United Financial Bancorp, Inc. 5   0001501364-18-000022

Ownership: Annual statement of changes in beneficial ownership of securities. Insider trading. ( Directors, Officers, Significant Shareholders )

filing date
Feb. 14, 2018
period ending
Dec. 31, 2017
date of filing date change
Feb. 14, 2018
Signed By
Marliese L Shaw by POA
accession number
0001501364-18-000022
type
5
public document count
1
Key documents and exhibits
Link: Type Id filename
FORM 5 5 1 wf-form5_151865358908847.xml
Issuer:
United Financial Bancorp, Inc. [UBNK]
Reporting Owner:
Newell Eric R Officer, EVP, CFO & Treasurer,
Date of Event Req Stmt
2017-12-31
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-12-315A : Grant / awardFalse2109.6320A14450.918IBy United Bank 401(k) Plan
Non-Derriv. holdingCommon Stock45036D
Non-Derriv. holdingCommon Stock4409.3435IHeld in IRA
Derriv. holdingStock Options10.992012-06-212022-06-2150739Common Stock50739.0D
Derriv. holdingStock Options10.992012-06-212022-06-2118009Common Stock18009.0D
Derriv. holdingStock Options13.252013-06-212023-06-214429Common Stock4429.0D
Derriv. holdingStock Options13.252013-06-212023-06-2113289Common Stock13289.0D
Derriv. holdingStock Options13.732015-06-202024-06-204783Common Stock4783.0D
Derriv. holdingStock Options13.732015-06-202024-06-2014349Common Stock14349.0D
F1
Shares allocated to the account of Mr. Newell under the United Bank 401(k) Plan, of which all shares are vested.
F2
Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2017, not previously reported.
F3
Includes 801 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,216 performance shares became 100% vested at target. The reported number of shares is net of 415 shares withheld by the Issuer for tax withholding purposes.
F4
Includes 4,527 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,876 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each annual anniversary of the grant date thereafter. The reported number is net of 1,349 shares withheld by the Issuer for tax withholding purposes.
F5
Includes 798 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,216 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 418 shares withheld by the Issuer for tax withholding purposes.
F6
Includes 9,382 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 14,201 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 4,819 shares withheld by the Issuer for tax withholding purposes.
F7
Includes 1,787 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 2,731 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each annual anniversary of the grant date thereafter. The reported number is net of 944 shares withheld by the Issuer for tax withholding purposes.
F8
Includes 5,876 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018 if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F9
Includes 3,361 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,796 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. The reported number of shares is net of 435 shares withheld by the Issuer for tax withholding purposes.
F10
Includes 3,796 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F11
Includes 2,687 shares of restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,462 shares cliff vested on June 30, 2017, if and only if, United Financial Bancorp, Inc. meets certain performance goals. Not all requirements were met, and as a result, this transaction represents the distribution of the original 5,462 granted shares decreased by 1,366 shares for not meeting those performance requirements. The reported number of shares is net of 1,409 shares withheld by the Issuer for tax withholding purposes.
F12
Includes 3,120 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 4,734 performance shares became 100% vested at target. The reported number of shares is net of 1,614 shares withheld by the Issuer for taxwithholding purposes.
F13
Includes 4,628 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 4,628 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2018 and the subsequent vesting on each on each annual anniversary of the grant date thereafter.
F14
Includes 4,072 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2020, if, and only if, United Financial Bancorp, Inc. meets certain performance goals.
F15
Includes additional non-reportable shares acquired through dividend reinvestment during 2017, not previously reported.
F16
The number of shares held by Mr. Newell in his IRA has been revised to amend the reporting to properly reflect the full indirect ownership, rather than including a portion in his direct ownership.
F17
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
F18
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable.
F19
Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary of the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
F20
Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest at the one year anniversary of the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.
Signed by
[ /s/ Marliese L. Shaw by POA ] on 2018-02-14
Type Filing Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
issuer
United Financial Bancorp, Inc.
Cik: 0001501364
225 ASYLUM STREET
HARTFORD,  CT,  06103
  USA
6036 -
Savings Institutions, Not Federally Chartered
273577029 1231
225 ASYLUM STREET
HARTFORD,  CT,  06103
  USA
March 3, 2011Rockville Financial, Inc. /CT/
Sept. 14, 2010Rockville Financial New, Inc.
Type Filing Reporting Owner Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
reporting owner
Newell Eric R ( CIK: 0001523145 )

Cik:

C/O ROCKVILLE FINANCIAL, INC.
1645 ELLINGTON ROAD
SOUTH WINDSOR,  CT,  06074
  USA
form type5
act34
file number001-35028
film number18615521