II 3
OSCIENT PHARMACEUTICALS CORP (0000356830) 3
OSTERWEIS CAPITAL MANAGEMENT INC (0001007524) 3
Oiltanking Partners, L.P. (0001516007) 2
OppenheimerFunds, Inc. (0000728889) 16
PACIFIC FINANCIAL GROUP INC (0001279926) 1
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (0000908431) 32
PACIFIC INVESTMENT MANAGEMENT CO LLC (0001163368) 13
PACIFICORP /ME/ 1
PACIFICORP /OR/ (0000075594) 1
PALISADE CAPITAL MANAGEMENT LLC/NJ (0001009006) 34
PALL CORP (0000075829) 10
PANTRY INC (0000915862) 2
PARAMETRIC PORTFOLIO ASSOCIATES LLC (0000932859) 33
PATRICK INDUSTRIES INC (0000076605) 5
PAYDEN & RYGEL (0000919219) 16
PBF Logistics LP (0001582568) 4
PC/UP&L MERGING CORP 1
PENN CAPITAL MANAGEMENT CO INC (0001158202) 4
PERMAL ASSET MANAGEMENT INC. (0001438129) 1
PERMAL ASSET MANAGEMENT LLC (0001438129) 11
PHOTON DYNAMICS INC (0001002663) 4
PMI GROUP INC (0000935724) 4
POLEN CAPITAL MANAGEMENT LLC (0001034524) 20
POST ADVISORY GROUP LLC (0001170789) 36
PRICE T ROWE ASSOCIATES INC /MD/ (0000080255) 37
PRIMUS GUARANTY LTD (0001170593) 3
PRINCIPAL FINANCIAL GROUP INC (0001126328) 11
PRINCIPAL GLOBAL INVESTORS (0000769734) 16
PRIVATE CAPITAL MANAGEMENT (0000897226) 1
PZENA INVESTMENT MANAGEMENT LLC (0001027796) 13
Pebblebrook Hotel Trust (0001474098) 3
Perella Weinberg Partners Capital Management LP (0001426083) 1
Perkins Investment Management, LLC (0001263567) 4
Placemark Investments, Inc. (0001315726) 6
Pzena Investment Management, Inc. (0001399249) 2
QEP Midstream Partners, LP (0001576044) 2
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC (0000316471) 2
QS Investors, LLC (0001501436) 28
QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC (0001574917) 2
QUANTUM CORP /DE/ (0000709283) 4
Quantitative Management Associates LLC (0001316541) 1
Quicksilver Gas Services LP 1
Quotient Ltd (0001596946) 2
RBC Global Asset Management (U.S.) (0001179454) 14
RCM CAPITAL MANAGEMENT LLC (0000085080) 4
REAL ESTATE INCOME FUND INC 1
REAVES W H & CO INC (0000740913) 11
REINHART PARTNERS, INC. (0001080298) 3
RENAISSANCE GROUP LLC (0000944234) 11
RESEARCH INC 1
RIVERBRIDGE PARTNERS LLC (0001112325) 14
RNC CAPITAL MANAGEMENT LLC (0000051762) 12
ROOSEVELT INVESTMENT GROUP INC (0001020617) 9
ROYAL BANK OF CANADA (0001000275) 2
ROYCE & ASSOCIATES LLC (0000906304) 11
ROYCE & ASSOCIATES LP (0000906304) 7
RREEF AMERICA LLC (0000938772) 2
RSA SECURITY INC/DE/ (0000932064) 1
RTI INTERNATIONAL METALS INC (0001068717) 2
Rare Infrastructure Ltd (0001499094) 8
Redwood Investments, LLC (0001384058) 9
Rice Midstream Partners LP (0001620928) 2
Robeco Investment Management, Inc. (0001386060) 2
Rose Rock Midstream, L.P. (0001527622) 4
SAILINGSTONE CAPITAL PARTNERS LLC (0001608904) 2
SALOMON BROTHERS CAPITAL & INCOME FUND INC (0001270131) 2
SALOMON BROTHERS EQUITY & INCOME FUND INC 2
SALOMON BROTHERS REAL ESTATE INCOME FUND INC 1
SANDISK CORP (0001000180) 10
SANDS CAPITAL MANAGEMENT, LLC (0001020066) 2
SANTA BARBARA ASSET MANAGEMENT, LLC (0001109426) 11
SAROFIM FAYEZ (0000315027) 12
SBC Financial Services Inc. 2
SCANSOFT INC 3
SCHAFER CULLEN CAPITAL MANAGEMENT INC (0001056593) 21
SCHMEIDLER A R & CO INC (0000733020) 1
SCHRODER INVESTMENT MANAGEMENT GROUP (0001086619) 2
SCOTTISH POWER PLC (0001045513) 1
SCOUT INVESTMENTS, INC. (0001161927) 2
SEAGATE TECHNOLOGY HOLDINGS 6
SECURITY DYNAMICS TECHNOLOGIES INC /DE/ 1
SEI INVESTMENTS MANAGEMENT CORP (0000907692) 8
SEQUEL CORP 2
SERVICESOURCE INTERNATIONAL LLC 2
SERVICESOURCE INTERNATIONAL, INC. (0001310114) 2
SHEARSON LEHMAN HUTTON HOLDINGS INC 3
SHELTON CAPITAL MANAGEMENT (0001002784) 4
SHENKMAN CAPITAL MANAGEMENT INC (0001275228) 2
SIMPSON MANUFACTURING CO INC /CA/ (0000920371) 2
SNOW CAPITAL MANAGEMENT LP (0001262124) 2
SOUTHERNSUN ASSET MANAGEMENT, LLC (0001089755) 27
SPEECE THORSON CAPITAL GROUP INC (0000900169) 3
SSGA FUNDS MANAGEMENT INC (0001257442) 36
STANDARD MICROSYSTEMS CORP (0000093384) 6
STERLING CAPITAL MANAGEMENT LLC (0001133527) 15
STRATEGY ASSET MANAGERS LLC (0001166716) 1
SYSTEMATIC FINANCIAL MANAGEMENT LP (0001085936) 6
Sage Advisory Services, Ltd.Co. (0001534378) 3
Salient Capital Advisors, LLC (0001510769) 3
Sarasin Asset Management Ltd (0001510483) 1
Saratoga Research & Investment Management (0001477872) 5
Seagate Technology 6
Seagate Technology plc (0001137789) 6
SemGroup Energy Partners, L.P. 4
Southcross Energy Partners, L.P. (0001547638) 2
Special Value Continuation Fund, LLC 2
Spectrum Asset Management, Inc. (0001318293) 3
Stadion Money Management, LLC (0001321220) 1
Starz (0001507934) 1
Summit Midstream Partners, LP (0001549922) 2
Sunoco LP (0001552275) 1
Susser Petroleum Partners LP (0001552275) 3
TAL International Group, Inc. (0001331745) 2
TCP Capital Corp. (0001370755) 2
TCW ASSET MANAGEMENT CO LLC (0000096616) 3
TCW GROUP INC (0000850401) 7
TELKONET INC (0001094084) 2
TEMPLETON GLOBAL ADVISORS LTD (0001014885) 36
TENNANT CO (0000097134) 3
TENNANT G H CO 3
TETRA TECHNOLOGIES INC (0000844965) 3
THOMAS WHITE INTERNATIONAL LTD (0001092351) 3
THOMPSON SIEGEL & WALMSLEY LLC (0001008322) 2
THORNBURG INVESTMENT MANAGEMENT INC (0001145020) 55
TODD ASSET MANAGEMENT LLC (0001071483) 2
TORTOISE CAPITAL ADVISORS, L.L.C. (0001280965) 3
TREX CO INC (0001069878) 3
TRIAD INVESTMENT MANAGEMENT 3
TRILLIUM ASSET MANAGEMENT, LLC (0000884541) 5
TURNER INVESTMENTS, L.P. (0000877035) 1
TYCO INTERNATIONAL LTD 1
TYCO INTERNATIONAL LTD /BER/ 1
TYCO INTERNATIONAL plc (0000833444) 1
Targa Resources Partners LP (0001379661) 3
Thermon Group Holdings, Inc. (0001489096) 2
Thomas Weisel Partners Group, Inc. (0001340354) 1
TimesSquare Capital Management, LLC (0001313816) 5
Tradewinds Capital Management, LLC (0001616026) 3
Tradewinds Global Investors, LLC (0001383221) 2
TriplePoint Venture Growth BDC Corp. (0001580345) 3
UBS ASSET MANAGEMENT AMERICAS INC (0000861177) 16
UBS FINANCIAL SERVICES INC (0001161787) 3
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC (0000861177) 20
UNITED CAPITAL FINANCIAL ADVISERS, LLC (0001463217) 15
UNITED CAPITAL FINANCIAL ADVISERS,INC. 15
UNITED CAPTIAL FINANCIAL ADVISERS, LLC 15
USA INTERACTIVE 4
USA NETWORKS INC 4
VACUUM ELECTRONIC MANUFACTURING CORP 2
VALEANT PHARMACEUTICALS INTERNATIONAL (0000930184) 5
VALENCE TECHNOLOGY INC (0000885551) 2
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. (0001021642) 14
VEECO INSTRUMENTS INC (0000103145) 2
VERTEX PHARMACEUTICALS INC / MA (0000875320) 2
VICTORY CAPITAL MANAGEMENT INC (0001040188) 1
VISIONEER INC 3
VOCERA COMMUNICATIONS, INC. (0001129260) 4
VOYA INVESTMENT MANAGEMENT CO (0000033670) 1
VOYA INVESTMENT MANAGEMENT LLC (0001068837) 1
VTTI Energy Partners LP (0001605725) 3
Verigy Ltd. (0001352341) 2
Verigy Pte. Ltd. 2
Veritable, L.P. (0001300311) 3
WADDELL & REED INVESTMENT MANAGEMENT CO (0000903764) 1
WAVE SYSTEMS CORP (0000919013) 2
WBI INVESTMENTS, INC. (0001397424) 2
WCM INVESTMENT MANAGEMENT/CA (0001061186) 1
WEATHERFORD INTERNATIONAL LTD (0001170565) 4
WEDGEWOOD PARTNERS INC (0000859804) 1
WELLINGTON MANAGEMENT CO LLP (0000902219) 12
WELLINGTON MANAGEMENT GROUP LLP (0000902219) 24
WELLS CAPITAL MANAGEMENT INC (0001075869) 6
WELLS FARGO & COMPANY/MN (0000072971) 39
WELLS FARGO BANK N A (0000740906) 3
WESTERN ASSET MANAGEMENT CO (0001138897) 33
WESTFIELD CAPITAL MANAGEMENT CO LP (0001177719) 36
WHV Investment Management, Inc. (0000105692) 19
WHV Investments, Inc. (0000105692) 13
WMG Parent Corp. 2
WORLD WRESTLING ENTERTAINMENTINC (0001091907) 4
WORLD WRESTLING FEDERATION ENTERTAINMENT INC 4
WRIGLEY WILLIAM JR CO 3
WRIGLEY WM JR CO (0000108601) 3
WWFENTERTAINMENT INC 4
Warner Music Group Corp. (0001319161) 2
Weatherford International Ltd (0001170565) 4
Weatherford International Ltd./Switzerland (0001453090) 5
Weatherford International plc (0001603923) 4
Weatherstone Capital Management (0001535578) 2
Windhaven Investment Management, Inc. (0001507640) 2
Winslow Capital Management, LLC (0000900973) 16
World Point Terminals, LP (0001574963) 5
ZARLINK SEMICONDUCTOR INC (0000352435) 2
iSHARES TRUST (0001100663) 3
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