LendingClub Corp

Filing date
2018-03-29
Submission
0001127602-18-013055.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Athey Susan C [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2018-03-27
Submission
0001127602-18-012846.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Gulati Sameer [ Officer, Chief Operations Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-03-254M : Exer. or conv. of deriv. security exemptedFalse157250A350396D
Non-Derriv. transCommon Stock2018-03-254F : Pmt of exercise price or tax liabFalse77973.56D342599D
Derriv. transRestricted Stock Unit (RSU)02018-03-254M : Exer. or conv. of deriv. security exemptedFalse157250D2026-05-26408856Common Stock15725D
Filing date
2018-03-05
Submission
0000947871-18-000217.nc
Form
SC 13D/A Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2018-03-05
Submission
0001318400-18-000003.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Chen Tian Qiao [ 10% owner, ]
Shanda Media LTD [ 10% owner, ]
Shanda Investment Group Ltd [ 10% owner, ]
Shanda Technology Overseas Capital Co. [ 10% owner, ]
SHANDA ASSET MANAGEMENT HOLDINGS Ltd [ 10% owner, ]
Shanda Group USA Ltd [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-03-014P : Open market or private purchaseFalse36000003.607A88913151ISee footnote
Non-Derriv. transCommon Stock2018-03-014P : Open market or private purchaseFalse17500003.6834A90663151ISee footnote
Non-Derriv. transCommon Stock2018-03-014P : Open market or private purchaseFalse23460163.4293A93009167ISee footnote
Non-Derriv. transCommon Stock2018-03-024P : Open market or private purchaseFalse39882383.7257A96997405ISee footnote
Non-Derriv. transCommon Stock2018-03-024P : Open market or private purchaseFalse8170003.7A97814405ISee footnote
Filing date
2018-03-05
Submission
0001127602-18-010207.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Ciporin Daniel T [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-03-014P : Open market or private purchaseFalse100003.73A1024809D
Non-Derriv. holdingCommon Stock35336D
Non-Derriv. holdingCommon Stock48272IBy Jill Ciporin, Trustee Of Daniel Ciporin 2014 Family Trust
Filing date
2018-03-05
Submission
0001127602-18-010204.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Morris John C. [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-03-014P : Open market or private purchaseFalse100003.7082A44217D
Non-Derriv. holdingCommon Stock35336D
Filing date
2018-03-02
Submission
0001127602-18-009712.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
DENMAN KENNETH D [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-284P : Open market or private purchaseFalse300003.156A30000D
Non-Derriv. holdingCommon Stock57378D
Filing date
2018-02-27
Submission
0001127602-18-008830.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Gulati Sameer [ Officer, Chief Operations Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse157250A333795D
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse172020A350997D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse163263.35D334671D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse5223890A522389Common Stock522389D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse157250D2026-05-26424581Common Stock15725D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse172020D2027-02-24206423Common Stock17202D
Filing date
2018-02-27
Submission
0001127602-18-008819.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
McCORD PATRICIA J [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse1044780A104478Common Stock104478D
Filing date
2018-02-27
Submission
0001127602-18-008883.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
CASEY THOMAS W [ Officer, Chief Financial Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse138100A64935D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse77163.35D57219D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse8955230A895523Common Stock895523D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse138100D2026-09-26138094Common Stock13810D
Filing date
2018-02-27
Submission
0001127602-18-008874.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Stack Fergal [ Officer, SVP, Corporate Controller, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse2835830A283583Common Stock283583D
Filing date
2018-02-27
Submission
0001127602-18-008821.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
ALLOCCA STEVEN [ Officer, President, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse670840A130869D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse340543.35D96815D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse7462690A746269Common Stock746269D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse670840D2027-05-28872094Common Stock67084D
Filing date
2018-02-27
Submission
0001127602-18-008823.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Bogan Timothy [ Officer, Chief Risk Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse6100A123833D
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse55740A129407D
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse226450A152052D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse142953.35D137757D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse6716420A671642Common Stock671642D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse6100D2025-02-252438Common Stock610D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse55740D2026-02-2644590Common Stock5574D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse226450D2026-08-25226450Common Stock22645D
Filing date
2018-02-27
Submission
0001127602-18-008886.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Sanborn Scott [ Officer, CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse344030A1202919D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse170583.35D1185861D
Derriv. transRestricted Stock Unit (RSU)02018-02-234A : Grant / awardFalse2284410A228441Common Stock228441D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse7462690A746269Common Stock746269D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse344030D2027-02-24412845Common Stock34403D
Filing date
2018-02-27
Submission
0001127602-18-008827.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
ELMER RUSSELL S [ Officer, General Counsel, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse409170A163143D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse202873.35D142856D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse5970150A597015Common Stock597015D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse409170D2026-09-26409166Common Stock40917D
Filing date
2018-02-27
Submission
0001127602-18-008825.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Dunne Patrick J [ Officer, Chief Capital Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-254M : Exer. or conv. of deriv. security exemptedFalse135870A55771D
Non-Derriv. transCommon Stock2018-02-254F : Pmt of exercise price or tax liabFalse67373.35D49034D
Derriv. transRestricted Stock Unit (RSU)02018-02-244A : Grant / awardFalse8208960A820896Common Stock820896D
Derriv. transRestricted Stock Unit (RSU)02018-02-254M : Exer. or conv. of deriv. security exemptedFalse135870D2026-08-25135870Common Stock13587D
Filing date
2018-02-23
Submission
0001127602-18-008087.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
MACK JOHN J [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-224P : Open market or private purchaseFalse500003.83A1563673D
Non-Derriv. holdingCommon Stock35336D
Filing date
2018-02-14
Submission
0001140361-18-007881.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-02-14
Submission
0001127602-18-006152.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LendingClub Corp LC
Reporting Owner
Sanborn Scott [ Officer, CEO, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2018-02-124M : Exer. or conv. of deriv. security exemptedFalse890310A1213916D
Non-Derriv. transCommon Stock2018-02-124F : Pmt of exercise price or tax liabFalse454003.75D1168516D
Derriv. transRestricted Stock Unit (RSU)02018-02-124M : Exer. or conv. of deriv. security exemptedFalse890310D2026-05-14801283Common Stock89031D
Filing date
2018-02-13
Submission
0001193125-18-041776.nc
Form
SC 13G/A Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
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