CARDAX, INC.

    • 1
  • Ownership filings:   (1 of 3 - Total: 3)
Filing date
2014-05-09
Submission
0001437749-14-008615.nc
Form
3 Ownership: Initial statement of beneficial ownership of securities. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
CARDAX, INC. CDXI
Reporting Owner
PAULSON CAPITAL (DELAWARE) CORP. [ 10% owner, ]
PAULSON INVESTMENT COMPANY, INC. [ 10% owner, ]
Paulson Cardax Investments 1 LLC [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. holdingCommon Stock800000IBy Paulson Investment Company, Inc.
Non-Derriv. holdingCommon Stock3872434IBy Paulson Cardax Investments 1, LLC
Derriv. holdingWarrants (right to buy)0.62502014-02-072019-02-07Common Stock3872434IBy Paulson Cardax Investments 1, LLC
Filing date
2014-05-09
Submission
0001437749-14-008616.nc
Form
4 Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )
Issuer
CARDAX, INC. CDXI
Reporting Owner
PAULSON CAPITAL (DELAWARE) CORP. [ 10% owner, ]
PAULSON INVESTMENT COMPANY, INC. [ 10% owner, ]
Paulson Cardax Investments 1 LLC [ 10% owner, ]
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2014-02-244P : Open market or private purchaseFalse5000000.20A1300000IBy Paulson Investment Company, Inc.
Non-Derriv. holdingCommon Stock3872434IBy Paulson Cardax Investments 1, LLC
Derriv. transWarrants (right to buy)0.6252014-02-074J : Other acqui. or dispo.False10684770A2014-02-072019-02-071068477Common Stock1068477IBy Paulson Investment Company, Inc.
Derriv. holdingWarrants (right to buy)0.62502014-02-072019-02-073872434Common Stock3872434IBy Paulson Cardax Investments 1, LLC
Filing date
2014-05-08
Submission
0001437749-14-008359.nc
Form
SC 13G Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and institutions
  • 1
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