UBS AG

Filing date
2018-02-14
Submission
0001193125-18-044986.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-02-13
Submission
0001193125-17-039674.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2016-02-16
Submission
0000913849-16-000436.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2016-02-10
Submission
0001193125-16-457322.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2015-09-02
Submission
0001193125-15-310116.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2015-05-28
Submission
0001193125-15-203704.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2015-05-07
Submission
0001193125-15-175001.nc
Form
SC 13D Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2015-02-17
Submission
0000913849-15-000052.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2015-02-10
Submission
0001193125-15-041767.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2015-02-10
Submission
0001193125-15-041790.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2015-02-10
Submission
0001193125-15-041741.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2014-12-16
Submission
0001193125-14-444014.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2014-11-13
Submission
0001209191-14-068480.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST BFO
Reporting Owner
UBS AG [ Other, Former 10% Owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. trans09250M2082014-11-114J : Other acqui. or dispo.False14D0IBy subsidiary
Filing date
2014-11-13
Submission
0001209191-14-068498.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
BLACKROCK MUNICIPAL 2020 TERM TRUST BKK
Reporting Owner
UBS AG [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transAuction Preferred Stock 09249X208, 09249X307, 09249X4062014-11-124J : Other acqui. or dispo.False37D1078IBy subsidiary
Filing date
2014-11-12
Submission
0001209191-14-068015.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
BLACKROCK MUNICIPAL 2020 TERM TRUST BKK
Reporting Owner
UBS AG [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transAuction Preferred Stock 09249X208, 09249X307, 09249X4062014-11-104J : Other acqui. or dispo.False35D1115IBy subsidiary
Filing date
2014-11-10
Submission
0001209191-14-067484.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
BLACKROCK MUNICIPAL 2020 TERM TRUST BKK
Reporting Owner
UBS AG [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transAuction Preferred Stock 09249X208, 09249X307, 09249X4062014-11-064J : Other acqui. or dispo.False47D1150IBy subsidiary
Filing date
2014-10-27
Submission
0001209191-14-064863.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
AllianzGI Convertible & Income Fund II NCZ
Reporting Owner
UBS AG [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transAuction Preferred Stock2014-10-244J : Other acqui. or dispo.False2A5636IBy subsidiary
Filing date
2014-08-11
Submission
0001193125-14-304876.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2014-08-08
Submission
0001193125-14-302977.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2014-08-08
Submission
0001193125-14-302982.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
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