SunOpta Inc.

Filing date
2018-02-16
Submission
0001209191-18-010912.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
McCoy Pat [ Officer, SVP, Food Service, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock6217D
Filing date
2018-02-15
Submission
0001209191-18-010337.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Lindell John [ Officer, SVP, Fruit, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-02-14
Submission
0001209191-18-010000.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Miketa George [ Officer, Chief Customer Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-02-13
Submission
0001209191-18-009555.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Grant Rob [ Officer, SVP, Supply Chain, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-02-13
Submission
0000895421-18-000204.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-13
Submission
0000315066-18-001552.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-13
Submission
0001193125-18-042429.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-12
Submission
0001209191-18-009428.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Whitehair Chris [ Officer, SVP, Operations, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-02-12
Submission
0001209191-18-009424.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Buick Mike [ Officer, SVP, Beverage and Snack, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-02-08
Submission
0001209191-18-008552.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
COLO DAVID [ Director, Officer, President and CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Shares2018-02-064M : Exer. or conv. of deriv. security exemptedFalse16667A161667D
Non-Derriv. transCommon Shares2018-02-064F : Pmt of exercise price or tax liabFalse48796.90D156788D
Non-Derriv. transCommon Shares2018-02-064M : Exer. or conv. of deriv. security exemptedFalse16667A173455D
Non-Derriv. transCommon Shares2018-02-064F : Pmt of exercise price or tax liabFalse52256.90D168230D
Derriv. transRestricted Stock Units2018-02-064M : Exer. or conv. of deriv. security exemptedFalse166670.00D33333Common Shares16667D
Derriv. transRestricted Stock Units2018-02-064M : Exer. or conv. of deriv. security exemptedFalse166670.00D33333Common Shares16667D
Filing date
2018-01-24
Submission
0001209191-18-005028.nc
Form
4/A Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Shares2018-01-194M : Exer. or conv. of deriv. security exemptedFalse3897A9531D
Derriv. transRestricted Stock Units2018-01-194M : Exer. or conv. of deriv. security exemptedFalse38970.00D2018-01-190Common Shares3897D
Filing date
2018-01-23
Submission
0001209191-18-004989.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Shares2018-01-194M : Exer. or conv. of deriv. security exemptedFalse3897A9531D
Derriv. transRestricted Stock Units2018-01-194M : Exer. or conv. of deriv. security exemptedFalse38970.00D2017-01-190Common Shares3897D
Filing date
2018-01-17
Submission
0001209191-18-003978.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
HOUDE LOVAS KATRINA [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse17707.75A86524D
Filing date
2018-01-17
Submission
0001209191-18-003966.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Hollis Richard Dean [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse36467.75A77391D
Filing date
2018-01-17
Submission
0001209191-18-003988.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Tanner Gregg A [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse22277.75A5634D
Filing date
2018-01-17
Submission
0001209191-18-003956.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Detlefsen Michael [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse19117.75A65020D
Filing date
2018-01-17
Submission
0001209191-18-004072.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
ATKINS M SHAN [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse12127.75A28965D
Filing date
2018-01-17
Submission
0001209191-18-004004.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Springstubb Brendan B [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon shares2018-01-154A : Grant / awardFalse22277.75A13629D
Filing date
2017-12-18
Submission
0001193125-17-372070.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2017-12-18
Submission
0000899243-17-029017.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
SunOpta Inc. STKL
Reporting Owner
Oaktree Huntington Investment Fund II, L.P. [ 10% owner, ]
Oaktree Capital Group, LLC [ 10% owner, ]
Oaktree Capital Group Holdings GP, LLC [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-12-154P : Open market or private purchaseFalse6445407.50A1358565D
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