United Financial Bancorp, Inc. 5   0001501364-18-000021

Ownership: Annual statement of changes in beneficial ownership of securities. Insider trading. ( Directors, Officers, Significant Shareholders )

filing date
Feb. 14, 2018
period ending
Dec. 31, 2017
date of filing date change
Feb. 14, 2018
Signed By
Marliese L Shaw by POA
accession number
0001501364-18-000021
type
5
public document count
1
Key documents and exhibits
Link: Type Id filename
FORM 5 5 1 wf-form5_151865340531844.xml
Issuer:
United Financial Bancorp, Inc. [UBNK]
Reporting Owner:
Lorey Brandon Craig Other, EVP/United Bank,
Date of Event Req Stmt
2017-12-31
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-12-315A : Grant / awardFalse203.4370A3296.947IBy United Bank 401(k) Plan
Non-Derriv. holdingCommon Stock30485D
Non-Derriv. holdingCommon Stock3000IHeld in IRA
Derriv. holdingStock Options12.872013-02-112023-02-1139523Common Stock39523.0D
Derriv. holdingStock Options13.252013-06-212023-06-2114835Common Stock14835.0D
Derriv. holdingStock Options13.252013-06-212023-06-214945Common Stock4945.0D
Derriv. holdingStock Options13.732015-06-202024-06-206887Common Stock6887.0D
Derriv. holdingStock Options13.732015-06-202024-06-202295Common Stock2295.0D
F1
Shares allocated to the account of Mr. Lorey under the United Bank 401(k) Plan, of which all shares are vested.
F2
Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2017, not previously reported.
F3
Includes 2,994 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,389 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number of shares is net of 395 shares withheld by the Issuer for tax withholding purposes.
F4
Includes 900 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,358 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 458 shares withheld by the Issuer for tax withholding purposes.
F5
Includes 868 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 1,310 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number of shares is net of 442 shares withheld by the Issuer for tax withholding purposes.
F6
Includes 4,137 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,386 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number is net of 1,249 shares withheld by the Issuer for tax withholding purposes.
F7
Includes 3,025 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 7,770 shares will vest in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 2,745 shares withheld by the Issuer for tax withholding purposes and 2,000 shares sold on the open market.
F8
Includes 1,281 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 2,621 shares cliff vested on June 30, 2017 if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 2,621 granted shares decreased by 656 shares for not meeting those performance requirements. The reported number of shares is net of 684 shares withheld by the Issuer for tax withholding purposes.
F9
Includes 5,386 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F10
Includes 894 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,358 performance shares became 100% vested at target. The reported number of shares is net of 464 shares withheld by the Issuer for tax withholding purposes.
F11
Includes 3,389 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F12
Includes 4,381 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,381 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each annual anniversary of the grant date thereafter.
F13
Includes 3,231 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F14
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
F15
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
F16
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
F17
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
Signed by
[ /s/ Marliese L. Shaw by POA ] on 2018-02-14
Type Filing Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
issuer
United Financial Bancorp, Inc.
Cik: 0001501364
225 ASYLUM STREET
HARTFORD,  CT,  06103
  USA
6036 -
Savings Institutions, Not Federally Chartered
273577029 1231
225 ASYLUM STREET
HARTFORD,  CT,  06103
  USA
March 3, 2011Rockville Financial, Inc. /CT/
Sept. 14, 2010Rockville Financial New, Inc.
Type Filing Reporting Owner Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
reporting owner
Lorey Brandon Craig ( CIK: 0001570321 )

Cik:

C/O ROCKVILLE FINANCIAL, INC
45 GLASTONBURY BLVD
GLASTONBURY,  CT,  06033
  USA
form type5
act34
file number001-35028
film number18615505