LIBBEY INC  [  AMEX ]  [ LBY ]

Filing date
2018-02-21
Submission
0000902274-18-000016.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
KOVACH SUSAN A [ Officer, VP,General Counsel & Secretary, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transRestricted Stock Units2018-02-174F : Pmt of exercise price or tax liabFalse15036.07D14058D
Non-Derriv. holdingCommon Stock37355.5281D
Derriv. holdingPhantom Stock Units1998-08-081193.172Common Stock1193.172D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-0111666Common Stock11666.0D
Derriv. holdingNQ - Stock Option (Right to Buy)17.132017-02-172026-02-2516353Common Shares16353.0D
Derriv. holdingNQ - Stock Option (Right to Buy)38.062016-02-172025-03-024685Common Stock4685.0D
Derriv. holdingNQ - Stock Option (Right to Buy)23.022015-02-242024-02-246413Common Stock6413.0D
Derriv. holdingNon-Qualified Stock Option (right to buy)19.022014-02-222023-02-226902Common Stock6902.0D
Derriv. holdingNon-Qualified Stock Option (right to buy)13.952013-02-172022-02-174624Common Stock4624.0D
Derriv. holdingNon-Qualified Stock Option (right to buy)17.02012-02-102021-02-103625Common Stock3625.0D
Derriv. holdingNon-Qualified Stock Option (right to buy)15.352009-02-152018-02-153621Common Stock3621.0D
Filing date
2018-02-21
Submission
0000902274-18-000014.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
FOLEY WILLIAM A [ Director, Officer, Chief Executive Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transRestricted Stock Units2018-02-174F : Pmt of exercise price or tax liabFalse78536.07D90811D
Non-Derriv. holdingCommon Stock52732D
Derriv. holdingPhantom Stock Units0.01988-08-081988-08-0812914.65Common Stock12914.65D
Derriv. holdingNQ - Stock Option (Right to Buy)17.132017-02-172026-02-25126598Common Stock126598.0D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-0188550Common Stock88550.0D
Filing date
2018-02-21
Submission
0000902274-18-000012.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Summersgill Carol [ Officer, Vice President-Human Resources, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transRestricted Stock Units2018-02-174F : Pmt of exercise price or tax liabFalse6736.07D11629D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-018586Common Stock8586.0D
Filing date
2018-02-15
Submission
0000902274-18-000008.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Huddleston J Klay [ Officer, VP, Chief Digital Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingRestricted Stock Units6967D
Derriv. holdingNon-Qualified Stock Option (right to buy)7.222018-11-132027-11-13Common Stock19882.0D
Filing date
2018-02-15
Submission
0000902274-18-000010.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Mossing William C [ Officer, VP, Chief Supply Chain Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingRestricted Stock Units22910D
Derriv. holdingNon-Qualified Stock Option (right to buy)6.752018-12-012027-12-01Common Stock30123.0D
Filing date
2018-02-14
Submission
0000902274-18-000006.nc
Form
5 Ownership: Annual statement of changes in beneficial ownership of securities. Insider trading. ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
KOVACH SUSAN A [ Officer, VP,General Counsel & Secretary, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transPhantom Stock Units2009-12-155A : Grant / awardFalse154.037.10A1998-08-08154.103Common Stock154.103D
Derriv. transPhantom Stock Units2009-12-315A : Grant / awardFalse143.0247.65A1998-08-08297.127Common Stock143.024D
Derriv. transPhantom Stock Units2010-12-155A : Grant / awardFalse120.09714.35A1998-08-08417.224Common Stock120.097D
Derriv. transPhantom Stock Units2010-12-315A : Grant / awardFalse111.40215.47A1998-08-08528.626Common Stock111.402D
Derriv. transPhantom Stock Units2011-12-155A : Grant / awardFalse190.10512.42A1998-08-08718.731Common Stock190.105D
Derriv. transPhantom Stock Units2011-12-305A : Grant / awardFalse185.32912.74A1998-08-08904.06Common Stock185.329D
Derriv. transPhantom Stock Units2012-12-145A : Grant / awardFalse86.83319.32A1998-08-08990.893Common Stock86.833D
Derriv. transPhantom Stock Units2012-12-315A : Grant / awardFalse96.33219.35A1998-08-081193.172Common Stock96.332D
Filing date
2018-02-13
Submission
0001085146-18-000619.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-12
Submission
0001193125-18-039232.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-09
Submission
0000932471-18-004383.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-09
Submission
0001258897-18-001337.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-07
Submission
0001193125-18-034123.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-05
Submission
0000902274-18-000004.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Nave Steve [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transPhantom Stock Units2018-02-014A : Grant / awardFalse1958.6897.02A1988-08-081988-08-086809.09Common Stock1958.689D
Filing date
2018-01-25
Submission
0000215457-18-003037.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-22
Submission
0000906304-18-000046.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-12-13
Submission
0000902274-17-000147.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Summersgill Carol [ Officer, Vice President-Human Resources, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transRestricted Stock Units2017-12-114F : Pmt of exercise price or tax liabFalse2096.05D12302D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-018586Common Stock8586.0D
Filing date
2017-11-02
Submission
0000902274-17-000142.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Nave Steve [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transPhantom Stock Units2017-11-014A : Grant / awardFalse1912.3787.19A1988-08-081988-08-084769.187Common Stock1912.378D
Filing date
2017-10-25
Submission
0000902274-17-000135.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Nave Steve [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transPhantom Stock Units2017-05-174A : Grant / awardFalse1192.2068.12A1988-08-081988-08-081192.206Common Stock1192.206D
Derriv. transPhantom Stock Units2017-08-014A : Grant / awardFalse1607.4488.63A1988-08-081988-08-082815.811Common Stock1607.448D
Filing date
2017-09-06
Submission
0000902274-17-000133.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
Summersgill Carol [ Officer, Vice President-Human Resources, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transRestricted Stock Units2017-09-014F : Pmt of exercise price or tax liabFalse1258.20D12511D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-018586Common Stock8586.0D
Filing date
2017-08-23
Submission
0000902274-17-000129.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
MOERDYK CAROL B [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock45484D
Derriv. transPhantom Stock Units0.02017-08-224A : Grant / awardFalse284.488.10A1988-08-081988-08-0819895.4407Common Stock284.48D
Filing date
2017-08-23
Submission
0000902274-17-000127.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LIBBEY INC LBY
Reporting Owner
FOLEY WILLIAM A [ Director, Officer, Chief Executive Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock52732D
Non-Derriv. holdingRestricted Stock Units98664D
Derriv. transPhantom Stock Units0.02017-08-224A : Grant / awardFalse181.57148.10A1988-08-081988-08-0812698.409Common Stock181.5714D
Derriv. holdingNQ - Stock Option (Right to Buy)17.132017-02-172026-02-25126598Common Shares126598.0D
Derriv. holdingNQ - Stock Option (Right to Buy)13.62018-02-172027-03-0188550Common Stock88550.0D
db