ARIEL INVESTMENTS, LLC

Feb. 14, 2018 .
Filer
ARIEL INVESTMENTS, LLC
Signed By
James R. Prescott
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13F-HR
0000936753-18-000102.nc XML (2)
Initial Quarterly Form 13F Holdings report filed by institutional managers
Period ending
Dec. 31, 2017
Filing contains
172  rows of securities
Total Value
8.9 billion
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
GlassBridge Enterprises, Inc.
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SC 13G/A
0000936753-18-000073.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
ASPEN AEROGELS INC
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SC 13G/A
0000936753-18-000060.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
Rubicon Technology, Inc.
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SC 13G/A
0000936753-18-000090.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
Synacor, Inc.
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SC 13G
0000936753-18-000097.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
CUMBERLAND PHARMACEUTICALS INC
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SC 13G/A
0000936753-18-000067.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
First American Financial Corp
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SC 13G/A
0000936753-18-000071.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
American Electric Technologies Inc
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SC 13G/A
0000936753-18-000057.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
CPI AEROSTRUCTURES INC
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SC 13G/A
0000936753-18-000069.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
CAPITAL SOUTHWEST CORP
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SC 13G/A
0000936753-18-000068.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
AstroNova, Inc.
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SC 13G/A
0000936753-18-000059.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
TEAM INC
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SC 13G/A
0000936753-18-000098.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
ACACIA RESEARCH CORP
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SC 13G/A
0000936753-18-000056.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
Telenav, Inc.
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SC 13G/A
0000936753-18-000099.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
Lazard Ltd
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SC 13G/A
0000936753-18-000080.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
VICAL INC
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SC 13G/A
0000936753-18-000101.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
KENNAMETAL INC
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SC 13G/A
0000936753-18-000079.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
EMCORE CORP
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SC 13G
0000936753-18-000078.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
Bristow Group Inc
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SC 13G/A
0000936753-18-000063.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Feb. 13, 2018 .
Filed By
ARIEL INVESTMENTS, LLC
Subject Company
HOULIHAN LOKEY, INC.
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SC 13G/A
0000936753-18-000075.nc
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
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