4   0001593968-17-000462

Ownership: Statement of changes in beneficial ownership. Insider trading ( Directors, Officers, Significant Shareholders )

filing date
March 20, 2017
period ending
March 17, 2017
date of filing date change
March 20, 2017
Signed By
Melanie Grace
accession number
0001593968-17-000462
type
4
public document count
1
Key documents and exhibits
Link: Type Id filename
PRIMARY DOCUMENT 4 1 primary_01.xml
Issuer:
Hercules Capital, Inc. [HTGC]
Reporting Owner:
Grace Melanie Officer, General Counsel & CCO,
Date of Event Req Stmt
2017-03-17
Type Title Conv/Exer price Trans. date Deemed Exe date Trans Form Type Trans Code Eqty swap? Footnote id Trans timelines # Shares Value Total Value Price / share Acq or Disp Date exercisable Expiration date # Owned post trans Value Owned post trans Underlying security title # Underlying securities Value underlying securities Direct or Indirect own Nature indirect own
Non-Derriv. transCommon Stock2017-03-174F : Pmt of exercise price or tax liabFalse35315.09D16164D
F1
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 17, 2017.
Signed by
[ /s/Melanie Grace ] on 2017-03-20
Type Filing Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
issuer
Hercules Capital, Inc.
Cik: 0001280784
400 HAMILTON AVE
SUITE 310
PALO ALTO,  CA,  94301
  USA
743113410 USA [ MD ] 1231
400 HAMILTON AVE
SUITE 310
PALO ALTO,  CA,  94301
  USA
Feb. 19, 2004HERCULES TECHNOLOGY GROWTH CAPITAL INC
Type Filing Reporting Owner Company SIC Rel IRS # State of INC FY End Mailing address Former Filing Vals
reporting owner
Grace Melanie ( CIK: 0001653448 )

Cik:

C/O HERCULES TECHNOLOGY GROWTH CAPITAL
400 HAMILTON AVENUE, SUITE 310
PALO ALTO,  CA,  94301
  USA
form type4
act34
file number814-00702
film number17700708