B. Riley Financial, Inc.  [  NASDAQ ]  [ RILYG ]


21255 BURBANK BLVD.
SUITE 400
WOODLAND HILLS,  CA,
  USA
818-884-3737
Filing DateCurrent and former namesChanged on date
2014-11-05
Great American Group, Inc.
2009-05-22
2014-11-05
B. Riley Financial, Inc.
Central Index Key (CIK)
0001464790
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231
Std. Industrial Class.
7389 SERVICES-BUSINESS SERVICES, NEC

Ownership (Form 3,4,5)# Filings
ANTIN ROBERT L (0000901483) 2
ASHER DANIEL (0001251859) 20
Ahn Phillip (0001574572) 1
Ahn Phillip J (0001574572) 6
Alternative Asset Management Acquisition Corp (0001393816) 1
B RILEY CAPITAL MANAGEMENT LLC (0001658704) 4
B Riley & Co LLC (0001337002) 4
B Riley & Co LLC 401K Profit Sharing Plan (0001660819) 1
BRC Partners Opportunity Fund LP (0001642765) 4
Carpenter Scott K (0001468985) 4
D Agostino Robert P (0001342009) 5
DJ Fund Investments LLC - Series E (0001628353) 1
ELLIOTT ASSOCIATES LP (0000904495) 4
ELLIOTT INTERNATIONAL LP (0000937611) 3
Erickson Paul (0001468986) 3
Forman Alan N (0001490907) 7
Friedman Lester M (0001469205) 2
Goldman Fred (0001678019) 1
Gumaer Andrew (0001469265) 8
HART MATTHEW J (0001188272) 7
HENDRIX RICHARD J (0001218306) 3
HILTON HUGH G (0001225085) 7
Hendrickson Brett (0001337431) 1
KELLEHER THOMAS J /ADV (0000216309) 6
KELLEHER THOMAS J /ADV (0000216309) 3
Klein Mark D (0001322402) 5
LEVITT MICHAEL J (0001228160) 5
LaRocque Michael (0001678020) 1
Liverpool Limited Partnership (0001614418) 1
MILLER LLOYD I III (0000949119) 15
Middleton International Ltd (0001614345) 1
Naughton Mark P (0001469266) 1
Nokomis Capital LLC (0001541055) 1
Pabst Thomas E (0001468983) 2
RILEY BRYANT R (0001207269) 21
Robert Antin Children Irrevocable Trust dtd 1/1/01 (0001660821) 1
Sheldon Michael Joseph (0001402601) 2
Sims Todd D (0001685242) 4
Todaro Richard L (0001615082) 7
WEITZMAN HOWARD (0001136368) 7
Weitz Mark (0001468979) 2
Williams Mikel H (0001308951) 5
World Funds Trust (0001396092) 2
Wunderlich Gary Kent JR (0001709974) 3
Yellen Harvey M (0001468981) 1
Young Kenneth M (0001365572) 4
Form D Related Persons# Filings
Andrew Gumaer (0001469265) 4
Bryant R Riley (0001207269) 2
Bryant Riley 2
Harvey M Yellen (0001468981) 1
Harvey Yellen 2
Howard E Weitzman 1
Hugh G Hilton (0001225085) 2
Hugh Hilton 2
Mark D Klein (0001322402) 1
Mark Klein 2
Mark Naughton 1
Matthew Hart 2
Matthew J Hart (0001188272) 2
Michael J Levitt (0001228160) 1
Paul S Erickson 1
Phillip Ahn (0001574572) 2
Phillip J Ahn (0001574572) 1
Richard L Todaro (0001615082) 1
Scott Carpenter 2
Scott K Carpenter (0001468985) 1
Thomas J Kelleher 1
Thomas Kelleher 1
All related persons/companies# Filings
ANTIN ROBERT L (0000901483) 2
ASHER DANIEL (0001251859) 20
Abacus World Funds Trust 2
Ahn Phillip (0001574572) 7
Ahn Phillip J. (0001574572) 6
Alternative Asset Management Acquisition Corp. (0001393816) 3
B. RILEY CAPITAL MANAGEMENT, LLC (0001658704) 12
B. Riley & Co., Inc. 4
B. Riley & Co., LLC (0001337002) 4
B. Riley & Co., LLC 401(K) Profit Sharing Plan (0001660819) 1
BABE INC 2
BRC Partners Opportunity Fund, LP (0001642765) 4
Boston Partners (0001386060) 1
Carpenter Scott K (0001468985) 4
Converted Organics Inc. 1
D Agostino Robert P (0001342009) 5
DIALECTIC CAPITAL MANAGEMENT, LLC (0001411512) 3
DIALECTIC CAPITAL MANAGEMENT, LP (0001411512) 2
DJ Fund Investments, LLC - Series E (0001628353) 5
ELLIOTT ASSOCIATES LP (0000904495) 4
ELLIOTT ASSOCIATES, L.P. (0000904495) 4
ELLIOTT INTERNATIONAL, L.P. (0000937611) 3
ENSYS ENVIRONMENTAL PRODUCTS INC /DE/ 2
Erickson Paul (0001468986) 3
FBR & Co. (0001371446) 7
FBR CAPITAL MARKETS CORP 7
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX (0001079373) 2
FINJAN HOLDINGS, INC. (0001366340) 1
Forman Alan N (0001490907) 7
Friedman Lester M (0001469205) 2
Goldman Fred (0001678019) 1
Great American Group, Inc. (0001464790) 501
Gumaer Andrew (0001469265) 8
HART MATTHEW J (0001188272) 7
HENDRIX RICHARD J (0001218306) 3
HILTON HUGH G (0001225085) 7
Hanover-STC Acquisition Corp. 3
Hendrickson Brett (0001337431) 1
KELLEHER THOMAS J /ADV (0000216309) 9
KELLEHER THOMAS J /ADV (0000216309) 3
Klein Mark D (0001322402) 5
LEVITT MICHAEL J (0001228160) 5
LaRocque Michael (0001678020) 1
Liverpool Limited Partnership (0001614418) 2
MAGICJACK VOCALTEC LTD (0001005699) 1
MILLER LLOYD I III (0000949119) 22
Middleton International Ltd (0001614345) 1
NATIONAL HOLDINGS CORP (0001023844) 5
Naughton Mark P (0001469266) 1
Nokomis Capital, L.L.C. (0001541055) 5
OLYMPIC CASCADE FINANCIAL CORP 5
Pabst Thomas E (0001468983) 2
RILEY BRYANT R (0001207269) 26
Robeco Investment Management, Inc. (0001386060) 5
Robert Antin Children Irrevocable Trust dtd 1/1/01 (0001660821) 1
SPECIAL DIVERSIFIED OPPORTUNITIES INC. (0000911649) 2
STRATEGIC DIAGNOSTICS INC/DE/ 2
SUBIN NEIL S (0001201333) 1
Sheldon Michael Joseph (0001402601) 2
Sims Todd D. (0001685242) 4
Todaro Richard L (0001615082) 7
UNITED ONLINE INC (0001142701) 5
VOCALTEC COMMUNICATIONS LTD 1
VOCALTEC LTD 1
WEITZMAN HOWARD (0001136368) 7
WELLINGTON MANAGEMENT CO 5
WELLINGTON MANAGEMENT CO LLP (0000902219) 5
WESTGATE INTERNATIONAL L P 3
Weitz Mark (0001468979) 2
Williams Mikel H (0001308951) 5
World Funds Trust (0001396092) 2
Wunderlich Gary Kent JR (0001709974) 3
Yellen Harvey M (0001468981) 1
Young Kenneth M (0001365572) 4
bebe stores, inc. (0001059272) 2
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