Bulldog Investors, LLC


PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK,  NJ,
  USA
201 556-0092
Filing DateCurrent and former namesChanged on date
2013-07-09
Bulldog Investors, LLC
2013-07-09
Brooklyn Capital Management LLC
2010-10-26
Central Index Key (CIK)
0001504304
State of Incorporation
DE
Country of Incorporation
USA
Fiscal year end
1231

Ownership (Form 3,4,5)# Filings
Dakos Andrew (0001341021) 474
FULL VALUE PARTNERS LP (0001164363) 4
GOLDSTEIN PHILLIP (0001067621) 474
Samuels Steven (0001561169) 480
All related persons/companies# Filings
ABERDEEN CHILE FUND, INC. (0000846676) 5
ABERDEEN ISRAEL FUND, INC. (0000865277) 1
ABERDEEN JAPAN EQUITY FUND, INC. (0000866095) 1
ABERDEEN SINGAPORE FUND INC (0000864415) 3
ADVENT CLAYMORE GLOBAL CONVERTIBLE OPPORT INCOME FD 19
ADVENT CLAYMORE GLOBAL TOTAL RETURN FUND 19
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND (0001278460) 19
ALLIANCE NEW YORK MUNICIPAL INCOME FUND (0001162030) 22
AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC 2
AMERICAN SELECT PORTFOLIO INC (0000908785) 1
AMERICAN STRATEGIC INCOME PORTFOLIO INC II (0000886984) 2
ARPEGGIO ACQUISITION CORP 30
ASIA TIGERS FUND INC (0000912729) 3
Atlantic Acquisition Corp. (0001680873) 1
BANK OF CYPRUS PUBLIC CO LTD (0001369816) 2
BDCA VENTURE, INC. (0001444706) 25
Brookfield DTLA Fund Office Trust Investor Inc. (0001575311) 6
Brooklyn Capital Management LLC (0001504304) 952
CB Pharma Acquisition Corp. 2
CHILE FUND INC 5
COLONIAL INTERMARKET INCOME TRUST I 28
CROSSROADS CAPITAL, INC. (0001444706) 1
Clough Global Equity Fund (0001316463) 15
Cushing MLP Income Fund 14
Cushing Renaissance Fund (0001506488) 14
DCA Total Return Fund 56
DEUTSCHE GLOBAL HIGH INCOME FUND, INC. (0000887590) 25
DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (0001375387) 12
DEUTSCHE STRATEGIC INCOME TRUST (0000919708) 1
DIVERSIFIED REAL ESTATE INCOME FUND L.P. (0001523614) 2
DT Asia Investments Ltd (0001611852) 1
DWS Dreman Value IncomEdge Fund, Inc. 13
DWS Dreman Value Income Edge Fund, Inc. 13
DWS GLOBAL HIGH INCOME FUND 25
DWS GLOBAL HIGH INCOME FUND, INC. 25
DWS High Income Opportunities Fund, Inc. (0001375387) 13
DWS STRATEGIC INCOME TRUST 1
Dakos Andrew (0001341021) 474
Delaware Enhanced Global Dividend & Income Fund (0001396167) 1
Delaware Investments Enhanced Global Dividend & Income Fund 1
Diversified Real Asset Income Fund (0001598085) 2
Dividend Capital Realty Income Allocation Fund 56
EMERGENT CAPITAL, INC. (0001494448) 3
EQUUS II INC 1
EQUUS TOTAL RETURN, INC. (0000878932) 1
Eaton Vance Risk-Managed Diversified Equity Income Fund (0001395325) 3
Eaton Vance Risk-Managed Equity Income Fund 3
FIRST ISRAEL FUND INC 1
FIRST TRUST ACTIVE DIVIDEND INCOME FUND 79
FIRST TRUST DIVIDEND & INCOME FUND (0001403275) 79
FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS 2
FIRST UNION REALTY 2
FULL VALUE PARTNERS LP (0001164363) 4
Firsthand Technology Value Fund, Inc. (0001495584) 44
Full Circle Capital Corp (0001490013) 4
GLADSTONE INVESTMENT CORPORATION\DE (0001321741) 2
GLOBAL EQUITY CURRENCY FUND INC 6
GLOBAL HIGH INCOME DOLLAR FUND INC 4
GLOBAL HIGH INCOME FUND INC (0000897996) 4
GLOBAL OPPORTUNITIES INCOME FUND INC /MD/ 4
GOLDSTEIN PHILLIP (0001067621) 474
Global Defense & National Security Systems, Inc. (0001583513) 2
Gyrodyne, LLC (0001589061) 4
H2 FINANCIAL MANAGEMENT INC. 3
HELIOS STRATEGIC INCOME FUND, INC (0001275902) 10
HELVETIA FUND INC 16
HF2 FINANCIAL MANAGEMENT INC. (0001562214) 3
Hill International, Inc. (0001287808) 30
IMPERIAL HOLDINGS, INC. (0001494448) 6
ISRAEL CAPITAL FUND INC 1
Imperial Holdings, Inc. (0001494448) 3
Imperial Holdings, LLC 9
JAPAN EMERGING EQUITY FUND INC 1
JAPAN EQUITY FUND INC 1
JARDINE FLEMING CHINA REGION FUND INC 23
JAVELIN MORTGAGE INVESTMENT CORP. (0001552890) 4
JF CHINA REGION FUND INC 23
JFMORGAN CHINA REGION FUND INC 23
JPMORGAN CHINA REGION FUND, INC. (0000888137) 23
KEATING CAPITAL INC 25
KEMPER STRATEGIC INCOME TRUST 1
KOREA EQUITY FUND INC (0000912023) 38
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC (0001278211) 6
LIBERTY ALL STAR EQUITY FUND (0000799195) 1
LMP REAL ESTATE INCOME FUND INC. (0001173557) 92
M I Acquisitions, Inc. (0001653558) 3
MANAGED HIGH YIELD PLUS FUND INC (0001060392) 2
MANAGED MUNICIPALS PORTFOLIO INC 2
MEVC DRAPER FISHER JURVETSON FUND I INC 6
MFS INTERMARKET INCOME TRUST I (0000853770) 28
MORGAN STANLEY DEAN WITTER EASTERN EUROPE FUND INC 2
MORGAN STANLEY EASTERN EUROPE FUND, INC. (0000918686) 2
MORGAN STANLEY RUSSIA & NEW EUROPE FUND INC 2
MUNICIPAL PARTNERS FUND INC 2
MVC CAPITAL, INC. (0001099941) 6
Madison Strategic Sector Premium Fund (0001317080) 3
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (0001261166) 14
New York REIT, Inc. (0001474464) 2
Nuveen Commodities Income & Growth Fund 2
Nuveen Diversified Commodity Fund (0001345801) 2
Nuveen Diversified Currency Opportunities Fund (0001390109) 3
Nuveen Global Equity Income Fund (0001363421) 51
Nuveen Global Government Enhanced Income Fund 3
Nuveen Global High Income Fund (0001615905) 2
Nuveen Global Income Opportunities Fund (0001359816) 3
Nuveen Global Value Opportunities Fund 51
Nuveen International Short-Term Government Income Fund 3
Nuveen Long/Short Commodity Total Return Fund (0001522699) 18
Nuveen Multi-Currency Short-Term Government Income Fund 3
Origo Acquisition Corp (0001619551) 2
PACHOLDER FUND INC 70
PACHOLDER HIGH YIELD FUND INC (0000837951) 70
PUTNAM HIGH BOND FUND 42
PUTNAM HIGH INCOME BOND FUND 42
PUTNAM HIGH INCOME CONVERTIBLE & BOND FUND 42
PUTNAM HIGH INCOME SECURITIES FUND (0000810943) 42
PUTNAM MANAGED MUNICIPAL INCOME TRUST (0000844790) 6
PUTNAM MUNICIPAL OPPORTUNITIES TRUST (0000900422) 8
Quartet Merger Corp. (0001581889) 1
REAL ESTATE INCOME FUND INC 92
RMK STRATEGIC INCOME FUND INC 10
SALOMON BROTHERS INFLATION MANAGEMENT FUND INC 7
SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC 2
SALOMON BROTHERS REAL ESTATE INCOME FUND INC 92
SCUDDER GLOBAL HIGH INCOME FUND /MA/ 25
SCUDDER STRATEGIC INCOME TRUST 1
SINGAPORE FUND INC/MD/ 3
SINO MERCURY ACQUISITION CORP. (0001608269) 1
STEWART INFORMATION SERVICES CORP (0000094344) 3
SWISS HELVETIA FUND, INC. (0000813623) 16
Samuels Steven (0001561169) 480
Stars Acquisition Corp. 1
Stellar Acquisition III Inc. (0001665300) 2
TEMPLETON RUSSIA & EAST EUROPEAN FUND INC (0000930828) 1
TEMPLETON RUSSIA & EAST EUROPEAN FUND INC (0000930828) 1
TEMPLETON RUSSIA FUND INC 1
TURKISH INVESTMENT FUND, INC. (0000856218) 3
USF&G PACHOLDER FUND INC /OH/ 70
Virtus Total Return Fund (0001310445) 56
WESTERN ASSET INFLATION MANAGEMENT FUND INC. (0001283721) 7
WESTERN ASSET MANAGED MUNICIPALS FUND INC. (0000886043) 2
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (0000894351) 2
WETERN ASSET MUNICIPAL PARTNERS FUND INC. 2
Wheeler Real Estate Investment Trust, Inc. (0001527541) 5
Winthrop Realty Trust (0000037008) 2
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