SunOpta Inc.

Feb. 16, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
McCoy Pat [ Officer, SVP, Food Service, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-010912.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 9, 2018
Common Stock
Total owned: 6,217
Feb. 15, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Lindell John [ Officer, SVP, Fruit, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-010337.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 5, 2018
Feb. 14, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Miketa George [ Officer, Chief Customer Officer, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-010000.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 9, 2018
Feb. 13, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Grant Rob [ Officer, SVP, Supply Chain, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-009555.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 6, 2018
Feb. 13, 2018 .
Filed By
MORGAN STANLEY
Subject Company
SunOpta Inc.
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SC 13G/A
0000895421-18-000204.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
FMR LLC
Subject Company
SunOpta Inc.
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SC 13G
0000315066-18-001552.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
UBS Group AG
Subject Company
SunOpta Inc.
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SC 13G/A
0001193125-18-042429.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 12, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Whitehair Chris [ Officer, SVP, Operations, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-009428.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 2, 2018
Feb. 12, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Buick Mike [ Officer, SVP, Beverage and Snack, ]
Signed By
Jill Barnett attorney-in-fact
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3
0001209191-18-009424.nc XML (1)
Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 5, 2018
Feb. 8, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
COLO DAVID [ Director, Officer, President and CEO, ]
Signed By
David J Colo
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4
0001209191-18-008552.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Feb. 6, 2018
Common Shares
[M : Exer. or conv. of deriv. security exempted] 16,667 shares Total owned: 161,667
Common Shares
[F : Pmt of exercise price or tax liab] 4,879 shares x $6.90/sh Total owned: 156,788
Common Shares
[M : Exer. or conv. of deriv. security exempted] 16,667 shares Total owned: 173,455
Common Shares
[F : Pmt of exercise price or tax liab] 5,225 shares x $6.90/sh Total owned: 168,230
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 16,667 shares x $0.00/sh Total owned: 33,333 [ Underlying Securities: Common Shares ] 16,667 shares
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 16,667 shares x $0.00/sh Total owned: 33,333 [ Underlying Securities: Common Shares ] 16,667 shares
Jan. 25, 2018 .
Filer
SunOpta Inc.
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8-K
0001062993-18-000307.nc
Current report Includes: Material events, Director, Executive officer elections resignations, departures, Financial disclosures, Changes in control, etc.
Item
8.01 Other: Important event
Period ending
Jan. 25, 2018
Jan. 24, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Signed By
Gregg A Tanner
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4/A
0001209191-18-005028.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2018
Common Shares
[M : Exer. or conv. of deriv. security exempted] 3,897 shares Total owned: 9,531
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,897 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Common Shares ] 3,897 shares
Jan. 23, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Signed By
Gregg A Tanner
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4
0001209191-18-004989.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 19, 2018
Common Shares
[M : Exer. or conv. of deriv. security exempted] 3,897 shares Total owned: 9,531
Restricted Stock Units
[M : Exer. or conv. of deriv. security exempted] 3,897 shares x $0.00/sh Total owned: 0 [ Underlying Securities: Common Shares ] 3,897 shares
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
HOUDE LOVAS KATRINA [ Director, ]
Signed By
Katrina Lovas Houde
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4
0001209191-18-003978.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 1,770 shares x $7.75/sh Total owned: 86,524
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Hollis Richard Dean [ Director, ]
Signed By
Richard Dean Hollis
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4
0001209191-18-003966.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 3,646 shares x $7.75/sh Total owned: 77,391
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Signed By
Greg A Tanner
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4
0001209191-18-003988.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 2,227 shares x $7.75/sh Total owned: 5,634
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Detlefsen Michael [ Director, ]
Signed By
Michael Detlefsen
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4
0001209191-18-003956.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 1,911 shares x $7.75/sh Total owned: 65,020
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
ATKINS M SHAN [ Director, ]
Signed By
Shan Atkins
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4
0001209191-18-004072.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 1,212 shares x $7.75/sh Total owned: 28,965
Jan. 17, 2018 .
Issuer
SunOpta Inc. STKL
Reporting Owner
Springstubb Brendan B [ Director, ]
Signed By
Brendan Springstubb
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4
0001209191-18-004004.nc XML (1)
Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Period ending
Jan. 15, 2018
Common shares
[A : Grant / award] 2,227 shares x $7.75/sh Total owned: 13,629
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