SOKOL DAVID L

Filing date
2018-02-13
Submission
0001104659-18-008761.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-12-01
Submission
0001596771-17-000089.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ACCESS NATIONAL CORP ANCX
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-11-305G : GiftFalseE71000D2465831D
Non-Derriv. holdingCommon Stock217011IBy IRAs
Filing date
2017-10-03
Submission
0001225208-17-015852.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
Seaspan CORP SSW
Reporting Owner
SOKOL DAVID L [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transClass A Common Shares2017-09-295A : Grant / awardFalse694.00000.0000A3011849.0000D
Filing date
2017-08-02
Submission
0001225208-17-013169.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
Seaspan CORP SSW
Reporting Owner
SOKOL DAVID L [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transClass A Common Shares2017-07-285A : Grant / awardFalse1000000.00006.0000A1010941.0000D
Non-Derriv. transClass A Common Shares2017-07-285A : Grant / awardFalse1000000.00000.0000A2010941.0000D
Non-Derriv. transClass A Common Shares2017-07-285J : Other acqui. or dispo.False1000000.00000.0000A3010941.0000D
Filing date
2017-07-06
Submission
0001225208-17-012399.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
Seaspan CORP SSW
Reporting Owner
SOKOL DAVID L [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingClass A Common Shares10941.0000D
Filing date
2017-06-09
Submission
0001596771-17-000055.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ACCESS NATIONAL CORP ANCX
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-06-075G : GiftFalseE1100000D2472931D
Non-Derriv. holdingCommon Stock217011IBy IRAs
Filing date
2017-04-03
Submission
0001596771-17-000027.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-04-014U : Disp. in a change of control trans.False1940012D0D
Non-Derriv. transCommon Stock2017-04-014U : Disp. in a change of control trans.False162996D0IBy IRAs
Filing date
2017-04-03
Submission
0001104659-17-021015.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-04-03
Submission
0001596771-17-000026.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
ACCESS NATIONAL CORP ANCX
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock217011IBy IRAs
Non-Derriv. holdingCommon Stock2582931D
Filing date
2016-10-25
Submission
0001193125-16-746782.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-04-29
Submission
0001193125-16-569191.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-04-20
Submission
0001193125-16-548408.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-03-31
Submission
0001193125-16-525027.nc
Form
SC 13D Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2016-03-02
Submission
0001140361-16-056093.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-02-294S : Open market or private saleFalse232521.00D1941132D
Non-Derriv. transCommon Stock2016-03-014S : Open market or private saleFalse50821.00D1940624D
Non-Derriv. transCommon Stock2016-03-024S : Open market or private saleFalse61221.00D1940012D
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2016-02-26
Submission
0001140361-16-055310.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2016-02-244S : Open market or private saleFalse10321.00D1946857D
Non-Derriv. transCommon Stock2016-02-254S : Open market or private saleFalse123221.00D1945625D
Non-Derriv. transCommon Stock2016-02-264S : Open market or private saleFalse216821.0049D1943457D
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2014-09-22
Submission
0001140361-14-036172.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-09-194P : Open market or private purchaseFalse2922018.10A1946960D
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2014-08-07
Submission
0001140361-14-031291.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-08-054P : Open market or private purchaseFalse753117.993A1917740D
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2014-08-05
Submission
0001140361-14-030704.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-08-014P : Open market or private purchaseFalse1931917.9815A1887279IBy Self as Trustee for David L. Sokol Revocable Trust
Non-Derriv. transCommon Stock2014-08-044P : Open market or private purchaseFalse2293017.997A1910209D
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2014-06-26
Submission
0001140361-14-026741.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-06-244P : Open market or private purchaseFalse100018.00A1867960IBy Self as Trustee for David L. Sokol Revocable Trust
Non-Derriv. holdingCommon Stock162996IBy IRAs
Filing date
2014-05-12
Submission
0001140361-14-020160.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
MIDDLEBURG FINANCIAL CORP MBRG
Reporting Owner
SOKOL DAVID L [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-05-094P : Open market or private purchaseFalse3217.50A1866960IBy Self as Trustee for David L. Sokol Revocable Trust
Non-Derriv. holdingCommon Stock162996IBy IRAs
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