REGIONAL HEALTH PROPERTIES, INC  [ RHEA ]

Filing date
2018-02-27
Submission
0001209191-18-014123.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
REGIONAL HEALTH PROPERTIES, INC RHE
Reporting Owner
Taylor Kenneth Wayne [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-01-26
Submission
0001193805-18-000071.nc
Form
SC 13D Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2018-01-23
Submission
0001193125-18-017102.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-05-03
Submission
0001004724-17-000028.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
SZAMES BRIAN M [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-05-014A : Grant / awardFalse233640A23364D
Filing date
2017-05-03
Submission
0001004724-17-000027.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
SZAMES BRIAN M [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2017-04-04
Submission
0001144204-17-018809.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2017-03-27
Submission
0001144204-17-016616.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2017-03-23
Submission
0001144204-17-016158.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Fox Michael J [ Director, ]
Park City Capital, LLC [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. trans10% Convertible Subordinated Notes Due April 30, 20172017-01-094J : Other acqui. or dispo.False1000000D2015-04-302017-04-300Common Stock235294IBy Park City Capital, LLC
Filing date
2017-02-07
Submission
0001193125-17-033152.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-01-19
Submission
0001387749-17-000004.nc
Form
SC 13D Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-12-20
Submission
0001004724-16-000252.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Morrison Brent [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-12-164A : Grant / awardFalse245100A60742D
Filing date
2016-12-20
Submission
0001004724-16-000253.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Knaup Thomas W [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-12-164A : Grant / awardFalse347220A57588D
Filing date
2016-12-20
Submission
0001004724-16-000254.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Tenwick David A [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-12-164A : Grant / awardFalse245100A498650D
Filing date
2016-12-19
Submission
0001144204-16-140359.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Fox Michael J [ Director, ]
Park City Capital, LLC [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-12-164A : Grant / awardFalse245100A60742D
Non-Derriv. holdingCommon Stock750000IBy Park City Capital, LLC
Filing date
2016-12-01
Submission
0001004724-16-000238.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
MCBRIDE WILLIAM III [ Director, Officer, Chairman & CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-12-014P : Open market or private purchaseFalse50001.60A280143D
Filing date
2016-11-30
Submission
0001004724-16-000236.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Rimland Allan J [ Officer, President & CFO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-11-294P : Open market or private purchaseFalse80001.63A177155D
Non-Derriv. transCommon Stock2016-11-304P : Open market or private purchaseFalse27001.60A179855D
Filing date
2016-11-28
Submission
0001004724-16-000234.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
MCBRIDE WILLIAM III [ Director, Officer, Chairman & CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-11-254P : Open market or private purchaseFalse20001.55A267143D
Non-Derriv. transCommon Stock2016-11-254P : Open market or private purchaseFalse20001.56A269143D
Non-Derriv. transCommon Stock2016-11-284P : Open market or private purchaseFalse40001.60A273143D
Non-Derriv. transCommon Stock2016-11-284P : Open market or private purchaseFalse20001.61A275143D
Filing date
2016-11-22
Submission
0001004724-16-000232.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
MCBRIDE WILLIAM III [ Director, Officer, Chairman & CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-11-184P : Open market or private purchaseFalse75001.61A262643D
Non-Derriv. transCommon Stock2016-11-184P : Open market or private purchaseFalse15001.60A264143D
Non-Derriv. transCommon Stock2016-11-214P : Open market or private purchaseFalse10001.63A265143D
Filing date
2016-10-06
Submission
0001683168-16-000258.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-09-21
Submission
0001004724-16-000212.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ADCARE HEALTH SYSTEMS, INC ADK
Reporting Owner
Tenwick David A [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-09-194M : Exer. or conv. of deriv. security exemptedFalse1094721.04A524354D
Non-Derriv. transCommon Stock2016-09-194F : Pmt of exercise price or tax liabFalse502142.267D474140D
Derriv. transCommon Stock Warrant (right to buy)1.042016-09-194M : Exer. or conv. of deriv. security exemptedFalse1094720D2009-11-202019-11-200Common Stock109472.0D
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