LiveXLive Media, Inc.

    • 1
  • Ownership filings:   (1 of 19 - Total: 19)
Filing date
2018-01-12
Submission
0001171520-18-000020.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-12
Submission
0001213900-18-000494.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-10
Submission
0001213900-18-000326.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-10
Submission
0000315066-18-000065.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-04
Submission
0001213900-18-000097.nc
Form
SC 13D Acquisition of beneficial ownership of 5% or more of any class of equity securities. Includes: Buy / Acquire / Sell / Dispose 1% or more. Incl: Takeovers, change of control
Filing date
2018-01-03
Submission
0001213900-18-000056.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2018-01-02
Submission
0001213900-18-000018.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
Filing date
2017-12-29
Submission
0001213900-17-013748.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. GRMS
Reporting Owner
ELLIN ROBERT S [ 10% owner, Director, Officer, CEO and Chairman, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-12-274P : Open market or private purchaseFalse7000004.00A17700505ISee Footnotes
Filing date
2017-12-21
Submission
0001213900-17-013575.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Spengler Tim J. [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value66667D
Filing date
2017-12-21
Submission
0001213900-17-013565.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Hoversten Schuyler [ Officer, Chief Revenue Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value166667D
Filing date
2017-12-21
Submission
0001213900-17-013563.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Gold Jerome N. [ Officer, CFO and EVP, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value105000D
Derriv. holdingStock Option (Right to Buy)1.652027-09-01Common Stock333334D
Derriv. holdingStock Option (Right to Buy)4.002027-12-24Common Stock333334D
Filing date
2017-12-21
Submission
0001213900-17-013557.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
BEBEL MICHAEL J [ Officer, EVP - Corp Devel & Rights Mgmt, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2017-12-21
Submission
0001213900-17-013561.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Foster Craig L [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Filing date
2017-12-21
Submission
0001213900-17-013569.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Krigsman Jay E. [ Director, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value92021D
Non-Derriv. holdingCommon Stock, $0.001 par value838225ISee Footnote
Filing date
2017-12-21
Submission
0001213900-17-013559.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
ELLIN ROBERT S [ 10% owner, Director, Officer, CEO and Chairman, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value17000505ISee Footnotes
Derriv. holdingStock Option (Right to Buy)4.002027-09-07Common Stock1166667D
Filing date
2017-12-21
Submission
0001213900-17-013573.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Schaer Douglas D [ Officer, Chief Operating Officer, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value166667D
Filing date
2017-12-21
Submission
0001213900-17-013571.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Moore Maile M. [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value670340D
Non-Derriv. holdingCommon Stock, $0.001 par value4651394ISee Footnotes
Filing date
2017-12-21
Submission
0001213900-17-013567.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
LiveXLive Media, Inc. LIVX
Reporting Owner
Indursky Blake I [ Officer, Chief Business Officer and EVP, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock, $0.001 par value233333D
Filing date
2012-11-29
Submission
0001521536-12-001208.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
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