Bank of New York Mellon Corp  [  NYSE ]  [ BK ]


225 LIBERTY STREET
NEW YORK,  NY,
  USA
212-495-1784
Filing DateCurrent and former namesChanged on date
2015-10-05
Bank of New York Mellon Corp
2013-08-13
Bank of New York Mellon CORP
2007-02-21
Central Index Key (CIK)
0001390777
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
6022 STATE COMMERCIAL BANKS

Ownership (Form 3,4,5)# Filings
Alcentra Investments Ltd (0001629943) 1
Arledge Curtis (0001452480) 20
BIONDI FRANK (0001032669) 8
BNY Alcentra Group Holdings Inc (0001629949) 21
BRUCH RUTH E (0001239560) 12
Berntsen Torry (0001342883) 10
Brueckner Richard F (0001342915) 26
COOK LINDA Z (0001270438) 2
Certosimo Arthur (0001457522) 15
DONOFRIO NICHOLAS M (0001180443) 53
ELLIOTT STEVEN G (0001180506) 22
Echevarria Joseph (0001633137) 20
Engle Bridget E (0001709119) 3
GARDEN EDWARD P (0001257864) 16
GIBBONS THOMAS P (0001209479) 44
Goldstein Jeffrey A (0001375299) 22
Grupp Ronald Scott (0001640072) 1
HASSELL GERALD L (0001209482) 71
HUGHEY MICHAEL K (0001184630) 3
Harris Mitchell E (0001668166) 9
Herena Monique (0001606897) 11
Hinshaw John M (0001534787) 21
KELLY EDMUND F (0001280427) 14
KELLY ROBERT P (0001232071) 20
KOGAN RICHARD J (0001023209) 10
KOWALSKI MICHAEL JOSEPH (0001016753) 75
Kablawi Hani A (0001727089) 3
Keaney Timothy F (0001343297) 31
Krasik Carl (0001405085) 14
Kurimsky Kurtis R (0001635463) 8
LAMERE DAVID F (0001180525) 14
LUKE JOHN A JR (0001144935) 12
La Salla Francis J (0001725894) 3
Little Jonathan (0001385631) 12
MEHRABIAN ROBERT (0001184647) 41
MONKS DONALD R (0001209485) 19
McCarthy J Kevin (0001386987) 10
Morgan Jennifer B (0001691867) 7
NORDENBERG MARK A (0001184651) 15
Neal Michelle M (0001668094) 6
O HANLEY RONALD P (0001180495) 14
PALERMO JAMES P (0001201586) 23
Park John A (0001433202) 25
Peetz Karen B (0001343152) 40
Peters Lisa B (0001404542) 22
REIN CATHERIN A (0001176294) 54
RENYI THOMAS A (0001209490) 42
RICHARDSON WILLIAM C (0001038630) 45
ROGAN BRIAN G (0001209491) 28
Robinson Elizabeth (0001687218) 2
SCHARF CHARLES W (0001195358) 5
SCOTT SAMUEL C III (0001202862) 55
SURMA JOHN P (0001229767) 20
Santomassimo Michael P (0001725890) 3
Shea Brian T (0001502259) 20
Sherburne Jane Cecile (0001438784) 10
Shulman Douglas H (0001726926) 3
TRIAN FUND MANAGEMENT LP (0001345471) 16
VAN SAUN BRUCE W (0001209493) 8
VON SCHACK WESLEY W (0001025355) 80
WOETZEL KURT D (0001209497) 22
Wiener James S (0001625697) 7
Form D Related Persons# Filings
Arthur Certosimo (0001457522) 3
Brian G Rogan (0001209491) 5
Brian T Shea (0001502259) 2
Catherine A Rein 5
Curtis Y Arledge 4
Edmund F Kelly (0001280427) 5
Gerald L Hassell (0001209482) 5
James P Palermo (0001201586) 3
Jane C Sherburne 3
Jane Sherburne 1
Jeffrey A Goldstein (0001375299) 1
John A Luke Jr (0001144935) 5
John A Park (0001433202) 4
John M Hinshaw (0001534787) 1
John P Surma (0001229767) 2
Jonathan Little (0001385631) 1
Karen B Peetz (0001343152) 5
Kevin McCarthy 1
Kurt D Woetzel (0001209497) 2
Kurt D Woetzl 1
Lisa B Peters (0001404542) 3
Mark A Nordenberg (0001184651) 5
Michael J Kowalski 5
Monique R Herena 1
Nicholas M Donofrio (0001180443) 5
Richard F Brueckner (0001342915) 5
Richard J Kogan (0001023209) 5
Robert Mehrabian (0001184647) 1
Robert P Kelly (0001232071) 1
Ruth E Bruch (0001239560) 4
Samuel C Scott 5
Steven G Elliott (0001180506) 1
Thomas P Gibbons (0001209479) 5
Timothy F Keaney (0001343297) 4
Wesley W von Schack (0001025355) 5
William C Richardson (0001038630) 5
All related persons/companies# Filings
1832 Asset Management L.P. (0000944388) 28
ABERDEEN ASSET MANAGEMENT PLC/UK (0001080434) 14
ACTUANT CORP (0000006955) 2
ACXIOM CORP (0000733269) 1
ADOBE SYSTEMS INC (0000796343) 4
ADVANCED ENERGY INDUSTRIES INC (0000927003) 2
ADVANTICA RESTAURANT GROUP INC 2
ALASKA COMMUNICATIONS SYSTEMS GROUP INC (0001089511) 2
ALDRICH CHEMICAL CO INC 3
ALEC HOLDINGS INC 2
ALIGN TECHNOLOGY INC (0001097149) 8
ALLIANCE DATA SYSTEMS CORP (0001101215) 2
AMERICAN CENTURY COMPANIES INC (0000748054) 5
AMERICAN CENTURY INVESTMENT MANAGEMENT INC (0000052388) 8
AMERICAN DAIRY INC 2
AMERICAN ECOLOGY CORP (0000742126) 2
AMERICAN TEXTRON INC 2
AMERICREDIT CORP (0000804269) 1
AMHN, Inc. 5
AMPHENOL CORP /DE/ (0000820313) 8
AMYLIN PHARMACEUTICALS INC (0000881464) 2
ANADARKO PETROLEUM CORP (0000773910) 2
ANALOGIC CORP (0000006284) 2
ANSOFT CORP (0000849433) 1
APPAREL RETAILERS INC 2
APPLIED MICRO CIRCUITS CORP (0000711065) 8
APPLIED POWER INC 2
APPLIED POWER INDUSTRIES INC 2
ARENA PHARMACEUTICALS INC (0001080709) 4
ARIBA INC (0001084755) 4
ATHEROS COMMUNICATIONS INC (0001140486) 2
ATOURS INC 2
AVIS BUDGET GROUP, INC. (0000723612) 1
AVNET INC (0000008858) 3
Aberdeen Asset Management PLC 1
Adeptus Health Inc. (0001602367) 2
Alcentra Capital Corp (0001578620) 29
Alcentra Investments Ltd (0001629943) 1
Allianz Global Investors U.S. LLC (0001493338) 14
Allied Nevada Gold Corp. (0001376610) 3
Altisource Portfolio Solutions S.A. (0001462418) 2
Altisource Portfolio Solutions S.a.r.l. 2
Amerasia Khan Enterprises Ltd. 4
American Residential Properties, Inc. (0001548981) 4
Amplify ETF Trust (0001633061) 6
AngloGold Ashanti Holdings plc (0001488479) 3
Arledge Curtis (0001452480) 20
Artisan Partners Limited Partnership (0001466153) 14
Atlantic Capital Bancshares, Inc. (0001461755) 1
BANK OF NEW YORK /NY/ 6
BANK OF NEW YORK MELLON (0000813905) 6
BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (0001354368) 5
BANK OF NEW YORK TRUST COMPANY, N.A. 5
BANKATLANTIC BANCORP INC (0000921768) 1
BANNER CORP (0000946673) 2
BARCLAYS BANK INTERNATIONAL LTD 3
BARCLAYS BANK LTD 2
BARCLAYS BANK PLC (0000312070) 5
BARCLAYS BANK PLC /ENG/ 3
BARCLAYS GLOBAL FUND ADVISORS 2
BARCLAYS GLOBAL INVESTORS NA /CA/ (0000913414) 2
BARCLAYS PLC (0000312069) 2
BARD C R INC (PRED) (0000275110) 2
BARD C R INC /NJ/ (0000009892) 5
BECKMAN COULTER INC (0000840467) 3
BECKMAN INSTRUMENTS INC 3
BELOIT TOOL CORP 4
BERKSHIRE HATHAWAY INC (0001067983) 1
BIG LOTS INC (0000768835) 2
BIONDI FRANK (0001032669) 8
BLACKROCK ADVISORS LLC (0001086364) 8
BLAIR WILLIAM & CO/IL (0000902367) 12
BLDRS INDEX FUNDS TRUST (0001169717) 2
BLUE NILE INC (0001091171) 2
BMO FINANCIAL CORP (0000934729) 1
BNY Alcentra Group Holdings, Inc. (0001629949) 21
BNY CAPITAL VI (0001078021) 3
BNY CAPITAL VII (0001078022) 3
BNY CAPITAL VIII (0001078020) 3
BNY Capital IX (0001364989) 3
BNY Capital X (0001364987) 3
BNY MELLON N.A. (0000216543) 6
BNY Mellon Investment Management Cayman Ltd (0001675045) 6
BNY Mellon Service Kapitalanlage-Gesellschaft mbH (0001674977) 6
BNY Mellon Trust of Delaware (0001674787) 6
BOISE CASCADE CORP 4
BOOTHE FINANCIAL CORP /DE/ 2
BOOTHE INTERIM CORP 2
BOSTON CO INSTITUTIONAL INVESTORS INC 6
BOSTON Co ASSET MANAGEMENT LLC (0000013353) 6
BOSTON PRIVATE BANCORP INC 2
BOSTON PRIVATE FINANCIAL HOLDINGS INC (0000821127) 2
BRINKER INTERNATIONAL INC (0000703351) 1
BROWN BROTHERS HARRIMAN & CO (0000014661) 11
BRUCH RUTH E (0001239560) 12
BZW BARCLAYS GLOBAL FUND ADVISORS 2
BZW BARCLAYS GLOBAL INVESTORS NA 2
Bandwidth Inc. (0001514416) 1
Bandwidth.com, Inc. 1
Berntsen Torry (0001342883) 10
Beta Music Group, Inc. (0001452164) 1
BlackRock Fund Advisors (0001006249) 2
BlackRock Inc. (0001364742) 10
BlackRock Investment Management, LLC (0001305227) 5
Boston Partners (0001386060) 18
Brueckner Richard F (0001342915) 26
CA, INC. (0000356028) 2
CACHE INC (0000350199) 2
CALI REALTY CORP 2
CALI REALTY CORP /NEW/ 2
CALI REALTY L P 2
CALLON PETROLEUM CO /DE/ (0000942125) 3
CANYON CAPITAL ADVISORS LLC (0001074034) 14
CASCADE BANCORP (0000865911) 2
CASELLA WASTE SYSTEMS INC (0000911177) 2
CATO CORP (0000018255) 2
CATO STORES INC 2
CCX NETWORK INC 1
CELLTECH COMMUNICATIONS INC 4
CENDANT CORP 1
CENTERSQUARE INVESTMENT MANAGEMENT INC (0001107213) 6
CHAMPION ENTERPRISES INC (0000814068) 2
CHEESECAKE FACTORY INC (0000887596) 3
CHEESECAKE FACTORY INCORPORATED 3
CHEMED CORP (0000019584) 1
CHILIS INC 1
CHILTON INVESTMENT CO LLC (0001332632) 14
CIENA CORP (0000936395) 8
CLAIBORNE LIZ INC (0000352363) 3
CLEAN HARBORS INC (0000822818) 2
CMS ENERGY CORP (0000811156) 3
CNF INC 3
CNF TRANSPORTATION INC 3
CNL REALTY INVESTORS INC 3
CNL REALTY INVESTORS INC /DE/ 3
COCA-COLA ENTERPRISES, INC. (0001491675) 2
COLE KENNETH PRODUCTIONS INC (0000921691) 2
COLUMBIA BANKING SYSTEM INC (0000887343) 2
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (0001233991) 19
COLUMBUS MCKINNON CORP (0001005229) 4
COMFORT SYSTEMS USA INC (0001035983) 2
COMMERCIAL NET LEASE REALTY INC 3
COMMUNICATIONS SALES & LEASING, INC. (0001620280) 2
COMMVAULT SYSTEMS INC (0001169561) 2
COMP U CARD INTERNATIONAL INC 1
COMPUTER ASSOCIATES INTERNATIONAL INC 2
COMPUTER PROGRAMS & SYSTEMS INC (0001169445) 2
COMSTOCK RESOURCES INC (0000023194) 2
COMSTOCK TUNNEL & DRAINAGE CO 2
CONMED CORP (0000816956) 2
CONSOLIDATED FREIGHTWAYS INC 3
CONTROL4 CORP (0001259515) 1
COOK LINDA Z (0001270438) 2
COOKE & BIELER LP (0000024386) 14
CORELOGIC, INC. (0000036047) 4
CORINTHIAN COLLEGES INC (0001066134) 4
CORNELL COMPANIES INC (0001016152) 2
CORNELL CORRECTIONS INC 2
CORPORATE ADVISORY BOARD CO 2
CORPORATE EXECUTIVE BOARD CO (0001066104) 2
COSI INC (0001171014) 1
CRAMER ROSENTHAL MCGLYNN INC 1
CRAMER ROSENTHAL MCGLYNN LLC (0000820743) 1
CROFF ENTERPRISES INC 5
CROFF OIL CO 5
CSG SYSTEMS INTERNATIONAL INC (0001005757) 6
CUBIST PHARMACEUTICALS INC (0000912183) 2
CUC INTERNATIONAL INC /DE/ 1
CURRENCYSHARES EURO TRUST (0001328598) 8
CVB FINANCIAL CORP (0000354647) 2
CYMER INC (0000897067) 2
CYMER LASER TECHNOLOGIES 2
CYPRESS SEMICONDUCTOR CORP /DE/ (0000791915) 4
Camelot Information Systems Inc. (0001487295) 2
Certosimo Arthur (0001457522) 15
Citi Trends Inc (0001318484) 3
Cogdell Spencer Inc. (0001332896) 2
Con-way Inc. (0000023675) 3
Crow Point Partners, LLC (0001384305) 14
CtW Investment Group (0001377739) 1
CubeSmart (0001298675) 2
CyrusOne Inc. (0001553023) 5
DANA CORP 2
DANA HOLDING CORP (0000026780) 2
DAVIS SELECTED ADVISERS (0001036325) 6
DB CURRENCY INDEX VALUE FUND 2
DEALERTRACK HOLDINGS INC (0001333513) 1
DELAWARE MANAGEMENT BUSINESS TRUST (0000727770) 4
DENBURY RESOURCES INC (0000945764) 2
DENNYS CORP (0000852772) 2
DICKS HAMBURGERS INC 8
DIEBOLD INC (0000028823) 2
DODGE & COX (0000200217) 5
DONOFRIO NICHOLAS M (0001180443) 53
DRC RESOURCES CORP /FI 1
DREYFUS CORP (0000030163) 6
DREYFUS SALES CORP THE 6
DRIL-QUIP INC (0001042893) 2
DUN & BRADSTREET CORP/NW (0001115222) 4
DealerTrack Holdings, Inc. (0001333513) 3
Dealertrack Technologies, Inc (0001333513) 2
Direxion ETF Trust 2
Direxion Shares ETF Trust (0001424958) 2
Discovery Communications, Inc. (0001437107) 5
DoMar Exotic Furnishings Inc. 2
Domark International Inc. (0001365160) 2
Donnelley Financial Solutions, Inc. (0001669811) 1
E TRADE FINANCIAL Corp (0001015780) 3
E TRADE Fiancial Corp 3
E.W. SCRIPPS Co (0000832428) 1
EAM Investors, LLC (0001510989) 19
EDGAR ONLINE INC (0001080224) 3
EDGE PETROLEUM CORP (0001021010) 1
ELECTRONICS FOR IMAGING INC (0000867374) 1
ELLINGTON MANAGEMENT GROUP LLC (0001098490) 6
ELLIOTT STEVEN G (0001180506) 22
EMCOR GROUP INC (0000105634) 2
EQUIFAX INC (0000033185) 5
ESCO ELECTRONICS CORP 4
ESCO TECHNOLOGIES INC (0000866706) 4
ETHAN ALLEN INTERIORS INC (0000896156) 2
EURO CURRENCY TRUST 8
EVERSOURCE ENERGY (0000072741) 2
EXPONENT INC (0000851520) 2
EZCORP INC (0000876523) 2
Echevarria Joseph (0001633137) 20
Education Realty Trust, Inc. (0001302343) 2
Emergent BioSolutions Inc. (0001367644) 6
Empire State Realty Trust, Inc. (0001541401) 2
Engle Bridget E. (0001709119) 3
Eudaimonia Asset Management LLC 19
FAILURE GROUP INC 2
FASTENAL CO (0000815556) 9
FAYEZ SAROFIM & CO (0000937729) 7
FBR CAPITAL MARKETS CORP (0001371446) 3
FBR Capital Markets & Co (0001505748) 1
FEDERATED INVESTMENT MANAGEMENT CO (0001086433) 8
FEI CO (0000914329) 2
FIAM LLC (0001385495) 8
FIDUCIARY MANAGEMENT INC /WI/ (0000764532) 8
FIRST AMERICAN CORP 4
FIRST AMERICAN FINANCIAL CORP 4
FIRST AMERICAN TITLE INSURANCE & TRUST C 4
FIRST INTERSTATE BANCSYSTEM INC (0000860413) 1
FIRST INTERSTATE BANCSYSTEM OF MONTANA INC 1
FIRST SAVINGS BANK OF WASHINGTON BANCORP INC 2
FIRST WASHINGTON BANCORP INC /WA/ 2
FIRSTFED FINANCIAL CORP (0000810536) 1
FIVE STAR QUALITY CARE INC (0001159281) 1
FLAGSTAR COMPANIES INC 2
FLAMEL TECHNOLOGIES SA (0001012477) 2
FLIR SYSTEMS INC (0000354908) 5
FOSSIL INC 2
FRESCO INDEX SHARES FUNDS 3
FULLER H B CO (0000039368) 2
FURNITURE BRANDS INTERNATIONAL INC (0000050957) 2
Feihe International Inc (0000789868) 2
First Eagle Investment Management, LLC (0001325447) 4
First Michigan Bancorp, Inc. 2
Flexion Therapeutics Inc (0001419600) 2
Fossil Group, Inc. (0000883569) 2
Frank Russell Company 5
FreightCar America, Inc. (0001311810) 3
G-III APPAREL GROUP LTD (0001334647) 4
GARDEN EDWARD P (0001257864) 16
GASLIGHT INC 2
GCIC Ltd. (0000944388) 5
GENETRONICS BIOMEDICAL CORP 1
GENETRONICS BIOMEDICAL LTD 1
GENEVA CAPITAL MANAGEMENT LLC (0001009232) 13
GENEVA CAPITAL MANAGEMENT LTD/WI 13
GEOSPACE TECHNOLOGIES CORP (0001001115) 3
GIBBONS THOMAS P (0001209479) 44
GRANITE CONSTRUCTION INC (0000861459) 6
GRAY COMMUNICATIONS CORP 2
GRAY COMMUNICATIONS SYSTEMS INC 2
GRAY COMMUNICATIONS SYSTEMS INC /GA/ 2
GRAY TELEVISION INC (0000043196) 2
GREAT PLAINS ENERGY INC (0001143068) 2
GROUP 1 AUTOMOTIVE INC (0001031203) 2
GULFMARK OFFSHORE INC (0001030749) 2
GULFPORT ENERGY CORP (0000874499) 4
GYMBOREE CORP (0000786110) 2
GeoEye, Inc. (0001040570) 7
Global Index Advisors Inc (0001614662) 10
Goldstein Jeffrey A (0001375299) 22
Granite Investment Partners, LLC (0001542266) 6
Grantham, Mayo, Van Otterloo & Co. LLC (0001352662) 11
Great Western Bancorp, Inc. (0001613665) 2
Griffin Capital Advisor, LLC (0001696076) 2
Grupp Ronald Scott (0001640072) 1
HALF ROBERT INTERNATIONAL INC /DE/ (0000315213) 2
HANGER ORTHOPEDIC GROUP INC (0000722723) 4
HANGER, INC. (0000722723) 3
HARMONIC INC (0000851310) 2
HARMONIC LIGHTWAVES INC 2
HARRIS ASSOCIATES L P (0000813917) 5
HASSELL GERALD L (0001209482) 71
HEARTLAND PAYMENT SYSTEMS INC (0001144354) 2
HEIDRICK & STRUGGLES INTERNATIONAL INC (0001066605) 2
HENDERSON GROUP PLC (0001274173) 10
HERBALIFE LTD. (0001180262) 2
HOMEPLEX MORTGAGE INVESTMENTS CORP 4
HUBBELL HARVEY INC 2
HUBBELL INC (0000048898) 2
HUBSPOT INC (0001404655) 1
HUGHEY MICHAEL K (0001184630) 3
Hardman Johnston Global Advisors LLC (0001006364) 2
Harris Mitchell E. (0001668166) 9
HeartWare International, Inc. (0001389072) 2
HeartWare LTD 2
Herena Monique (0001606897) 11
Hinshaw John M (0001534787) 21
Homex Development Corp. (0001293153) 2
Hudson Pacific Properties, Inc. (0001482512) 3
ICF International, Inc. (0001362004) 2
II-VI INC (0000820318) 3
IMPINJ INC (0001114995) 2
INDEX EXCHANGE LISTED SECURITIES TRUST 7
INFINERA Corp (0001138639) 1
INFOBLOX INC (0001223862) 2
INOVIO BIOMEDICAL CORP (0001055726) 1
INTERFACE FLOORING SYSTEMS INC 5
INTERFACE INC (0000715787) 5
INTERNATIONAL SHOE CO 2
INTERNET DIAMONDS INC 2
INTERPUBLIC GROUP OF COMPANIES, INC. (0000051644) 6
INTERWOVEN INC (0001042431) 2
INTUITIVE SURGICAL INC (0001035267) 2
INVESTMENT TECHNOLOGY GROUP, INC. (0000920424) 1
IRIDIAN ASSET MANAGEMENT LLC/CT (0001033427) 4
ITT EDUCATIONAL SERVICES INC (0000922475) 5
International CCE Inc. 2
Invesco PowerShares Capital Management LLC (0001224696) 2
JAMAICA WATER PROPERTIES INC 2
JANUS HENDERSON GROUP PLC (0001274173) 3
JDS UNIPHASE CORP /CA/ (0000912093) 7
JOHNSTON ASSET MANAGEMENT CORP (0001006364) 24
JOHNSTON ASSET MANAGEMENT LLC (0001006364) 7
JONES APPAREL GROUP HOLDINGS INC (0001131759) 1
JONES APPAREL GROUP INC (0000874016) 4
JONES GROUP INC (0000874016) 3
JOS A BANK CLOTHIERS INC (0000814675) 2
JWP INC/DE/ 2
KAIM TRADITIONAL L L C 19
KAYNE ANDERSON INVESTMENT MANAGEMENT LLC 19
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC (0001021223) 19
KBW ASSET MANAGEMENT INC (0001089654) 2
KELLOGG CO (0000055067) 11
KELLOGG W K FOUNDATION TRUST (0001197921) 41
KELLY EDMUND F (0001280427) 14
KELLY ROBERT P (0001232071) 20
KENSEY NASH CORP (0001002811) 2
KILROY REALTY CORP (0001025996) 2
KNIGHT TRANSPORTATION INC (0000929452) 2
KNOLL INC (0001011570) 2
KOGAN RICHARD J (0001023209) 10
KORN FERRY INTERNATIONAL (0000056679) 2
KOWALSKI MICHAEL JOSEPH (0001016753) 77
Kablawi Hani A. (0001727089) 3
Keaney Timothy F (0001343297) 31
Krasik Carl (0001405085) 14
Kurimsky Kurtis R. (0001635463) 8
LABOR READY INC 8
LAMERE DAVID F (0001180525) 14
LANDSTAR SYSTEM INC (0000853816) 4
LATTICE SEMICONDUCTOR CORP (0000855658) 3
LAZARUS INDUSTRIES INC 2
LEAP WIRELESS INTERNATIONAL INC (0001065049) 2
LECG CORP (0001192305) 1
LITHIA MOTORS INC (0001023128) 2
LOJACK CORP (0000355777) 2
LOOMIS SAYLES & CO L P (0000312348) 8
LSV ASSET MANAGEMENT (0001050470) 14
LUKE JOHN A JR (0001144935) 12
La Salla Francis J. (0001725894) 3
LaSalle Hotel Properties (0001053532) 4
Lattice Strategies LLC (0001540945) 3
Little Jonathan (0001385631) 12
Lockwood Advisors, Inc. (0001328575) 6
LogMeIn, Inc. (0001420302) 2
Lumentum Holdings Inc. (0001633978) 3
M I HOMES INC (0000799292) 2
M I SCHOTTENSTEIN HOMES INC 2
MACK CALI REALTY CORP (0000924901) 2
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST (0000727770) 4
MALA NOCHE RESOURCES CORP 2
MANAGED ASSET PORTFOLIOS, LLC (0001600999) 10
MANPOWER INC (0000062072) 2
MANTECH INTERNATIONAL CORP (0000892537) 2
MANZANO CORP 2
MAP Pharmaceuticals, Inc. (0001401923) 4
MARCHEX INC (0001224133) 2
MARKET VECTORS ETF TRUST (0001137360) 2
MARKET VECTORS TRUST 2
MASON STREET ADVISORS, LLC (0001167711) 8
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ (0000912938) 14
MAXCOM TELECOMMUNICATIONS INC (0001113306) 2
MAXIM INTEGRATED PRODUCTS INC (0000743316) 2
MAXIMUS INC (0001032220) 2
MBIA INC (0000814585) 2
MCCANN ERICKSON INC 6
MEDNAX, INC. (0000893949) 2
MEHRABIAN ROBERT (0001184647) 41
MELLON BANK CORP 1
MELLON BANK N A 6
MELLON CAPITAL MANAGEMENT CORP (0000874779) 11
MELLON CAPITAL V (0001256714) 1
MELLON FINANCIAL CO 1
MELLON FINANCIAL CORP (0000064782) 1
MELLON FUNDING CORP (0000317598) 1
MELLON NATIONAL CORP 1
MEREDITH CORP (0000065011) 2
MEREDITH PUBLISHING CO 2
MERIDIAN BIOSCIENCE INC (0000794172) 4
MERIDIAN DIAGNOSTICS INC 4
MERIT MEDICAL SYSTEMS INC (0000856982) 4
MERITAGE CORP 4
METHODE ELECTRONICS INC (0000065270) 3
MICHIGAN STAR FURNITURE CO 2
MILLER HERMAN FURNITURE CO 2
MILLER HERMAN INC (0000066382) 2
MILLICOM INTERNATIONAL CELLULAR SA (0000912958) 4
MISSOURI BANCSHARES INC 2
MITEK SYSTEMS INC (0000807863) 2
MONKS DONALD R (0001209485) 19
MONTEREY HOMES CORP 4
MOODY ALDRICH & SULLIVAN LLC 8
MOODY ALDRICH PARTNERS LLC (0000936941) 8
MOVADO GROUP INC (0000072573) 2
MSC INDUSTRIAL DIRECT CO INC (0001003078) 7
MUELLER INDUSTRIES INC (0000089439) 2
Managed Asset Portfolios, LLC (0001600999) 1
Mawer Investment Management Ltd. (0001538449) 11
McCarthy J Kevin (0001386987) 10
Mellanox Technologies, Ltd. (0001356104) 2
Meritage Homes CORP (0000833079) 4
Mondrian Investment Partners LTD (0001317724) 16
Morgan Jennifer B. (0001691867) 7
NASH CO 2
NASH FINCH CO (0000069671) 2
NATCO GROUP INC (0001057693) 1
NATIONAL RETAIL PROPERTIES, INC. (0000751364) 3
NATUS MEDICAL INC (0000878526) 2
NAVISTAR HOLDING INC 3
NAVISTAR INTERNATIONAL CORP (0000808450) 3
NAVISTAR INTERNATIONAL CORP /DE/NEW 3
NBH INC 1
NETGEAR, INC (0001122904) 7
NETSCOUT SYSTEMS INC (0001078075) 2
NEW D&B CORP 4
NEW GOLD INC (0000758528) 1
NEW NEWELL CO 4
NEWELL CO 4
NEWELL RUBBERMAID INC (0000814453) 4
NEWSCOPE RESOURCES LTD 2
NEWTON INVESTMENT MANAGEMENT LTD (0001087733) 6
NEWTON MANAGEMENT LTD 6
NEXSTAR BROADCASTING GROUP INC (0001142417) 4
NEXSTAR MEDIA GROUP, INC. (0001142417) 2
NISSWA MASTER FUND LTD 29
NORDENBERG MARK A (0001184651) 15
NORDSTROM BEST INC 1
NORDSTROM INC (0000072333) 1
NORTH AMERICAN WATCH CORP 2
NORTHEAST UTILITIES 2
NORTHEAST UTILITIES SYSTEM 2
NRDC Acquisition Corp. 2
NRG Yield, Inc. (0001567683) 5
NRG Yieldco, Inc. 5
NUPATHE INC. (0001375200) 2
Nationwide Fund Advisors (0001097218) 12
Neal Michelle M. (0001668094) 6
New BlackRock, Inc. 10
New Gold Inc. /FI (0000800166) 1
Newton Capital Management Ltd 6
Newton Investment Management (North America) Ltd (0001318579) 6
Nicholas Investment Partners, LP (0001389574) 20
O HANLEY RONALD P (0001180495) 14
OAKHURST CAPITAL INC 2
OAKHURST CO INC 2
OFFICE DEPOT INC (0000800240) 5
OFFICEMAX INC (0000012978) 4
OIL STATES INTERNATIONAL, INC (0001121484) 3
OMNICELL COM /CA/ 2
OMNICELL INC /CA/ 2
OMNICELL TECHNOLOGIES INC 2
OMNICELL, Inc (0000926326) 2
OMNOVA SOLUTIONS INC (0001090061) 6
ONCOLYTICS BIOTECH INC (0001129928) 2
ONLINETRADING COM GROUP INC 2
ORA TECH INC 1
ORBIMAGE HOLDINGS INC/DE 7
ORBIMAGE INC 7
ORBITAL IMAGING CORP 7
OYO GEOSPACE CORP 3
Owl Creek Asset Management, L.P. (0001313756) 13
PACIFIC INVESTMENT MANAGEMENT CO LLC (0001163368) 8
PALERMO JAMES P (0001201586) 23
PANTRY INC (0000915862) 1
PATTERSON COMPANIES, INC. (0000891024) 2
PATTERSON DENTAL CO 2
PDL BIOPHARMA, INC. (0000882104) 8
PEDIATRIX MEDICAL GROUP INC 2
PENN VIRGINIA CORP (0000077159) 2
PEP BOYS MANNY MOE & JACK (0000077449) 2
PEREGRINE CAPITAL MANAGEMENT LLC (0000764529) 5
PERFORMANCE FOOD GROUP CO (0000908254) 1
PERICOM SEMICONDUCTOR CORP (0001001426) 2
PIONEER DRILLING CO 2
PIONEER ENERGY SERVICES CORP (0000320575) 2
PIPER JAFFRAY COMPANIES (0001230245) 3
PITNEY BOWES INC /DE/ (0000078814) 2
PNM RESOURCES INC (0001108426) 2
POLO RALPH LAUREN CORP 2
PORTFOLIO RECOVERY ASSOCIATES INC (0001185348) 2
PORTLAND GENERAL ELECTRIC CO /OR/ (0000784977) 2
POWERSHARES CAPITAL MANAGEMENT LLC 2
PREMIERE GLOBAL SERVICES, INC. (0000880804) 2
PREMIERE TECHNOLOGIES INC 2
PRICE T ROWE ASSOCIATES INC /MD/ (0000080255) 11
PRIMERO MINING CORP (0001455886) 2
PRINCIPAL FINANCIAL GROUP INC (0001126328) 2
PROFFITTS INC 2
PROFUNDS ETF TRUST 2
PROSHARES TRUST (0001174610) 2
PROTEIN DESIGN LABS INC/DE 8
PROVIDENCE SERVICE CORP (0001220754) 2
PRUDENTIAL FINANCIAL INC (0001137774) 2
PTEK HOLDINGS INC 2
Park John A. (0001433202) 25
Parkway, Inc. (0001677761) 2
Passport Capital, LLC (0001352428) 14
Peetz Karen B (0001343152) 40
Perella Weinberg Partners Capital Management LP (0001426083) 8
Peters Lisa B (0001404542) 22
Phocas Financial Corp. (0001356783) 13
Pine River Capital Management L.P. (0001288136) 42
Planet Fitness, Inc. (0001637207) 1
PowerShares DB G10 Currency Harvest Fund (0001354730) 2
PowerShares DB Gold Fund (0001383055) 11
Primo Water Corp (0001365101) 2
QUALCOMM SPINCO INC/ 2
QUEST SOFTWARE INC (0001088033) 2
RALPH LAUREN CORP (0001037038) 2
RAMCO GERSHENSON PROPERTIES TRUST (0000842183) 2
RECORD A PUNCH CORP 4
RECRUITSOFT INC 2
REGAL BELOIT CORP (0000082811) 4
REGIS CORP (0000716643) 1
REHABCARE CORP 3
REHABCARE GROUP INC (0000812191) 3
REIN CATHERIN A (0001176294) 54
RENYI THOMAS A (0001209490) 42
RETAIL CREDIT CO 5
RETAIL OPPORTUNITY INVESTMENTS CORP (0001407623) 2
RICE HALL JAMES & ASSOCIATES, LLC (0001230765) 17
RICE JAMES HALL & ASSOCIATES LLC (0001230765) 17
RICHARDSON WILLIAM C (0001038630) 45
RMX INDUSTRIES INC 1
ROGAN BRIAN G (0001209491) 28
ROTO-ROOTER INC 1
ROYAL BANK OF CANADA (0001000275) 1
RPS REALTY TRUST 2
RUDOLPH TECHNOLOGIES INC (0001094392) 2
RUSSELL FRANK CO/ (0000721204) 14
Revance Therapeutics, Inc. (0001479290) 3
Robeco Investment Management, Inc. (0001386060) 20
Robinson Elizabeth (0001687218) 2
Russell Investments Group, Ltd. (0001692234) 1
SAFETY HOLDINGS INC 3
SAFETY INSURANCE GROUP INC (0001172052) 3
SAKS INC (0000812900) 2
SALIX HOLDINGS LTD 3
SALIX PHARMACEUTICALS LTD (0001009356) 3
SALLIE MAE 4
SANDISK CORP (0001000180) 2
SCANSOURCE INC (0000918965) 9
SCHARF CHARLES W (0001195358) 5
SCHRODER INVESTMENT MANAGEMENT GROUP (0001086619) 14
SCHWAB CHARLES INVESTMENT MANAGEMENT INC (0000884546) 5
SCOTT SAMUEL C III (0001202862) 55
SCRIPPS E W CO /DE (0000832428) 2
SEQUEL CORP 4
SHARON STEEL CORP 2
SHAW GROUP INC (0000914024) 4
SHUFFLE MASTER INC (0000718789) 2
SIERRA WIRELESS INC (0001111863) 2
SIGMA ALDRICH CORP (0000090185) 3
SIGMA INTERNATIONAL LTD 3
SIMPSON MANUFACTURING CO INC /CA/ (0000920371) 2
SINCLAIR BROADCAST GROUP INC (0000912752) 4
SIRIOS CAPITAL MANAGEMENT L P (0001104883) 31
SLM CORP (0001032033) 4
SLM HOLDING CORP 4
SONIC SOLUTIONS/CA/ (0000916235) 2
SOTHEBYS (0000823094) 2
SOTHEBYS HOLDINGS INC 2
SOUTH TEXAS DRILLING & EXPLORATION INC 2
SOUTH TEXAS DRILLING CO 2
SPARTAN STORES INC (0000877422) 5
SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) (0001168164) 3
SPDR SERIES TRUST (0001064642) 7
SPREADTRUM COMMUNICATIONS INC (0001287950) 3
SPRINT CORP 5
SPRINT NEXTEL CORP (0000101830) 5
SSGA FUNDS MANAGEMENT INC (0001257442) 14
STAG Industrial REIT, Inc. 2
STAG Industrial, Inc. (0001479094) 2
STAGE STORES INC (0000006885) 2
STAMPS COM INC 2
STAMPS.COM INC (0001082923) 2
STANDARD PACIFIC CORP /DE/ (0000878560) 2
STANDISH AYER & WOOD INC/MA 6
STANDISH MELLON ASSET MANAGEMENT 6
STANDISH MELLON ASSET MANAGEMENT Co LLC (0001055509) 6
STAR FURNITURE CO 2
STEEL DYNAMICS INC (0001022671) 1
STEELCASE INC (0001050825) 9
STERLING CONSTRUCTION CO INC (0000874238) 2
STEWART INFORMATION SERVICES CORP (0000094344) 2
STRATEGIC FINANCIAL BANCORP INC 2
STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) 3
STREETTRACKS SERIES TRUST 7
SURMA JOHN P (0001229767) 20
SWIFT ENERGY CO (0000351817) 1
Santomassimo Michael P. (0001725890) 3
Scorpio Tankers Inc. (0001483934) 1
Shea Brian T (0001502259) 20
Sherburne Jane Cecile (0001438784) 10
Shulman Douglas H. (0001726926) 3
Square, Inc. (0001512673) 2
TALEO CORP (0001134203) 2
TALMER BANCORP, INC. (0001360683) 2
TELE NORTE LESTE PARTICIPACOES SA (0001066113) 7
TELECOMMUNICATION SYSTEMS INC (0001276770) 2
TEMPLETON INVESTMENT COUNSEL LLC (0000315282) 8
TERADATA CORP /DE/ (0000816761) 2
TESCO CORP (0001022705) 2
TETRA TECHNOLOGIES INC (0000844965) 2
TEXTILE DISTRIBUTORS INC 2
TEXTRON INC (0000217346) 2
TRACTOR SUPPLY CO /DE/ (0000916365) 1
TRADESTATION GROUP INC (0001111559) 2
TRIMBLE INC. (0000864749) 1
TRIMBLE NAVIGATION LTD /CA/ (0000864749) 2
TRINITY INDUSTRIES INC (0000099780) 3
TRINITY STEEL CO INC 3
TW HOLDINGS INC 2
TWILIO INC (0001447669) 1
Talend SA (0001668105) 1
TherapeuticsMD, Inc. (0000025743) 5
Thermon Group Holdings, Inc. (0001489096) 3
Tower Automotive, LLC 2
Tower International, Inc. (0001485469) 2
Trian Fund Management, L.P. (0001345471) 16
TrueBlue, Inc. (0000768899) 8
U-Store-It Trust 2
UMB FINANCIAL CORP (0000101382) 2
UNITED MISSOURI BANCSHARES INC 2
UNITED TELECOMMUNICATIONS INC 5
UNITED UTILITIES INC 5
URCARCO INC 1
URDANG INVESTMENT MANAGEMENT INC 6
US CONCRETE INC (0001073429) 1
USA EDUCATION INC 4
Union Point Advisors, LLC (0001591799) 5
United Services Automobile Association 4
United States Heating Oil Fund, LP (0001396877) 3
Uniti Group Inc. (0001620280) 1
VACUUM ELECTRONIC MANUFACTURING CORP 3
VAN ECK ALTERNATIVES INDEX FUND 2
VAN ECK ECONOMEX INDUSTRIES INDEX FUND 2
VAN SAUN BRUCE W (0001209493) 8
VANGUARD BOND INDEX FUND INC 3
VANGUARD BOND INDEX FUNDS (0000794105) 3
VANGUARD BOND MARKET FUND INC 3
VANGUARD GROUP INC (0000102909) 4
VANGUARD INDEX BOND FUND 3
VANGUARD SPECIALIZED FUNDS (0000734383) 3
VANGUARD SPECIALIZED FUNDS/ (0000734383) 3
VANGUARD SPECIALIZED PORTFOLIOS INC 3
VANGUARD TAX MANAGED FUND INC 2
VANGUARD TAX MANAGED FUNDS 2
VANGUARD TAX-MANAGED FUNDS (0000923202) 2
VEECO INSTRUMENTS INC (0000103145) 3
VERIFONE SYSTEMS, INC. (0001312073) 1
VIAVI SOLUTIONS INC. (0000912093) 4
VIGNETTE CORP (0001042185) 2
VIRGINIA COAL & IRON CO 2
VISHAY INTERTECHNOLOGY INC (0000103730) 9
VISIONCHINA MEDIA INC. (0001415911) 2
VISTEON CORP (0001111335) 3
VOLTERRA SEMICONDUCTOR CORP (0001050550) 2
VON SCHACK WESLEY W (0001025355) 80
VOYA INVESTMENT MANAGEMENT LLC (0001068837) 2
VS HOLDINGS, INC. 2
Velti plc (0001490412) 4
VeriFone Holdings, Inc. 1
Vitamin Shoppe, Inc. (0001360530) 2
Vulcan Value Partners, LLC (0001556785) 3
WCI Communities, Inc. (0001574532) 2
WEBSENSE INC (0001098277) 3
WEIS MARKETS INC (0000105418) 2
WELLINGTON MANAGEMENT CO LLP (0000902219) 1
WELLINGTON MANAGEMENT GROUP LLP (0000902219) 26
WELLS CAPITAL MANAGEMENT INC (0001075869) 8
WELLS FARGO & COMPANY/MN (0000072971) 14
WELLS FARGO INSTITUTIONAL TRUST CO 2
WELSBACH CORP 2
WESTERN RESOURCE TECHNOLOGIES INC 4
WH HOLDINGS CAYMAN ISLANDS LTD 2
WHV Investment Management, Inc. (0000105692) 10
WHV Investments, Inc. (0000105692) 12
WOETZEL KURT D (0001209497) 22
WRT ENERGY CORP 4
WW GRAINGER INC (0000276172) 4
Wagonhound Investments, LP 20
Walter Scott & Partners Ltd (0001462006) 6
Wells Fargo Funds Management, LLC (0001327354) 14
Western Union CO (0001365135) 2
Wiener James S (0001625697) 7
WisdomTree Trust (0001350487) 19
XTRASHARES TRUST 2
YAMANA GOLD INC. (0001264089) 4
ZAGG Inc (0001296205) 3
ZALE CORP (0000109156) 2
ZALE JEWELRY CO INC 2
ZEPTON NETWORKS INC 1
ZOLTEK COMPANIES INC (0000890923) 3
Zagg INC (0001296205) 1
iSHARES TRUST (0001100663) 41
iShares GSCI Commodity Indexed Trust 6
iShares S&P GSCI Commodity-Indexed Trust (0001332174) 6
iShares U.S. ETF Trust (0001524513) 3
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