5   0000921895-18-000695

Ownership: Annual statement of changes in beneficial ownership of securities. Insider trading. ( Directors, Officers, Significant Shareholders )

filing date
Feb. 14, 2018
period of report
Dec. 31, 2017
accepted date
Feb. 14, 2018
Signed By
David L Kanen
Kanen Wealth Management LLC By: David L Kanen Managing Member
The Philotimo Fund By: David L Kanen
accession number
0000921895-18-000695
type
5
public document count
1
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Key documents and exhibits
Link: Type Id filename
OWNERSHIP DOCUMENT 5 1 form511527001_02142018.xml
Issuer:
ONE Group Hospitality, Inc. [STKS]
Reporting Owner:
Kanen David 10% owner, Other, Passive Investor,
Kanen Wealth Management LLC 10% owner, Other, Passive Investor,
Philotimo Fund, LP 10% owner, Other, Passive Investor,
Date of Event Req Stmt
2017-12-31
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-11-214P : Open market or private purchaseFalseL280201.9470A2193776IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-11-224P : Open market or private purchaseFalseL32882.0000A2197064IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-11-244P : Open market or private purchaseFalseL67022.0000A2203766IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-11-284P : Open market or private purchaseFalseL22002.0500A2205966IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-11-294P : Open market or private purchaseFalseL401002.1000A2246066IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-11-304P : Open market or private purchaseFalseL170002.2215A2263066IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-014P : Open market or private purchaseFalseL11002.2300A2264166IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-154P : Open market or private purchaseFalseL204752.1493A2284641IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-214P : Open market or private purchaseFalseL45332.1985A2289174IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-224P : Open market or private purchaseFalseL220992.1981A2311273IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-274P : Open market or private purchaseFalseL2277242.2197A2538997IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-284P : Open market or private purchaseFalseL1500002.2262A2688997IKanen Wealth Management LLC
Non-Derriv. transCommon Stock2017-12-294P : Open market or private purchaseFalseL350002.39A1845000IThe Philotimo Fund LLC
Non-Derriv. holdingCommon Stock18921D
F1
The Form 3 filed by Kanen Wealth Management LLC ("KWM"), Mr. Kanen and The Philotimo Fund LLC on November 20, 2017, indicates that KWM does not own any shares of the Issuer since KWM does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. To align the Section 16 filings with the Schedule 13D, as amended, filed by KWM and Mr. Kanen, Item 6 of Table 1 above has been revised to reflect KWM's beneficial ownership of the Company's Common Stock as reported in the Schedule 13D, excluding the shares owned by The Philotimo Fund LLC, which are reported separately in Item 6, of Table 1 above.
F2
Mr. Kanen beneficially owns 4,553,997 shares of Common Stock, which represent approximately 16.6% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,688,997 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account.
Signed by
[ /s/ David L. Kanen ] on 2018-02-14
[ /s/ Kanen Wealth Management LLC By: David L. Kanen, Managing Member ] on 2018-02-14
[ /s/ The Philotimo Fund By: David L. Kanen ] on 2018-02-14
Type Filing Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
issuer
ONE Group Hospitality, Inc.
Cik: 0001399520
411 W. 14TH STREET
2ND FLOOR
NEW YORK,  NY,  10014
  USA
5812 -
Retail-Eating Places
141961545 USA [ DE ] 1231
411 W. 14TH STREET
2ND FLOOR
NEW YORK,  NY,  10014
  USA
May 23, 2011COMMITTED CAPITAL ACQUISITION Corp
May 15, 2007PLASTRON ACQUISITION CORP II
Type Filing Reporting Owner Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
reporting owner
Kanen David ( CIK: 0001681743 )

Cik:

10141 SWEET BAY COURT
PARKLAND,  FL,  33076
  USA
form type5
act34
file number001-37379
film number18615520
reporting owner
Philotimo Fund, LP ( CIK: 0001688522 )
State of INC USA [ DE ]
FY End

Cik:
5850 CORAL RIDGE DRIVE, SUITE 309
CORAL SPRINGS,  FL,  33076
  USA

5850 CORAL RIDGE DRIVE, SUITE 309
CORAL SPRINGS,  FL,  33076
  USA
form type5
act34
file number001-37379
film number18615518
reporting owner
Kanen Wealth Management LLC ( CIK: 0001681614 )
State of INC USA [ FL ]
FY End

Cik:
10141 SWEET BAY COURT
PARKLAND,  FL,  33076
  USA

10141 SWEET BAY COURT
PARKLAND,  FL,  33076
  USA
form type5
act34
file number001-37379
film number18615519